Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Oct 18, 2018
Total Value: $149M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPTM | SPDR SERIES TRUST | 500,890 | $18.13M | 12.2% | $36.20 | $33.91 | +6.7% | PORTFOLIO TL STK | 78464A805 |
| CME | CME GROUP INC | 98,186 | $16.71M | 11.2% | $170.21 * | $69.24 | +89.1% | COM CL A | 12572Q105 |
| ABFL | TRIMTABS ETF TR | 326,010 | $12.45M | 8.4% | $38.18 | $34.36 | +11.1% | ALL CAP US FREE | 89628W302 |
| VTI | VANGUARD INDEX FDS | 75,878 | $11.36M | 7.6% | $149.65 | $96.33 | +55.4% | TOTAL STK MKT | 922908769 |
| SPY | SPDR S&P 500 ETF TR | 37,764 | $10.98M | 7.4% | $290.73 | $232.52 | +25.0% | TR UNIT | 78462F103 |
| SHYG | ISHARES TR | 219,570 | $10.09M | 6.8% | $45.97 * | $46.84 | +0.5% | 0-5YR HI YL CP | 46434V407 |
| SJNK | SPDR SER TR | 354,496 | $9.781M | 6.6% | $27.59 | $27.45 | +0.5% | BLOOMBERG SRT TR | 78468R408 |
| SPDW | SPDR INDEX SHS FDS | 280,224 | $8.623M | 5.8% | $30.77 | $31.54 | -2.4% | PORTFOLIO DEVLPD | 78463X889 |
| AAPL | APPLE INC | 20,525 | $4.633M | 3.1% | $225.72 * | $21.57 | +147.9% | COM | 037833100 |
| GQRE | FLEXSHARES TR | 61,825 | $3.79M | 2.5% | $61.30 | $62.40 | -1.7% | GLB QLT R/E IDX | 33939L787 |
| VXUS | VANGUARD STAR FD | 64,480 | $3.482M | 2.3% | $54.00 | $49.34 | +9.4% | VG TL INTL STK F | 921909768 |
| SPEM | SPDR INDEX SHS FDS | 60,306 | $2.1M | 1.4% | $34.82 | $38.10 | -8.6% | PORTFOLIO EMG MK | 78463X509 |
| AMZN | AMAZON COM INC | 850 | $1.703M | 1.1% | $2003.53 * | $47.05 | +112.9% | COM | 023135106 |
| VIG | VANGUARD GROUP | 14,045 | $1.555M | 1.0% | $110.72 | $73.08 | +51.5% | DIV APP ETF | 921908844 |
| VEU | VANGUARD INTL EQUITY INDEX F | 22,147 | $1.153M | 0.8% | $52.06 | $50.73 | +2.6% | ALLWRLD EX US | 922042775 |
| CBOE | CBOE GLOBAL MARKETS INC | 11,350 | $1.089M | 0.7% | $95.95 * | $42.59 | +104.9% | COM | 12503M108 |
| MSFT | MICROSOFT CORP | 7,561 | $865K | 0.6% | $114.40 * | $39.59 | +169.1% | COM | 594918104 |
| — | CIENA CORP | 540,000 | $861K | 0.6% | $1.59 | $1.40 | — | DEBT 4.000%12/1 | 171779AK7 |
| EFA | ISHARES TR | 12,152 | $826K | 0.6% | $67.97 | $69.02 | -1.5% | MSCI EAFE ETF | 464287465 |
| PNC | PNC FINL SVCS GROUP INC | 5,782 | $787K | 0.5% | $136.11 * | $64.27 | +63.3% | COM | 693475105 |
| JPM | JPMORGAN CHASE & CO | 6,945 | $784K | 0.5% | $112.89 * | $44.94 | +104.9% | COM | 46625H100 |
| INTC | INTEL CORP | 15,855 | $750K | 0.5% | $47.30 * | $19.08 | +111.9% | COM | 458140100 |
| — | NUVASIVE INC | 545,000 | $690K | 0.5% | $1.27 | $1.18 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | J2 GLOBAL INC | 515,000 | $672K | 0.5% | $1.30 | $1.27 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| JNJ | JOHNSON & JOHNSON | 4,724 | $653K | 0.4% | $138.23 * | $80.29 | +40.5% | COM | 478160104 |
| — | INTERDIGITAL INC | 515,000 | $605K | 0.4% | $1.17 | $1.17 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | TERADYNE INC | 460,000 | $599K | 0.4% | $1.30 | $1.33 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | CSG SYS INTL INC | 565,000 | $593K | 0.4% | $1.05 | $1.07 | — | NOTE 4.250% 3/1 | 126349AF6 |
| GLD | SPDR GOLD TRUST | 5,208 | $587K | 0.4% | $112.71 | $120.47 | -6.4% | GOLD SHS | 78463V107 |
| — | BIOMARIN PHARMACEUTICAL INC | 485,000 | $585K | 0.4% | $1.21 | $1.16 | — | NOTE 1.500%10/1 | 09061GAF8 |
| — | CALAMP CORP | 550,000 | $581K | 0.4% | $1.06 | $1.07 | — | NOTE 1.625% 5/1 | 128126AB5 |
| — | VERINT SYS INC | 560,000 | $580K | 0.4% | $1.04 | $0.95 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | ECHO GLOBAL LOGISTICS INC | 540,000 | $577K | 0.4% | $1.07 | $0.97 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | DYCOM INDS INC | 520,000 | $577K | 0.4% | $1.11 | $1.11 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 545,000 | $575K | 0.4% | $1.06 | $1.02 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | PRICELINE GRP INC | 480,000 | $570K | 0.4% | $1.19 | $1.24 | — | NOTE 0.900% 9/1 | 741503AX4 |
| BHC | BAUSCH HEALTH COS INC | 21,794 | $559K | 0.4% | $25.65 | $22.90 | +12.1% | COM | 071734107 |
| — | VECTOR GROUP LTD | 530,000 | $558K | 0.4% | $1.05 | $1.14 | — | FRNT 4/1 | 92240MBC1 |
| — | RPM INTL INC | 450,000 | $557K | 0.4% | $1.24 | $1.16 | — | NOTE 2.250%12/1 | 749685AT0 |
| GOOG | ALPHABET INC | 458 | $547K | 0.4% | $1194.32 * | $50.52 | +17.2% | CAP STK CL C | 02079K107 |
| — | ISIS PHARMACEUTICALS INC DEL | 510,000 | $537K | 0.4% | $1.05 | $0.99 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | NATIONAL HEALTH INVS INC | 450,000 | $516K | 0.3% | $1.15 | $1.17 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | FINISAR CORP | 555,000 | $509K | 0.3% | $0.92 | $0.90 | — | NOTE 0.500%12/1 | 31787AAP6 |
| — | SEACOR HOLDINGS INC | 520,000 | $509K | 0.3% | $0.98 | $0.87 | — | NOTE 3.000%11/1 | 81170YAB5 |
| — | OSI SYSTEMS INC | 525,000 | $501K | 0.3% | $0.95 | $0.95 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | CEMEX SAB DE CV | 485,000 | $489K | 0.3% | $1.01 | $1.16 | — | NOTE 3.720% 3/1 | 151290BR3 |
| — | CTRIP COM INTL LTD | 495,000 | $484K | 0.3% | $0.98 | $1.03 | — | NOTE 1.250% 9/1 | 22943FAM2 |
| — | HURON CONSULTING GROUP INC | 490,000 | $479K | 0.3% | $0.98 | $0.95 | — | NOTE 1.250%10/0 | 447462AB8 |
| — | MICROCHIP TECHNOLOGY INC | 415,000 | $443K | 0.3% | $1.07 | $1.17 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | ROVI CORP | 450,000 | $428K | 0.3% | $0.95 | $1.00 | — | NOTE 0.500% 3/0 | 779376AD4 |
| — | AMAG PHARMACEUTICALS INC | 395,000 | $419K | 0.3% | $1.06 | $1.02 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| T | AT&T INC | 12,110 | $407K | 0.3% | $33.61 * | $11.78 | +27.5% | COM | 00206R102 |
| VOO | VANGUARD INDEX FDS | 1,522 | $406K | 0.3% | $266.75 | $232.40 | +14.9% | S&P 500 ETF SHS | 922908363 |
| VUG | VANGUARD INDEX FDS | 2,517 | $405K | 0.3% | $160.91 * | $25.24 | +6.3% | GROWTH ETF | 922908736 |
| — | PDC ENERGY INC | 415,000 | $402K | 0.3% | $0.97 | $0.99 | — | NOTE 1.125% 9/1 | 69327RAD3 |
| PG | PROCTER AND GAMBLE CO | 4,754 | $396K | 0.3% | $83.30 * | $63.06 | +9.6% | COM | 742718109 |
| IVOO | VANGUARD ADMIRAL FDS INC | 2,814 | $383K | 0.3% | $136.11 * | $43.82 | +55.1% | MIDCP 400 IDX | 921932885 |
| DIS | DISNEY WALT CO | 3,217 | $376K | 0.3% | $116.88 * | $96.82 | +15.7% | COM DISNEY | 254687106 |
| — | PACIRA PHARMACEUTICALS INC | 350,000 | $374K | 0.3% | $1.07 | $1.06 | — | NOTE 2.375% 4/0 | 695127AD2 |
| MOH | MOLINA HEALTHCARE INC | 2,500 | $372K | 0.2% | $148.80 | $127.64 | +16.5% | COM | 60855R100 |
| BABA | ALIBABA GROUP HLDG LTD | 2,237 | $369K | 0.2% | $164.95 | $184.82 | -10.9% | SPONSORED ADS | 01609W102 |
| VZ | VERIZON COMMUNICATIONS INC | 6,844 | $365K | 0.2% | $53.33 * | $28.45 | +26.4% | COM | 92343V104 |
| ABBV | ABBVIE INC | 3,711 | $351K | 0.2% | $94.58 * | $43.65 | +58.2% | COM | 00287Y109 |
| EEM | ISHARES TR | 8,145 | $350K | 0.2% | $42.97 | $41.76 | +2.8% | MSCI EMG MKT ETF | 464287234 |
| GOOGL | ALPHABET INC | 276 | $333K | 0.2% | $1206.52 * | $51.24 | +16.9% | CAP STK CL A | 02079K305 |
| MU | MICRON TECHNOLOGY INC | 7,260 | $328K | 0.2% | $45.18 * | $49.21 | -10.3% | COM | 595112103 |
| NVDA | NVIDIA CORP | 1,163 | $327K | 0.2% | $281.17 * | $5.84 | +19.2% | COM | 67066G104 |
| — | UNITED TECHNOLOGIES CORP | 1,974 | $321K | 0.2% | $162.61 | $148.20 | — | COM | 913017109 |
| — | KAMAN CORP | 265,000 | $314K | 0.2% | $1.18 | $1.19 | — | NOTE 3.250% 5/0 | 483548AF0 |
| SCHV | SCHWAB STRATEGIC TR | 5,500 | $308K | 0.2% | $56.00 * | $18.54 | +0.9% | US LCAP VA ETF | 808524409 |
| — | SM ENERGY CO | 255,000 | $280K | 0.2% | $1.10 | $1.01 | — | NOTE 1.500% 7/0 | 78454LAM2 |
| VGK | VANGUARD INTL EQUITY INDEX F | 4,930 | $277K | 0.2% | $56.19 | $55.91 | +0.6% | FTSE EUROPE ETF | 922042874 |
| VWO | VANGUARD INTL EQUITY INDEX F | 6,598 | $271K | 0.2% | $41.07 | $42.07 | -2.5% | FTSE EMR MKT ETF | 922042858 |
| ABT | ABBOTT LABS | 3,681 | $270K | 0.2% | $73.35 * | $53.59 | +20.6% | COM | 002824100 |
| IWM | ISHARES TR | 1,551 | $261K | 0.2% | $168.28 | $113.49 | +48.5% | RUSSELL 2000 ETF | 464287655 |
| TTD | THE TRADE DESK INC | 1,730 | $261K | 0.2% | $150.87 * | $11.86 | +27.2% | COM CL A | 88339J105 |
| — | RTW HLDGS INC | 250,000 | $258K | 0.2% | $1.03 | $1.04 | — | NOTE 5.625%11/1 | 749772AB5 |
| XYZ | SQUARE INC | 2,500 | $248K | 0.2% | $99.20 | $77.13 | +28.4% | CL A | 852234103 |
| RSP | INVESCO EXCHANGE TRADED FD T | 2,204 | $235K | 0.2% | $106.62 | $105.68 | +1.1% | S&P500 EQL WGT | 46137V357 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,425 | $215K | 0.1% | $150.88 * | $101.25 | +3.9% | COM | 459200101 |
| META | FACEBOOK INC | 1,287 | $212K | 0.1% | $164.72 | $179.77 | -9.2% | CL A | 30303M102 |
| HD | HOME DEPOT INC | 1,000 | $207K | 0.1% | $207.00 * | $167.96 | +3.2% | COM | 437076102 |
| FCX | FREEPORT-MCMORAN INC | 12,640 | $176K | 0.1% | $13.92 * | $13.78 | -7.8% | CL B | 35671D857 |
| — | GENERAL ELECTRIC CO | 12,425 | $140K | 0.1% | $11.27 | $18.18 | — | COM | 369604103 |
| — | DNP SELECT INCOME FD | 10,886 | $121K | 0.1% | $11.12 | $11.39 | — | COM | 23325P104 |
| — | SILICON LABORATORIES INC | 75,000 | $86,000 | 0.1% | $1.15 | $1.15 | — | NOTE 1.375% 3/0 | 826919AB8 |
| — | REDWOOD TR INC | 75,000 | $72,000 | 0.0% | $0.96 | $0.98 | — | NOTE 4.750% 8/1 | 758075AC9 |
| — | ILLUMINA INC | 20,000 | $30,000 | 0.0% | $1.50 | $1.40 | — | NOTE 0.500% 6/1 | 452327AH2 |