CIK: 0001504304 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Jan 12, 2016
Total Value ($000): $484,568
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| STC | STEWART INFORMATION SERVICES | 1,228,756 | $48,904 | 10.1% | $38.27 | 0.0% | — | 860372101 |
| — | GENERAL AMERICAN INVESTORS | 1,216,976 | $42,363 | 8.7% | $36.76 | — | — | 368802104 |
| — | WINTHROP REALTY TRUST | 2,043,984 | $30,966 | 6.4% | $15.47 | — | — | 976391300 |
| — | DIVERSIFIED REAL ASSET INCOM | 1,480,474 | $25,968 | 5.4% | $17.74 | — | — | 25533B108 |
| — | IMPERIAL HOLDINGS INC | 4,076,463 | $23,603 | 4.9% | $4.16 | — | — | 452834104 |
| — | DWS HIGH INCOME OPPORTUNITIES | 1,373,360 | $20,051 | 4.1% | $14.46 | — | — | 23339M204 |
| — | CLOUGH GLOBAL EQUITY FUND | 1,298,825 | $19,223 | 4.0% | $14.39 | — | — | 18914C100 |
| — | LMP REAL ESTATE INCOME FUND | 1,611,429 | $18,854 | 3.9% | $12.30 | — | — | 50208C108 |
| — | LIBERTY ALL STAR EQUITY FD SH | 3,226,189 | $18,551 | 3.8% | $5.85 | — | — | 530158104 |
| — | HILL INTERNATIONAL INC | 2,966,692 | $15,605 | 3.2% | $4.48 | — | — | 431466101 |
| — | MVC CAPITAL INC | 1,412,685 | $14,409 | 3.0% | $12.69 | — | — | 553829102 |
| — | BOULDER GROWTH & INCM FD INC | 1,678,919 | $14,170 | 2.9% | $7.58 | — | — | 101507101 |
| — | NUVEEN LONG/SHORT COMMODITY | 745,451 | $12,254 | 2.5% | $16.54 | — | — | 670731108 |
| — | SWISS HELVETIA FUND | 956,969 | $11,197 | 2.3% | $12.93 | — | — | 870875101 |
| — | IMPERIAL HOLDINGS INCIFT 8 1/2 02/15/19 | 8,667,000 | $9,452 | 2.0% | $1.09 | — | — | 452834AE4 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 723,910 | $9,338 | 1.9% | $20.29 | -28.9% | — | 33766Y100 |
| — | MFS INTERMARKET INC TRUST I | 1,094,195 | $9,224 | 1.9% | $8.40 | — | — | 59318R103 |
| — | GLOBAL HIGH INCOME FUND INC | 984,322 | $8,357 | 1.7% | $8.62 | — | — | 37933G108 |
| — | TRI CONTL CORP COM | 392,619 | $8,320 | 1.7% | $11.64 | — | — | 895436103 |
| — | ALLIANCE NEW YORK MUNI INC | 573,615 | $8,065 | 1.7% | $13.58 | — | — | 018714105 |
| — | NEW YORK REIT INC | 714,700 | $7,111 | 1.5% | $9.95 | — | — | 64976L109 |
| — | TRADE STREET RESIDENTIAL INC | 977,150 | $6,508 | 1.3% | $7.20 | — | — | 89255N203 |
| — | DWS GLBL HIGH INCOME FD INC | 780,611 | $6,354 | 1.3% | $8.11 | — | — | 23338W104 |
| — | ADVENT/CLAYMORE ENH GR & INC | 686,514 | $6,227 | 1.3% | $9.16 | — | — | 00765E104 |
| — | GARNERO GROUP ACQUISITION CO | 585,800 | $5,753 | 1.2% | $9.55 | — | — | G5866L108 |
| — | CENTRAL SECS CORP COM | 244,015 | $5,205 | 1.1% | $21.84 | — | — | 155123102 |
| — | NUVEEN GLOBAL HIGH INC FD | 305,706 | $5,108 | 1.1% | $17.25 | — | — | 67075G103 |
| — | BDCA VENTURE INC | 1,129,039 | $5,081 | 1.0% | $4.93 | — | — | 05543L106 |
| — | ADAMS EXPRESS COMPANY | 352,568 | $4,925 | 1.0% | $11.96 | — | — | 006212104 |
| — | NUVEEN DIVERSIFIED COMMODITY | 397,863 | $4,739 | 1.0% | $11.96 | — | — | 67074P104 |
| — | FULL CIRCLE CAPITAL CORP | 1,315,551 | $4,697 | 1.0% | $3.57 | — | — | 359671104 |
| — | WHEELER REAL ESTATE INVESTME | 2,200,000 | $4,466 | 0.9% | $2.03 | — | — | 963025101 |
| — | NEUBERGER BERMAN REAL ESTATE | 938,181 | $4,447 | 0.9% | $4.56 | — | — | 64190A103 |
| — | AROWANA INC | 400,000 | $4,052 | 0.8% | $10.13 | — | — | G05011138 |
| — | AR CAPITAL ACQUISITION CORP | 410,346 | $4,048 | 0.8% | $9.60 | — | — | 00191R109 |
| — | WHEELER REIT INC 9% SERIES B | 167,854 | $4,017 | 0.8% | $23.87 | — | — | 963025309 |
| — | GLOBAL DEFENSE & NATL SEC SYS | 349,900 | $3,674 | 0.8% | $10.05 | — | — | 37953N108 |
| — | SINO MERCURY ACQUISITION COR | 275,000 | $2,736 | 0.6% | $9.95 | — | — | 82936K102 |
| — | DT ASIA INVESTMENTS LTD | 270,000 | $2,673 | 0.6% | $9.90 | — | — | G2615J104 |
| — | 1347 CAPITAL CORP | 253,884 | $2,607 | 0.5% | $10.10 | — | — | 68245V202 |
| — | HARMONY MERGER CORP | 200,918 | $2,041 | 0.4% | $10.00 | — | — | 413247206 |
| — | TERRAPIN 3 ACQUISITION COR-A | 200,000 | $2,018 | 0.4% | $10.09 | — | — | 88104P104 |
| — | BANCROFT FUND LTD | 92,909 | $1,968 | 0.4% | $17.33 | — | — | 059695106 |
| — | ROI ACQUISITION CORP II | 190,936 | $1,957 | 0.4% | $9.85 | — | — | 74966G101 |
| — | ELECTRUM SPECIAL ACQUISITI-U | 150,000 | $1,503 | 0.3% | $10.02 | — | — | G3105C120 |
| — | FINTECH ACQUISITION CORP | 135,129 | $1,436 | 0.3% | $10.63 | — | — | 31809H209 |
| — | CAMBRIDGE CAPITAL ACQUISITIO | 115,825 | $1,152 | 0.2% | $7.72 | — | — | 13215Q106 |
| EQS | EQUUS TOTAL RETURN INC | 523,605 | $1,021 | 0.2% | $2.32 | -17.2% | — | 294766100 |
| IRT | INDEPENDENCE REALTY TRUST IN | 100,000 | $753 | 0.2% | $7.53 | — | — | 45378A106 |
| — | QUINPARIO ACQUISITION CORP 2 | 65,000 | $679 | 0.1% | $10.12 | — | — | 74874U200 |
| KRNY | KEARNY FINANCIAL CORP/MD | 60,000 | $670 | 0.1% | $10.55 | 0.0% | — | 48716P108 |
| — | GABELLI GLOBALDEAL FUND (THE) | 63,251 | $645 | 0.1% | $10.61 | — | — | 361570104 |
| — | BARINGTON/HILCO ACQUISITION | 62,500 | $629 | 0.1% | $9.95 | — | — | 06759V200 |
| — | ELLSWORTH FUND INC | 70,522 | $623 | 0.1% | $7.09 | — | — | 289074106 |
| — | DELAWARE INV DIVIDEND & INC | 61,986 | $614 | 0.1% | $10.05 | — | — | 245915103 |
| — | MADISON STRATEGIC SECTR PREM | 48,074 | $562 | 0.1% | $11.69 | — | — | 558268108 |
| — | FIVE OAKS INVESTMENT CORP | 50,107 | $418 | 0.1% | $11.29 | — | — | 33830W106 |
| — | FEDERATED ENHANCED TREASURY | 26,329 | $348 | 0.1% | $13.22 | — | — | 314162108 |
| — | ALPINE TOTAL DYNAMIC DIVIDEN | 36,500 | $315 | 0.1% | $3.91 | — | — | 021060108 |
| — | ABERDEEN SINGAPORE FUND INC | 25,000 | $277 | 0.1% | $11.08 | — | — | 003244100 |
| — | MFS INTERMEDIATE HIGH INC FN | 92,276 | $245 | 0.1% | $2.75 | — | — | 59318T109 |
| — | JETPAY CORP | 82,239 | $225 | 0.0% | $3.46 | — | — | 477177109 |
| PANL | PANGAEA LOGISTICS SOLUTIONS | 67,894 | $219 | 0.0% | $4.37 | -48.8% | — | G6891L105 |
| — | SINO MERCURY ACQUISITION-RTS | 275,000 | $171 | 0.0% | $0.62 | — | — | 82936K110 |
| — | GARNERO GROUP ACQUISITIO-RTS | 534,500 | $101 | 0.0% | $0.30 | — | — | G5866L132 |
| — | GARNERO GROUP ACQUISITION CO | 10,000 | $100 | 0.0% | $10.00 | — | — | G5866L124 |
| — | GARNERO GROUP ACQUISIT-CW19 | 585,800 | $83 | 0.0% | $0.12 | — | — | G5866L116 |
| — | RESOURCES CAPITAL CORP. | 20,000 | $77 | 0.0% | $6.16 | — | — | 76120W302 |
| — | AR CAPITAL ACQUISITION-CW19 | 205,173 | $72 | 0.0% | $0.23 | — | — | 00191R117 |
| — | TERRAPIN 3 ACQUISITION-CW19 | 200,000 | $62 | 0.0% | $0.31 | — | — | 88104P112 |
| — | DT ASIA INVESTMENTS LTD-RTS | 270,000 | $61 | 0.0% | $0.23 | — | — | G2615J112 |
| — | DELTA TECHNOLOGY HOLDI-CW17 | 120,231 | $60 | 0.0% | $0.50 | — | — | G8477B113 |
| — | ROI ACQUISITION CORP-CW17 | 190,936 | $49 | 0.0% | $0.22 | — | — | 74966G119 |
| — | CB PHARMA ACQUISITION-RTS | 75,000 | $31 | 0.0% | $0.36 | — | — | G2029P134 |
| — | DT ASIA INVTS LTD WT 033021 | 270,000 | $30 | 0.0% | $0.11 | — | — | G2615J138 |
| — | C B PHARMA ACQUISITION CORP | 75,000 | $29 | 0.0% | $0.39 | — | — | G2029P118 |
| — | CAMBRIDGE CAPITAL ACQUI-CW18 | 115,825 | $18 | 0.0% | $0.40 | — | — | 13215Q114 |
| — | WHEELER REAL ESTATE INVESTME | 48,000 | $4 | 0.0% | $0.40 | — | — | 963025119 |