RiverFront Investment Group, LLC Diversified Active

CIK: 0001469751 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 2, 2021

Total Value ($000): $2,999,992 (100.0% shares, 0.0% debt)

Holdings (80)

GSLC GOLDMAN SACHS ETF TR EQUITY ET 9.5%
Value ($000) $284,566 Shares 3,307,760 Est. Cost $50.40 Unrealized —
IVV ISHARES TR S&P 500 INDEX 9.2%
Value ($000) $276,569 Shares 641,960 Est. Cost $274.70 Unrealized —
IEFA ISHARES TR CORE MSCI EAFE 8.3%
Value ($000) $247,622 Shares 3,334,986 Est. Cost $60.39 Unrealized —
BND VANGUARD BD INDEX FD INC TOTAL 7.8%
Value ($000) $234,562 Shares 2,745,030 Est. Cost $81.25 Unrealized —
SPAB SPDR SERIES TRUST PORTFOLIO AG 7.2%
Value ($000) $216,377 Shares 7,248,840 Est. Cost $30.16 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS INT-TE 5.0%
Value ($000) $149,537 Shares 1,583,921 Est. Cost $88.22 Unrealized —
VCSH VANGUARD SCOTTSDALE FDS SHRT-T 4.5%
Value ($000) $136,017 Shares 1,650,500 Est. Cost $79.72 Unrealized —
IYG ISHARES TR DJ US FINL SVC 3.6%
Value ($000) $107,910 Shares 573,443 Est. Cost $125.22 Unrealized —
XLK SELECT SECTOR SPDR TR SBI INT- 3.0%
Value ($000) $90,347 Shares 605,060 Est. Cost $66.05 Unrealized —
JEPI J P MORGAN EXCHANGE-TRADED FEQ 3.0%
Value ($000) $89,295 Shares 1,497,998 Est. Cost $59.97 Unrealized —
QQQ Invesco QQQ Trust 2.9%
Value ($000) $86,223 Shares 240,872 Est. Cost $166.89 Unrealized —
MBB ISHARES TR MBS FIXED BDFD 2.3%
Value ($000) $67,769 Shares 626,688 Est. Cost $104.99 Unrealized —
RFDA ALPS ETF TR RIVERFRNT DYMC 2.2%
Value ($000) $67,038 Shares 1,559,634 Est. Cost $31.72 Unrealized —
XLV SELECT SECTOR SPDR TR SBI HEAL 2.2%
Value ($000) $65,017 Shares 510,742 Est. Cost $79.29 Unrealized —
RFCI ALPS ETF TR RIVERFRONT DYM 2.0%
Value ($000) $61,330 Shares 2,412,440 Est. Cost $24.33 Unrealized —
VGIT VANGUARD SCOTTSDALE FDS INT-TE 2.0%
Value ($000) $60,525 Shares 896,002 Est. Cost $65.40 Unrealized —
IEMG ISHARES INC CORE MSCI EMKT 2.0%
Value ($000) $59,209 Shares 958,709 Est. Cost $53.97 Unrealized —
XLY SELECT SECTOR SPDR TR SBI CONS 1.8%
Value ($000) $54,564 Shares 304,062 Est. Cost $100.17 Unrealized —
IYW ISHARES TR DJ US TECH SEC 1.7%
Value ($000) $50,813 Shares 501,812 Est. Cost $104.62 Unrealized —
PAVE GLOBAL X FDS US INFR DEV ET 1.4%
Value ($000) $42,514 Shares 1,673,125 Est. Cost $18.65 Unrealized —
EFG ISHARES TR MSCI GRW IDX 1.3%
Value ($000) $37,532 Shares 352,519 Est. Cost $69.74 Unrealized —
RFDI FIRST TR EXCH TRADED FD III RI 1.2%
Value ($000) $36,081 Shares 521,323 Est. Cost $62.49 Unrealized —
TLT ISHARES TR 20 YR TRS BD 1.2%
Value ($000) $36,043 Shares 249,749 Est. Cost $130.10 Unrealized —
EFV ISHARES TR MSCI VAL IDX 1.0%
Value ($000) $30,084 Shares 591,635 Est. Cost $49.34 Unrealized —
XLC COMMUNICATION SERVICES SELECT 1.0%
Value ($000) $28,605 Shares 357,083 Est. Cost $50.41 Unrealized —
RFFC ALPS ETF TR RIVERFRNT FLEX 0.8%
Value ($000) $24,424 Shares 553,269 Est. Cost $32.68 Unrealized —
MSFT MICROSOFT CORP COM 0.7%
Value ($000) $22,495 Shares 79,792 Est. Cost $209.73 Unrealized +33.9%
XLI SELECT SECTOR SPDR TR SBI INT- 0.7%
Value ($000) $22,406 Shares 229,012 Est. Cost $68.47 Unrealized —
XLP SELECT SECTOR SPDR TR SBI CONS 0.7%
Value ($000) $20,684 Shares 300,474 Est. Cost $56.03 Unrealized —
DGRO ISHARES CORE DIVIDEND GROWTH E 0.7%
Value ($000) $19,667 Shares 391,472 Est. Cost $39.32 Unrealized —
PLD PROLOGIS INC. COM 0.7%
Value ($000) $19,592 Shares 156,201 Est. Cost $80.38 Unrealized +42.1%
VCLT VANGUARD SCOTTSDALE FDS LG-TER 0.6%
Value ($000) $18,851 Shares 178,556 Est. Cost $106.34 Unrealized —
XLB SELECT SECTOR SPDR TR SBI MATE 0.6%
Value ($000) $17,521 Shares 221,483 Est. Cost $57.34 Unrealized —
VOX VANGUARD WORLD FDS TELCOMM ETF 0.6%
Value ($000) $17,292 Shares 122,846 Est. Cost $76.19 Unrealized —
TLH ISHARES TR LEHMAN 10-20YR 0.5%
Value ($000) $16,245 Shares 110,460 Est. Cost $134.28 Unrealized —
XLE SELECT SECTOR SPDR TR SBI INT- 0.5%
Value ($000) $16,024 Shares 307,617 Est. Cost $49.13 Unrealized —
IEUR ISHARES TR CORE MSCI EURO 0.5%
Value ($000) $15,321 Shares 273,311 Est. Cost $44.71 Unrealized —
ANGL VANECK VECTORS FALLEN ANGEL HI 0.5%
Value ($000) $15,245 Shares 461,300 Est. Cost $32.10 Unrealized —
IHI ISHARES TR DJ MED DEVICES 0.4%
Value ($000) $12,047 Shares 191,899 Est. Cost $113.63 Unrealized —
AAPL APPLE COMPUTER INC 0.4%
Value ($000) $11,765 Shares 83,145 Est. Cost $117.29 Unrealized +22.7%
IGV ISHARES TR S&P NA SOFTWR 0.4%
Value ($000) $11,640 Shares 29,164 Est. Cost $211.87 Unrealized —
TGT TARGET CORP 0.4%
Value ($000) $10,530 Shares 46,029 Est. Cost $94.98 Unrealized +131.5%
FIXD FIRST TRUST TCW OPPORTUNISTIC 0.3%
Value ($000) $10,495 Shares 195,994 Est. Cost $52.83 Unrealized —
RFEM FIRST TR EXCH TRADED FD III RI 0.3%
Value ($000) $9,431 Shares 140,278 Est. Cost $67.69 Unrealized —
IVE ISHARES TR S&P 500 VALUE 0.3%
Value ($000) $8,143 Shares 55,998 Est. Cost $128.01 Unrealized —
SBUX STARBUCKS CORP COM 0.2%
Value ($000) $7,081 Shares 64,196 Est. Cost $82.13 Unrealized +28.7%
SPHB INVESCO S&P 500 HIGH BETA ETF 0.2%
Value ($000) $6,245 Shares 85,429 Est. Cost $56.77 Unrealized —
UNH UNITEDHEALTH GROUP INC COM 0.2%
Value ($000) $5,804 Shares 14,856 Est. Cost $309.19 Unrealized +24.5%
GE GENERAL ELECTRIC CO COM NEW 0.2%
Value ($000) $5,510 Shares 53,487 Est. Cost $62.95 Unrealized 0.0%
BSX BOSTON SCIENTIFIC CORP COM 0.2%
Value ($000) $5,280 Shares 121,701 Est. Cost $36.10 Unrealized +22.5%
NOC NORTHROP GRUMMAN CORP COM 0.2%
Value ($000) $5,197 Shares 14,433 Est. Cost $281.74 Unrealized +19.4%
CAT CATERPILLAR INC COM 0.2%
Value ($000) $4,824 Shares 25,131 Est. Cost $189.41 Unrealized +1.4%
— ALPS ETF TR RIVERFRONT UNC 0.1%
Value ($000) $2,981 Shares 115,784 Est. Cost $25.25 Unrealized —
RIGS ALPS ETF TR RIVERFRNT STR INC 0.1%
Value ($000) $2,598 Shares 104,977 Est. Cost $25.11 Unrealized —
SYK STRYKER CORP COM 0.1%
Value ($000) $2,426 Shares 9,200 Est. Cost $243.53 Unrealized +4.8%
— FIRST TR EXCH TRADED FD III RI 0.1%
Value ($000) $1,909 Shares 26,203 Est. Cost $63.71 Unrealized —
VFIAX VANGUARD 500 INDEX FUND 0.0%
Value ($000) $1,424 Shares 3,581 Est. Cost $346.55 Unrealized —
VEA VANGUARD TAX-MANAGED FD EUROPE 0.0%
Value ($000) $1,297 Shares 25,682 Est. Cost $50.50 Unrealized —
EMXC ISHARES INC MSCI EMRG CHN 0.0%
Value ($000) $1,161 Shares 19,143 Est. Cost $62.37 Unrealized —
ABT ABBOTT LABS 0.0%
Value ($000) $1,152 Shares 9,752 Est. Cost $107.28 Unrealized +5.8%
DIS DISNEY WALT PRODTNS 0.0%
Value ($000) $812 Shares 4,800 Est. Cost $175.71 Unrealized -0.9%
IWF ISHARES TR RUSSELL1000GRW 0.0%
Value ($000) $703 Shares 2,564 Est. Cost $242.98 Unrealized —
SPSB SPDR SERIES TRUST BARC CAPTL E 0.0%
Value ($000) $663 Shares 21,204 Est. Cost $30.73 Unrealized —
XLF SELECT SECTOR SPDR TR SBI INT- 0.0%
Value ($000) $632 Shares 16,836 Est. Cost $37.54 Unrealized —
MCD MCDONALDS CORP COM 0.0%
Value ($000) $581 Shares 2,410 Est. Cost $209.30 Unrealized +3.1%
IWD ISHARES TR RUSSELL1000VAL 0.0%
Value ($000) $571 Shares 3,647 Est. Cost $151.63 Unrealized —
VKMMX AIM TAX EXEMPT FDS INVESCO TAX 0.0%
Value ($000) $564 Shares 40,971 Est. Cost $13.96 Unrealized —
VYM VANGUARD WHITEHALL FDS INC HIG 0.0%
Value ($000) $504 Shares 4,874 Est. Cost $101.15 Unrealized —
EEM ISHARES TR MSCI EMERG MKT 0.0%
Value ($000) $458 Shares 9,093 Est. Cost $53.34 Unrealized —
VMBS VANGUARD SCOTTSDALE FDS MORTG- 0.0%
Value ($000) $457 Shares 8,571 Est. Cost $52.53 Unrealized —
BA BOEING CO COM 0.0%
Value ($000) $440 Shares 2,000 Est. Cost $241.76 Unrealized -7.8%
JMUB J P MORGAN EXCHANGE TRADED FD 0.0%
Value ($000) $429 Shares 7,812 Est. Cost $55.30 Unrealized —
HMOP HARTFORD FDS EXCHANGE TRADED T 0.0%
Value ($000) $428 Shares 10,246 Est. Cost $42.07 Unrealized —
PEP PEPSICO INC COM 0.0%
Value ($000) $361 Shares 2,400 Est. Cost $126.17 Unrealized +7.0%
VIMAX VANGUARD MID-CAP INDEX FUND 0.0%
Value ($000) $291 Shares 994 Est. Cost $256.44 Unrealized —
MIPTX MATTHEWS INTL FDS PAC TIGER IN 0.0%
Value ($000) $266 Shares 7,952 Est. Cost $35.46 Unrealized —
ANWPX NEW PERSPECTIVE FD INC COM 0.0%
Value ($000) $264 Shares 3,946 Est. Cost $60.57 Unrealized —
KO COCA COLA CO 0.0%
Value ($000) $254 Shares 4,841 Est. Cost $47.27 Unrealized +3.2%
JPM JPMORGAN CHASE & CO COM 0.0%
Value ($000) $246 Shares 1,500 Est. Cost $139.74 Unrealized +0.4%
HBAN HUNTINGTON BANCSHARES INC COM 0.0%
Value ($000) $212 Shares 13,710 Est. Cost $12.39 Unrealized -2.8%