Location: Corte Madera, CA
CIK: 0001508120 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Oct 24, 2013
Total Value: $324M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| PEP | Pepsico Inc. | 143,632 | $11.42M | 3.5% | $79.50 * | $56.00 | -1.5% | COM | 713448108 |
| EPD | Enterprise Products Partners L | 165,673 | $10.11M | 3.1% | $61.04 | $62.15 | — | PTP | 293792107 |
| IBM | International Business Machine | 48,941 | $9.063M | 2.8% | $185.18 * | $118.94 | -8.5% | COM | 459200101 |
| JPM | JP Morgan Chase & Co | 156,125 | $8.07M | 2.5% | $51.69 * | $36.24 | +2.4% | COM | 46625H100 |
| XOM | Exxon Mobil Corp | 91,450 | $7.868M | 2.4% | $86.04 * | $53.70 | -3.5% | COM | 30231G102 |
| — | General Electric Co. | 314,415 | $7.511M | 2.3% | $23.89 | $23.19 | — | COM | 369604103 |
| — | Tronox Ltd. | 300,190 | $7.346M | 2.3% | $24.47 | $20.15 | — | COM | 897051306 |
| — | Anheuser-Busch Cos Inc | 73,638 | $7.305M | 2.3% | $99.20 | $90.26 | — | COM | 035229103 |
| TMO | Thermo Electron Corp | 78,618 | $7.245M | 2.2% | $92.15 * | $79.76 | +11.0% | COM | 883556102 |
| UNH | United Health Group Inc. | 97,144 | $6.956M | 2.1% | $71.61 * | $50.75 | +15.9% | COM | 91324P102 |
| NVS | Novartis AG ADR | 86,418 | $6.629M | 2.0% | $76.71 | $72.61 | +5.6% | COM | 66987V109 |
| SYK | Stryker Corp | 91,650 | $6.195M | 1.9% | $67.59 * | $56.92 | +2.6% | COM | 863667101 |
| — | United Technologies Corp | 57,110 | $6.158M | 1.9% | $107.83 | $92.94 | — | COM | 913017109 |
| TEVA | Teva Pharmaceutical Industries | 158,050 | $5.971M | 1.8% | $37.78 | $38.94 | -3.0% | COM | 881624209 |
| ZBH | Zimmer Holdings Inc | 70,700 | $5.807M | 1.8% | $82.14 * | $67.30 | +7.2% | COM | 98956P102 |
| CVX | ChevronTexaco Corp | 47,650 | $5.789M | 1.8% | $121.49 * | $71.30 | +1.8% | COM | 166764100 |
| MMM | Minnesota Mining & Manufacturi | 47,650 | $5.69M | 1.8% | $119.41 * | $61.26 | +10.9% | COM | 88579Y101 |
| — | Buckeye Partners LP | 85,584 | $5.608M | 1.7% | $65.53 | $70.16 | — | PTP | 118230101 |
| — | EMC Corp/Massachusetts | 217,140 | $5.55M | 1.7% | $25.56 | $23.62 | — | COM | 268648102 |
| — | Viacom CL B | 66,385 | $5.548M | 1.7% | $83.57 | $68.03 | — | COM | 92553P201 |
| — | Thoratec Corp | 148,465 | $5.536M | 1.7% | $37.29 | $31.31 | — | COM | 885175307 |
| PG | Procter & Gamble Co | 72,374 | $5.471M | 1.7% | $75.59 * | $55.00 | -2.8% | COM | 742718109 |
| — | Energy Transfer Partners LP | 102,533 | $5.339M | 1.6% | $52.07 | $50.54 | — | PTP | 29273R109 |
| PAA | Plains All American Pipeline ( | 99,862 | $5.259M | 1.6% | $52.66 | $55.81 | — | PTP | 726503105 |
| — | Enbridge Energy Partners LP | 169,676 | $5.167M | 1.6% | $30.45 | $30.49 | — | PTP | 29250R106 |
| SCHW | Charles Schwab Corp | 244,336 | $5.165M | 1.6% | $21.14 * | $15.92 | +14.9% | COM | 808513105 |
| — | Enduro Royalty Trust | 407,653 | $5.132M | 1.6% | $12.59 | $13.93 | — | COM | 29269k100 |
| JNJ | Johnson & Johnson | 58,824 | $5.099M | 1.6% | $86.68 * | $59.66 | +3.4% | COM | 478160104 |
| AAPL | Apple Computer Inc | 10,595 | $5.051M | 1.6% | $476.73 * | $13.16 | +11.7% | COM | 037833100 |
| ORCL | Oracle Corp | 132,886 | $4.408M | 1.4% | $33.17 * | $27.57 | +0.4% | COM | 68389X105 |
| — | Williams Partners LP | 81,969 | $4.335M | 1.3% | $52.89 | $51.60 | — | PTP | 96950F104 |
| — | OM Group Inc | 127,580 | $4.31M | 1.3% | $33.78 | $30.92 | — | COM | 670872100 |
| CSCO | Cisco Systems Inc | 182,922 | $4.286M | 1.3% | $23.43 * | $15.24 | +4.9% | COM | 17275R102 |
| — | Medtronic Inc | 78,150 | $4.161M | 1.3% | $53.24 | $51.47 | — | COM | 585055106 |
| SLB | Schlumberger Ltd | 46,050 | $4.069M | 1.3% | $88.36 * | $52.90 | +20.2% | COM | 806857108 |
| TXN | Texas Instruments Inc | 93,200 | $3.755M | 1.2% | $40.29 * | $25.31 | +13.8% | COM | 882508104 |
| — | General Motors Corp | 100,300 | $3.608M | 1.1% | $35.97 | $33.31 | — | COM | 370442105 |
| KSS | Kohls Corp | 68,025 | $3.52M | 1.1% | $51.75 | $49.51 | +4.5% | COM | 500255104 |
| — | Alter NRG Corp | 6,081,000 | $3.456M | 1.1% | $0.57 | $0.37 | — | COM | 02145w101 |
| — | Chubb Corp | 38,600 | $3.445M | 1.1% | $89.25 | $84.64 | — | COM | 171232101 |
| AMAT | Applied Materials Inc | 189,050 | $3.314M | 1.0% | $17.53 * | $12.22 | +22.0% | COM | 038222105 |
| — | Aetna Inc | 47,700 | $3.054M | 0.9% | $64.03 | $63.54 | — | COM | 00817Y108 |
| MCK | McKesson Corp | 23,250 | $2.983M | 0.9% | $128.30 * | $101.46 | +15.6% | COM | 58155Q103 |
| — | Australia and New Zealand Bank | 100,000 | $2.859M | 0.9% | $28.59 | $26.12 | — | COM | 052528304 |
| YUM | Yum! Brands Inc. | 39,944 | $2.852M | 0.9% | $71.40 * | $38.97 | +4.2% | COM | 988498101 |
| DE | Deere & Co | 33,472 | $2.724M | 0.8% | $81.38 * | $68.04 | -4.7% | COM | 244199105 |
| CSX | CSX Corp | 105,170 | $2.707M | 0.8% | $25.74 * | $6.66 | +5.7% | COM | 126408103 |
| — | American Water Works Co Inc | 63,400 | $2.617M | 0.8% | $41.28 | $41.23 | — | COM | 030Y20103 |
| MSFT | Microsoft Corp | 77,873 | $2.592M | 0.8% | $33.28 * | $26.70 | +2.6% | COM | 594918104 |
| NEE | NextEra Energy, Inc. | 31,568 | $2.53M | 0.8% | $80.14 * | $14.15 | +2.4% | COM | 65339F101 |
| — | Royal Dutch Petroleum Co | 38,400 | $2.522M | 0.8% | $65.68 | $63.80 | — | COM | 780259206 |
| CME | CME Group, Inc. | 33,790 | $2.496M | 0.8% | $73.87 * | $39.16 | +13.8% | COM | 12572Q105 |
| — | Kinder Morgan Energy Partners | 30,250 | $2.415M | 0.7% | $79.83 | $85.39 | — | PTP | 494550106 |
| EIX | Edison International | 51,800 | $2.386M | 0.7% | $46.06 * | $30.71 | -5.4% | COM | 281020107 |
| UNP | Union Pacific Corp | 15,250 | $2.369M | 0.7% | $155.34 * | $57.06 | +3.9% | COM | 907818108 |
| BK | Bank of New York Co Inc/The | 78,356 | $2.366M | 0.7% | $30.20 * | $21.22 | +5.8% | COM | 064058100 |
| — | Magellan Midstream Partners (L | 40,000 | $2.257M | 0.7% | $56.42 | $54.50 | — | PTP | 559080106 |
| PPG | PPG Industries Inc | 13,200 | $2.205M | 0.7% | $167.05 * | $59.61 | +13.4% | COM | 693506107 |
| — | Plum Creek Timber Co Inc (REIT | 46,150 | $2.161M | 0.7% | $46.83 | $46.67 | — | COM | 729251108 |
| — | Coach Inc | 37,275 | $2.033M | 0.6% | $54.54 | $54.54 | — | COM | 189754104 |
| WFC | Wells Fargo & Co | 49,010 | $2.025M | 0.6% | $41.32 * | $27.36 | +7.1% | COM | 949746101 |
| PFE | Pfizer Inc | 69,506 | $1.997M | 0.6% | $28.73 * | $16.46 | -0.2% | COM | 717081103 |
| — | Nustar GP Holdings LLC | 88,932 | $1.996M | 0.6% | $22.44 | $26.73 | — | PTP | 67059L102 |
| — | Duke Energy Corp | 29,791 | $1.989M | 0.6% | $66.77 | $67.45 | — | COM | 26441C105 |
| — | Cleco Corp | 40,000 | $1.794M | 0.6% | $44.85 | $46.42 | — | COM | 12561W105 |
| VTR | Ventas Inc (REIT) | 22,223 | $1.367M | 0.4% | $61.51 * | $49.18 | -16.8% | COM | 92276F100 |
| — | Time Warner Inc | 20,254 | $1.333M | 0.4% | $65.81 | $57.82 | — | COM | 887317105 |
| IVV | iShares S&P 500 Index Fund/US | 7,833 | $1.323M | 0.4% | $168.90 | $161.92 | +4.3% | COM | 464287200 |
| CL | Colgate-Palmolive Co | 20,000 | $1.186M | 0.4% | $59.30 * | $44.38 | +0.6% | COM | 194162103 |
| INTC | Intel Corp | 51,159 | $1.173M | 0.4% | $22.93 * | $17.18 | -1.7% | COM | 458140100 |
| OXY | Occidental Petroleum Corp | 12,024 | $1.125M | 0.3% | $93.56 * | $57.83 | +7.4% | COM | 674599105 |
| DDEJF | Dundee Bancorp Inc. | 58,111 | $1.081M | 0.3% | $18.60 * | $22.10 | -9.4% | COM | 264901109 |
| COST | Costco Wholesale Corp | 9,204 | $1.06M | 0.3% | $115.17 * | $86.56 | +5.8% | COM | 22160K105 |
| — | Oneok Partners LP | 19,400 | $1.028M | 0.3% | $52.99 | $49.54 | — | PTP | 68268N103 |
| ALV | Autoliv Inc | 9,500 | $830K | 0.3% | $87.37 * | $40.38 | +17.8% | COM | 052800109 |
| — | Linear Technology Corp | 20,416 | $810K | 0.2% | $39.67 | $36.84 | — | COM | 535678106 |
| SO | Southern Co/The | 19,000 | $782K | 0.2% | $41.16 * | $26.74 | -9.1% | COM | 842587107 |
| INTU | Intuit Inc | 11,630 | $771K | 0.2% | $66.29 * | $54.39 | +10.0% | COM | 461202103 |
| — | Dream Unlimited Corp | 58,111 | $743K | 0.2% | $12.79 | $10.55 | — | COM | 26153M200 |
| MDU | MDU Resources Group Inc | 26,324 | $736K | 0.2% | $27.96 * | $6.58 | +11.8% | COM | 552690109 |
| TGT | Target Corp | 11,376 | $728K | 0.2% | $63.99 * | $47.95 | -7.2% | COM | 87612E106 |
| CLPHY | CLP Holdings Ltd | 86,400 | $702K | 0.2% | $8.13 | $8.62 | -5.7% | COM | 18946Q101 |
| BMY | Bristol-Myers Squibb Co | 15,000 | $694K | 0.2% | $46.27 * | $28.67 | +7.5% | COM | 110122108 |
| NI | NiSource Inc | 22,200 | $686K | 0.2% | $30.90 * | $7.81 | +6.0% | COM | 65473P105 |
| EMR | Emerson Electric Co. | 9,313 | $603K | 0.2% | $64.75 * | $40.02 | +16.2% | COM | 291011104 |
| — | Source Capital Inc. | 9,574 | $595K | 0.2% | $62.15 | $61.73 | — | COM | 836144105 |
| — | Time Warner Cable | 5,105 | $570K | 0.2% | $111.66 | $112.44 | — | COM | 88732J207 |
| — | Vodaphone Group Plc | 15,819 | $557K | 0.2% | $35.21 | $28.76 | — | COM | 92857W100 |
| BP | BP PLC | 12,832 | $539K | 0.2% | $42.00 | $42.56 | -1.2% | COM | 055622104 |
| — | Ensco PLC | 10,000 | $537K | 0.2% | $53.70 | $58.10 | — | COM | 29358Q109 |
| — | Comcast Corp | 11,811 | $512K | 0.2% | $43.35 | $39.71 | — | COM | 20030n200 |
| MA | Mastercard, Inc. | 675 | $454K | 0.1% | $672.59 * | $51.54 | +21.2% | COM | 57636Q104 |
| — | AbbVie Inc. | 10,038 | $449K | 0.1% | $44.73 | $41.34 | — | COM | 002874y10 |
| AMGN | Amgen Inc. | 3,989 | $446K | 0.1% | $111.81 * | $73.34 | +8.6% | COM | 031162100 |
| SRE | Sempra Energy | 5,016 | $429K | 0.1% | $85.53 * | $27.60 | +6.6% | COM | 816851109 |
| BAX | Baxter International Inc | 6,000 | $394K | 0.1% | $65.67 * | $30.42 | -5.7% | COM | 071813109 |
| — | Du Pont El de Nemours & Co. | 6,271 | $367K | 0.1% | $58.52 | $52.46 | — | COM | 263534109 |
| — | United Parcel Service Inc | 4,000 | $365K | 0.1% | $91.25 | $86.50 | — | COM | 013104104 |
| — | Walgreen Co | 6,550 | $352K | 0.1% | $53.74 | $44.27 | — | COM | 931422109 |
| BCE | BCE Inc | 7,918 | $338K | 0.1% | $42.69 * | $22.29 | -4.7% | COM | 05534B760 |
| ABT | Abbott Laboratories | 10,038 | $333K | 0.1% | $33.17 * | $28.85 | -9.1% | COM | 002824100 |
| IWS | iShares Russell Midcap Value I | 5,393 | $328K | 0.1% | $60.82 | $57.95 | +5.1% | COM | 464287473 |
| IWP | iShares Russell Midcap Growth | 4,134 | $323K | 0.1% | $78.13 * | $35.74 | +9.4% | COM | 464287481 |
| — | Spectra Energy | 9,290 | $318K | 0.1% | $34.23 | $34.45 | — | COM | 847560109 |
| — | Dow Chemical Co | 8,131 | $312K | 0.1% | $38.37 | $32.22 | — | COM | 260543103 |
| IEV | iShares S&P Euro 350 Index | 6,952 | $307K | 0.1% | $44.16 | $41.02 | +7.6% | COM | 464287861 |
| BAC | Bank of America Corp | 21,668 | $299K | 0.1% | $13.80 * | $10.03 | +8.4% | COM | 060505104 |
| MRK | Merck & Co Inc | 5,967 | $284K | 0.1% | $47.60 * | $30.02 | +3.4% | COM | 58933Y105 |
| — | Hospitality Properties Trust ( | 10,000 | $283K | 0.1% | $28.30 | $26.30 | — | COM | 44106M102 |
| HON | Honeywell International Inc | 3,350 | $278K | 0.1% | $82.99 * | $53.13 | +9.0% | COM | 438516106 |
| — | Safeway Inc. | 8,591 | $275K | 0.1% | $32.01 | $23.63 | — | COM | 786514208 |
| KRO | Kronos Worldwide Inc | 15,700 | $243K | 0.1% | $15.48 * | $8.24 | -2.0% | COM | 50105F105 |
| VWO | Vanguard MSCI Emerging Mkts | 6,000 | $241K | 0.1% | $40.17 | $39.56 | +1.4% | COM | 922042858 |
| KIM | Kimco Realty Corp (Reit) | 11,738 | $237K | 0.1% | $20.19 * | $12.61 | -10.9% | COM | 49446R109 |
| — | Praxair Inc | 1,850 | $222K | 0.1% | $120.00 | $115.14 | — | COM | 74005P104 |
| PM | Phillip Morris International | 2,500 | $216K | 0.1% | $86.40 * | $49.85 | -5.0% | COM | 718172109 |
| — | Hewlett-Packard Co | 9,869 | $207K | 0.1% | $20.97 | $24.83 | — | COM | 428236103 |
| PMTYF | Playmates Toys | 400,000 | $124K | 0.0% | $0.31 * | $0.06 | +111.5% | COM | G7147S100 |
| ABR | Arbor Realty Trust (REIT) | 11,100 | $75,000 | 0.0% | $6.76 | $6.31 | — | COM | 038923108 |
| DOMR | Dominion RES Black Warrior (LP | 10,000 | $53,000 | 0.0% | $5.30 | $4.20 | — | PTP | 25746Q108 |