Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Jan 27, 2017
Total Value: $146M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPDR SERIES TRUST | 495,800 | $18.07M | 12.3% | $36.45 | $36.45 | — | BLOOMBERG BRCLYS | 78464A417 |
| VTI | VANGUARD INDEX FDS | 153,886 | $17.75M | 12.1% | $115.32 | $95.93 | +20.2% | TOTAL STK MKT | 922908769 |
| HYG | ISHARES TR | 180,775 | $15.65M | 10.7% | $86.55 | $86.11 | +0.5% | IBOXX HI YD ETF | 464288513 |
| — | POWERSHARES ETF TR II | 812,257 | $15.26M | 10.4% | $18.79 | $18.79 | — | FDM HG YLD RAFI | 73936T557 |
| CME | CME GROUP INC | 89,171 | $10.29M | 7.0% | $115.35 * | $48.63 | +72.4% | COM | 12572Q105 |
| SPY | SPDR S&P 500 ETF TR | 40,711 | $9.118M | 6.2% | $223.97 | $209.11 | +6.9% | TR UNIT | 78462F103 |
| VXUS | VANGUARD STAR FD | 125,450 | $5.756M | 3.9% | $45.88 | $49.00 | -6.4% | VG TL INTL STK F | 921909768 |
| IVOO | VANGUARD ADMIRAL FDS INC | 33,487 | $3.727M | 2.5% | $111.30 * | $43.82 | +27.0% | MIDCP 400 IDX | 921932885 |
| VCSH | VANGUARD SCOTTSDALE FDS | 46,041 | $3.654M | 2.5% | $79.36 | $79.94 | -0.7% | SHRT TRM CORP BD | 92206C409 |
| AAPL | APPLE INC | 21,804 | $2.525M | 1.7% | $115.80 * | $19.85 | +34.5% | COM | 037833100 |
| HYS | PIMCO ETF TR | 25,000 | $2.497M | 1.7% | $99.88 | $99.05 | +0.8% | 0-5 HIGH YIELD | 72201R783 |
| BNDX | VANGUARD CHARLOTTE FDS | 39,420 | $2.14M | 1.5% | $54.29 | $54.72 | -0.8% | INTL BD IDX ETF | 92203J407 |
| BND | VANGUARD BD INDEX FD INC | 26,273 | $2.123M | 1.4% | $80.81 | $81.95 | -1.4% | TOTAL BND MRKT | 921937835 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 17,451 | $1.486M | 1.0% | $85.15 | $73.08 | +16.6% | DIV APP ETF | 921908844 |
| VGIT | VANGUARD SCOTTSDALE FDS | 21,652 | $1.384M | 0.9% | $63.92 | $65.06 | -1.7% | INT-TERM GOV | 92206C706 |
| VEU | VANGUARD INTL EQUITY INDEX F | 27,073 | $1.196M | 0.8% | $44.18 | $50.70 | -12.9% | ALLWRLD EX US | 922042775 |
| — | VECTOR GROUP LTD | 965,000 | $1.115M | 0.8% | $1.16 | $1.14 | — | NOTE 1.750% 4/1 | 92240MBC1 |
| — | MOLINA HEALTHCARE INC | 970,000 | $1.108M | 0.8% | $1.14 | $1.12 | — | DBCV 1.625% 8/1 | 60855RAD2 |
| EFA | ISHARES TR | 18,792 | $1.085M | 0.7% | $57.74 | $65.12 | -11.4% | MSCI EAFE ETF | 464287465 |
| CBOE | CBOE HLDGS INC | 14,649 | $1.082M | 0.7% | $73.86 * | $42.59 | +54.7% | COM | 12503M108 |
| — | MACQUARIE INFRASTRUCTURE COR | 880,000 | $1.029M | 0.7% | $1.17 | $5.30 | — | NOTE 2.875% 7/1 | 55608BAA3 |
| — | LIVE NATION ENTERTAINMENT IN | 955,000 | $1.022M | 0.7% | $1.07 | $1.08 | — | DBCV 2.500% 5/1 | 538034AJ8 |
| — | ELECTRONICS FOR IMAGING INC | 960,000 | $1.021M | 0.7% | $1.06 | $1.06 | — | NOTE 0.750% 9/0 | 286082AC6 |
| — | CORNERSTONE ONDEMAND INC | 965,000 | $1.009M | 0.7% | $1.05 | $1.03 | — | NOTE 1.500% 7/0 | 21925YAB9 |
| — | STARWOOD PPTY TR INC | 890,000 | $1.008M | 0.7% | $1.13 | $1.23 | — | NOTE 4.000% 1/1 | 85571BAB1 |
| — | OLD REP INTL CORP | 795,000 | $1.001M | 0.7% | $1.26 | $1.26 | — | NOTE 3.750% 3/1 | 680223AH7 |
| — | NATIONAL HEALTH INVS INC | 885,000 | $998K | 0.7% | $1.13 | $1.18 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | ARES CAP CORP | 960,000 | $995K | 0.7% | $1.04 | $1.03 | — | NOTE 4.750% 1/1 | 04010LAJ2 |
| — | WORKDAY INC | 940,000 | $990K | 0.7% | $1.05 | $1.08 | — | NOTE 0.750% 7/1 | 98138HAC5 |
| — | JDS UNIPHASE CORP | 935,000 | $970K | 0.7% | $1.04 | $1.00 | — | DBCV 0.625% 8/1 | 46612JAF8 |
| — | BROOKDALE SR LIVING INC | 975,000 | $951K | 0.6% | $0.98 | $0.98 | — | NOTE 2.750% 6/1 | 112463AA2 |
| — | WEBMD HEALTH CORP | 900,000 | $926K | 0.6% | $1.03 | $1.49 | — | NOTE 2.500% 1/3 | 94770VAF9 |
| — | VERINT SYS INC | 980,000 | $921K | 0.6% | $0.94 | $0.95 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | SHUTTERFLY INC | 850,000 | $863K | 0.6% | $1.02 | $0.99 | — | NOTE 0.250% 5/1 | 82568PAB2 |
| — | GOGO INC | 975,000 | $744K | 0.5% | $0.76 | $0.76 | — | NOTE 3.750% 3/0 | 38046CAB5 |
| PNC | PNC FINL SVCS GROUP INC | 5,854 | $685K | 0.5% | $117.01 * | $64.27 | +35.1% | COM | 693475105 |
| JPM | JPMORGAN CHASE & CO | 6,653 | $574K | 0.4% | $86.28 * | $39.86 | +70.1% | COM | 46625H100 |
| — | CEMEX SAB DE CV | 500,000 | $563K | 0.4% | $1.13 | $1.13 | — | NOTE 3.750% 3/1 | 151290BC6 |
| MSFT | MICROSOFT CORP | 9,042 | $562K | 0.4% | $62.15 * | $32.33 | +72.9% | COM | 594918104 |
| INTC | INTEL CORP | 15,450 | $560K | 0.4% | $36.25 * | $18.60 | +59.2% | COM | 458140100 |
| — | CITRIX SYS INC | 465,000 | $539K | 0.4% | $1.16 | $1.16 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | AKAMAI TECHNOLOGIES INC | 500,000 | $520K | 0.4% | $1.04 | $1.04 | — | DBCV 2/1 | 00971TAG6 |
| — | PROSPECT CAPITAL CORPORATION | 500,000 | $514K | 0.4% | $1.03 | $1.03 | — | NOTE 5.750% 3/1 | 74348TAL6 |
| T | AT&T INC | 11,533 | $490K | 0.3% | $42.49 * | $11.62 | +44.9% | COM | 00206R102 |
| — | RPM INTL INC | 400,000 | $479K | 0.3% | $1.20 | $1.15 | — | NOTE 2.250%12/1 | 749685AT0 |
| — | KB HOME | 485,000 | $475K | 0.3% | $0.98 | $0.97 | — | NOTE 1.375% 2/0 | 48666KAS8 |
| BAC | BANK AMER CORP | 21,275 | $470K | 0.3% | $22.09 * | $11.44 | +57.6% | COM | 060505104 |
| — | ECHO GLOBAL LOGISTICS INC | 475,000 | $467K | 0.3% | $0.98 | $0.95 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| JNJ | JOHNSON & JOHNSON | 4,044 | $466K | 0.3% | $115.23 * | $74.97 | +19.8% | COM | 478160104 |
| — | GENERAL ELECTRIC CO | 14,470 | $457K | 0.3% | $31.58 | $28.49 | — | COM | 369604103 |
| — | SEACOR HOLDINGS INC | 500,000 | $443K | 0.3% | $0.89 | $0.89 | — | NOTE 3.000%11/1 | 81170YAB5 |
| — | SEACOR HOLDINGS INC | 410,000 | $424K | 0.3% | $1.03 | $2.02 | — | NOTE 2.500%12/1 | 811904AM3 |
| — | COLONY CAP INC | 405,000 | $411K | 0.3% | $1.01 | $8.52 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| EEM | ISHARES TR | 11,459 | $401K | 0.3% | $34.99 | $41.71 | -16.1% | MSCI EMG MKT ETF | 464287234 |
| — | AMTRUST FINL SVCS INC | 460,000 | $391K | 0.3% | $0.85 | $0.85 | — | NOTE 2.750%12/1 | 032359AG6 |
| IWM | ISHARES TR | 2,834 | $382K | 0.3% | $134.79 | $113.49 | +18.8% | RUSSELL 2000 ETF | 464287655 |
| VZ | VERIZON COMMUNICATIONS INC | 6,833 | $365K | 0.2% | $53.42 * | $28.35 | +16.8% | COM | 92343V104 |
| PG | PROCTER AND GAMBLE CO | 4,269 | $359K | 0.2% | $84.09 * | $63.13 | +4.5% | COM | 742718109 |
| DIS | DISNEY WALT CO | 3,395 | $354K | 0.2% | $104.27 * | $84.68 | +15.2% | COM DISNEY | 254687106 |
| INTU | INTUIT | 3,000 | $344K | 0.2% | $114.67 * | $104.29 | +2.8% | COM | 461202103 |
| AMZN | AMAZON COM INC | 457 | $343K | 0.2% | $750.55 * | $35.73 | +4.9% | COM | 023135106 |
| — | ACORDA THERAPEUTICS INC | 450,000 | $342K | 0.2% | $0.76 | $0.82 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| HAIN | HAIN CELESTIAL GROUP INC | 8,100 | $316K | 0.2% | $39.01 | $43.84 | -11.0% | COM | 405217100 |
| JBLU | JETBLUE AIRWAYS CORP | 12,500 | $280K | 0.2% | $22.40 | $20.55 | +9.1% | COM | 477143101 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 662 | $250K | 0.2% | $377.64 * | $12.59 | -40.1% | COM | 169656105 |
| HD | HOME DEPOT INC | 1,800 | $241K | 0.2% | $133.89 * | $98.37 | +9.7% | COM | 437076102 |
| VGK | VANGUARD INTL EQUITY INDEX F | 4,930 | $236K | 0.2% | $47.87 | $55.91 | -14.3% | FTSE EUROPE ETF | 922042874 |
| — | WALGREENS BOOTS ALLIANCE INC | 2,727 | $226K | 0.2% | $82.87 | $710.87 | — | COM | 931427108 |
| ABBV | ABBVIE INC | 3,288 | $206K | 0.1% | $62.65 * | $40.97 | +4.7% | COM | 00287Y109 |
| — | NORTHSTAR ASSET MGMT GROUP I | 12,680 | $189K | 0.1% | $14.91 | $11.36 | — | COM | 66705Y104 |
| — | VALEANT PHARMACEUTICALS INTL | 12,394 | $180K | 0.1% | $14.52 | $14.52 | — | COM | 91911K102 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 15,456 | $95,000 | 0.1% | $6.15 | $4.87 | +26.4% | SPONSORED ADR | 606822104 |
| CX | CEMEX SAB DE CV | 10,914 | $88,000 | 0.1% | $8.06 | $6.66 | +20.5% | SPON ADR NEW | 151290889 |
| — | PAPA MURPHYS HLDGS INC | 18,600 | $78,000 | 0.1% | $4.19 | $4.19 | — | COM | 698814100 |
| — | ARCELORMITTAL SA LUXEMBOURG | 10,000 | $73,000 | 0.0% | $7.30 | $7.30 | — | NY REGISTRY SH | 03938L104 |
| — | ROYAL BK SCOTLAND GROUP PLC | 10,000 | $55,000 | 0.0% | $5.50 | $4.70 | — | SPONS ADR 2 ORD | 780097689 |
| — | TOWN SPORTS INTL HLDGS INC | 14,000 | $35,000 | 0.0% | $2.50 | $32.10 | — | COM | 89214A102 |
| — | YAMANA GOLD INC | 11,405 | $32,000 | 0.0% | $2.81 | $3.02 | — | COM | 98462Y100 |
| — | WESTELL TECHNOLOGIES INC | 10,000 | $7,000 | 0.0% | $0.70 | $1.20 | — | CL A | 957541105 |