Location: Corte Madera, CA
CIK: 0001508120 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Jan 29, 2014
Total Value: $355M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| PEP | Pepsico Inc. | 143,392 | $11.89M | 3.4% | $82.94 * | $56.00 | +3.5% | COM | 713448108 |
| EPD | Enterprise Products Partners L | 164,483 | $10.9M | 3.1% | $66.30 | $62.15 | — | PTP | 293792107 |
| IBM | International Business Machine | 51,781 | $9.713M | 2.7% | $187.58 * | $118.25 | -6.2% | COM | 459200101 |
| XOM | Exxon Mobil Corp | 91,450 | $9.255M | 2.6% | $101.20 * | $53.70 | +14.3% | COM | 30231G102 |
| JPM | JP Morgan Chase & Co | 156,125 | $9.13M | 2.6% | $58.48 * | $36.24 | +16.7% | COM | 46625H100 |
| — | General Electric Co. | 314,415 | $8.813M | 2.5% | $28.03 | $23.19 | — | COM | 369604103 |
| TMO | Thermo Electron Corp | 78,618 | $8.754M | 2.5% | $111.35 * | $79.76 | +34.4% | COM | 883556102 |
| — | Anheuser-Busch Cos Inc | 73,338 | $7.808M | 2.2% | $106.47 | $90.26 | — | COM | 035229103 |
| UNH | United Health Group Inc. | 97,144 | $7.315M | 2.1% | $75.30 * | $50.75 | +22.4% | COM | 91324P102 |
| NVS | Novartis AG ADR | 86,418 | $6.946M | 2.0% | $80.38 | $72.61 | +10.7% | COM | 66987V109 |
| — | Tronox Ltd. | 300,190 | $6.925M | 2.0% | $23.07 | $20.15 | — | COM | 897051306 |
| SYK | Stryker Corp | 91,650 | $6.887M | 1.9% | $75.14 * | $56.92 | +14.6% | COM | 863667101 |
| MMM | Minnesota Mining & Manufacturi | 47,650 | $6.683M | 1.9% | $140.25 * | $61.26 | +30.9% | COM | 88579Y101 |
| ZBH | Zimmer Holdings Inc | 70,200 | $6.542M | 1.8% | $93.19 * | $67.30 | +21.9% | COM | 98956P102 |
| — | United Technologies Corp | 57,110 | $6.499M | 1.8% | $113.80 | $92.94 | — | COM | 913017109 |
| SCHW | Charles Schwab Corp | 244,116 | $6.347M | 1.8% | $26.00 * | $15.92 | +41.7% | COM | 808513105 |
| TEVA | Teva Pharmaceutical Industries | 158,050 | $6.335M | 1.8% | $40.08 | $38.94 | +2.9% | COM | 881624209 |
| CVX | ChevronTexaco Corp | 49,300 | $6.158M | 1.7% | $124.91 * | $71.34 | +5.4% | COM | 166764100 |
| — | Buckeye Partners LP | 84,584 | $6.006M | 1.7% | $71.01 | $70.16 | — | PTP | 118230101 |
| AAPL | Apple Computer Inc | 10,595 | $5.944M | 1.7% | $561.02 * | $13.16 | +32.2% | COM | 037833100 |
| PG | Procter & Gamble Co | 72,374 | $5.892M | 1.7% | $81.41 * | $55.00 | +5.5% | COM | 742718109 |
| — | Energy Transfer Partners LP | 102,533 | $5.87M | 1.7% | $57.25 | $50.54 | — | PTP | 29273R109 |
| — | Viacom CL B | 66,385 | $5.798M | 1.6% | $87.34 | $68.03 | — | COM | 92553P201 |
| — | EMC Corp/Massachusetts | 219,840 | $5.529M | 1.6% | $25.15 | $23.64 | — | COM | 268648102 |
| — | Thoratec Corp | 148,465 | $5.434M | 1.5% | $36.60 | $31.31 | — | COM | 885175307 |
| JNJ | Johnson & Johnson | 58,824 | $5.388M | 1.5% | $91.60 * | $59.66 | +10.0% | COM | 478160104 |
| — | Enduro Royalty Trust | 433,953 | $5.246M | 1.5% | $12.09 | $13.81 | — | COM | 29269k100 |
| PAA | Plains All American Pipeline ( | 98,862 | $5.118M | 1.4% | $51.77 | $55.81 | — | PTP | 726503105 |
| — | Enbridge Energy Partners LP | 169,676 | $5.068M | 1.4% | $29.87 | $30.49 | — | PTP | 29250R106 |
| ORCL | Oracle Corp | 131,386 | $5.027M | 1.4% | $38.26 * | $27.57 | +16.2% | COM | 68389X105 |
| — | OM Group Inc | 127,580 | $4.645M | 1.3% | $36.41 | $30.92 | — | COM | 670872100 |
| — | Medtronic Inc | 78,150 | $4.485M | 1.3% | $57.39 | $51.47 | — | COM | 585055106 |
| — | Alter NRG Corp | 6,081,000 | $4.46M | 1.3% | $0.73 | $0.37 | — | COM | 02145w101 |
| — | Williams Partners LP | 81,969 | $4.169M | 1.2% | $50.86 | $51.60 | — | PTP | 96950F104 |
| SLB | Schlumberger Ltd | 46,050 | $4.15M | 1.2% | $90.12 * | $52.90 | +23.0% | COM | 806857108 |
| CSCO | Cisco Systems Inc | 184,722 | $4.143M | 1.2% | $22.43 * | $15.24 | +1.2% | COM | 17275R102 |
| — | General Motors Corp | 100,300 | $4.099M | 1.2% | $40.87 | $33.31 | — | COM | 370442105 |
| TXN | Texas Instruments Inc | 93,200 | $4.092M | 1.2% | $43.91 * | $25.31 | +24.9% | COM | 882508104 |
| KSS | Kohls Corp | 68,025 | $3.86M | 1.1% | $56.74 | $49.51 | +14.6% | COM | 500255104 |
| MCK | McKesson Corp | 23,250 | $3.753M | 1.1% | $161.42 * | $101.46 | +45.7% | COM | 58155Q103 |
| — | Chubb Corp | 38,600 | $3.73M | 1.1% | $96.63 | $84.64 | — | COM | 171232101 |
| AMAT | Applied Materials Inc | 189,050 | $3.342M | 0.9% | $17.68 * | $12.22 | +23.8% | COM | 038222105 |
| — | Aetna Inc | 47,700 | $3.272M | 0.9% | $68.60 | $63.54 | — | COM | 00817Y108 |
| — | Coach Inc | 55,840 | $3.134M | 0.9% | $56.12 | $55.07 | — | COM | 189754104 |
| DE | Deere & Co | 33,472 | $3.057M | 0.9% | $91.33 * | $68.04 | +7.5% | COM | 244199105 |
| CSX | CSX Corp | 105,170 | $3.026M | 0.9% | $28.77 * | $6.66 | +18.8% | COM | 126408103 |
| YUM | Yum! Brands Inc. | 39,944 | $3.02M | 0.9% | $75.61 * | $38.97 | +10.9% | COM | 988498101 |
| — | Verifone Systems, Inc. | 108,700 | $2.915M | 0.8% | $26.82 | $26.82 | — | COM | 92342y109 |
| MSFT | Microsoft Corp | 77,873 | $2.913M | 0.8% | $37.41 * | $26.70 | +16.2% | COM | 594918104 |
| — | Australia and New Zealand Bank | 100,000 | $2.885M | 0.8% | $28.85 | $26.12 | — | COM | 052528304 |
| BK | Bank of New York Co Inc/The | 78,356 | $2.738M | 0.8% | $34.94 * | $21.22 | +23.0% | COM | 064058100 |
| — | Royal Dutch Petroleum Co | 38,400 | $2.737M | 0.8% | $71.28 | $63.80 | — | COM | 780259206 |
| NEE | NextEra Energy, Inc. | 31,568 | $2.703M | 0.8% | $85.62 * | $14.15 | +10.3% | COM | 65339F101 |
| — | American Water Works Co Inc | 63,400 | $2.679M | 0.8% | $42.26 | $41.23 | — | COM | 030Y20103 |
| CME | CME Group, Inc. | 33,790 | $2.651M | 0.7% | $78.46 * | $39.16 | +25.5% | COM | 12572Q105 |
| — | Magellan Midstream Partners (L | 40,000 | $2.531M | 0.7% | $63.27 | $54.50 | — | PTP | 559080106 |
| PPG | PPG Industries Inc | 13,200 | $2.504M | 0.7% | $189.70 * | $59.61 | +29.1% | COM | 693506107 |
| — | Nustar GP Holdings LLC | 88,932 | $2.498M | 0.7% | $28.09 | $26.73 | — | PTP | 67059L102 |
| UNP | Union Pacific Corp | 14,470 | $2.431M | 0.7% | $168.00 * | $57.06 | +12.9% | COM | 907818108 |
| EIX | Edison International | 51,800 | $2.398M | 0.7% | $46.29 * | $30.71 | -4.1% | COM | 281020107 |
| — | Kinder Morgan Energy Partners | 29,250 | $2.359M | 0.7% | $80.65 | $85.39 | — | PTP | 494550106 |
| WFC | Wells Fargo & Co | 49,010 | $2.225M | 0.6% | $45.40 * | $27.36 | +18.5% | COM | 949746101 |
| — | Plum Creek Timber Co Inc (REIT | 46,150 | $2.146M | 0.6% | $46.50 | $46.67 | — | COM | 729251108 |
| PFE | Pfizer Inc | 69,506 | $2.129M | 0.6% | $30.63 * | $16.46 | +7.2% | COM | 717081103 |
| — | Duke Energy Corp | 29,791 | $2.056M | 0.6% | $69.01 | $67.45 | — | COM | 26441C105 |
| — | Cleco Corp | 40,000 | $1.865M | 0.5% | $46.63 | $46.42 | — | COM | 12561W105 |
| IVV | iShares S&P 500 Index Fund/US | 7,644 | $1.419M | 0.4% | $185.64 | $161.92 | +14.7% | COM | 464287200 |
| — | Time Warner Inc | 20,254 | $1.412M | 0.4% | $69.71 | $57.82 | — | COM | 887317105 |
| INTC | Intel Corp | 50,499 | $1.311M | 0.4% | $25.96 * | $17.18 | +12.4% | COM | 458140100 |
| CL | Colgate-Palmolive Co | 20,000 | $1.304M | 0.4% | $65.20 * | $44.38 | +11.2% | COM | 194162103 |
| VTR | Ventas Inc (REIT) | 22,223 | $1.273M | 0.4% | $57.28 * | $49.18 | -21.5% | COM | 92276F100 |
| OXY | Occidental Petroleum Corp | 12,024 | $1.143M | 0.3% | $95.06 * | $57.83 | +9.9% | COM | 674599105 |
| COST | Costco Wholesale Corp | 9,204 | $1.095M | 0.3% | $118.97 * | $86.56 | +9.6% | COM | 22160K105 |
| DDEJF | Dundee Bancorp Inc. | 58,111 | $1.024M | 0.3% | $17.62 * | $22.10 | -17.3% | COM | 264901109 |
| — | Oneok Partners LP | 18,400 | $969K | 0.3% | $52.66 | $49.54 | — | PTP | 68268N103 |
| — | Linear Technology Corp | 20,416 | $930K | 0.3% | $45.55 | $36.84 | — | COM | 535678106 |
| — | Dream Unlimited Corp | 58,111 | $922K | 0.3% | $15.87 | $10.55 | — | COM | 26153M200 |
| INTU | Intuit Inc | 11,630 | $888K | 0.3% | $76.35 * | $54.39 | +27.0% | COM | 461202103 |
| ALV | Autoliv Inc | 9,500 | $872K | 0.2% | $91.79 * | $40.38 | +24.5% | COM | 052800109 |
| MDU | MDU Resources Group Inc | 26,324 | $804K | 0.2% | $30.54 * | $6.58 | +22.9% | COM | 552690109 |
| BMY | Bristol-Myers Squibb Co | 15,000 | $797K | 0.2% | $53.13 * | $28.67 | +25.2% | COM | 110122108 |
| SO | Southern Co/The | 19,000 | $781K | 0.2% | $41.11 * | $26.74 | -8.1% | COM | 842587107 |
| TGT | Target Corp | 11,376 | $720K | 0.2% | $63.29 * | $47.95 | -7.6% | COM | 87612E106 |
| NI | NiSource Inc | 21,200 | $697K | 0.2% | $32.88 * | $7.81 | +13.7% | COM | 65473P105 |
| — | Time Warner Cable | 5,105 | $692K | 0.2% | $135.55 | $112.44 | — | COM | 88732J207 |
| CLPHY | CLP Holdings Ltd | 86,400 | $677K | 0.2% | $7.84 | $8.62 | -9.1% | COM | 18946Q101 |
| EMR | Emerson Electric Co. | 9,313 | $654K | 0.2% | $70.22 * | $40.02 | +26.9% | COM | 291011104 |
| — | Source Capital Inc. | 9,574 | $642K | 0.2% | $67.06 | $61.73 | — | COM | 836144105 |
| BP | BP PLC | 12,832 | $624K | 0.2% | $48.63 | $42.56 | +14.2% | COM | 055622104 |
| — | Vodaphone Group Plc | 15,819 | $622K | 0.2% | $39.32 | $28.76 | — | COM | 92857W100 |
| — | Comcast Corp | 11,811 | $589K | 0.2% | $49.87 | $39.71 | — | COM | 20030n200 |
| — | Ensco PLC | 10,000 | $572K | 0.2% | $57.20 | $58.10 | — | COM | 29358Q109 |
| MA | Mastercard, Inc. | 675 | $564K | 0.2% | $835.56 * | $51.54 | +50.7% | COM | 57636Q104 |
| — | AbbVie Inc. | 10,038 | $530K | 0.1% | $52.80 | $41.34 | — | COM | 002874y10 |
| AMGN | Amgen Inc. | 3,989 | $455K | 0.1% | $114.06 * | $73.34 | +11.1% | COM | 031162100 |
| — | United Parcel Service Inc | 4,000 | $420K | 0.1% | $105.00 | $86.50 | — | COM | 013104104 |
| BAX | Baxter International Inc | 6,000 | $417K | 0.1% | $69.50 * | $30.42 | +0.6% | COM | 071813109 |
| SRE | Sempra Energy | 4,400 | $395K | 0.1% | $89.77 * | $27.60 | +12.6% | COM | 816851109 |
| — | Du Pont El de Nemours & Co. | 5,951 | $387K | 0.1% | $65.03 | $52.46 | — | COM | 263534109 |
| ABT | Abbott Laboratories | 10,038 | $385K | 0.1% | $38.35 * | $28.85 | +5.4% | COM | 002824100 |
| — | Walgreen Co | 6,550 | $376K | 0.1% | $57.40 | $44.27 | — | COM | 931422109 |
| — | Dow Chemical Co | 8,131 | $361K | 0.1% | $44.40 | $32.22 | — | COM | 260543103 |
| BCE | BCE Inc | 7,918 | $343K | 0.1% | $43.32 * | $22.29 | -2.2% | COM | 05534B760 |
| IWS | iShares Russell Midcap Value I | 5,215 | $343K | 0.1% | $65.77 | $57.95 | +13.4% | COM | 464287473 |
| IWP | iShares Russell Midcap Growth | 4,007 | $338K | 0.1% | $84.35 * | $35.74 | +18.0% | COM | 464287481 |
| BAC | Bank of America Corp | 21,668 | $337K | 0.1% | $15.55 * | $10.03 | +22.3% | COM | 060505104 |
| — | Spectra Energy | 9,290 | $331K | 0.1% | $35.63 | $34.45 | — | COM | 847560109 |
| IEV | iShares S&P Euro 350 Index | 6,979 | $331K | 0.1% | $47.43 | $41.02 | +15.7% | COM | 464287861 |
| HON | Honeywell International Inc | 3,350 | $306K | 0.1% | $91.34 * | $53.13 | +20.6% | COM | 438516106 |
| MRK | Merck & Co Inc | 5,967 | $299K | 0.1% | $50.11 * | $30.02 | +9.7% | COM | 58933Y105 |
| KRO | Kronos Worldwide Inc | 15,700 | $299K | 0.1% | $19.04 * | $8.24 | +21.7% | COM | 50105F105 |
| — | Safeway Inc. | 8,591 | $280K | 0.1% | $32.59 | $23.63 | — | COM | 786514208 |
| — | Hewlett-Packard Co | 9,869 | $276K | 0.1% | $27.97 | $24.83 | — | COM | 428236103 |
| — | Hospitality Properties Trust ( | 10,000 | $270K | 0.1% | $27.00 | $26.30 | — | COM | 44106M102 |
| VWO | Vanguard MSCI Emerging Mkts | 6,000 | $247K | 0.1% | $41.17 | $39.56 | +4.0% | COM | 922042858 |
| — | Praxair Inc | 1,850 | $241K | 0.1% | $130.27 | $115.14 | — | COM | 74005P104 |
| KIM | Kimco Realty Corp (Reit) | 11,738 | $232K | 0.1% | $19.76 * | $12.61 | -10.9% | COM | 49446R109 |
| — | Canadian Pacific Railway Ltd | 1,500 | $227K | 0.1% | $151.33 | $151.33 | — | COM | 135923100 |
| STT | State Street Corp | 3,000 | $220K | 0.1% | $73.33 * | $50.63 | +5.1% | COM | 857477103 |
| PM | Phillip Morris International | 2,500 | $218K | 0.1% | $87.20 * | $49.85 | -3.3% | COM | 718172109 |
| CAH | Cardinal Health Inc | 3,108 | $208K | 0.1% | $66.92 * | $44.20 | +9.7% | COM | 14149Y108 |
| USB | US Bancorp | 5,000 | $202K | 0.1% | $40.40 * | $25.38 | +5.9% | COM | 902973304 |
| PMTYF | Playmates Toys | 400,000 | $188K | 0.1% | $0.47 * | $0.06 | +232.9% | COM | G7147S100 |
| ABR | Arbor Realty Trust (REIT) | 11,100 | $74,000 | 0.0% | $6.67 | $6.31 | — | COM | 038923108 |
| DOMR | Dominion RES Black Warrior (LP | 10,000 | $56,000 | 0.0% | $5.60 | $4.20 | — | PTP | 25746Q108 |
| — | Western Forest Products | 25,000 | $45,000 | 0.0% | $1.80 | $1.80 | — | COM | 958211203 |