CIK: 0001481986 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value ($000): $1,468,182 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GLD | SPDR GOLD TRUST GOLD | 3,195,200 | $401,445 | 27.3% | $113.95 | — | Call | 78463V107 |
| SPY | SPDR S&P 500 ETF TR | 1,261,000 | $272,754 | 18.6% | $204.29 | — | Call | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 1,218,800 | $263,626 | 18.0% | $204.29 | — | Put | 78462F103 |
| GLD | SPDR GOLD TRUST GOLD | 1,758,700 | $220,963 | 15.1% | $113.95 | — | Put | 78463V107 |
| GLD | SPDR GOLD TRUST GOLD | 908,270 | $114,115 | 7.8% | $113.95 | — | SHS | 78463V107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 235,500 | $37,409 | 2.5% | — | — | Call | 459200101 |
| SLV | ISHARES SILVER TRUST | 1,135,400 | $20,664 | 1.4% | $14.34 | — | Call | 46428Q109 |
| SLV | ISHARES SILVER TRUST | 1,086,900 | $19,782 | 1.3% | $14.34 | — | Put | 46428Q109 |
| SLV | ISHARES SILVER TRUST | 1,010,026 | $18,382 | 1.3% | $14.34 | — | ISHARES | 46428Q109 |
| AXP | AMERICAN EXPRESS CO | 150,000 | $9,606 | 0.7% | — | — | Call | 025816109 |
| — | GARRISON CAP INC | 572,917 | $5,804 | 0.4% | $15.20 | — | COM | 366554103 |
| QLD | PROSHARES TR | 64,814 | $5,609 | 0.4% | $86.54 | — | PSHS ULTRA QQQ | 74347R206 |
| SHV | ISHARES TR | 50,444 | $5,571 | 0.4% | $110.44 | — | SHRT TRS BD ETF | 464288679 |
| NXPI | NXP SEMICONDUCTORS N V | 51,300 | $5,233 | 0.4% | — | — | Call | N6596X109 |
| BND | VANGUARD BD INDEX FD INC | 61,645 | $5,187 | 0.4% | $84.14 | — | TOTAL BND MRKT | 921937835 |
| CME | CME GROUP INC | 40,000 | $4,181 | 0.3% | $61.61 | +18.8% | COM | 12572Q105 |
| IEI | ISHARES TR | 23,783 | $3,010 | 0.2% | $126.14 | — | 3-7 YR TR BD ETF | 464288661 |
| — | DIREXION SHS ETF TR | 109,162 | $2,933 | 0.2% | $27.81 | — | DAILY SM CAP BEA | 25490K521 |
| — | CREDIT SUISSE NASSAU BRH | 78,173 | $2,928 | 0.2% | $24.99 | — | INVRS VIX STERM | 22542D795 |
| — | PROSHARES TR | 170,655 | $2,797 | 0.2% | $16.39 | — | PSHS ULSHT SP500 | 74347B300 |
| — | PROSHARES TR | 67,752 | $2,579 | 0.2% | $38.07 | — | SHORT S&P 500 NE | 74347B425 |
| WAB | WABTEC CORP | 31,100 | $2,539 | 0.2% | — | — | Call | 929740108 |
| DIS | DISNEY WALT CO | 27,000 | $2,507 | 0.2% | — | — | Call | 254687106 |
| SYF | SYNCHRONY FINL | 77,100 | $2,159 | 0.1% | — | — | Call | 87165B103 |
| — | RMG NETWORKS HLDG CORP | 2,354,650 | $2,072 | 0.1% | $7.98 | — | COM | 74966K102 |
| TNA | DIREXION SHS ETF TR | 25,612 | $2,045 | 0.1% | $79.85 | — | DLY SMCAP BULL3X | 25459W847 |
| — | SUPERVALU INC | 352,500 | $1,759 | 0.1% | — | — | Call | 868536103 |
| SQM | SOCIEDAD QUIMICA MINERA DE C | 64,000 | $1,722 | 0.1% | — | — | Call | 833635105 |
| — | CABELAS INC | 28,200 | $1,549 | 0.1% | — | — | Call | 126804301 |
| STZ | CONSTELLATION BRANDS INC | 8,700 | $1,448 | 0.1% | — | — | Call | 21036P108 |
| NWL | NEWELL BRANDS INC | 26,900 | $1,417 | 0.1% | — | — | Call | 651229106 |
| — | DEPOMED INC | 55,865 | $1,395 | 0.1% | $24.97 | — | COM | 249908104 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 6,944 | $1,269 | 0.1% | $182.75 | — | UT SER 1 | 78467X109 |
| ELV | ANTHEM INC | 10,000 | $1,253 | 0.1% | — | — | Call | 036752103 |
| — | TWITTER INC | 60,400 | $1,243 | 0.1% | — | — | Call | 90184L102 |
| TQQQ | PROSHARES TR | 9,430 | $1,213 | 0.1% | $96.32 | — | ULTRAPRO QQQ | 74347X831 |
| LQD | ISHARES TR | 9,077 | $1,118 | 0.1% | $123.17 | — | IBOXX INV CP ETF | 464287242 |
| UST | PROSHARES TR | 15,962 | $1,012 | 0.1% | $56.04 | — | ULTR 7-10 TREA | 74347R180 |
| SPXL | DIREXION SHS ETF TR | 10,103 | $982 | 0.1% | $97.20 | — | DRX S&P500BULL | 25459W862 |
| — | PROSHARES TR | 41,047 | $950 | 0.1% | $23.14 | — | ULTRAPRO SHORT S | 74348A442 |
| MINT | PIMCO ETF TR | 9,015 | $914 | 0.1% | $100.74 | — | ENHAN SHRT MA AC | 72201R833 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 3,162 | $852 | 0.1% | $40.52 | +19.5% | COM | 45866F104 |
| — | PROSHARES TR II | 43,707 | $728 | 0.0% | $16.66 | — | ULTRA VIX SHORT | 74347W254 |
| — | WORLD PT TERMS LP | 47,500 | $712 | 0.0% | $17.61 | — | UNIT REP LTD PT | 98159G107 |
| UBT | PROSHARES TR | 6,750 | $655 | 0.0% | $81.43 | — | ULTRA 20YR TRE | 74347R172 |
| JNJ | JOHNSON & JOHNSON | 5,532 | $653 | 0.0% | $93.58 | 0.0% | COM | 478160104 |
| — | LIPOCINE INC NEW | 145,859 | $651 | 0.0% | $3.04 | — | COM | 53630X104 |
| — | DIREXION SHS ETF TR | 49,601 | $609 | 0.0% | $12.28 | — | DLY S&P 500 BEAR | 25459Y371 |
| SPSB | SPDR SERIES TRUST | 16,998 | $523 | 0.0% | $30.77 | — | BARC SHT TR CP | 78464A474 |
| NVO | NOVO-NORDISK A S | 12,000 | $499 | 0.0% | $41.58 | — | ADR | 670100205 |
| — | IMPERVA INC | 8,379 | $450 | 0.0% | $53.71 | — | COM | 45321L100 |
| — | ARALEZ PHARMACEUTICALS INC | 85,465 | $415 | 0.0% | $4.86 | — | COM | 03852X100 |
| IEF | ISHARES TR | 3,520 | $394 | 0.0% | $108.07 | — | 7-10 Y TR BD ETF | 464287440 |
| — | FORWARD PHARMA A/S | 17,500 | $367 | 0.0% | $17.04 | — | SPONSORED ADR | 34986J105 |
| SPTI | SPDR SERIES TRUST | 5,988 | $367 | 0.0% | $60.63 | — | BRCLYS INTER ETF | 78464A672 |
| — | DEPOMED INC | 13,900 | $347 | 0.0% | $24.97 | — | Call | 249908104 |
| — | XILINX INC | 6,216 | $338 | 0.0% | $54.38 | — | COM | 983919101 |
| VGSH | VANGUARD SCOTTSDALE FDS | 5,466 | $335 | 0.0% | $60.80 | — | SHTRM GVT BD ETF | 92206C102 |
| — | PROSHARES TR | 24,916 | $333 | 0.0% | $13.36 | — | ULTRAPRO SH NW14 | 74348A418 |
| CBOE | CBOE HLDGS INC | 4,431 | $287 | 0.0% | $39.99 | +51.2% | COM | 12503M108 |
| PST | PROSHARES TR | 13,939 | $281 | 0.0% | $26.99 | — | PSHS ULSHT 7-10Y | 74347R313 |
| NTIP | NETWORK 1 TECHNOLOGIES INC | 102,500 | $280 | 0.0% | $2.18 | +23.0% | COM | 64121N109 |
| TYD | DIREXION SHS ETF TR | 4,747 | $257 | 0.0% | $54.14 | — | 7 10YR TRES BULL | 25459W565 |
| USFD | US FOODS HLDG CORP | 10,000 | $236 | 0.0% | $24.27 | 0.0% | COM | 912008109 |
| — | DIREXION SHS ETF TR | 8,420 | $233 | 0.0% | $49.14 | — | 20YR TRES BULL | 25459W540 |
| — | ZAFGEN INC | 70,000 | $232 | 0.0% | $3.31 | — | COM | 98885E103 |
| — | TORTOISE MLP FD INC | 11,500 | $230 | 0.0% | $18.43 | — | COM | 89148B101 |
| — | QLT INC | 110,900 | $228 | 0.0% | $1.59 | — | COM | 746927102 |
| TLT | ISHARES TR | 1,599 | $220 | 0.0% | $137.59 | — | 20 YR TR BD ETF | 464287432 |
| — | CREDIT SUISSE AG NASSAU BRH | 11,076 | $201 | 0.0% | $18.15 | — | NT LKD 30 | 22539T274 |
| — | PRUDENTIAL SHT DURATION HG Y | 11,828 | $189 | 0.0% | $17.22 | — | COM | 74442F107 |
| — | NUVEEN CR STRATEGIES INCM FD COM | 21,400 | $181 | 0.0% | $8.86 | — | SHS | 67073D102 |
| GERN | GERON CORP | 75,000 | $170 | 0.0% | $2.59 | 0.0% | COM | 374163103 |
| — | CYPRESS SEMICONDUCTOR CORP | 13,400 | $163 | 0.0% | — | — | Call | 232806109 |
| — | MONOGRAM RESIDENTIAL TR INC | 11,200 | $119 | 0.0% | — | — | Call | 60979P105 |
| CYTK | CYTOKINETICS INC | 10,000 | $92 | 0.0% | $10.44 | 0.0% | COM NEW | 23282W605 |
| — | ICAD INC | 12,120 | $63 | 0.0% | $3.25 | — | COM NEW | 44934S206 |
| — | MERUS LABS INTL INC NEW | 42,200 | $56 | 0.0% | $2.28 | — | COM | 59047R101 |
| PRZM | PRISM TECHNOLOGIES GROUP INC | 200,000 | $42 | 0.0% | $0.99 | -76.0% | COM | 74273Y100 |
| LTRX | LANTRONIX INC | 23,716 | $33 | 0.0% | $1.86 | -29.1% | COM NEW | 516548203 |
| — | FINJAN HLDGS INC | 10,000 | $17 | 0.0% | $1.70 | — | COM NEW | 31788H303 |