Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 14, 2018
Total Value: $366M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SWISS HELVETIA FUND | 2,111,785 | $25.87M | 7.1% | $12.25 | $11.75 | — | COM | 870875101 |
| STC | STEWART INFORMATION SERVICES | 502,648 | $22.09M | 6.0% | $43.94 | $38.27 | +12.5% | COM | 860372101 |
| — | HILL INTERNATIONAL INC | 3,570,458 | $20.35M | 5.6% | $5.70 | $4.33 | — | COM | 431466101 |
| XXCHNXX | CHINA FUND INC | 836,651 | $18.52M | 5.1% | $22.14 | $19.17 | — | COM | 169373107 |
| — | PUTNAM HIGH INCOME SECURITIE | 1,972,832 | $17.83M | 4.9% | $9.04 | $8.33 | — | SHS BEN INT | 746779107 |
| — | NEW YORK REIT INC | 712,106 | $15.32M | 4.2% | $21.51 | $8.74 | — | COM | 64976L109 |
| — | ABERDEEN CHILE FD INC | 1,200,518 | $10.85M | 3.0% | $9.04 | $7.56 | — | COM | 00301W105 |
| — | DELAWARE ENHANCED GBL DIV & | 876,537 | $10.13M | 2.8% | $11.56 | $11.05 | — | COM | 246060107 |
| — | CENTRAL SECS CORP COM | 368,295 | $9.819M | 2.7% | $26.66 | $16.35 | — | COM | 155123102 |
| PHUN | STELLAR ACQUISITION III INC | 853,049 | $8.799M | 2.4% | $10.31 | $10.18 | — | COM | Y8172W107 |
| — | JAPAN SMALLER CAPTLZTN FD INC | 685,169 | $8.421M | 2.3% | $12.29 | $10.13 | — | COM | 47109U104 |
| — | MVC CAPITAL INC | 802,106 | $7.965M | 2.2% | $9.93 | $12.69 | — | COM | 553829102 |
| — | ALLIANCE CALIF MUNI INCOME | 625,484 | $7.95M | 2.2% | $12.71 | $12.92 | — | COM | 018546101 |
| — | DEUTSCHE MULTI-MARKET INCOME | 879,059 | $7.718M | 2.1% | $8.78 | $8.81 | — | SHS | 25160E102 |
| — | SOURCE CAPITAL INC | 191,957 | $7.658M | 2.1% | $39.89 | $38.91 | — | COM | 836144105 |
| — | TAIWAN FD INC | 358,140 | $7.575M | 2.1% | $21.15 | $20.74 | — | COM | 874036106 |
| — | TRI CONTL CORP COM | 263,957 | $6.945M | 1.9% | $26.31 | $11.64 | — | COM | 895436103 |
| — | MORGAN STANLEY ASIA PAC FD | 373,673 | $6.805M | 1.9% | $18.21 | $9.38 | — | COM | 61744U106 |
| — | ABERDEEN SINGAPORE FD INC | 495,436 | $6.569M | 1.8% | $13.26 | $10.28 | — | COM | 003244100 |
| — | UNION ACQUISITION CORP UNITS | 600,000 | $6.138M | 1.7% | $10.23 | $10.23 | — | Unit | G9366W119 |
| — | INDUSTREA ACQUISITION CORP | 600,000 | $5.886M | 1.6% | $9.81 | $9.81 | — | COM | 45579J104 |
| XJEQX | ABERDEEN JAPAN EQUITY FD | 618,996 | $5.67M | 1.5% | $9.16 | $8.61 | — | COM | 00306J109 |
| — | ABERDEEN ISRAEL FUND INC | 290,182 | $5.653M | 1.5% | $19.48 | $19.47 | — | COM | 00301L109 |
| — | CM SEVEN STAR ACQUISTION | 510,394 | $4.971M | 1.4% | $9.74 | $9.65 | — | SHS | G2345N102 |
| — | KBL MERGER CORP IV | 501,000 | $4.935M | 1.3% | $9.85 | $9.85 | — | COM | 48242A104 |
| — | BOULDER GROWTH & INCM FD INC | 426,605 | $4.599M | 1.3% | $10.78 | $7.58 | — | COM | 101507101 |
| — | ABERDEEN GTR CHINA FD | 337,765 | $4.553M | 1.2% | $13.48 | $11.94 | — | COM | 003031101 |
| — | ABERDEEN LATIN AMERICAN EQTY | 152,417 | $4.173M | 1.1% | $27.38 | $27.10 | — | COM | 00306K106 |
| — | GREAT ELM CAP CORP | 415,072 | $3.827M | 1.0% | $9.22 | $11.67 | — | COM | 390320109 |
| — | BLACK RIDGE ACQUISITION CORP COM | 380,300 | $3.685M | 1.0% | $9.69 | $9.69 | — | COM | 09216T107 |
| — | ADAMS EXPRESS COMPANY | 239,896 | $3.543M | 1.0% | $14.77 | $12.86 | — | COM | 006212104 |
| — | NUVEEN CONNECTICUT QLTY MUN FD | 298,595 | $3.434M | 0.9% | $11.50 | $12.04 | — | COM | 67060D107 |
| — | TIBERIUS ACQUISTION | 325,000 | $3.271M | 0.9% | $10.06 | $10.06 | — | Units | 88633A206 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 302,136 | $2.994M | 0.8% | $9.91 | $9.87 | — | COM | G0726L125 |
| — | ATLANTIC ACQUISITION CORP | 299,750 | $2.974M | 0.8% | $9.92 | $9.86 | — | COM | 048206106 |
| — | FRANKLIN UNVL TR | 435,867 | $2.946M | 0.8% | $6.76 | $7.14 | — | SH BEN INT | 355145103 |
| — | DEUTSCHE STRATEGIC INCOME TR | 239,751 | $2.94M | 0.8% | $12.26 | $12.44 | — | SHS | 25160F109 |
| — | MODERN MEDIA ACQUISITION COR | 289,686 | $2.882M | 0.8% | $9.95 | $9.76 | — | COM | 60765P103 |
| — | LAZARD WORLD DIVIDEND & INCOME | 235,666 | $2.71M | 0.7% | $11.50 | $11.23 | — | COM | 521076109 |
| — | M I ACQUISITIONS INC | 248,696 | $2.596M | 0.7% | $10.44 | $10.15 | — | COM | 55304A104 |
| — | I-AM CAPITAL ACQUISITION CO | 250,000 | $2.49M | 0.7% | $9.96 | $9.86 | — | COM | 45074Q108 |
| — | DRAPER OAKWOOD TECHNOLOGY AC | 249,996 | $2.465M | 0.7% | $9.86 | $9.86 | — | COM | 26146L103 |
| — | BIG ROCK PARTNERS ACQUISTION | 251,505 | $2.455M | 0.7% | $9.76 | $9.76 | — | COM | 089482103 |
| — | ABERDEEN INDONESIA FD | 323,672 | $2.36M | 0.6% | $7.29 | $7.65 | — | COM | 00305P106 |
| — | ASIA TIGERS FUND INC | 186,265 | $2.343M | 0.6% | $12.58 | $10.19 | — | COM | 04516T105 |
| — | GIGCAPITAL INC | 239,988 | $2.315M | 0.6% | $9.65 | $9.65 | — | COM | 37518N106 |
| — | MTECH ACQUISITION CORP. | 235,000 | $2.251M | 0.6% | $9.58 | $9.58 | — | COM | 55378W107 |
| — | BLACKROCK NEW YORK MUN INCOME QUALITY TR COM | 173,541 | $2.169M | 0.6% | $12.50 | $12.81 | — | COM | 09249U105 |
| HUNTF | HUNTER MARITIME ACQUISITION | 219,825 | $2.15M | 0.6% | $9.78 | $9.83 | -0.2% | CL A | Y37828111 |
| — | DELAWARE INV DIVIDEND & INV | 193,189 | $2.038M | 0.6% | $10.55 | $10.06 | — | COM | 245915103 |
| — | NEW IRELAND FUND | 166,645 | $2.008M | 0.5% | $12.05 | $12.75 | — | COM | 645673104 |
| — | ABERDEEN EMERGING MKTS SMALL | 135,335 | $2.003M | 0.5% | $14.80 | $14.21 | — | COM | 00301T102 |
| — | BISON CAPITAL ACQUISITION | 199,998 | $1.988M | 0.5% | $9.94 | $9.94 | — | COM | G1142P104 |
| — | PENSARE ACQUISITION CORP | 176,141 | $1.712M | 0.5% | $9.72 | $9.66 | — | COM | 70957E105 |
| — | LEISURE ACQUISITION CORP UNIT | 172,500 | $1.707M | 0.5% | $9.90 | $9.90 | — | Unit | 52539T206 |
| — | GENERAL AMERICAN INVESTORS | 48,808 | $1.634M | 0.4% | $33.48 | $36.71 | — | COM | 368802104 |
| — | MUDRICK CAPITAL ACQUISTION | 150,000 | $1.533M | 0.4% | $10.22 | $10.22 | — | Units | 624745204 |
| — | OPES ACQUISTION CORP. | 150,000 | $1.508M | 0.4% | $10.05 | $10.05 | — | Units | 68373P209 |
| — | ALPINE TOTAL DYNAMIC DIVIDEND | 160,670 | $1.436M | 0.4% | $8.94 | $8.94 | — | COM | 021060207 |
| TPHS | TRINITY PLACE HOLDINGS INC | 208,166 | $1.353M | 0.4% | $6.50 | $6.93 | -4.8% | COM | 89656D101 |
| — | DIVIDEND & INCOME FD COM NEW | 101,000 | $1.269M | 0.3% | $12.56 | $12.72 | — | COM NEW | 25538A204 |
| — | HAYMAKER ACQUISITION CORP UNIT 1 COM & 1/2 WT EXP EXP 10/23/24 | 120,600 | $1.2M | 0.3% | $9.95 | $9.95 | — | Unit | 420870206 |
| EQS | EQUUS TOTAL RETURN INC | 497,162 | $1.183M | 0.3% | $2.38 | $2.32 | +3.2% | COM | 294766100 |
| — | CONSTELLATION ALPHA CAPITAL CORP | 109,500 | $1.081M | 0.3% | $9.87 | $9.79 | — | SHS | G2379F108 |
| — | LAZARD GLOBAL TOT RT & INC | 39,901 | $793K | 0.2% | $19.87 | $13.48 | — | COM | 52106W103 |
| — | ALPINE GLOBAL PREMIER PPTYS | 123,487 | $771K | 0.2% | $6.24 | $5.72 | — | COM | 02083A103 |
| — | HERZFELD CARIBBEAN BASIN FD | 69,940 | $503K | 0.1% | $7.19 | $6.83 | — | COM | 42804T106 |
| — | ASIA PAC FD INC COM | 30,920 | $458K | 0.1% | $14.81 | $14.42 | — | COM | 044901106 |
| — | GSV CAPITAL CORP | 60,104 | $453K | 0.1% | $7.54 | $9.37 | — | COM | 36191J101 |
| — | ROYCE VALUE TRUST | 27,200 | $423K | 0.1% | $15.55 | $12.10 | — | COM | 780910105 |
| — | LANDCADIA HOLDINGS INC | 39,600 | $398K | 0.1% | $10.05 | $10.05 | — | COM | 51476W107 |
| — | BLACKROCK DEBT STRAT FD INC | 31,558 | $367K | 0.1% | $11.63 | $11.34 | — | COM NEW | 09255R202 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD UNIT | 33,700 | $340K | 0.1% | $10.09 | $10.09 | — | Untis | G74760110 |
| — | INDUSTREA ACQUISITION CORP-CW22 | 600,000 | $329K | 0.1% | $0.55 | $0.55 | — | Warrants | 45579J112 |
| — | KAYNE ANDERSON ACQUISITION | 33,064 | $324K | 0.1% | $9.80 | $9.80 | — | COM | 48661U102 |
| — | GABELLI GLOBAL SMALL & MID CAP VALUE TR COM | 25,713 | $308K | 0.1% | $11.98 | $12.74 | — | COM | 36249W104 |
| — | M I ACQUISITIONS INC | 377,235 | $302K | 0.1% | $0.80 | $0.35 | — | *W EXP 99/99/999 | 55304A112 |
| — | STELLAR AQCUISITION III | 646,469 | $297K | 0.1% | $0.46 | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | SENTINEL ENERGY SERVICES | 25,450 | $252K | 0.1% | $9.90 | $9.90 | — | Units | G8062D128 |
| — | MANAGED DURATION INVESTMENT | 18,227 | $248K | 0.1% | $13.61 | $13.61 | — | COM | 56165R103 |
| — | KBL MERGER CORP IV-RTS | 500,000 | $175K | 0.0% | $0.35 | $0.35 | — | Rights | 48242A120 |
| — | CM SEVEN STAR ACQUISITION CORP RTS EXP 2018 | 510,394 | $163K | 0.0% | $0.32 | $0.32 | — | Rights | G2345N136 |
| — | MTECH ACQUISITION CORP UNIT | 16,000 | $162K | 0.0% | $10.13 | $10.13 | — | Units | 55378W206 |
| — | GDL FUND | 15,730 | $147K | 0.0% | $9.35 | $10.18 | — | COM | 361570104 |
| — | MTECH ACQUISITION CORP | 235,000 | $143K | 0.0% | $0.61 | $0.61 | — | Warrants | 55378W115 |
| — | DRAPER OAKWOOD TECHNOLOGY AC-RT | 249,996 | $142K | 0.0% | $0.57 | $0.57 | — | Rights | 26146L129 |
| — | CONVERGEONE HOLDINGS IN-CW24 | 116,711 | $139K | 0.0% | $1.19 | $1.19 | — | Warrants | 212481113 |
| — | HENNESSY CAP ACQUISITION CORP III COM | 13,800 | $137K | 0.0% | $9.93 | $9.93 | — | COM | 42588L105 |
| — | INFRA AND ENERGY ALT. WTS | 155,461 | $135K | 0.0% | $0.87 | $0.87 | — | Warrants | 45686J112 |
| — | BARINGTON HILCO ACQUISITION | 12,500 | $133K | 0.0% | $10.64 | $9.85 | — | COM | 06759V101 |
| — | VIVOPOWER INTERNATIONAL PLC | 56,895 | $126K | 0.0% | $2.21 | $5.50 | — | SHS | G9376R100 |
| — | BLACK RIDGE ACQUISTION CORP CW | 349,000 | $122K | 0.0% | $0.35 | $0.35 | — | Warrants | 09216T115 |
| — | KBL MERGER CORP IV-CW22 | 500,000 | $120K | 0.0% | $0.24 | $0.24 | — | Warrants | 48242A112 |
| — | ALTA MESA | 75,000 | $116K | 0.0% | $1.55 | $1.55 | — | Warrants | 02133L117 |
| — | MODERN MEDIA ACQUISITION-RTS | 282,352 | $110K | 0.0% | $0.39 | $0.36 | — | Rights | 60765P129 |
| — | BLACK RIDGE ACQUISITION CORP RTS EXP | 360,500 | $108K | 0.0% | $0.30 | $0.30 | — | Rights | 09216T123 |
| — | DRAPER OAKWOOD TECHNOLOGY AC-CW22 | 124,998 | $106K | 0.0% | $0.85 | $0.85 | — | Warrants | 26146L111 |
| — | GIGCAPITAL INC | 10,000 | $104K | 0.0% | $10.40 | $10.00 | — | Unit | 37518N205 |
| — | I AM CAP ACQUISITION CO | 250,000 | $100K | 0.0% | $0.40 | $0.33 | — | Warrants | 45074Q116 |
| — | BISON CAPITAL ACQUISITION CO-RT | 199,998 | $100K | 0.0% | $0.50 | $0.50 | — | Rights | G1142P138 |
| — | CM SEVEN STAR ACQUISITION CORP WTS EXP 08/21/2022 | 255,197 | $89,000 | 0.0% | $0.35 | $0.32 | — | Warrants | G2345N110 |
| — | BIG ROCK PARTNERS ACQUISTION-RT | 250,000 | $88,000 | 0.0% | $0.35 | $0.35 | — | Rights | 089482129 |
| — | GIGCAPITAL INC-RTS | 239,988 | $85,000 | 0.0% | $0.35 | $0.35 | — | Rights | 37518N114 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 254,286 | $84,000 | 0.0% | $0.33 | $0.47 | — | *W EXP 99/99/999 | G0726L117 |
| — | I AM CAP ACQUISITION CO | 250,000 | $84,000 | 0.0% | $0.34 | $0.30 | — | Rights | 45074Q124 |
| — | GIGCAPITAL INC-CW23 | 179,991 | $78,000 | 0.0% | $0.43 | $0.43 | — | Warrants | 37518N122 |
| — | MODERN MEDIA ACQUISITIO-CW22 | 147,043 | $76,000 | 0.0% | $0.52 | $0.54 | — | Warrants | 60765P111 |
| — | ATLANTIC ACQUISITION COR -RTS | 150,000 | $74,000 | 0.0% | $0.49 | $0.53 | — | Rights | 048206304 |
| — | ELECTRUM SPL ACQUISITION COR | 147,507 | $50,000 | 0.0% | $0.34 | $0.34 | — | *W EXP 99/99/999 | G3105C112 |
| — | HUNTER MARITIME ACQUISITION WTS | 109,913 | $48,000 | 0.0% | $0.44 | $0.33 | — | W EXP 99/99/999 | Y37828129 |
| — | PENSARE ACQUISITION CORP | 91,894 | $46,000 | 0.0% | $0.50 | $0.82 | — | Rights | 70957E121 |
| — | BIG ROCK PARTNERS ACQUISTION-CW22 | 125,000 | $41,000 | 0.0% | $0.33 | $0.33 | — | Warrants | 089482111 |
| — | BISON CAPITAL ACQUISITION CO-CW22 | 99,999 | $40,000 | 0.0% | $0.40 | $0.40 | — | Warrants | G1142P112 |
| — | PENSARE ACQUISITION CORP | 42,297 | $21,000 | 0.0% | $0.50 | $0.54 | — | Warrants | 70957E117 |
| — | CONSTELLATION ALPHA CAPITAL-RT | 56,000 | $20,000 | 0.0% | $0.36 | $0.36 | — | Rights | G2379F132 |
| — | CONSTELLATION ALPHA CAPITAL-CW22 | 50,000 | $12,000 | 0.0% | $0.24 | $0.24 | — | Warrants | G2379F116 |
| — | BARINGTON HILCO ACQUISITION | 49,649 | $10,000 | 0.0% | $0.20 | $0.11 | — | *W EXP 02/11/201 | 06759V127 |
| — | KAYNE ANDERSON ACQUISITION-CW22 | 11,021 | $10,000 | 0.0% | $0.91 | $0.91 | — | Warrants | 48661U110 |