Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Jan 11, 2016
Total Value: $462M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | NUVEEN GLOBAL HIGH INCOME | 2,784,765 | $48.04M | 10.4% | $17.25 | $17.25 | — | COM | 67075G103 |
| — | GENERAL AMERICAN INVESTORS | 1,322,746 | $46.3M | 10.0% | $35.00 | $36.76 | — | COM | 368802104 |
| STC | STEWART INFO. SERVICES | 1,064,581 | $39.43M | 8.5% | $37.04 * | $32.46 | +4.4% | COM | 860372101 |
| — | LIBERTY ALL STAR EQUITY FUND | 5,193,893 | $31.06M | 6.7% | $5.98 | $5.85 | — | COM | 530158104 |
| — | DIVERSIFIED REAL ASSET INCOME | 1,731,795 | $30.03M | 6.5% | $17.34 | $17.73 | — | COM | 25533B108 |
| — | WINTHROP REALTY TRUST | 1,475,004 | $23M | 5.0% | $15.59 | $15.59 | — | COM | 976391300 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 1,062,534 | $19.82M | 4.3% | $18.65 * | $20.29 | +7.9% | COM | 33766Y100 |
| — | DWS HIGH INCOME OPP. | 1,197,073 | $16.8M | 3.6% | $14.03 | $14.48 | — | COM | 23339M204 |
| — | CLOUGH GLOBAL EQUITY FUND | 1,063,484 | $15.4M | 3.3% | $14.48 | $14.28 | — | COM | 18914C100 |
| — | IMPERIAL HOLDINGS INC | 2,296,697 | $14.97M | 3.2% | $6.52 | $2.90 | — | COM | 452834104 |
| — | MVC CAPITAL INC | 1,412,685 | $13.87M | 3.0% | $9.82 | $12.69 | — | COM | 553829102 |
| — | HF2 FINANCIAL MANAGEMENT | 1,187,411 | $12.36M | 2.7% | $10.41 | $10.11 | — | COM | 40421A104 |
| — | SWISS HELVETIA FUND | 957,503 | $10.67M | 2.3% | $11.14 | $12.97 | — | COM | 870875101 |
| — | IMPERIAL HOLDINGS INC 8.5% 2/15/2019 | 8,667,000 | $10.18M | 2.2% | $1.17 | $1.21 | — | DEBT | 452834AB0 |
| — | TRI CONTL CORP | 392,619 | $8.406M | 1.8% | $21.41 | $11.64 | — | COM | 895436103 |
| — | ALLIANCEBERNSTEIN INC FUND | 1,112,227 | $8.308M | 1.8% | $7.47 | $7.21 | — | COM | 01881E101 |
| — | CENTRAL SECS CORP | 355,389 | $7.808M | 1.7% | $21.97 | $21.84 | — | COM | 155123102 |
| — | LMP REAL ESTATE INCOME FUND | 562,632 | $7.061M | 1.5% | $12.55 | $11.37 | — | COM | 50208C108 |
| — | BOULDER GROWTH & INCOME FD | 737,947 | $6.678M | 1.4% | $9.05 | $6.33 | — | COM | 101507101 |
| — | ALLIANCE NEW YORK MUNI INC | 430,918 | $5.796M | 1.3% | $13.45 | $13.45 | — | COM | 018714105 |
| — | GLOBAL DEFENSE & NATL SEC SYS | 549,900 | $5.665M | 1.2% | $10.30 | $10.05 | — | COM | 37953N108 |
| — | GARNERO GROUP ACQUISITION | 585,800 | $5.594M | 1.2% | $9.55 | $9.55 | — | COM | G5866L108 |
| — | BOULDER TOTAL RETURN FD INC | 192,385 | $5.339M | 1.2% | $27.75 | $14.75 | — | COM | 101541100 |
| — | MFS INTERMARKET INC TRUST I | 599,223 | $4.998M | 1.1% | $8.34 | $8.35 | — | COM | 59318R103 |
| — | ADAMS EXPRESS CO | 359,025 | $4.911M | 1.1% | $13.68 | $11.96 | — | COM | 006212104 |
| — | FIFTH STREET SENIOR FLOATING | 466,614 | $4.769M | 1.0% | $10.22 | $10.74 | — | COM | 31679F101 |
| — | CAPITOL ACQUISITION CORP II | 475,152 | $4.695M | 1.0% | $9.88 | $9.66 | — | COM | 14056V105 |
| — | AR CAPITAL ACQUISITION CORP | 410,346 | $3.94M | 0.9% | $9.60 | $9.60 | — | COM | 00191R109 |
| — | VIRTUS TOTAL RETURN FUND | 820,314 | $3.708M | 0.8% | $4.52 | $4.07 | — | COM | 92829A103 |
| — | DWS GLBL HIGH INCOME FD | 429,049 | $3.364M | 0.7% | $7.84 | $7.98 | — | COM | 23338W104 |
| — | BDCA VENTURE INC | 616,274 | $3.014M | 0.7% | $4.89 | $5.02 | — | COM | 05543L106 |
| — | SINO MERCURY ACQUIS. COR. | 275,000 | $2.748M | 0.6% | $9.99 | $10.00 | — | COM | 82936K201 |
| — | DT ASIA INVESTMENTS LTD | 270,000 | $2.702M | 0.6% | $10.01 | $10.01 | — | COM | G2615J120 |
| — | 1347 CAPITAL CORP | 253,884 | $2.541M | 0.6% | $10.01 | $10.10 | — | COM | 68245V202 |
| — | HILL INTERNATIONAL INC | 644,433 | $2.475M | 0.5% | $3.84 | $3.84 | — | COM | 431466101 |
| — | BANCROFT FUND LTD | 102,168 | $2.049M | 0.4% | $20.06 | $17.33 | — | COM | 059695106 |
| — | TERRAPIN 3 ACQUISITION CORP | 200,000 | $2.005M | 0.4% | $10.03 | $10.05 | — | COM | 88104P203 |
| — | HENNESSY CAPITAL ACQUIS | 200,000 | $1.963M | 0.4% | $9.81 | $9.80 | — | COM | 425886108 |
| — | LEVY ACQUISITION CORP | 200,000 | $1.946M | 0.4% | $9.73 | $9.68 | — | COM | 52748T104 |
| — | NEUBERGER BERMAN REAL ESTATE | 359,824 | $1.903M | 0.4% | $5.29 | $3.21 | — | COM | 64190A103 |
| — | ROI ACQUISITION CORP II | 190,936 | $1.878M | 0.4% | $9.84 | $9.85 | — | COM | 74966G101 |
| — | TRADE STREET RESIDENTIAL INC. | 221,835 | $1.706M | 0.4% | $7.69 | $7.69 | — | COM | 89255N203 |
| — | ABERDEEN ISRAEL FUND INC | 81,281 | $1.349M | 0.3% | $16.60 | $13.95 | — | COM | 00301L109 |
| — | ELLSWORTH FUND LTD | 148,608 | $1.294M | 0.3% | $8.71 | $7.09 | — | COM | 289074106 |
| IRT | INDEPENDENT REALTY TRUST IN | 128,175 | $1.193M | 0.3% | $9.31 | $9.31 | — | COM | 45378A106 |
| — | CAMBRIDGE CAPITAL ACQUIS | 115,825 | $1.145M | 0.2% | $9.89 | $9.68 | — | COM | 13215Q106 |
| EQS | EQUUS TOTAL RETURN INC | 1,099,570 | $1.1M | 0.2% | $1.00 * | $2.32 | -9.1% | COM | 294766100 |
| — | WHEELER REIT 9% SERIES B | 40,000 | $890K | 0.2% | $22.25 | $23.70 | — | CV PFD SER B | 963025309 |
| — | CB PHARMA ACQUISITION UNIT | 75,000 | $753K | 0.2% | $10.04 | $10.04 | — | UNIT | G2029P100 |
| — | GABELLI GLOBALDEAL FUND | 63,251 | $647K | 0.1% | $10.23 | $10.61 | — | COM | 361570104 |
| — | FIVE OAKS INVESTMENT CORP | 55,000 | $594K | 0.1% | $10.80 | $11.29 | — | COM | 33830W106 |
| — | MORGAN STANLEY EAST EUROPE | 28,755 | $397K | 0.1% | $13.81 | $13.81 | — | COM | 616988101 |
| PANL | PANGAEA LOGISTICS SOLUTIONS | 69,996 | $332K | 0.1% | $4.74 * | $4.37 | 0.0% | COM | G6891L105 |
| — | NUVEEN DIVERSIFIED COMMODITY | 25,600 | $328K | 0.1% | $12.81 | $12.81 | — | COM | 67074P104 |
| — | ALPINE TOTAL DYNAMIC DIVIDEND | 36,500 | $310K | 0.1% | $8.49 | $3.91 | — | COM | 021060108 |
| — | NUVEEN LONG/SHORT COMMODITY | 18,595 | $309K | 0.1% | $16.62 | $16.62 | — | COM | 670731108 |
| — | JETPAY CORP | 93,037 | $199K | 0.0% | $2.14 | $3.46 | — | COM | 477177109 |
| — | CHART ACQUISITION CORP | 368,393 | $184K | 0.0% | $0.50 | $0.61 | — | W | 161151113 |
| — | GARNERO GROUP ACQUISITION | 534,500 | $160K | 0.0% | $0.30 | $0.30 | — | RTS | G5866L132 |
| — | NUVEEN DIVID ADV MUNI FD 3 | 10,879 | $150K | 0.0% | $13.79 | $13.68 | — | COM | 67070X101 |
| — | RESOURCES CAPITAL CORP. | 20,000 | $101K | 0.0% | $5.05 | $6.16 | — | COM | 76120W302 |
| — | GARNERO GROUP ACQUISITION | 10,000 | $100K | 0.0% | $10.00 | $10.00 | — | UNIT | G5866L124 |
| — | CAPITOL ACQUISITION CORP | 237,576 | $94,000 | 0.0% | $0.40 | $0.56 | — | W | 14056V113 |
| — | HENNESSY CAPITAL ACQUIS-CW19 | 200,000 | $77,000 | 0.0% | $0.39 | $0.68 | — | W | 425886116 |
| — | GARNERO GROUP ACQUISITION | 585,800 | $70,000 | 0.0% | $0.12 | $0.12 | — | W | G5866L116 |
| — | CIS ACQUISITION LTD-CW17 | 179,049 | $61,000 | 0.0% | $0.34 | $0.29 | — | W | G21490118 |
| — | ROI ACQUISITION CORP-CW17 | 190,936 | $50,000 | 0.0% | $0.26 | $0.22 | — | W | 74966G119 |
| — | AR CAPITAL ACQUISITION-CW19 | 205,173 | $47,000 | 0.0% | $0.23 | $0.23 | — | W | 00191R117 |
| — | LEVY ACQUISITION CORP-CW18 | 125,000 | $46,000 | 0.0% | $0.37 | $0.35 | — | W | 52748T112 |
| — | CAMBRIDGE CAPITAL ACQUI-CW18 | 115,825 | $36,000 | 0.0% | $0.31 | $0.42 | — | W | 13215Q114 |
| — | COLLABRIUM JAPAN ACQUISITION | 578,381 | $35,000 | 0.0% | $0.06 | $0.18 | — | W | G2266G110 |
| — | WHEELER REIT | 48,000 | $13,000 | 0.0% | $0.27 | $0.40 | — | W | 963025119 |