Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Jan 15, 2019
Total Value: $128M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 81,708 | $20.42M | 15.9% | $249.93 | $252.49 | -1.0% | TR UNIT | 78462F103 |
| CME | CME GROUP INC | 97,886 | $18.41M | 14.3% | $188.12 * | $69.24 | +111.8% | COM CL A | 12572Q105 |
| SPTM | SPDR SERIES TRUST | 536,545 | $16.59M | 12.9% | $30.91 | $33.88 | -8.8% | PORTFOLIO TL STK | 78464A805 |
| ABFL | TRIMTABS ETF TR | 342,555 | $10.76M | 8.4% | $31.41 | $34.36 | -8.6% | ALL CAP US FREE | 89628W302 |
| VTI | VANGUARD INDEX FDS | 75,882 | $9.685M | 7.5% | $127.63 | $96.33 | +32.5% | TOTAL STK MKT | 922908769 |
| SPDW | SPDR INDEX SHS FDS | 295,277 | $7.81M | 6.1% | $26.45 | $31.37 | -15.7% | PORTFOLIO DEVLPD | 78463X889 |
| GQRE | FLEXSHARES TR | 65,465 | $3.634M | 2.8% | $55.51 | $62.18 | -10.7% | GLB QLT R/E IDX | 33939L787 |
| AAPL | APPLE INC | 20,954 | $3.305M | 2.6% | $157.73 * | $22.07 | +69.9% | COM | 037833100 |
| VXUS | VANGUARD STAR FD | 64,494 | $3.045M | 2.4% | $47.21 | $49.34 | -4.3% | VG TL INTL STK F | 921909768 |
| SPEM | SPDR INDEX SHS FDS | 63,315 | $2.049M | 1.6% | $32.36 | $37.86 | -14.5% | PORTFOLIO EMG MK | 78463X509 |
| VIG | VANGUARD GROUP | 13,603 | $1.332M | 1.0% | $97.92 | $73.08 | +34.0% | DIV APP ETF | 921908844 |
| AMZN | AMAZON COM INC | 864 | $1.298M | 1.0% | $1502.31 * | $47.63 | +57.7% | COM | 023135106 |
| EFA | ISHARES TR | 22,073 | $1.297M | 1.0% | $58.76 | $66.07 | -11.0% | MSCI EAFE ETF | 464287465 |
| CBOE | CBOE GLOBAL MARKETS INC | 11,150 | $1.091M | 0.8% | $97.85 * | $42.59 | +109.5% | COM | 12503M108 |
| — | BARCLAYS BK PLC | 19,010 | $891K | 0.7% | $46.87 | $46.87 | — | IPATH S&P500 VIX | 06746L422 |
| VEU | VANGUARD INTL EQUITY INDEX F | 19,482 | $888K | 0.7% | $45.58 | $50.73 | -10.1% | ALLWRLD EX US | 922042775 |
| MSFT | MICROSOFT CORP | 7,299 | $741K | 0.6% | $101.52 * | $39.59 | +140.0% | COM | 594918104 |
| INTC | INTEL CORP | 15,205 | $714K | 0.6% | $46.96 * | $19.08 | +111.6% | COM | 458140100 |
| PNC | PNC FINL SVCS GROUP INC | 5,782 | $676K | 0.5% | $116.91 * | $64.27 | +41.3% | COM | 693475105 |
| JPM | JPMORGAN CHASE & CO | 6,888 | $672K | 0.5% | $97.56 * | $44.94 | +78.5% | COM | 46625H100 |
| JNJ | JOHNSON & JOHNSON | 4,811 | $621K | 0.5% | $129.08 * | $80.90 | +31.0% | COM | 478160104 |
| GLD | SPDR GOLD TRUST | 4,908 | $595K | 0.5% | $121.23 | $120.47 | +0.6% | GOLD SHS | 78463V107 |
| — | NUVASIVE INC | 560,000 | $592K | 0.5% | $1.06 | $1.18 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | J2 GLOBAL INC | 515,000 | $591K | 0.5% | $1.15 | $1.27 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | CSG SYS INTL INC | 565,000 | $567K | 0.4% | $1.00 | $1.07 | — | NOTE 4.250% 3/1 | 126349AF6 |
| — | TERADYNE INC | 470,000 | $558K | 0.4% | $1.19 | $1.33 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | ISIS PHARMACEUTICALS INC DEL | 510,000 | $546K | 0.4% | $1.07 | $0.99 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | INTERDIGITAL INC | 515,000 | $544K | 0.4% | $1.06 | $1.17 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 560,000 | $543K | 0.4% | $0.97 | $1.02 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | VERINT SYS INC | 560,000 | $542K | 0.4% | $0.97 | $0.95 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | VECTOR GROUP LTD | 530,000 | $538K | 0.4% | $1.02 | $1.14 | — | FRNT 4/1 | 92240MBC1 |
| — | SILICON LABORATORIES INC | 505,000 | $536K | 0.4% | $1.06 | $1.07 | — | NOTE 1.375% 3/0 | 826919AB8 |
| — | PRICELINE GRP INC | 480,000 | $531K | 0.4% | $1.11 | $1.24 | — | NOTE 0.900% 9/1 | 741503AX4 |
| — | FINISAR CORP | 555,000 | $527K | 0.4% | $0.95 | $0.90 | — | NOTE 0.500%12/1 | 31787AAP6 |
| — | ECHO GLOBAL LOGISTICS INC | 540,000 | $525K | 0.4% | $0.97 | $0.97 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | CALAMP CORP | 550,000 | $524K | 0.4% | $0.95 | $1.07 | — | NOTE 1.625% 5/1 | 128126AB5 |
| — | DYCOM INDS INC | 560,000 | $521K | 0.4% | $0.93 | $1.10 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | BIOMARIN PHARMACEUTICAL INC | 460,000 | $513K | 0.4% | $1.12 | $1.16 | — | NOTE 1.500%10/1 | 09061GAF8 |
| — | KAMAN CORP | 470,000 | $503K | 0.4% | $1.07 | $1.14 | — | NOTE 3.250% 5/0 | 483548AF0 |
| — | NATIONAL HEALTH INVS INC | 450,000 | $496K | 0.4% | $1.10 | $1.17 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | AMAG PHARMACEUTICALS INC | 540,000 | $495K | 0.4% | $0.92 | $0.99 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | OSI SYSTEMS INC | 525,000 | $489K | 0.4% | $0.93 | $0.95 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | SEACOR HOLDINGS INC | 520,000 | $482K | 0.4% | $0.93 | $0.87 | — | NOTE 3.000%11/1 | 81170YAB5 |
| — | REDWOOD TR INC | 515,000 | $481K | 0.4% | $0.93 | $0.94 | — | NOTE 4.750% 8/1 | 758075AC9 |
| — | CTRIP COM INTL LTD | 495,000 | $480K | 0.4% | $0.97 | $1.03 | — | NOTE 1.250% 9/1 | 22943FAM2 |
| CRM | SALESFORCE COM INC | 3,350 | $459K | 0.4% | $137.01 | $135.90 | -0.4% | COM | 79466L302 |
| — | MICROCHIP TECHNOLOGY INC | 465,000 | $457K | 0.4% | $0.98 | $1.15 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | ON SEMICONDUCTOR CORP | 410,000 | $452K | 0.4% | $1.10 | $1.10 | — | NOTE 1.000%12/0 | 682189AK1 |
| PG | PROCTER AND GAMBLE CO | 4,779 | $439K | 0.3% | $91.86 * | $63.06 | +22.1% | COM | 742718109 |
| — | ROVI CORP | 450,000 | $428K | 0.3% | $0.95 | $1.00 | — | NOTE 0.500% 3/0 | 779376AD4 |
| VZ | VERIZON COMMUNICATIONS INC | 7,570 | $426K | 0.3% | $56.27 * | $29.42 | +30.2% | COM | 92343V104 |
| BHC | BAUSCH HEALTH COS INC | 20,094 | $371K | 0.3% | $18.46 | $22.90 | -19.3% | COM | 071734107 |
| — | PDC ENERGY INC | 415,000 | $369K | 0.3% | $0.89 | $0.99 | — | NOTE 1.125% 9/1 | 69327RAD3 |
| MOH | MOLINA HEALTHCARE INC | 3,000 | $349K | 0.3% | $116.33 | $128.21 | -9.4% | COM | 60855R100 |
| ABBV | ABBVIE INC | 3,701 | $341K | 0.3% | $92.14 * | $43.65 | +55.9% | COM | 00287Y109 |
| — | PACIRA PHARMACEUTICALS INC | 340,000 | $339K | 0.3% | $1.00 | $1.06 | — | NOTE 2.375% 4/0 | 695127AD2 |
| DIS | DISNEY WALT CO | 3,017 | $331K | 0.3% | $109.71 * | $96.82 | +9.3% | COM DISNEY | 254687106 |
| IVOO | VANGUARD ADMIRAL FDS INC | 2,814 | $315K | 0.2% | $111.94 * | $43.82 | +27.6% | MIDCP 400 IDX | 921932885 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 320,000 | $309K | 0.2% | $0.97 | $0.97 | — | NOTE 2.250% 6/0 | 049164BH8 |
| BABA | ALIBABA GROUP HLDG LTD | 2,237 | $307K | 0.2% | $137.24 | $184.82 | -25.8% | SPONSORED ADS | 01609W102 |
| VUG | VANGUARD INDEX FDS | 2,163 | $291K | 0.2% | $134.54 * | $25.24 | -11.3% | GROWTH ETF | 922908736 |
| ABT | ABBOTT LABS | 3,865 | $280K | 0.2% | $72.45 * | $54.00 | +18.5% | COM | 002824100 |
| T | AT&T INC | 9,721 | $277K | 0.2% | $28.50 * | $11.78 | +10.5% | COM | 00206R102 |
| — | SM ENERGY CO | 295,000 | $276K | 0.2% | $0.94 | $1.00 | — | NOTE 1.500% 7/0 | 78454LAM2 |
| SCHV | SCHWAB STRATEGIC TR | 5,583 | $275K | 0.2% | $49.26 * | $18.52 | -11.3% | US LCAP VA ETF | 808524409 |
| EEM | ISHARES TR | 6,479 | $253K | 0.2% | $39.05 | $41.76 | -6.5% | MSCI EMG MKT ETF | 464287234 |
| GOOG | ALPHABET INC | 243 | $252K | 0.2% | $1037.04 * | $50.52 | +1.7% | CAP STK CL C | 02079K107 |
| VGK | VANGUARD INTL EQUITY INDEX F | 4,930 | $240K | 0.2% | $48.68 | $55.91 | -13.0% | FTSE EUROPE ETF | 922042874 |
| — | UNITED TECHNOLOGIES CORP | 1,724 | $228K | 0.2% | $132.25 | $148.20 | — | COM | 913017109 |
| GOOGL | ALPHABET INC | 215 | $225K | 0.2% | $1046.51 * | $51.24 | +1.2% | CAP STK CL A | 02079K305 |
| MU | MICRON TECHNOLOGY INC | 7,000 | $222K | 0.2% | $31.71 * | $49.21 | -37.1% | COM | 595112103 |
| IWM | ISHARES TR | 1,559 | $209K | 0.2% | $134.06 | $113.49 | +18.0% | RUSSELL 2000 ETF | 464287655 |
| RSP | INVESCO EXCHANGE TRADED FD T | 2,214 | $202K | 0.2% | $91.24 | $105.68 | -13.5% | S&P500 EQL WGT | 46137V357 |
| TTD | THE TRADE DESK INC | 1,730 | $201K | 0.2% | $116.18 * | $11.86 | -2.1% | COM CL A | 88339J105 |
| HD | HOME DEPOT INC | 1,167 | $201K | 0.2% | $172.24 * | $165.44 | -12.6% | COM | 437076102 |
| — | GREENBRIER COS INC | 200,000 | $199K | 0.2% | $0.99 | $0.99 | — | NOTE 2.875% 2/0 | 393657AK7 |
| FCX | FREEPORT-MCMORAN INC | 13,291 | $137K | 0.1% | $10.31 * | $13.62 | -30.7% | CL B | 35671D857 |
| — | DNP SELECT INCOME FD | 11,078 | $115K | 0.1% | $10.38 | $11.37 | — | COM | 23325P104 |
| — | ILLUMINA INC | 20,000 | $26,000 | 0.0% | $1.30 | $1.40 | — | NOTE 0.500% 6/1 | 452327AH2 |