Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value: $368M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| STC | STEWART INFORMATION SERVICES | 613,048 | $25.93M | 7.0% | $42.30 * | $38.27 | +3.2% | COM | 860372101 |
| — | SWISS HELVETIA FUND | 2,013,715 | $25.7M | 7.0% | $12.76 | $11.73 | — | COM | 870875101 |
| — | HILL INTERNATIONAL INC | 3,373,163 | $18.38M | 5.0% | $5.45 | $4.25 | — | COM | 431466101 |
| — | NEW YORK REIT INC | 4,176,416 | $16.41M | 4.5% | $3.93 | $8.74 | — | COM | 64976L109 |
| XXCHNXX | CHINA FUND INC | 700,385 | $15.16M | 4.1% | $21.65 | $18.59 | — | COM | 169373107 |
| — | PUTNAM HIGH INCOME SECURITIE | 1,655,168 | $14.93M | 4.1% | $9.02 | $8.19 | — | SHS BEN INT | 746779107 |
| — | DEUTSCHE HIGH INCOME OPPORT | 985,907 | $14.81M | 4.0% | $15.02 | $13.30 | — | COM | 25158Y102 |
| — | ABERDEEN CHILE FD INC | 1,196,815 | $10.69M | 2.9% | $8.93 | $7.56 | — | COM | 00301W105 |
| — | DELAWARE ENHANCED GBL DIV & | 836,428 | $10.15M | 2.8% | $12.13 | $11.03 | — | COM | 246060107 |
| — | CENTRAL SECS CORP COM | 399,077 | $10.06M | 2.7% | $25.21 | $16.35 | — | COM | 155123102 |
| — | JAPAN SMALLER CAPTLZTN FD INC | 724,064 | $8.551M | 2.3% | $11.81 | $10.13 | — | COM | 47109U104 |
| — | MVC CAPITAL INC | 802,106 | $8.47M | 2.3% | $10.56 | $12.69 | — | COM | 553829102 |
| — | SOURCE CAPITAL INC | 181,439 | $7.395M | 2.0% | $40.76 | $38.85 | — | COM | 836144105 |
| — | DEUTSCHE MULTI-MARKET INCOME | 818,416 | $7.243M | 2.0% | $8.85 | $8.81 | — | SHS | 25160E102 |
| — | TRI CONTL CORP COM | 263,957 | $7.111M | 1.9% | $26.94 | $11.64 | — | COM | 895436103 |
| PHUN | STELLAR ACQUISITION III INC | 657,658 | $6.715M | 1.8% | $10.21 | $10.14 | — | COM | Y8172W107 |
| — | TAIWAN FD INC | 297,297 | $6.211M | 1.7% | $20.89 | $20.66 | — | COM | 874036106 |
| — | INDUSTREA ACQUISITION CORP | 600,000 | $6.043M | 1.6% | $10.07 | $10.11 | — | Unit | 45579J203 |
| — | LAZARD GLOBAL TOT RT & INC | 332,527 | $5.985M | 1.6% | $18.00 | $13.48 | — | COM | 52106W103 |
| — | ABERDEEN ISRAEL FUND INC | 297,626 | $5.694M | 1.5% | $19.13 | $19.47 | — | COM | 00301L109 |
| — | THAI FUND INC COM | 519,020 | $5.585M | 1.5% | $10.76 | $10.76 | — | COM | 882904105 |
| XJEQX | ABERDEEN JAPAN EQUITY FD | 578,783 | $5.219M | 1.4% | $9.02 | $8.57 | — | COM | 00306J109 |
| — | KBL MERGER CORP IV | 502,000 | $5.1M | 1.4% | $10.16 | $15.23 | — | Unit | 48242A203 |
| — | ABERDEEN SINGAPORE FD INC | 396,796 | $4.928M | 1.3% | $12.42 | $9.54 | — | COM | 003244100 |
| — | CM SEVEN STAR ACQUISTION | 506,394 | $4.887M | 1.3% | $9.65 | $9.65 | — | SHS | G2345N102 |
| — | BOULDER GROWTH & INCM FD INC | 426,605 | $4.731M | 1.3% | $11.09 | $7.58 | — | COM | 101507101 |
| — | MORGAN STANLEY ASIA PAC FD | 452,116 | $4.456M | 1.2% | $9.86 | $9.38 | — | COM | 61744U106 |
| — | FORUM MERGER CORP | 421,422 | $4.206M | 1.1% | $9.98 | $9.98 | — | COM | 34984V103 |
| — | GREAT ELM CAP CORP | 415,072 | $4.084M | 1.1% | $9.84 | $11.67 | — | COM | 390320109 |
| — | M I ACQUISITIONS INC | 389,235 | $3.966M | 1.1% | $10.19 | $10.15 | — | COM | 55304A104 |
| — | ABERDEEN GTR CHINA FD | 311,172 | $3.887M | 1.1% | $12.49 | $11.81 | — | COM | 003031101 |
| — | ADAMS EXPRESS COMPANY | 239,896 | $3.606M | 1.0% | $15.03 | $12.86 | — | COM | 006212104 |
| — | NUVEEN CONNECTICUT QLTY MUN FD | 298,595 | $3.559M | 1.0% | $11.92 | $12.04 | — | COM | 67060D107 |
| — | BLACK RIDGE ACQUISTION CORP | 349,000 | $3.538M | 1.0% | $10.14 | $10.14 | — | Unit | 09216T206 |
| — | FRANKLIN UNVL TR | 432,408 | $3.1M | 0.8% | $7.17 | $7.14 | — | SH BEN INT | 355145103 |
| — | M III ACQUISITION CORP COM | 309,311 | $3.068M | 0.8% | $9.92 | $9.92 | — | COM | 55378T104 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 302,136 | $2.997M | 0.8% | $9.92 | $9.87 | — | COM | G0726L125 |
| — | ORIGO ACQUISITION CORP | 279,077 | $2.969M | 0.8% | $10.64 | $10.64 | — | COM | G67789126 |
| — | ATLANTIC ACQUISITION CORP | 299,750 | $2.956M | 0.8% | $9.86 | $9.86 | — | COM | 048206106 |
| — | MODERN MEDIA ACQUISITION COR | 289,686 | $2.847M | 0.8% | $9.83 | $9.76 | — | COM | 60765P103 |
| — | ABERDEEN LATIN AMERICAN EQTY | 104,021 | $2.779M | 0.8% | $26.72 | $26.96 | — | COM | 00306K106 |
| — | DEUTSCHE STRATEGIC INCOME TR | 221,887 | $2.76M | 0.7% | $12.44 | $12.45 | — | SHS | 25160F109 |
| — | DRAPER OAKWOOD TECHNOLOGY AC | 250,000 | $2.63M | 0.7% | $10.52 | $10.22 | — | Unit | 26146L202 |
| — | BIG ROCK PARTNERS ACQUISITION CORP UNIT 1 COM & 1/2 WT EXP & 1 RT | 250,000 | $2.559M | 0.7% | $10.24 | $10.24 | — | Unit | 089482202 |
| — | GIGCAPITAL INC | 252,000 | $2.52M | 0.7% | $10.00 | $10.00 | — | Unit | 37518N205 |
| — | I-AM CAPITAL ACQUISITION CO | 250,000 | $2.465M | 0.7% | $9.86 | $9.86 | — | COM | 45074Q108 |
| — | LAZARD WORLD DIVIDEND & INCOME | 205,939 | $2.319M | 0.6% | $11.26 | $11.19 | — | COM | 521076109 |
| — | ABERDEEN INDONESIA FD | 302,970 | $2.315M | 0.6% | $7.64 | $7.67 | — | COM | 00305P106 |
| — | LIBERTY ALL STAR EQUITY FD SH | 386,706 | $2.215M | 0.6% | $5.73 | $5.63 | — | SH BEN INT | 530158104 |
| — | ASIA TIGERS FUND INC | 178,434 | $2.207M | 0.6% | $12.37 | $10.09 | — | COM | 04516T105 |
| — | NEW IRELAND FUND | 168,328 | $2.109M | 0.6% | $12.53 | $12.75 | — | COM | 645673104 |
| — | BISON CAPITAL ACQUISITION | 200,000 | $2.054M | 0.6% | $10.27 | $10.20 | — | UNIT | G1142P120 |
| — | ALLIANCE CALIF MUNI INCOME | 150,583 | $2.046M | 0.6% | $13.59 | $13.59 | — | COM | 018546101 |
| — | ANDINA ACQUISITION CORP II | 197,297 | $2.032M | 0.6% | $10.30 | $9.69 | — | SHS | G0441P104 |
| — | DELAWARE INV DIVIDEND & INV | 182,008 | $1.953M | 0.5% | $10.73 | $10.02 | — | COM | 245915103 |
| — | ABERDEEN EMERGING MKTS SMALL | 132,834 | $1.931M | 0.5% | $14.54 | $14.20 | — | COM | 00301T102 |
| HUNTF | HUNTER MARITIME ACQUISITION | 186,827 | $1.823M | 0.5% | $9.76 | $9.83 | -0.4% | CL A | Y37828111 |
| — | GENERAL AMERICAN INVESTORS | 48,808 | $1.679M | 0.5% | $34.40 | $36.71 | — | COM | 368802104 |
| — | PENSARE ACQUISITION CORP | 168,831 | $1.631M | 0.4% | $9.66 | $9.66 | — | COM | 70957E105 |
| EQS | EQUUS TOTAL RETURN INC | 497,162 | $1.193M | 0.3% | $2.40 | $2.32 | +3.1% | COM | 294766100 |
| — | LEISURE ACQUISITION CORP UNIT 1 COM & 1/2 WT EXP | 113,900 | $1.128M | 0.3% | $9.90 | $9.90 | — | Unit | 52539T206 |
| — | BLACKROCK NEW YORK MUN INCOME QUALITY TR COM | 80,822 | $1.064M | 0.3% | $13.16 | $13.16 | — | COM | 09249U105 |
| TPHS | TRINITY PLACE HOLDINGS INC | 150,493 | $1.046M | 0.3% | $6.95 | $7.06 | -0.1% | COM | 89656D101 |
| — | GABELLI EQUITY TRUST | 142,471 | $882K | 0.2% | $6.19 | $6.19 | — | COM | 362397101 |
| — | ALPINE GLOBAL PREMIER PPTYS | 123,487 | $832K | 0.2% | $6.74 | $5.72 | — | COM | 02083A103 |
| — | INVESCO PA VALUE MUN INCOME TR | 65,566 | $760K | 0.2% | $11.59 | $12.31 | — | COM | 46132K109 |
| — | ROYCE VALUE TRUST | 37,200 | $602K | 0.2% | $16.18 | $12.10 | — | COM | 780910105 |
| — | ELECTRUM SPL ACQUISITION COR | 54,749 | $565K | 0.2% | $10.32 | $10.21 | — | SHS | G3105C104 |
| — | CONSTELLATION ALPHA CAPITAL CORP REGISTERED SHS ISIN#VGG2379F1080 | 58,000 | $564K | 0.2% | $9.72 | $9.72 | — | SHS | G2379F108 |
| — | BARINGTON HILCO ACQUISITION | 52,080 | $543K | 0.1% | $10.43 | $9.85 | — | COM | 06759V101 |
| — | CONSTELLATION ALPHA CAPITAL | 50,000 | $507K | 0.1% | $10.14 | $10.13 | — | UNIT | G2379F124 |
| — | HERZFELD CARIBBEAN BASIN FD | 69,940 | $500K | 0.1% | $7.15 | $6.83 | — | COM | 42804T106 |
| — | ASIA PAC FD INC COM | 30,920 | $446K | 0.1% | $14.42 | $14.42 | — | COM | 044901106 |
| — | BLACKROCK DEBT STRAT FD INC | 31,558 | $369K | 0.1% | $11.69 | $11.34 | — | COM NEW | 09255R202 |
| — | GABELLI GLOBAL SMALL & MID CAP VALUE TR COM | 27,953 | $356K | 0.1% | $12.74 | $12.74 | — | COM | 36249W104 |
| — | GSV CAPITAL CORP | 60,104 | $328K | 0.1% | $5.46 | $9.37 | — | COM | 36191J101 |
| — | BLACK RIDGE ACQUISITION CORP COM | 31,300 | $303K | 0.1% | $9.68 | $9.68 | — | COM | 09216T107 |
| — | HUNTER MARITIME ACQUISITION | 30,002 | $298K | 0.1% | $9.93 | $9.93 | — | Unit | Y37828103 |
| — | FORUM MERGER CORP | 421,422 | $278K | 0.1% | $0.66 | $0.66 | — | Rights | 34985B129 |
| — | DIVIDEND & INCOME FD COM NEW | 18,379 | $247K | 0.1% | $13.44 | $13.44 | — | COM NEW | 25538A204 |
| — | STELLAR AQCUISITION III | 645,219 | $200K | 0.1% | $0.31 | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | KAYNE ANDERSON ACQUISITION CORP UNIT 1 COM & 1/3 WT PER AGENT EXP 06/30/2022 | 19,464 | $194K | 0.1% | $9.97 | $9.97 | — | Unit | 48661U201 |
| — | M III ACQUISITION CORP COM | 232,411 | $183K | 0.0% | $0.79 | $0.79 | — | *w exp 10/10/2020 | 55304T112 |
| — | VIVOPOWER INTERNATIONAL PLC | 56,895 | $164K | 0.0% | $2.88 | $5.50 | — | SHS | G9376R100 |
| — | FORUM MERGER CORP WTS | 210,711 | $143K | 0.0% | $0.68 | $0.68 | — | Warrants | 34985B111 |
| — | M I ACQUISITIONS INC | 387,235 | $136K | 0.0% | $0.35 | $0.35 | — | *W EXP 99/99/999 | 55304A112 |
| — | HAYMAKER ACQUISITION CORP UNIT 1 COM & 1/2 WT EXP EXP 10/23/24 | 11,600 | $115K | 0.0% | $9.91 | $9.91 | — | Unit | 420870206 |
| — | GDL FUND | 11,554 | $112K | 0.0% | $9.69 | $10.49 | — | COM | 361570104 |
| — | MODERN MEDIA ACQUISITION-RTS | 282,325 | $110K | 0.0% | $0.39 | $0.36 | — | Rights | 60765P129 |
| — | CM SEVEN STAR ACQUISITION CORP RTS EXP 2018 ISIN#KYG2345N1363 | 261,898 | $84,000 | 0.0% | $0.32 | $0.32 | — | Rights | G2345N136 |
| — | I AM CAP ACQUISITION CO | 250,000 | $83,000 | 0.0% | $0.33 | $0.33 | — | Warrants | 45074Q116 |
| — | MODERN MEDIA ACQUISITIO-CW22 | 147,043 | $81,000 | 0.0% | $0.55 | $0.54 | — | Warrants | 60765P111 |
| — | ATLANTIC ACQUISITION COR -RTS | 150,000 | $79,000 | 0.0% | $0.53 | $0.53 | — | Rights | 048206304 |
| — | I AM CAP ACQUISITION CO | 250,000 | $75,000 | 0.0% | $0.30 | $0.30 | — | Rights | 45074Q124 |
| — | PENSARE ACQUISITION CORP | 84,594 | $72,000 | 0.0% | $0.85 | $0.85 | — | Rights | 70957E121 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 254,286 | $71,000 | 0.0% | $0.28 | $0.47 | — | *W EXP 99/99/999 | G0726L117 |
| — | ELECTRUM SPL ACQUISITION COR | 147,507 | $59,000 | 0.0% | $0.40 | $0.34 | — | *W EXP 99/99/999 | G3105C112 |
| — | CM SEVEN STAR ACQUISITION CORP WTS EXP 08/21/2022 ISIN#KYG2345N1108 | 130,949 | $38,000 | 0.0% | $0.29 | $0.29 | — | Warrants | G2345N110 |
| — | ORIGO ACQUISITION CORP-RTS | 73,423 | $36,000 | 0.0% | $0.49 | $0.15 | — | RIGHT 12/12/2016 | G67789134 |
| — | ORIGO ACQUISITION COR. WT | 73,423 | $36,000 | 0.0% | $0.49 | $0.07 | — | *W EXP 12/17/202 | G67789118 |
| — | HUNTER MARITIME ACQUISITION WTS | 93,414 | $28,000 | 0.0% | $0.30 | $0.31 | — | W EXP 99/99/999 | Y37828129 |
| — | PENSARE ACQUISITION CORP | 42,297 | $23,000 | 0.0% | $0.54 | $0.54 | — | Warrants | 70957E117 |
| — | BLACK RIDGE ACQUISITION CORP RTS EXP | 11,500 | $3,000 | 0.0% | $0.26 | $0.26 | — | Rights | 09216T123 |
| — | BARINGTON HILCO ACQUISITION | 49,649 | $3,000 | 0.0% | $0.06 | $0.11 | — | *W EXP 02/11/201 | 06759V127 |