RiverFront Investment Group, LLC Diversified Active

CIK: 0001469751 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Feb 10, 2022

Total Value ($000): $3,209,745 (100.0% shares, 0.0% debt)

Holdings (96)

GSLC GOLDMAN SACHS ETF TR EQUITY ET 10.1%
Value ($000) $324,649 Shares 3,412,333 Est. Cost $51.77 Unrealized —
IVV ISHARES TR S&P 500 INDEX 10.1%
Value ($000) $322,874 Shares 676,899 Est. Cost $285.14 Unrealized —
BND VANGUARD BD INDEX FD INC TOTAL 7.3%
Value ($000) $232,914 Shares 2,748,265 Est. Cost $81.25 Unrealized —
IEFA ISHARES TR CORE MSCI EAFE 7.0%
Value ($000) $224,799 Shares 3,011,783 Est. Cost $60.39 Unrealized —
SPAB SPDR SERIES TRUST PORTFOLIO AG 7.0%
Value ($000) $224,229 Shares 7,570,201 Est. Cost $30.13 Unrealized —
JEPI J P MORGAN EXCHANGE-TRADED FEQ 4.8%
Value ($000) $155,458 Shares 2,460,186 Est. Cost $61.23 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS INT-TE 4.7%
Value ($000) $150,227 Shares 1,619,529 Est. Cost $88.32 Unrealized —
VCSH VANGUARD SCOTTSDALE FDS SHRT-T 4.2%
Value ($000) $135,951 Shares 1,673,042 Est. Cost $79.74 Unrealized —
XLK SELECT SECTOR SPDR TR SBI INT- 3.3%
Value ($000) $107,151 Shares 616,272 Est. Cost $68.01 Unrealized —
QQQ Invesco QQQ Trust 3.1%
Value ($000) $100,549 Shares 252,732 Est. Cost $177.72 Unrealized —
IYW ISHARES TR DJ US TECH SEC 3.1%
Value ($000) $100,178 Shares 872,495 Est. Cost $108.95 Unrealized —
XLV SELECT SECTOR SPDR TR SBI HEAL 2.3%
Value ($000) $74,037 Shares 525,500 Est. Cost $81.02 Unrealized —
MBB ISHARES TR MBS FIXED BDFD 2.2%
Value ($000) $69,209 Shares 644,232 Est. Cost $105.05 Unrealized —
XLY SELECT SECTOR SPDR TR SBI CONS 2.0%
Value ($000) $64,453 Shares 315,269 Est. Cost $103.88 Unrealized —
VGIT VANGUARD SCOTTSDALE FDS INT-TE 1.9%
Value ($000) $61,039 Shares 918,309 Est. Cost $65.43 Unrealized —
RFDA ALPS ETF TR RIVERFRNT DYMC 1.9%
Value ($000) $60,614 Shares 1,277,759 Est. Cost $31.72 Unrealized —
PAVE GLOBAL X FDS US INFR DEV ET 1.6%
Value ($000) $50,830 Shares 1,765,569 Est. Cost $19.18 Unrealized —
RFCI ALPS ETF TR RIVERFRONT DYM 1.6%
Value ($000) $50,257 Shares 2,016,354 Est. Cost $24.33 Unrealized —
IEMG ISHARES INC CORE MSCI EMKT 1.2%
Value ($000) $40,062 Shares 669,278 Est. Cost $53.97 Unrealized —
RFDI FIRST TR EXCH TRADED FD III RI 1.0%
Value ($000) $33,135 Shares 453,042 Est. Cost $62.49 Unrealized —
EFG ISHARES TR MSCI GRW IDX 1.0%
Value ($000) $32,733 Shares 296,788 Est. Cost $69.74 Unrealized —
EFV ISHARES TR MSCI VAL IDX 1.0%
Value ($000) $31,873 Shares 632,545 Est. Cost $49.41 Unrealized —
TLT ISHARES TR 20 YR TRS BD 0.9%
Value ($000) $30,285 Shares 204,368 Est. Cost $130.10 Unrealized —
XLC COMMUNICATION SERVICES SELECT 0.9%
Value ($000) $28,180 Shares 362,766 Est. Cost $50.84 Unrealized —
MSFT MICROSOFT CORP COM 0.9%
Value ($000) $28,057 Shares 83,427 Est. Cost $214.25 Unrealized +46.3%
PLD PROLOGIS INC. COM 0.8%
Value ($000) $27,222 Shares 161,691 Est. Cost $82.13 Unrealized +60.7%
XLI SELECT SECTOR SPDR TR SBI INT- 0.8%
Value ($000) $24,810 Shares 234,481 Est. Cost $69.34 Unrealized —
XLP SELECT SECTOR SPDR TR SBI CONS 0.7%
Value ($000) $23,746 Shares 307,962 Est. Cost $56.54 Unrealized —
DGRO ISHARES CORE DIVIDEND GROWTH E 0.7%
Value ($000) $22,229 Shares 399,963 Est. Cost $39.67 Unrealized —
XLB SELECT SECTOR SPDR TR SBI MATE 0.6%
Value ($000) $20,542 Shares 226,708 Est. Cost $58.11 Unrealized —
IYG ISHARES TR DJ US FINL SVC 0.6%
Value ($000) $20,369 Shares 105,493 Est. Cost $125.22 Unrealized —
SPHB INVESCO S&P 500 HIGH BETA ETF 0.6%
Value ($000) $20,305 Shares 256,966 Est. Cost $71.62 Unrealized —
VCLT VANGUARD SCOTTSDALE FDS LG-TER 0.6%
Value ($000) $19,373 Shares 183,044 Est. Cost $106.33 Unrealized —
RFFC ALPS ETF TR RIVERFRNT FLEX 0.6%
Value ($000) $17,664 Shares 369,706 Est. Cost $32.68 Unrealized —
XLE SELECT SECTOR SPDR TR SBI INT- 0.5%
Value ($000) $17,621 Shares 317,511 Est. Cost $49.33 Unrealized —
VOX VANGUARD WORLD FDS TELCOMM ETF 0.5%
Value ($000) $17,051 Shares 125,786 Est. Cost $77.58 Unrealized —
IEUR ISHARES TR CORE MSCI EURO 0.5%
Value ($000) $16,926 Shares 291,033 Est. Cost $45.53 Unrealized —
TLH ISHARES TR LEHMAN 10-20YR 0.5%
Value ($000) $16,746 Shares 112,848 Est. Cost $134.57 Unrealized —
EMXC ISHARES INC MSCI EMRG CHN 0.5%
Value ($000) $16,550 Shares 272,969 Est. Cost $60.75 Unrealized —
ANGL VANECK VECTORS FALLEN ANGEL HI 0.5%
Value ($000) $16,049 Shares 486,774 Est. Cost $32.15 Unrealized —
AAPL APPLE COMPUTER INC 0.5%
Value ($000) $15,149 Shares 85,315 Est. Cost $118.24 Unrealized +30.8%
IHI ISHARES TR DJ MED DEVICES 0.4%
Value ($000) $13,429 Shares 203,937 Est. Cost $110.81 Unrealized —
IGV ISHARES TR S&P NA SOFTWR 0.4%
Value ($000) $13,066 Shares 32,858 Est. Cost $232.76 Unrealized —
FIXD FIRST TRUST TCW OPPORTUNISTIC 0.3%
Value ($000) $11,103 Shares 208,643 Est. Cost $52.85 Unrealized —
SBUX STARBUCKS CORP COM 0.3%
Value ($000) $11,010 Shares 94,133 Est. Cost $88.52 Unrealized +15.5%
AGG ISHARES TR LEHMAN AGG BND 0.3%
Value ($000) $10,252 Shares 89,870 Est. Cost $114.08 Unrealized —
IVE ISHARES TR S&P 500 VALUE 0.3%
Value ($000) $9,058 Shares 57,833 Est. Cost $128.92 Unrealized —
SHYG ISHARES TR 0-5YR HI YL CP 0.3%
Value ($000) $8,796 Shares 194,182 Est. Cost $45.30 Unrealized —
SJNK SPDR SER TR CAP S/T HI YLD 0.3%
Value ($000) $8,512 Shares 313,565 Est. Cost $27.15 Unrealized —
UNH UNITEDHEALTH GROUP INC COM 0.3%
Value ($000) $8,076 Shares 16,086 Est. Cost $317.83 Unrealized +32.8%
RFEM FIRST TR EXCH TRADED FD III RI 0.2%
Value ($000) $7,518 Shares 111,210 Est. Cost $67.69 Unrealized —
EOG EOG RES INC COM 0.2%
Value ($000) $6,689 Shares 75,302 Est. Cost $73.31 Unrealized 0.0%
— WESTROCK CO COM 0.2%
Value ($000) $6,411 Shares 144,525 Est. Cost $44.36 Unrealized —
CAT CATERPILLAR INC COM 0.2%
Value ($000) $5,409 Shares 26,165 Est. Cost $189.30 Unrealized -1.4%
RIGS ALPS ETF TR RIVERFRNT STR INC 0.2%
Value ($000) $4,971 Shares 201,680 Est. Cost $24.89 Unrealized —
GE GENERAL ELECTRIC CO COM NEW 0.2%
Value ($000) $4,865 Shares 51,508 Est. Cost $62.95 Unrealized -2.2%
T A T & T INC (NEW) 0.1%
Value ($000) $4,756 Shares 193,370 Est. Cost $14.67 Unrealized 0.0%
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.1%
Value ($000) $2,761 Shares 9,233 Est. Cost $286.41 Unrealized 0.0%
SYK STRYKER CORP COM 0.1%
Value ($000) $2,460 Shares 9,200 Est. Cost $243.53 Unrealized +3.1%
— FIRST TR EXCH TRADED FD III RI 0.1%
Value ($000) $1,911 Shares 24,430 Est. Cost $63.71 Unrealized —
VFIAX VANGUARD 500 INDEX FUND 0.0%
Value ($000) $1,575 Shares 3,581 Est. Cost $346.55 Unrealized —
ABT ABBOTT LABS 0.0%
Value ($000) $1,372 Shares 9,752 Est. Cost $107.28 Unrealized +10.6%
FLOT ISHARES TR FLTG RATE NT 0.0%
Value ($000) $1,354 Shares 26,705 Est. Cost $50.70 Unrealized —
IGF ISHARES TR S&P GLO INFRAS 0.0%
Value ($000) $1,285 Shares 27,004 Est. Cost $47.59 Unrealized —
EWG ISHARES INC MSCI GERMAN 0.0%
Value ($000) $1,214 Shares 37,044 Est. Cost $32.77 Unrealized —
IJR ISHARES TR S&P SMLCAP 600 0.0%
Value ($000) $1,152 Shares 10,058 Est. Cost $114.54 Unrealized —
SGOV ISHARES TR 0-3 MNTH TREAS 0.0%
Value ($000) $1,032 Shares 10,314 Est. Cost $100.06 Unrealized —
IWF ISHARES TR RUSSELL1000GRW 0.0%
Value ($000) $784 Shares 2,564 Est. Cost $242.98 Unrealized —
DIS DISNEY WALT PRODTNS 0.0%
Value ($000) $743 Shares 4,800 Est. Cost $175.71 Unrealized -10.2%
SPSB SPDR SERIES TRUST BARC CAPTL E 0.0%
Value ($000) $714 Shares 23,083 Est. Cost $30.74 Unrealized —
XLF SELECT SECTOR SPDR TR SBI INT- 0.0%
Value ($000) $657 Shares 16,836 Est. Cost $37.54 Unrealized —
PEP PEPSICO INC COM 0.0%
Value ($000) $650 Shares 3,740 Est. Cost $132.36 Unrealized +8.4%
MCD MCDONALDS CORP COM 0.0%
Value ($000) $646 Shares 2,409 Est. Cost $209.30 Unrealized +9.7%
EWL ISHARES INC MSCI SWITZERLD 0.0%
Value ($000) $641 Shares 12,152 Est. Cost $52.75 Unrealized —
IWD ISHARES TR RUSSELL1000VAL 0.0%
Value ($000) $612 Shares 3,647 Est. Cost $151.63 Unrealized —
HEDJ WISDOMTREE TR EUROPE HEDGED 0.0%
Value ($000) $600 Shares 7,482 Est. Cost $80.19 Unrealized —
PFF ISHARES TR US PFD STK IDX 0.0%
Value ($000) $583 Shares 14,782 Est. Cost $39.44 Unrealized —
VKMMX AIM TAX EXEMPT FDS INVESCO TAX 0.0%
Value ($000) $567 Shares 40,971 Est. Cost $13.96 Unrealized —
IDNA ISHARES GENOMICS IMMUNOLOGY AN 0.0%
Value ($000) $563 Shares 12,842 Est. Cost $43.84 Unrealized —
VYM VANGUARD WHITEHALL FDS INC HIG 0.0%
Value ($000) $546 Shares 4,874 Est. Cost $101.15 Unrealized —
EMB ISHARES TR JPMORGAN USD 0.0%
Value ($000) $533 Shares 4,887 Est. Cost $109.06 Unrealized —
VMBS VANGUARD SCOTTSDALE FDS MORTG- 0.0%
Value ($000) $490 Shares 9,274 Est. Cost $52.55 Unrealized —
EEM ISHARES TR MSCI EMERG MKT 0.0%
Value ($000) $444 Shares 9,093 Est. Cost $53.34 Unrealized —
HMOP HARTFORD FDS EXCHANGE TRADED T 0.0%
Value ($000) $429 Shares 10,246 Est. Cost $42.07 Unrealized —
JMUB J P MORGAN EXCHANGE TRADED FD 0.0%
Value ($000) $428 Shares 7,812 Est. Cost $55.30 Unrealized —
BA BOEING CO COM 0.0%
Value ($000) $403 Shares 2,000 Est. Cost $241.76 Unrealized -12.6%
BKLN INVESCO EXCHNG TRADED FD TR II 0.0%
Value ($000) $362 Shares 16,389 Est. Cost $22.09 Unrealized —
TGT TARGET CORP 0.0%
Value ($000) $315 Shares 1,364 Est. Cost $94.98 Unrealized +125.5%
KO COCA COLA CO 0.0%
Value ($000) $287 Shares 4,841 Est. Cost $47.27 Unrealized +4.0%
VIMAX VANGUARD MID-CAP INDEX FUND 0.0%
Value ($000) $263 Shares 834 Est. Cost $256.44 Unrealized —
NOC NORTHROP GRUMMAN CORP COM 0.0%
Value ($000) $253 Shares 654 Est. Cost $281.74 Unrealized +23.6%
JPM JPMORGAN CHASE & CO COM 0.0%
Value ($000) $238 Shares 1,500 Est. Cost $139.74 Unrealized +5.8%
BSX BOSTON SCIENTIFIC CORP COM 0.0%
Value ($000) $224 Shares 5,281 Est. Cost $36.10 Unrealized +16.4%
ANWPX NEW PERSPECTIVE FD INC COM 0.0%
Value ($000) $214 Shares 3,227 Est. Cost $60.57 Unrealized —
IYK ISHARES TR CONS GOODS IDX 0.0%
Value ($000) $213 Shares 1,064 Est. Cost $200.19 Unrealized —
HBAN HUNTINGTON BANCSHARES INC COM 0.0%
Value ($000) $211 Shares 13,710 Est. Cost $12.39 Unrealized +5.1%