Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value: $345M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | NEW YORK REIT INC | 3,831,249 | $30.07M | 8.7% | $7.85 | $9.18 | — | COM | 64976L109 |
| STC | STEWART INFORMATION SERVICES | 716,283 | $27.05M | 7.8% | $37.76 * | $38.27 | +2.0% | COM | 860372101 |
| — | SWISS HELVETIA FUND | 1,917,876 | $24.48M | 7.1% | $12.77 | $11.68 | — | COM | 870875101 |
| — | HILL INTERNATIONAL INC | 3,373,163 | $16.02M | 4.6% | $4.75 | $4.25 | — | COM | 431466101 |
| — | DEUTSCHE HIGH INCOME OPPORT | 985,907 | $14.92M | 4.3% | $15.13 | $13.30 | — | COM | 25158Y102 |
| — | PUTNAM HIGH INCOME SECURITIE | 1,519,970 | $13.56M | 3.9% | $8.92 | $8.12 | — | SHS BEN INT | 746779107 |
| — | JAPAN SMALLER CAPTLZTN FD INC | 935,763 | $11.74M | 3.4% | $12.55 | $10.13 | — | COM | 47109U104 |
| — | ABERDEEN CHILE FD INC | 1,236,905 | $10.38M | 3.0% | $8.39 | $7.56 | — | COM | 00301W105 |
| — | CENTRAL SECS CORP COM | 368,295 | $9.52M | 2.8% | $25.85 | $15.61 | — | COM | 155123102 |
| — | LAZARD GLOBAL TOT RT & INC | 488,605 | $8.189M | 2.4% | $16.76 | $13.48 | — | COM | 52106W103 |
| — | CLOUGH GLOBAL EQUITY FUND | 610,898 | $8.098M | 2.3% | $13.26 | $11.46 | — | COM | 18914C100 |
| — | MVC CAPITAL INC | 802,106 | $8.029M | 2.3% | $10.01 | $12.69 | — | COM | 553829102 |
| — | MORGAN STANLEY ASIA PAC FD | 452,116 | $7.794M | 2.3% | $17.24 | $9.38 | — | COM | 61744U106 |
| — | LIBERTY ALL STAR EQUITY FD SH | 1,254,477 | $7.564M | 2.2% | $6.03 | $5.63 | — | SH BEN INT | 530158104 |
| — | DELAWARE ENHANCED GBL DIV & | 631,553 | $7.49M | 2.2% | $11.86 | $10.67 | — | COM | 246060107 |
| — | SOURCE CAPITAL INC | 178,637 | $7.185M | 2.1% | $40.22 | $38.82 | — | COM | 836144105 |
| XXCHNXX | CHINA FUND INC | 351,363 | $7.15M | 2.1% | $20.35 | $15.55 | — | COM | 169373107 |
| — | TRI CONTL CORP COM | 263,957 | $6.744M | 2.0% | $25.55 | $11.64 | — | COM | 895436103 |
| PHUN | STELLAR ACQUISITION III INC | 640,219 | $6.507M | 1.9% | $10.16 | $10.14 | — | COM | Y8172W107 |
| — | INDUSTREA ACQUISITION CORP | 600,000 | $6.066M | 1.8% | $10.11 | $10.11 | — | Unit | 45579J203 |
| — | ABERDEEN ISRAEL FUND INC | 279,913 | $5.738M | 1.7% | $20.50 | $19.49 | — | COM | 00301L109 |
| — | DEUTSCHE MULTI-MARKET INCOME | 593,845 | $5.321M | 1.5% | $8.96 | $8.79 | — | SHS | 25160E102 |
| — | KBL MERGER CORP IV | 502,000 | $5.12M | 1.5% | $10.20 | $15.23 | — | UNIT | 48242A203 |
| XJEQX | ABERDEEN JAPAN EQUITY FD | 528,129 | $4.6M | 1.3% | $8.71 | $8.52 | — | COM | 00306J109 |
| — | ABERDEEN SINGAPORE FD INC | 384,563 | $4.476M | 1.3% | $11.64 | $9.45 | — | COM | 003244100 |
| — | BOULDER GROWTH & INCM FD INC | 426,605 | $4.351M | 1.3% | $10.20 | $7.58 | — | COM | 101507101 |
| — | GREAT ELM CAP CORP | 415,072 | $4.333M | 1.3% | $10.44 | $11.67 | — | COM | 390320109 |
| — | FORUM MERGER CORP | 421,427 | $4.32M | 1.3% | $10.25 | $10.19 | — | UNIT | 34985B202 |
| — | M I ACQUISITIONS INC | 384,235 | $3.9M | 1.1% | $10.15 | $10.15 | — | COM | 55304A104 |
| — | ADAMS EXPRESS COMPANY | 239,896 | $3.649M | 1.1% | $15.21 | $12.86 | — | COM | 006212104 |
| — | TURKISH INVT FD INC | 322,661 | $3.025M | 0.9% | $9.38 | $9.42 | — | COM | 900145103 |
| — | ABERDEEN GTR CHINA FD | 248,080 | $2.91M | 0.8% | $11.73 | $11.64 | — | COM | 003031101 |
| — | MODERN MEDIA ACQUISITION COR | 289,686 | $2.827M | 0.8% | $9.76 | $9.76 | — | COM | 60765P103 |
| — | M III ACQUISITION CORP | 261,911 | $2.7M | 0.8% | $10.31 | $9.83 | — | UNIT 99/99/9999T | 55378T203 |
| — | I-AM CAPITAL ACQUISITION CO | 250,000 | $2.562M | 0.7% | $10.25 | $10.25 | — | Unit | 45074Q207 |
| — | DRAPER OAKWOOD TECHNOLOGY AC | 250,000 | $2.555M | 0.7% | $10.22 | $10.22 | — | Unit | 26146L202 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 248,436 | $2.484M | 0.7% | $10.00 | $9.87 | — | COM | G0726L125 |
| — | TAIWAN FD INC | 117,043 | $2.409M | 0.7% | $20.58 | $20.29 | — | COM | 874036106 |
| — | INVESCO PA VALUE MUN INCOME TR | 182,321 | $2.244M | 0.7% | $12.31 | $12.31 | — | COM | 46132K109 |
| — | ASIA TIGERS FUND INC | 172,630 | $2.136M | 0.6% | $12.37 | $10.01 | — | COM | 04516T105 |
| — | BISON CAPITAL ACQUISITION | 200,000 | $2.054M | 0.6% | $10.27 | $10.20 | — | UNIT | G1142P120 |
| — | ANDINA ACQUISITION CORP II | 196,406 | $1.995M | 0.6% | $10.16 | $9.69 | — | SHS | G0441P104 |
| — | DELAWARE INV DIVIDEND & INV | 182,008 | $1.958M | 0.6% | $10.76 | $10.02 | — | COM | 245915103 |
| HUNTF | HUNTER MARITIME ACQUISITION | 186,828 | $1.827M | 0.5% | $9.78 | $9.83 | -0.0% | CL A | Y37828111 |
| — | DEUTSCHE STRATEGIC INCOME TR | 143,311 | $1.786M | 0.5% | $12.46 | $12.46 | — | SHS | 25160F109 |
| — | FRANKLIN UNVL TR | 242,418 | $1.762M | 0.5% | $7.27 | $7.12 | — | SH BEN INT | 355145103 |
| — | GENERAL AMERICAN INVESTORS | 48,808 | $1.758M | 0.5% | $36.02 | $36.71 | — | COM | 368802104 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 210,715 | $1.687M | 0.5% | $8.01 * | $20.29 | -61.4% | COM | 33766Y100 |
| — | ATLANTIC ACQUISITION COR - U | 150,000 | $1.542M | 0.4% | $10.28 | $10.28 | — | Unit | 048206205 |
| — | NUVEEN CONNECTICUT QLTY MUN FD | 125,003 | $1.526M | 0.4% | $12.21 | $12.21 | — | COM | 67060D107 |
| — | ALPINE GLOBAL PREMIER PPTYS | 226,679 | $1.503M | 0.4% | $6.63 | $5.72 | — | COM | 02083A103 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 125,563 | $1.331M | 0.4% | $10.60 | $10.29 | — | SH BEN INT | 18914E106 |
| EQS | EQUUS TOTAL RETURN INC | 497,162 | $1.208M | 0.4% | $2.43 * | $2.32 | +0.8% | COM | 294766100 |
| — | ABERDEEN INDONESIA FD | 151,330 | $1.174M | 0.3% | $7.76 | $7.70 | — | COM | 00305P106 |
| — | ROYCE VALUE TRUST | 74,200 | $1.172M | 0.3% | $15.80 | $12.10 | — | COM | 780910105 |
| — | ABERDEEN LATIN AMERICAN EQTY | 39,461 | $1.08M | 0.3% | $27.37 | $27.37 | — | COM | 00306K106 |
| — | FIRST TR ENHANCED EQTY INC | 69,613 | $1.048M | 0.3% | $15.05 | $14.22 | — | COM | 337318109 |
| — | PENSARE ACQUISITION | 84,600 | $874K | 0.3% | $10.33 | $10.33 | — | UNITS | 70957E204 |
| — | BLACKROCK DEBT STRAT FD INC | 60,644 | $708K | 0.2% | $11.67 | $11.34 | — | COM NEW | 09255R202 |
| — | ABERDEEN EMERGING MKTS SMALL | 43,119 | $602K | 0.2% | $13.96 | $13.50 | — | COM | 00301T102 |
| TPHS | TRINITY PLACE HOLDINGS INC | 84,683 | $594K | 0.2% | $7.01 | $7.06 | -1.5% | COM | 89656D101 |
| — | BARINGTON HILCO ACQUISITION | 52,080 | $539K | 0.2% | $10.35 | $9.85 | — | COM | 06759V101 |
| — | CONSTELLATION ALPHA CAPITAL | 50,000 | $513K | 0.1% | $10.26 | $10.13 | — | UNIT | G2379F124 |
| — | HERZFELD CARIBBEAN BASIN FD | 69,940 | $507K | 0.1% | $7.25 | $6.83 | — | COM | 42804T106 |
| — | ELLSWORTH FUND INC | 48,595 | $450K | 0.1% | $9.26 | $7.75 | — | COM | 289074106 |
| — | SPDR S&P ETF TR TR UNIT | 1,750 | $440K | 0.1% | $251.43 | $251.43 | — | TR UNIT | 78432F103 |
| — | NEW IRELAND FUND | 31,795 | $436K | 0.1% | $13.71 | $13.71 | — | COM | 645673104 |
| — | GSV CAPITAL CORP | 60,104 | $325K | 0.1% | $5.41 | $9.37 | — | COM | 36191J101 |
| — | ELECTRUM SPL ACQUISITION COR | 27,020 | $287K | 0.1% | $10.62 | $10.10 | — | SHS | G3105C104 |
| — | GDL FUND | 26,554 | $271K | 0.1% | $10.21 | $10.49 | — | COM | 361570104 |
| — | LAZARD WORLD DIVIDEND & INCOME | 23,192 | $263K | 0.1% | $11.34 | $10.67 | — | COM | 521076109 |
| — | STELLAR AQCUISITION III | 640,219 | $237K | 0.1% | $0.37 | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | VIVOPOWER INTERNATIONAL PLC | 58,609 | $203K | 0.1% | $3.46 | $5.50 | — | SHS | G9376R100 |
| — | M I ACQUISITIONS INC | 384,235 | $133K | 0.0% | $0.35 | $0.35 | — | *W EXP 99/99/999 | 55304A112 |
| — | ANDINA ACQUISITION CORP II | 196,406 | $116K | 0.0% | $0.59 | $0.23 | — | RIGHT 09/01/2017 | G0441P120 |
| — | NEXTDECADE CORP | 123,986 | $115K | 0.0% | $0.93 | $0.93 | — | W EXP 99/99/999 | 65342K113 |
| — | MODERN MEDIA ACQUISITION-RTS | 282,325 | $101K | 0.0% | $0.36 | $0.36 | — | Rights | 60765P129 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 248,436 | $99,000 | 0.0% | $0.40 | $0.47 | — | *W EXP 99/99/999 | G0726L117 |
| — | BORQS TECHNOLOGIES INC -CW22 | 292,153 | $82,000 | 0.0% | $0.28 | $0.28 | — | *W EXP 99/99/999 | G1466B111 |
| — | MODERN MEDIA ACQUISITIO-CW22 | 147,043 | $79,000 | 0.0% | $0.54 | $0.54 | — | Warrants | 60765P111 |
| — | ANDINA ACQUISITION CORP II | 196,406 | $71,000 | 0.0% | $0.36 | $0.10 | — | *W EXP 11/23/202 | G0441P138 |
| — | HUNTER MARITIME ACQUISITION WTS | 93,414 | $56,000 | 0.0% | $0.60 | $0.31 | — | W EXP 99/99/999 | Y37828129 |
| — | ORIGO ACQUISITION CORP-RTS | 73,423 | $24,000 | 0.0% | $0.33 | $0.15 | — | RIGHT 12/12/2016 | G67789134 |
| — | ORIGO ACQUISITION COR. WT | 73,423 | $22,000 | 0.0% | $0.30 | $0.07 | — | *W EXP 12/17/202 | G67789118 |
| — | ELECTRUM SPL ACQUISITION COR | 47,820 | $15,000 | 0.0% | $0.31 | $0.22 | — | *W EXP 99/99/999 | G3105C112 |
| — | BARINGTON HILCO ACQUISITION | 49,649 | $12,000 | 0.0% | $0.24 | $0.17 | — | Rights | 06759V119 |
| — | QUINPARIO ACQUISITION C-CW23 | 32,582 | $12,000 | 0.0% | $0.37 | $153.33 | — | *W EXP 01/01/202 | 74874U119 |
| — | BARINGTON HILCO ACQUISITION | 49,649 | $5,000 | 0.0% | $0.10 | $0.11 | — | *W EXP 02/11/201 | 06759V127 |