RiverFront Investment Group, LLC Diversified Active

Location: Richmond, VA

CIK: 0001469751 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 2, 2021

Total Value: $3B (100.0% shares, 0.0% debt)

Holdings (80)

GSLC GOLDMAN SACHS ETF TR EQUITY ET 9.5%
Value $285M Shares 3,307,760 Est. Cost $50.40 Unrealized
IVV ISHARES TR S&P 500 INDEX 9.2%
Value $277M Shares 641,960 Est. Cost $274.70 Unrealized
IEFA ISHARES TR CORE MSCI EAFE 8.3%
Value $248M Shares 3,334,986 Est. Cost $60.39 Unrealized
BND VANGUARD BD INDEX FD INC TOTAL 7.8%
Value $235M Shares 2,745,030 Est. Cost $81.25 Unrealized
SPAB SPDR SERIES TRUST PORTFOLIO AG 7.2%
Value $216M Shares 7,248,840 Est. Cost $30.16 Unrealized
VCIT VANGUARD SCOTTSDALE FDS INT-TE 5.0%
Value $150M Shares 1,583,921 Est. Cost $88.22 Unrealized
VCSH VANGUARD SCOTTSDALE FDS SHRT-T 4.5%
Value $136M Shares 1,650,500 Est. Cost $79.72 Unrealized
IYG ISHARES TR DJ US FINL SVC 3.6%
Value $108M Shares 573,443 Est. Cost $125.22 Unrealized
XLK SELECT SECTOR SPDR TR SBI INT- 3.0%
Value $90.35M Shares 605,060 Est. Cost $66.05 Unrealized
JEPI J P MORGAN EXCHANGE-TRADED FEQ 3.0%
Value $89.3M Shares 1,497,998 Est. Cost $59.97 Unrealized
QQQ Invesco QQQ Trust 2.9%
Value $86.22M Shares 240,872 Est. Cost $166.89 Unrealized
MBB ISHARES TR MBS FIXED BDFD 2.3%
Value $67.77M Shares 626,688 Est. Cost $104.99 Unrealized
RFDA ALPS ETF TR RIVERFRNT DYMC 2.2%
Value $67.04M Shares 1,559,634 Est. Cost $31.72 Unrealized
XLV SELECT SECTOR SPDR TR SBI HEAL 2.2%
Value $65.02M Shares 510,742 Est. Cost $79.29 Unrealized
RFCI ALPS ETF TR RIVERFRONT DYM 2.0%
Value $61.33M Shares 2,412,440 Est. Cost $24.33 Unrealized
VGIT VANGUARD SCOTTSDALE FDS INT-TE 2.0%
Value $60.52M Shares 896,002 Est. Cost $65.40 Unrealized
IEMG ISHARES INC CORE MSCI EMKT 2.0%
Value $59.21M Shares 958,709 Est. Cost $53.97 Unrealized
XLY SELECT SECTOR SPDR TR SBI CONS 1.8%
Value $54.56M Shares 304,062 Est. Cost $100.17 Unrealized
IYW ISHARES TR DJ US TECH SEC 1.7%
Value $50.81M Shares 501,812 Est. Cost $104.62 Unrealized
PAVE GLOBAL X FDS US INFR DEV ET 1.4%
Value $42.51M Shares 1,673,125 Est. Cost $18.65 Unrealized
EFG ISHARES TR MSCI GRW IDX 1.3%
Value $37.53M Shares 352,519 Est. Cost $69.74 Unrealized
RFDI FIRST TR EXCH TRADED FD III RI 1.2%
Value $36.08M Shares 521,323 Est. Cost $62.49 Unrealized
TLT ISHARES TR 20 YR TRS BD 1.2%
Value $36.04M Shares 249,749 Est. Cost $130.10 Unrealized
EFV ISHARES TR MSCI VAL IDX 1.0%
Value $30.08M Shares 591,635 Est. Cost $49.34 Unrealized
XLC COMMUNICATION SERVICES SELECT 1.0%
Value $28.61M Shares 357,083 Est. Cost $50.41 Unrealized
RFFC ALPS ETF TR RIVERFRNT FLEX 0.8%
Value $24.42M Shares 553,269 Est. Cost $32.68 Unrealized
MSFT MICROSOFT CORP COM 0.7%
Value $22.5M Shares 79,792 Est. Cost $209.73 Unrealized +33.9%
XLI SELECT SECTOR SPDR TR SBI INT- 0.7%
Value $22.41M Shares 229,012 Est. Cost $68.47 Unrealized
XLP SELECT SECTOR SPDR TR SBI CONS 0.7%
Value $20.68M Shares 300,474 Est. Cost $56.03 Unrealized
DGRO ISHARES CORE DIVIDEND GROWTH E 0.7%
Value $19.67M Shares 391,472 Est. Cost $39.32 Unrealized
PLD PROLOGIS INC. COM 0.7%
Value $19.59M Shares 156,201 Est. Cost $80.38 Unrealized +42.1%
VCLT VANGUARD SCOTTSDALE FDS LG-TER 0.6%
Value $18.85M Shares 178,556 Est. Cost $106.34 Unrealized
XLB SELECT SECTOR SPDR TR SBI MATE 0.6%
Value $17.52M Shares 221,483 Est. Cost $57.34 Unrealized
VOX VANGUARD WORLD FDS TELCOMM ETF 0.6%
Value $17.29M Shares 122,846 Est. Cost $76.19 Unrealized
TLH ISHARES TR LEHMAN 10-20YR 0.5%
Value $16.25M Shares 110,460 Est. Cost $134.28 Unrealized
XLE SELECT SECTOR SPDR TR SBI INT- 0.5%
Value $16.02M Shares 307,617 Est. Cost $49.13 Unrealized
IEUR ISHARES TR CORE MSCI EURO 0.5%
Value $15.32M Shares 273,311 Est. Cost $44.71 Unrealized
ANGL VANECK VECTORS FALLEN ANGEL HI 0.5%
Value $15.24M Shares 461,300 Est. Cost $32.10 Unrealized
IHI ISHARES TR DJ MED DEVICES 0.4%
Value $12.05M Shares 191,899 Est. Cost $113.63 Unrealized
AAPL APPLE COMPUTER INC 0.4%
Value $11.77M Shares 83,145 Est. Cost $117.29 Unrealized +22.7%
IGV ISHARES TR S&P NA SOFTWR 0.4%
Value $11.64M Shares 29,164 Est. Cost $211.87 Unrealized
TGT TARGET CORP 0.4%
Value $10.53M Shares 46,029 Est. Cost $94.98 Unrealized +131.5%
FIXD FIRST TRUST TCW OPPORTUNISTIC 0.3%
Value $10.49M Shares 195,994 Est. Cost $52.83 Unrealized
RFEM FIRST TR EXCH TRADED FD III RI 0.3%
Value $9.431M Shares 140,278 Est. Cost $67.69 Unrealized
IVE ISHARES TR S&P 500 VALUE 0.3%
Value $8.143M Shares 55,998 Est. Cost $128.01 Unrealized
SBUX STARBUCKS CORP COM 0.2%
Value $7.081M Shares 64,196 Est. Cost $82.13 Unrealized +28.7%
SPHB INVESCO S&P 500 HIGH BETA ETF 0.2%
Value $6.245M Shares 85,429 Est. Cost $56.77 Unrealized
UNH UNITEDHEALTH GROUP INC COM 0.2%
Value $5.804M Shares 14,856 Est. Cost $309.19 Unrealized +24.5%
GE GENERAL ELECTRIC CO COM NEW 0.2%
Value $5.51M Shares 53,487 Est. Cost $62.95 Unrealized 0.0%
BSX BOSTON SCIENTIFIC CORP COM 0.2%
Value $5.28M Shares 121,701 Est. Cost $36.10 Unrealized +22.5%
NOC NORTHROP GRUMMAN CORP COM 0.2%
Value $5.197M Shares 14,433 Est. Cost $281.74 Unrealized +19.4%
CAT CATERPILLAR INC COM 0.2%
Value $4.824M Shares 25,131 Est. Cost $189.41 Unrealized +1.4%
ALPS ETF TR RIVERFRONT UNC 0.1%
Value $2.981M Shares 115,784 Est. Cost $25.25 Unrealized
RIGS ALPS ETF TR RIVERFRNT STR INC 0.1%
Value $2.598M Shares 104,977 Est. Cost $25.11 Unrealized
SYK STRYKER CORP COM 0.1%
Value $2.426M Shares 9,200 Est. Cost $243.53 Unrealized +4.8%
FIRST TR EXCH TRADED FD III RI 0.1%
Value $1.909M Shares 26,203 Est. Cost $63.71 Unrealized
VFIAX VANGUARD 500 INDEX FUND 0.0%
Value $1.424M Shares 3,581 Est. Cost $346.55 Unrealized
VEA VANGUARD TAX-MANAGED FD EUROPE 0.0%
Value $1.297M Shares 25,682 Est. Cost $50.50 Unrealized
EMXC ISHARES INC MSCI EMRG CHN 0.0%
Value $1.161M Shares 19,143 Est. Cost $62.37 Unrealized
ABT ABBOTT LABS 0.0%
Value $1.152M Shares 9,752 Est. Cost $107.28 Unrealized +5.8%
DIS DISNEY WALT PRODTNS 0.0%
Value $812K Shares 4,800 Est. Cost $175.71 Unrealized -0.9%
IWF ISHARES TR RUSSELL1000GRW 0.0%
Value $703K Shares 2,564 Est. Cost $242.98 Unrealized
SPSB SPDR SERIES TRUST BARC CAPTL E 0.0%
Value $663K Shares 21,204 Est. Cost $30.73 Unrealized
XLF SELECT SECTOR SPDR TR SBI INT- 0.0%
Value $632K Shares 16,836 Est. Cost $37.54 Unrealized
MCD MCDONALDS CORP COM 0.0%
Value $581K Shares 2,410 Est. Cost $209.30 Unrealized +3.1%
IWD ISHARES TR RUSSELL1000VAL 0.0%
Value $571K Shares 3,647 Est. Cost $151.63 Unrealized
VKMMX AIM TAX EXEMPT FDS INVESCO TAX 0.0%
Value $564K Shares 40,971 Est. Cost $13.96 Unrealized
VYM VANGUARD WHITEHALL FDS INC HIG 0.0%
Value $504K Shares 4,874 Est. Cost $101.15 Unrealized
EEM ISHARES TR MSCI EMERG MKT 0.0%
Value $458K Shares 9,093 Est. Cost $53.34 Unrealized
VMBS VANGUARD SCOTTSDALE FDS MORTG- 0.0%
Value $457K Shares 8,571 Est. Cost $52.53 Unrealized
BA BOEING CO COM 0.0%
Value $440K Shares 2,000 Est. Cost $241.76 Unrealized -7.8%
JMUB J P MORGAN EXCHANGE TRADED FD 0.0%
Value $429K Shares 7,812 Est. Cost $55.30 Unrealized
HMOP HARTFORD FDS EXCHANGE TRADED T 0.0%
Value $428K Shares 10,246 Est. Cost $42.07 Unrealized
PEP PEPSICO INC COM 0.0%
Value $361K Shares 2,400 Est. Cost $126.17 Unrealized +7.0%
VIMAX VANGUARD MID-CAP INDEX FUND 0.0%
Value $291K Shares 994 Est. Cost $256.44 Unrealized
MIPTX MATTHEWS INTL FDS PAC TIGER IN 0.0%
Value $266K Shares 7,952 Est. Cost $35.46 Unrealized
ANWPX NEW PERSPECTIVE FD INC COM 0.0%
Value $264K Shares 3,946 Est. Cost $60.57 Unrealized
KO COCA COLA CO 0.0%
Value $254K Shares 4,841 Est. Cost $47.27 Unrealized +3.2%
JPM JPMORGAN CHASE & CO COM 0.0%
Value $246K Shares 1,500 Est. Cost $139.74 Unrealized +0.4%
HBAN HUNTINGTON BANCSHARES INC COM 0.0%
Value $212K Shares 13,710 Est. Cost $12.39 Unrealized -2.8%