Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 13, 2018
Total Value: $380M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SWISS HELVETIA FD INC | 2,111,785 | $26.08M | 6.9% | $12.35 | $11.75 | — | COM | 870875101 |
| — | HILL INTERNATIONAL INC | 3,611,055 | $21.3M | 5.6% | $5.90 | $4.35 | — | COM | 431466101 |
| XXCHNXX | CHINA FD INC | 957,877 | $20.02M | 5.3% | $20.90 | $19.39 | — | COM | 169373107 |
| — | PUTMAN HIGH INCOME SEC FUND | 1,972,844 | $18.41M | 4.8% | $9.33 | $8.33 | — | SHS BEN INT | 746779107 |
| — | ABERDEEN EMRG MRKTS EQT INM | 2,207,509 | $15.45M | 4.1% | $7.00 | $7.31 | — | COM | 00301W105 |
| — | NEW YORK REIT INC | 785,251 | $14.32M | 3.8% | $18.24 | $9.63 | — | COM | 64976L109 |
| STC | STEWART INFORMATION SVCS COR | 321,774 | $13.86M | 3.6% | $43.07 | $38.27 | +12.1% | COM | 860372101 |
| — | PURE ACQUISITION CORP | 1,314,678 | $12.67M | 3.3% | $9.64 | $9.64 | — | CL A | 74621Q106 |
| — | CENTRAL SECS CORP | 364,456 | $10.14M | 2.7% | $27.82 | $16.35 | — | COM | 155123102 |
| — | ALLIANCE CALIF MUN INCOME FD | 761,664 | $10.01M | 2.6% | $13.14 | $12.96 | — | COM | 018546101 |
| — | TRIANGLE CAP CORP | 805,281 | $9.261M | 2.4% | $11.50 | $11.50 | — | COM | 895848109 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 995,107 | $8.797M | 2.3% | $8.84 | $8.69 | — | COM | 00306J109 |
| — | TAIWAN FD INC | 415,328 | $8.361M | 2.2% | $20.13 | $20.66 | — | COM | 874036106 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 685,169 | $7.989M | 2.1% | $11.66 | $10.13 | — | COM | 47109U104 |
| — | DELAWARE ENHANCED GBL DIV & | 686,921 | $7.783M | 2.0% | $11.33 | $11.05 | — | COM | 246060107 |
| — | MVC CAPITAL INC | 802,106 | $7.627M | 2.0% | $9.51 | $12.69 | — | COM | 553829102 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 843,529 | $7.431M | 2.0% | $8.81 | $8.81 | — | SHS | 25160E102 |
| — | SOURCE CAP INC | 182,409 | $7.251M | 1.9% | $39.75 | $38.91 | — | COM | 836144105 |
| — | TRI CONTL CORP | 242,143 | $6.419M | 1.7% | $26.51 | $11.64 | — | COM | 895436103 |
| — | MORGAN STANLEY ASIA PAC FD I | 366,820 | $6.265M | 1.6% | $17.08 | $9.38 | — | COM | 61744U106 |
| PHUN | STELLAR ACQUISITION III INC | 595,414 | $6.18M | 1.6% | $10.38 | $10.18 | — | COM | Y8172W107 |
| — | UNION ACQUISITION CORP | 583,434 | $5.979M | 1.6% | $10.25 | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | INDUSTREA ACQUISITION CORP | 594,967 | $5.866M | 1.5% | $9.86 | $9.81 | — | CL A | 45579J104 |
| — | KBL MERGER CORP IV | 506,071 | $5.038M | 1.3% | $9.96 | $9.85 | — | COM | 48242A104 |
| — | CM SEVEN STAR ACQUISITION CO | 499,257 | $4.938M | 1.3% | $9.89 | $9.65 | — | SHS | G2345N102 |
| — | BLACKROCK NY MUNI INC QLTY T | 377,881 | $4.69M | 1.2% | $12.41 | $12.59 | — | COM | 09249U105 |
| — | TWELVE SEAS INVESTMENT COMPA | 451,000 | $4.537M | 1.2% | $10.06 | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | BOULDER GROWTH & INCOME FD I | 426,605 | $4.385M | 1.2% | $10.28 | $7.58 | — | COM | 101507101 |
| — | TRIDENT ACQUISITIONS CORP | 419,250 | $4.225M | 1.1% | $10.08 | $10.08 | — | UNIT 05/09/2023 | 89615T205 |
| — | NUVEEN CONNECTICUT QLTY MUN | 348,717 | $4.174M | 1.1% | $11.97 | $12.03 | — | COM | 67060D107 |
| — | ADAMS DIVERSIFIED EQUITY FD | 239,896 | $3.699M | 1.0% | $15.42 | $12.86 | — | COM | 006212104 |
| — | BLACK RIDGE ACQUISITION CORP | 377,400 | $3.689M | 1.0% | $9.77 | $9.69 | — | COM | 09216T107 |
| — | LF CAP ACQUISITION CORP | 330,250 | $3.326M | 0.9% | $10.07 | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| — | TIBERIUS ACQUISITION CORP | 324,234 | $3.265M | 0.9% | $10.07 | $10.06 | — | UNIT 02/28/2021 | 88633A206 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 322,978 | $3.236M | 0.9% | $10.02 | $9.88 | — | CL A | G0726L125 |
| — | MODERN MEDIA ACQUISITION | 307,836 | $3.072M | 0.8% | $9.98 | $9.77 | — | COM | 60765P103 |
| — | THUNDER BRIDGE ACQUISITION L | 304,750 | $3.058M | 0.8% | $10.03 | $10.03 | — | UNIT 01/01/2025 | G8857R118 |
| — | DEUTSCHE STRATEGIC INCOME TR | 234,146 | $2.866M | 0.8% | $12.24 | $12.44 | — | SHS | 25160F109 |
| — | MANAGED DURATION INVT GRD FU | 197,620 | $2.833M | 0.7% | $14.34 | $14.27 | — | COM | 56165R103 |
| — | ATLANTIC ACQUISITION CORP | 280,567 | $2.827M | 0.7% | $10.08 | $9.86 | — | COM | 048206106 |
| — | AMERICAN CAP SR FLOATING LTD | 225,717 | $2.776M | 0.7% | $12.30 | $12.30 | — | COM | 02504D108 |
| — | GREAT ELM CAP CORP | 291,572 | $2.694M | 0.7% | $9.24 | $11.67 | — | COM | 390320109 |
| — | I AM CAP ACQUISITION CO | 243,528 | $2.633M | 0.7% | $10.81 | $9.86 | — | COM | 45074Q108 |
| — | GIGCAPITAL INC | 262,988 | $2.588M | 0.7% | $9.84 | $9.66 | — | COM | 37518N106 |
| — | TRINITY MERGER CORP | 260,000 | $2.54M | 0.7% | $9.77 | $9.77 | — | COM CL A | 89653L106 |
| — | FRANKLIN UNVL TR | 377,325 | $2.521M | 0.7% | $6.68 | $7.14 | — | SH BEN INT | 355145103 |
| — | DRAPER OAKWOOD TECHNOLOGY | 247,224 | $2.467M | 0.6% | $9.98 | $9.86 | — | COM CL A | 26146L103 |
| — | BIG ROCK PARTNERS ACQUISI CO | 245,667 | $2.435M | 0.6% | $9.91 | $9.76 | — | COM | 089482103 |
| — | LAZARD WORLD DIVID & INCOME | 231,232 | $2.396M | 0.6% | $10.36 | $11.23 | — | COM | 521076109 |
| — | MTECH ACQUISITION CORP | 227,949 | $2.225M | 0.6% | $9.76 | $9.58 | — | COM CLASS A | 55378W107 |
| — | PENSARE ACQUISITION CORP | 207,741 | $2.057M | 0.5% | $9.90 | $9.70 | — | COM | 70957E105 |
| — | BISON CAP ACQUISITION CORP | 195,414 | $1.958M | 0.5% | $10.02 | $9.94 | — | ORD SHS | G1142P104 |
| — | NEW IRELAND FUND INC | 162,831 | $1.902M | 0.5% | $11.68 | $12.75 | — | COM | 645673104 |
| — | GENERAL AMERN INVS INC | 46,245 | $1.587M | 0.4% | $34.32 | $36.71 | — | COM | 368802104 |
| TPHS | TRINITY PL HLDGS INC | 240,340 | $1.574M | 0.4% | $6.55 * | $6.92 | -1.5% | COM | 89656D101 |
| — | LEISURE ACQUISITION CORP | 156,000 | $1.563M | 0.4% | $10.02 | $9.90 | — | UNIT 99/99/9999 | 52539T206 |
| — | OPES ACQUISITION CORP | 148,174 | $1.489M | 0.4% | $10.05 | $10.05 | — | UNIT 03/07/2023 | 68373P209 |
| — | MUDRICK CAP ACQUISITION CORP | 145,706 | $1.489M | 0.4% | $10.22 | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 62,595 | $1.374M | 0.4% | $21.95 | $21.95 | — | COM NEW | 65340G205 |
| — | ASIA PAC FD INC COM | 93,969 | $1.301M | 0.3% | $13.84 | $14.04 | — | COM | 044901106 |
| — | DIVIDEND & INCOME FUND | 97,033 | $1.196M | 0.3% | $12.33 | $12.72 | — | COM NEW | 25538A204 |
| EQS | EQUUS TOTAL RETURN INC | 497,162 | $1.173M | 0.3% | $2.36 | $2.32 | +2.8% | COM | 294766100 |
| — | VECTOIQ ACQUISITION CORP | 107,000 | $1.077M | 0.3% | $10.07 | $10.07 | — | UNIT 05/11/2023 | 92243N202 |
| — | CONSTELLATION ALPHA CAP CORP | 107,854 | $1.074M | 0.3% | $9.96 | $9.79 | — | SHS | G2379F108 |
| — | HAYMAKER ACQUISITION CORP | 105,912 | $1.031M | 0.3% | $9.73 | $9.73 | — | COM CLASS A | 420870107 |
| — | HL ACQUISITIONS CORP | 100,000 | $1.006M | 0.3% | $10.06 | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| — | GDL FUND | 93,002 | $854K | 0.2% | $9.18 | $9.35 | — | COM SH BEN IT | 361570104 |
| — | PURE ACQUISITION CORP | 643,714 | $824K | 0.2% | $1.28 | $1.28 | — | *W EXP 04/17/202 | 74621Q114 |
| — | ALPINE GLOBAL PREMIER PPTYS | 123,487 | $788K | 0.2% | $6.38 | $5.72 | — | COM SBI | 02083A103 |
| — | ROYCE VALUE TR INC | 41,706 | $659K | 0.2% | $15.80 | $13.39 | — | COM | 780910105 |
| — | INVESCO HIGH INCOME TR II | 37,425 | $505K | 0.1% | $13.49 | $13.49 | — | COM | 46131F101 |
| — | HERZFELD CARIBBEAN BASIN FD | 69,005 | $455K | 0.1% | $6.59 | $6.83 | — | COM | 42804T106 |
| — | GSV CAP CORP | 60,104 | $412K | 0.1% | $6.85 | $9.37 | — | COM | 36191J101 |
| — | INDUSTREA ACQUISITION CORP | 597,967 | $344K | 0.1% | $0.58 | $0.55 | — | *W EXP 08/01/202 | 45579J112 |
| — | GABELLI GLB SML & MD CP VAL | 25,086 | $304K | 0.1% | $12.12 | $12.74 | — | COM | 36249W104 |
| — | BLACKROCK DEBT STRAT FD INC | 23,929 | $268K | 0.1% | $11.20 | $11.34 | — | COM NEW | 09255R202 |
| — | M I ACQUISITIONS INC | 176,834 | $267K | 0.1% | $1.51 | $0.35 | — | *W EXP 11/15/202 | 55304A112 |
| — | MATLIN & PARTNERS ACQUISITIO | 25,000 | $247K | 0.1% | $9.88 | $9.88 | — | CL A | 57682V106 |
| — | KAYNE ANDERSON ACQUISITION | 21,600 | $213K | 0.1% | $9.86 | $9.80 | — | COM CL A | 48661U102 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 18,696 | $182K | 0.0% | $9.73 | $9.73 | — | COM CL A | G74760102 |
| — | HENNESSY CAP ACQUSTON CORP I | 16,949 | $172K | 0.0% | $10.15 | $9.97 | — | COM | 42588L105 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 15,023 | $171K | 0.0% | $11.38 | $11.38 | — | COM | 10537L104 |
| — | KBL MERGER CORP IV | 490,403 | $168K | 0.0% | $0.34 | $0.35 | — | RIGHT 03/22/2019 | 48242A120 |
| — | GIGCAPITAL INC | 16,000 | $168K | 0.0% | $10.50 | $10.19 | — | UNIT 03/06/2025 | 37518N205 |
| — | MTECH ACQUISITION CORP | 16,000 | $165K | 0.0% | $10.31 | $10.13 | — | UNIT 01/19/2023 | 55378W206 |
| — | CM SEVEN STAR ACQUISITION CO | 499,234 | $160K | 0.0% | $0.32 | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | BLACKROCK INCOME TR INC | 26,023 | $152K | 0.0% | $5.84 | $5.84 | — | COM | 09247F100 |
| — | MODERN MEDIA ACQUISITION | 288,782 | $150K | 0.0% | $0.52 | $0.36 | — | RIGHT 99/99/9999 | 60765P129 |
| — | MTECH ACQUISITION CORP | 227,949 | $148K | 0.0% | $0.65 | $0.61 | — | *W EXP 08/01/202 | 55378W115 |
| — | KBL MERGER CORP IV | 501,153 | $145K | 0.0% | $0.29 | $0.24 | — | *W EXP 01/15/202 | 48242A112 |
| — | DRAPER OAKWOOD TECHNOLOGY | 243,524 | $144K | 0.0% | $0.59 | $0.57 | — | RIGHT 09/19/2018 | 26146L129 |
| KRNY | KEARNY FINL CORP MD | 10,000 | $135K | 0.0% | $13.50 * | $13.91 | 0.0% | COM | 48716P108 |
| — | STELLAR ACQUISITION III INC | 519,630 | $135K | 0.0% | $0.26 | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | SENTINEL ENERGY SVCS INC | 12,413 | $125K | 0.0% | $10.07 | $9.90 | — | UNIT 11/02/2022 | G8062D128 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 257,678 | $120K | 0.0% | $0.47 | $0.47 | — | *W EXP 99/99/999 | G0726L117 |
| — | BLACK RIDGE ACQUISITION CORP | 362,500 | $118K | 0.0% | $0.33 | $0.30 | — | RIGHT 07/10/2019 | 09216T123 |
| — | BLACK RIDGE ACQUISITION CORP | 340,495 | $117K | 0.0% | $0.34 | $0.35 | — | *W EXP 07/10/202 | 09216T115 |
| — | KBL MERGER CORP IV | 11,082 | $116K | 0.0% | $10.47 | $10.47 | — | UNIT 01/15/2024 | 48242A203 |
| — | LEGACY ACQUISITION CORP | 11,400 | $114K | 0.0% | $10.00 | $10.00 | — | UNIT 05/31/2024 | 524643202 |
| HUNTF | HUNTER MARITIME ACQUISITION | 11,418 | $112K | 0.0% | $9.81 | $9.83 | +0.1% | CL A | Y37828111 |
| — | BIG ROCK PARTNERS ACQUISTION-RT | 244,162 | $110K | 0.0% | $0.45 | $0.35 | — | Rights | 089482129 |
| — | GIGCAPITAL INC | 240,818 | $108K | 0.0% | $0.45 | $0.35 | — | RIGHT 03/06/2020 | 37518N114 |
| — | TRINITY MERGER CORP | 260,000 | $104K | 0.0% | $0.40 | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | INDUSTREA ACQUISITION CORP | 10,000 | $103K | 0.0% | $10.30 | $10.30 | — | UNIT 07/21/2024 | 45579J203 |
| — | CM SEVEN STAR ACQUISITION CO | 249,616 | $99,000 | 0.0% | $0.40 | $0.32 | — | *W EXP 08/21/202 | G2345N110 |
| — | MODERN MEDIA ACQUISITION | 143,078 | $93,000 | 0.0% | $0.65 | $0.54 | — | *W EXP 05/17/202 | 60765P111 |
| — | I AM CAP ACQUISITION CO | 243,528 | $90,000 | 0.0% | $0.37 | $0.33 | — | *W EXP 05/22/202 | 45074Q116 |
| — | DRAPER OAKWOOD TECHNOLOGY | 121,762 | $89,000 | 0.0% | $0.73 | $0.85 | — | *W EXP 09/19/202 | 26146L111 |
| — | I AM CAP ACQUISITION CO | 243,528 | $88,000 | 0.0% | $0.36 | $0.30 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | GIGCAPITAL INC | 179,461 | $81,000 | 0.0% | $0.45 | $0.43 | — | *W EXP 06/08/202 | 37518N122 |
| — | BISON CAP ACQUISITION CORP | 195,414 | $64,000 | 0.0% | $0.33 | $0.50 | — | RIGHT 03/20/2019 | G1142P138 |
| — | ATLANTIC ACQUISITION CORP | 80,343 | $46,000 | 0.0% | $0.57 | $0.53 | — | RIGHT 02/08/2019 | 048206304 |
| — | HAYMAKER ACQUISITION CORP | 52,956 | $46,000 | 0.0% | $0.87 | $0.87 | — | *W EXP 10/27/202 | 420870115 |
| — | BIG ROCK PARTNERS ACQUISTION-CW22 | 122,081 | $45,000 | 0.0% | $0.37 | $0.33 | — | Warrants | 089482111 |
| — | CONSTELLATION ALPHA CAP CORP | 54,854 | $36,000 | 0.0% | $0.66 | $0.36 | — | RIGHT 99/99/9999 | G2379F132 |
| — | HUNTER MARITIME ACQUISITION | 98,016 | $36,000 | 0.0% | $0.37 | $0.33 | — | *W EXP 11/17/202 | Y37828129 |
| — | BISON CAP ACQUISITION CORP | 97,707 | $35,000 | 0.0% | $0.36 | $0.40 | — | *W EXP 06/20/202 | G1142P112 |
| — | PENSARE ACQUISITION CORP | 103,469 | $29,000 | 0.0% | $0.28 | $0.76 | — | RIGHT 99/99/9999 | 70957E121 |
| — | PENSARE ACQUISITION CORP | 41,202 | $26,000 | 0.0% | $0.63 | $0.63 | — | *W EXP 07/27/202 | 70957E113 |
| — | CONSTELLATION ALPHA CAP CORP | 48,854 | $18,000 | 0.0% | $0.37 | $0.24 | — | *W EXP 03/23/202 | G2379F116 |
| — | BARINGTON HILCO ACQUISITION | 48,053 | $6,000 | 0.0% | $0.12 | $0.11 | — | *W EXP 02/11/202 | 06759V127 |
| — | OSPREY ENERGY ACQUISITION CO | 10,610 | $6,000 | 0.0% | $0.57 | $0.57 | — | *W EXP 07/21/202 | 688397116 |