JW Asset Management, LLC Diversified Active

CIK: 0001549738 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 12, 2017

Total Value ($000): $480,498 (100.0% shares, 0.0% debt)

Holdings (43)

— APPLE INC 58.1%

Value ($000) $279,064 Shares 200 Est. Cost — Unrealized —

EGRX EAGLE PHARMACEUTICALS INC 9.1%

Value ($000) $43,606 Shares 525,755 Est. Cost $32.57 Unrealized +128.3%

— BIOSPECIFICS TECHNOLOGIES CO 8.4%

Value ($000) $40,360 Shares 73,649 Est. Cost $50.35 Unrealized —

AMZN AMAZON COM INC 3.1%

Value ($000) $14,728 Shares 16,613 Est. Cost $31.98 Unrealized +30.3%

GOOGL ALPHABET INC 2.6%

Value ($000) $12,717 Shares 15,000 Est. Cost $39.86 Unrealized +4.7%

TSLA TESLA INC 2.3%

Value ($000) $10,854 Shares 39,000 Est. Cost $16.92 Unrealized 0.0%

— HORIZON PHARMA PLC 1.6%

Value ($000) $7,495 Shares 507,075 Est. Cost $16.49 Unrealized —

MSFT MICROSOFT CORP 1.5%

Value ($000) $7,245 Shares 110,000 Est. Cost $55.71 Unrealized +3.8%

META FACEBOOK INC 1.5%

Value ($000) $7,103 Shares 50,000 Est. Cost $125.31 Unrealized +5.9%

GS GOLDMAN SACHS GROUP INC 1.2%

Value ($000) $5,987 Shares 26,064 Est. Cost $167.76 Unrealized +19.2%

AAPL APPLE INC 1.0%

Value ($000) $5,028 Shares 35,000 Est. Cost $30.44 Unrealized 0.0%

— AVADEL PHARMACEUTICALS PLC 0.9%

Value ($000) $4,302 Shares 444,439 Est. Cost $9.68 Unrealized —

CMG CHIPOTLE MEXICAN GRILL INC 0.8%

Value ($000) $4,010 Shares 9,000 Est. Cost $8.25 Unrealized 0.0%

— ANTARES PHARMA INC 0.8%

Value ($000) $3,719 Shares 1,309,525 Est. Cost $1.90 Unrealized —

— NOVELION THERAPEUTICS INC 0.7%

Value ($000) $3,333 Shares 310,299 Est. Cost $8.42 Unrealized —

WING WINGSTOP INC 0.7%

Value ($000) $3,282 Shares 116,057 Est. Cost $26.51 Unrealized +4.5%

UNH UNITEDHEALTH GROUP INC 0.7%

Value ($000) $3,280 Shares 20,000 Est. Cost $117.91 Unrealized +20.5%

— ARALEZ PHARMACEUTICALS INC 0.6%

Value ($000) $3,065 Shares 1,432,449 Est. Cost $3.49 Unrealized —

— CAMBREX CORP 0.5%

Value ($000) $2,506 Shares 45,519 Est. Cost $42.41 Unrealized —

ISRG INTUITIVE SURGICAL INC 0.5%

Value ($000) $2,299 Shares 3,000 Est. Cost $71.41 Unrealized +10.6%

— JUNIPER PHARMACEUTICALS INC 0.4%

Value ($000) $1,844 Shares 388,132 Est. Cost $8.47 Unrealized —

LGND LIGAND PHARMACEUTICALS INC 0.4%

Value ($000) $1,842 Shares 17,401 Est. Cost $39.89 Unrealized +64.9%

CPIX CUMBERLAND PHARMACEUTICALS I 0.4%

Value ($000) $1,830 Shares 263,881 Est. Cost $6.06 Unrealized -0.1%

ANIP ANI PHARMACEUTICALS INC 0.3%

Value ($000) $1,472 Shares 29,722 Est. Cost $62.55 Unrealized -10.2%

— ALIMERA SCIENCES INC 0.2%

Value ($000) $1,170 Shares 836,000 Est. Cost $1.40 Unrealized —

WYNN WYNN RESORTS LTD 0.2%

Value ($000) $1,146 Shares 10,000 Est. Cost $90.08 Unrealized 0.0%

MU MICRON TECHNOLOGY INC 0.2%

Value ($000) $1,040 Shares 36,000 Est. Cost $20.01 Unrealized +19.1%

CSCO CISCO SYS INC 0.2%

Value ($000) $1,014 Shares 30,000 Est. Cost $24.73 Unrealized 0.0%

NFLX NETFLIX INC 0.2%

Value ($000) $961 Shares 6,500 Est. Cost $14.03 Unrealized 0.0%

— SONOMA PHARMACEUTICALS INC 0.2%

Value ($000) $724 Shares 100,951 Est. Cost $7.17 Unrealized —

— DIGIRAD CORP 0.1%

Value ($000) $626 Shares 118,046 Est. Cost $4.44 Unrealized —

— ADVERUM BIOTECHNOLOGIES INC 0.1%

Value ($000) $482 Shares 178,654 Est. Cost $3.16 Unrealized —

— AMAZON COM INC 0.1%

Value ($000) $481 Shares 100 Est. Cost — Unrealized —

PLSE PULSE BIOSCIENCES INC 0.1%

Value ($000) $448 Shares 21,954 Est. Cost $5.07 Unrealized +168.6%

— IMPAX LABORATORIES INC 0.1%

Value ($000) $380 Shares 30,000 Est. Cost $12.67 Unrealized —

— INSYS THERAPEUTICS INC NEW 0.1%

Value ($000) $309 Shares 29,409 Est. Cost $38.96 Unrealized —

— FLEXION THERAPEUTICS INC 0.1%

Value ($000) $269 Shares 10,000 Est. Cost $26.90 Unrealized —

— TESLA INC 0.0%

Value ($000) $227 Shares 100 Est. Cost — Unrealized —

— TELIGENT INC NEW 0.0%

Value ($000) $108 Shares 13,820 Est. Cost $8.90 Unrealized —

— ALDER BIOPHARMACEUTICALS INC 0.0%

Value ($000) $104 Shares 5,000 Est. Cost $32.80 Unrealized —

— CTI BIOPHARMA CORP 0.0%

Value ($000) $21 Shares 5,025 Est. Cost $4.18 Unrealized —

— ONCOBIOLOGICS INC 0.0%

Value ($000) $14 Shares 5,162 Est. Cost $3.10 Unrealized —

— SOLIGENIX INC 0.0%

Value ($000) $3 Shares 989 Est. Cost $3.03 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	APPLE INC	200	$279,064	58.1%	—	—	Call	037833900
EGRX	EAGLE PHARMACEUTICALS INC	525,755	$43,606	9.1%	$32.57	+128.3%	COM	269796108
—	BIOSPECIFICS TECHNOLOGIES CO	73,649	$40,360	8.4%	$50.35	—	COM	090931106
AMZN	AMAZON COM INC	16,613	$14,728	3.1%	$31.98	+30.3%	COM	023135106
GOOGL	ALPHABET INC	15,000	$12,717	2.6%	$39.86	+4.7%	CAP STK CL A	02079K305
TSLA	TESLA INC	39,000	$10,854	2.3%	$16.92	0.0%	COM	88160R101
—	HORIZON PHARMA PLC	507,075	$7,495	1.6%	$16.49	—	SHS	G4617B105
MSFT	MICROSOFT CORP	110,000	$7,245	1.5%	$55.71	+3.8%	COM	594918104
META	FACEBOOK INC	50,000	$7,103	1.5%	$125.31	+5.9%	CL A	30303M102
GS	GOLDMAN SACHS GROUP INC	26,064	$5,987	1.2%	$167.76	+19.2%	COM	38141G104
AAPL	APPLE INC	35,000	$5,028	1.0%	$30.44	0.0%	COM	037833100
—	AVADEL PHARMACEUTICALS PLC	444,439	$4,302	0.9%	$9.68	—	SPONSORED ADR	05337M104
CMG	CHIPOTLE MEXICAN GRILL INC	9,000	$4,010	0.8%	$8.25	0.0%	COM	169656105
—	ANTARES PHARMA INC	1,309,525	$3,719	0.8%	$1.90	—	COM	036642106
—	NOVELION THERAPEUTICS INC	310,299	$3,333	0.7%	$8.42	—	COM NEW	67001K202
WING	WINGSTOP INC	116,057	$3,282	0.7%	$26.51	+4.5%	COM	974155103
UNH	UNITEDHEALTH GROUP INC	20,000	$3,280	0.7%	$117.91	+20.5%	COM	91324P102
—	ARALEZ PHARMACEUTICALS INC	1,432,449	$3,065	0.6%	$3.49	—	COM	03852X100
—	CAMBREX CORP	45,519	$2,506	0.5%	$42.41	—	COM	132011107
ISRG	INTUITIVE SURGICAL INC	3,000	$2,299	0.5%	$71.41	+10.6%	COM NEW	46120E602
—	JUNIPER PHARMACEUTICALS INC	388,132	$1,844	0.4%	$8.47	—	COM	48203L107
LGND	LIGAND PHARMACEUTICALS INC	17,401	$1,842	0.4%	$39.89	+64.9%	COM NEW	53220K504
CPIX	CUMBERLAND PHARMACEUTICALS I	263,881	$1,830	0.4%	$6.06	-0.1%	COM	230770109
ANIP	ANI PHARMACEUTICALS INC	29,722	$1,472	0.3%	$62.55	-10.2%	COM	00182C103
—	ALIMERA SCIENCES INC	836,000	$1,170	0.2%	$1.40	—	COM	016259103
WYNN	WYNN RESORTS LTD	10,000	$1,146	0.2%	$90.08	0.0%	COM	983134107
MU	MICRON TECHNOLOGY INC	36,000	$1,040	0.2%	$20.01	+19.1%	COM	595112103
CSCO	CISCO SYS INC	30,000	$1,014	0.2%	$24.73	0.0%	COM	17275R102
NFLX	NETFLIX INC	6,500	$961	0.2%	$14.03	0.0%	COM	64110L106
—	SONOMA PHARMACEUTICALS INC	100,951	$724	0.2%	$7.17	—	COM	83558L105
—	DIGIRAD CORP	118,046	$626	0.1%	$4.44	—	COM	253827109
—	ADVERUM BIOTECHNOLOGIES INC	178,654	$482	0.1%	$3.16	—	COM	00773U108
—	AMAZON COM INC	100	$481	0.1%	—	—	Call	023135906
PLSE	PULSE BIOSCIENCES INC	21,954	$448	0.1%	$5.07	+168.6%	COM	74587B101
—	IMPAX LABORATORIES INC	30,000	$380	0.1%	$12.67	—	COM	45256B101
—	INSYS THERAPEUTICS INC NEW	29,409	$309	0.1%	$38.96	—	COM NEW	45824V209
—	FLEXION THERAPEUTICS INC	10,000	$269	0.1%	$26.90	—	COM	33938J106
—	TESLA INC	100	$227	0.0%	—	—	Call	88160R901
—	TELIGENT INC NEW	13,820	$108	0.0%	$8.90	—	COM	87960W104
—	ALDER BIOPHARMACEUTICALS INC	5,000	$104	0.0%	$32.80	—	COM	014339105
—	CTI BIOPHARMA CORP	5,025	$21	0.0%	$4.18	—	COM NEW	12648L601
—	ONCOBIOLOGICS INC	5,162	$14	0.0%	$3.10	—	COM	68235M105
—	SOLIGENIX INC	989	$3	0.0%	$3.03	—	COM	834223307