Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Jan 12, 2016
Total Value: $485M (98.0% shares, 2.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| STC | STEWART INFORMATION SERVICES | 1,228,756 | $48.9M | 10.1% | $39.80 * | $38.27 | 0.0% | Common Stocks | 860372101 |
| — | GENERAL AMERICAN INVESTORS | 1,216,976 | $42.36M | 8.7% | $34.81 | $36.76 | — | COM | 368802104 |
| — | WINTHROP REALTY TRUST | 2,043,984 | $30.97M | 6.4% | $15.15 | $15.47 | — | Common Stock | 976391300 |
| — | DIVERSIFIED REAL ASSET INCOM | 1,480,474 | $25.97M | 5.4% | $17.54 | $17.74 | — | Common Stocks | 25533B108 |
| — | IMPERIAL HOLDINGS INC | 4,076,463 | $23.6M | 4.9% | $5.79 | $4.16 | — | Common Stock | 452834104 |
| — | DWS HIGH INCOME OPPORTUNITIES | 1,373,360 | $20.05M | 4.1% | $14.60 | $14.46 | — | Common Stock | 23339M204 |
| — | CLOUGH GLOBAL EQUITY FUND | 1,298,825 | $19.22M | 4.0% | $14.80 | $14.39 | — | Common Stock | 18914C100 |
| — | LMP REAL ESTATE INCOME FUND | 1,611,429 | $18.85M | 3.9% | $11.70 | $12.30 | — | Common Stocks | 50208C108 |
| — | LIBERTY ALL STAR EQUITY FD SH | 3,226,189 | $18.55M | 3.8% | $5.75 | $5.85 | — | COM | 530158104 |
| — | HILL INTERNATIONAL INC | 2,966,692 | $15.61M | 3.2% | $5.26 | $4.48 | — | Common Stocks | 431466101 |
| — | MVC CAPITAL INC | 1,412,685 | $14.41M | 3.0% | $10.20 | $12.69 | — | Common Stock | 553829102 |
| — | BOULDER GROWTH & INCM FD INC | 1,678,919 | $14.17M | 2.9% | $8.44 | $7.58 | — | COM | 101507101 |
| — | NUVEEN LONG/SHORT COMMODITY | 745,451 | $12.25M | 2.5% | $16.44 | $16.54 | — | COM | 670731108 |
| — | SWISS HELVETIA FUND | 956,969 | $11.2M | 2.3% | $11.70 | $12.93 | — | Common Stock | 870875101 |
| — | IMPERIAL HOLDINGS INCIFT 8 1/2 02/15/19 | 8,667,000 | $9.452M | 2.0% | $1.09 | $1.09 | — | DEBT | 452834AE4 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 723,910 | $9.338M | 1.9% | $12.90 * | $20.29 | -28.9% | Common Stock | 33766Y100 |
| — | MFS INTERMARKET INC TRUST I | 1,094,195 | $9.224M | 1.9% | $8.43 | $8.40 | — | Common Stocks | 59318R103 |
| — | GLOBAL HIGH INCOME FUND INC | 984,322 | $8.357M | 1.7% | $8.49 | $8.62 | — | COM | 37933G108 |
| — | TRI CONTL CORP COM | 392,619 | $8.32M | 1.7% | $21.19 | $11.64 | — | COM | 895436103 |
| — | ALLIANCE NEW YORK MUNI INC | 573,615 | $8.065M | 1.7% | $14.06 | $13.58 | — | Common Stocks | 018714105 |
| — | NEW YORK REIT INC | 714,700 | $7.111M | 1.5% | $9.95 | $9.95 | — | COM | 64976L109 |
| — | TRADE STREET RESIDENTIAL INC | 977,150 | $6.508M | 1.3% | $6.66 | $7.20 | — | COM | 89255N203 |
| — | DWS GLBL HIGH INCOME FD INC | 780,611 | $6.354M | 1.3% | $8.14 | $8.11 | — | Common Stock | 23338W104 |
| — | ADVENT/CLAYMORE ENH GR & INC | 686,514 | $6.227M | 1.3% | $9.07 | $9.16 | — | COM | 00765E104 |
| — | GARNERO GROUP ACQUISITION CO | 585,800 | $5.753M | 1.2% | $9.82 | $9.55 | — | COM | G5866L108 |
| — | CENTRAL SECS CORP COM | 244,015 | $5.205M | 1.1% | $21.33 | $21.84 | — | COM | 155123102 |
| — | NUVEEN GLOBAL HIGH INC FD | 305,706 | $5.108M | 1.1% | $16.71 | $17.25 | — | Common Stocks | 67075G103 |
| — | BDCA VENTURE INC | 1,129,039 | $5.081M | 1.0% | $4.50 | $4.93 | — | Common Stocks | 05543L106 |
| — | ADAMS EXPRESS COMPANY | 352,568 | $4.925M | 1.0% | $13.97 | $11.96 | — | COM | 006212104 |
| — | NUVEEN DIVERSIFIED COMMODITY | 397,863 | $4.739M | 1.0% | $11.91 | $11.96 | — | COM | 67074P104 |
| — | FULL CIRCLE CAPITAL CORP | 1,315,551 | $4.697M | 1.0% | $3.57 | $3.57 | — | Common Stocks | 359671104 |
| — | WHEELER REAL ESTATE INVESTME | 2,200,000 | $4.466M | 0.9% | $2.03 | $2.03 | — | COM | 963025101 |
| — | NEUBERGER BERMAN REAL ESTATE | 938,181 | $4.447M | 0.9% | $4.74 | $4.56 | — | COM | 64190A103 |
| — | AROWANA INC | 400,000 | $4.052M | 0.8% | $10.13 | $10.13 | — | Units | G05011138 |
| — | AR CAPITAL ACQUISITION CORP | 410,346 | $4.048M | 0.8% | $9.86 | $9.60 | — | COM | 00191R109 |
| — | WHEELER REIT INC 9% SERIES B | 167,854 | $4.017M | 0.8% | $23.93 | $23.87 | — | Convertible Preferred Stocks | 963025309 |
| — | GLOBAL DEFENSE & NATL SEC SYS | 349,900 | $3.674M | 0.8% | $10.50 | $10.05 | — | Common Stock | 37953N108 |
| — | SINO MERCURY ACQUISITION COR | 275,000 | $2.736M | 0.6% | $9.95 | $9.95 | — | Common Stocks | 82936K102 |
| — | DT ASIA INVESTMENTS LTD | 270,000 | $2.673M | 0.6% | $9.90 | $9.90 | — | COM | G2615J104 |
| — | 1347 CAPITAL CORP | 253,884 | $2.607M | 0.5% | $10.27 | $10.10 | — | COM | 68245V202 |
| — | HARMONY MERGER CORP | 200,918 | $2.041M | 0.4% | $10.16 | $10.00 | — | COM | 413247206 |
| — | TERRAPIN 3 ACQUISITION COR-A | 200,000 | $2.018M | 0.4% | $10.09 | $10.09 | — | COM | 88104P104 |
| — | BANCROFT FUND LTD | 92,909 | $1.968M | 0.4% | $21.18 | $17.33 | — | COM | 059695106 |
| — | ROI ACQUISITION CORP II | 190,936 | $1.957M | 0.4% | $10.25 | $9.85 | — | COM | 74966G101 |
| — | ELECTRUM SPECIAL ACQUISITI-U | 150,000 | $1.503M | 0.3% | $10.02 | $10.02 | — | COM | G3105C120 |
| — | FINTECH ACQUISITION CORP | 135,129 | $1.436M | 0.3% | $10.63 | $10.63 | — | COM | 31809H209 |
| — | CAMBRIDGE CAPITAL ACQUISITIO | 115,825 | $1.152M | 0.2% | $9.95 | $7.72 | — | COM | 13215Q106 |
| EQS | EQUUS TOTAL RETURN INC | 523,605 | $1.021M | 0.2% | $1.95 | $2.32 | -17.2% | Common Stock | 294766100 |
| IRT | INDEPENDENCE REALTY TRUST IN | 100,000 | $753K | 0.2% | $7.53 | $7.53 | — | COM | 45378A106 |
| — | QUINPARIO ACQUISITION CORP 2 | 65,000 | $679K | 0.1% | $10.45 | $10.12 | — | COM | 74874U200 |
| KRNY | KEARNY FINANCIAL CORP/MD | 60,000 | $670K | 0.1% | $11.17 * | $10.55 | 0.0% | COM | 48716P108 |
| — | GABELLI GLOBALDEAL FUND (THE) | 63,251 | $645K | 0.1% | $10.20 | $10.61 | — | COM | 361570104 |
| — | BARINGTON/HILCO ACQUISITION | 62,500 | $629K | 0.1% | $10.06 | $9.95 | — | COM | 06759V200 |
| — | ELLSWORTH FUND INC | 70,522 | $623K | 0.1% | $8.83 | $7.09 | — | COM | 289074106 |
| — | DELAWARE INV DIVIDEND & INC | 61,986 | $614K | 0.1% | $9.91 | $10.05 | — | COM | 245915103 |
| — | MADISON STRATEGIC SECTR PREM | 48,074 | $562K | 0.1% | $11.69 | $11.69 | — | COM | 558268108 |
| — | FIVE OAKS INVESTMENT CORP | 50,107 | $418K | 0.1% | $8.34 | $11.29 | — | COM | 33830W106 |
| — | FEDERATED ENHANCED TREASURY | 26,329 | $348K | 0.1% | $13.22 | $13.22 | — | COM | 314162108 |
| — | ALPINE TOTAL DYNAMIC DIVIDEN | 36,500 | $315K | 0.1% | $8.63 | $3.91 | — | COM | 021060108 |
| — | ABERDEEN SINGAPORE FUND INC | 25,000 | $277K | 0.1% | $11.08 | $11.08 | — | COM | 003244100 |
| — | MFS INTERMEDIATE HIGH INC FN | 92,276 | $245K | 0.1% | $2.66 | $2.75 | — | COM | 59318T109 |
| — | JETPAY CORP | 82,239 | $225K | 0.0% | $2.74 | $3.46 | — | COM | 477177109 |
| PANL | PANGAEA LOGISTICS SOLUTIONS | 67,894 | $219K | 0.0% | $3.23 * | $4.37 | -48.8% | COM | G6891L105 |
| — | SINO MERCURY ACQUISITION-RTS | 275,000 | $171K | 0.0% | $0.62 | $0.62 | — | RTS | 82936K110 |
| — | GARNERO GROUP ACQUISITIO-RTS | 534,500 | $101K | 0.0% | $0.19 | $0.30 | — | RTS | G5866L132 |
| — | GARNERO GROUP ACQUISITION CO | 10,000 | $100K | 0.0% | $10.00 | $10.00 | — | COM | G5866L124 |
| — | GARNERO GROUP ACQUISIT-CW19 | 585,800 | $83,000 | 0.0% | $0.14 | $0.12 | — | W | G5866L116 |
| — | RESOURCES CAPITAL CORP. | 20,000 | $77,000 | 0.0% | $3.85 | $6.16 | — | COM | 76120W302 |
| — | AR CAPITAL ACQUISITION-CW19 | 205,173 | $72,000 | 0.0% | $0.35 | $0.23 | — | W | 00191R117 |
| — | TERRAPIN 3 ACQUISITION-CW19 | 200,000 | $62,000 | 0.0% | $0.31 | $0.31 | — | W | 88104P112 |
| — | DT ASIA INVESTMENTS LTD-RTS | 270,000 | $61,000 | 0.0% | $0.23 | $0.23 | — | RTS | G2615J112 |
| — | DELTA TECHNOLOGY HOLDI-CW17 | 120,231 | $60,000 | 0.0% | $0.50 | $0.50 | — | W | G8477B113 |
| — | ROI ACQUISITION CORP-CW17 | 190,936 | $49,000 | 0.0% | $0.26 | $0.22 | — | W | 74966G119 |
| — | CB PHARMA ACQUISITION-RTS | 75,000 | $31,000 | 0.0% | $0.41 | $0.36 | — | RTS | G2029P134 |
| — | DT ASIA INVTS LTD WT 033021 | 270,000 | $30,000 | 0.0% | $0.11 | $0.11 | — | W | G2615J138 |
| — | C B PHARMA ACQUISITION CORP | 75,000 | $29,000 | 0.0% | $0.39 | $0.39 | — | W | G2029P118 |
| — | CAMBRIDGE CAPITAL ACQUI-CW18 | 115,825 | $18,000 | 0.0% | $0.16 | $0.40 | — | W | 13215Q114 |
| — | WHEELER REAL ESTATE INVESTME | 48,000 | $4,000 | 0.0% | $0.08 | $0.40 | — | W | 963025119 |