Smart Portfolios, LLC Diversified Active

CIK: 0001513227 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 9, 2020

Total Value ($000): $88,218 (100.0% shares, 0.0% debt)

Holdings (42)

FTSM FIRST TR EXCHANGE-TRADED FD 13.2%

Value ($000) $11,625 Shares 193,690 Est. Cost $60.03 Unrealized —

FXG FIRST TR EXCHANGE TRADED FD 8.3%

Value ($000) $7,335 Shares 152,559 Est. Cost $48.21 Unrealized —

XLY SELECT SECTOR SPDR TR 8.2%

Value ($000) $7,201 Shares 48,994 Est. Cost $107.87 Unrealized —

— J P MORGAN EXCHANGE-TRADED F 8.1%

Value ($000) $7,138 Shares 255,388 Est. Cost $27.16 Unrealized —

XLP SELECT SECTOR SPDR TR 7.1%

Value ($000) $6,235 Shares 97,266 Est. Cost $63.51 Unrealized —

JPST J P MORGAN EXCHANGE-TRADED F 6.4%

Value ($000) $5,625 Shares 110,744 Est. Cost $50.42 Unrealized —

XLU SELECT SECTOR SPDR TR 5.9%

Value ($000) $5,219 Shares 87,879 Est. Cost $60.83 Unrealized —

FDN FIRST TR EXCHANGE-TRADED FD 5.0%

Value ($000) $4,417 Shares 23,455 Est. Cost $122.15 Unrealized —

QQQ INVESCO QQQ TR 5.0%

Value ($000) $4,403 Shares 15,845 Est. Cost $193.79 Unrealized —

MINT PIMCO ETF TR 3.9%

Value ($000) $3,436 Shares 33,703 Est. Cost $101.38 Unrealized —

XLV SELECT SECTOR SPDR TR 3.1%

Value ($000) $2,756 Shares 26,125 Est. Cost $106.40 Unrealized —

IWP ISHARES TR 3.0%

Value ($000) $2,641 Shares 15,278 Est. Cost $171.07 Unrealized —

DIA SPDR DOW JONES INDL AVERAGE 2.9%

Value ($000) $2,570 Shares 9,260 Est. Cost $274.61 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 2.8%

Value ($000) $2,498 Shares 57,776 Est. Cost $42.27 Unrealized —

DGRW WISDOMTREE TR 2.4%

Value ($000) $2,154 Shares 43,455 Est. Cost $45.30 Unrealized —

MSFT MICROSOFT CORP 2.0%

Value ($000) $1,765 Shares 8,392 Est. Cost $84.31 Unrealized +138.1%

INDA ISHARES TR 1.8%

Value ($000) $1,555 Shares 45,919 Est. Cost $32.72 Unrealized —

IEF ISHARES TR 1.6%

Value ($000) $1,411 Shares 11,581 Est. Cost $110.38 Unrealized —

SHY ISHARES TR 0.8%

Value ($000) $724 Shares 8,374 Est. Cost $84.58 Unrealized —

SPY SPDR S&P 500 ETF TR 0.8%

Value ($000) $709 Shares 2,118 Est. Cost $264.52 Unrealized —

GOOGL ALPHABET INC 0.6%

Value ($000) $535 Shares 365 Est. Cost $56.20 Unrealized +34.6%

SBUX STARBUCKS CORP 0.6%

Value ($000) $493 Shares 5,736 Est. Cost $46.69 Unrealized +51.6%

EEM ISHARES TR 0.5%

Value ($000) $403 Shares 9,131 Est. Cost $43.35 Unrealized —

TOTL SSGA ACTIVE ETF TR 0.4%

Value ($000) $392 Shares 7,943 Est. Cost $48.37 Unrealized —

SUSA ISHARES TR 0.4%

Value ($000) $391 Shares 2,657 Est. Cost $117.57 Unrealized —

AAPL APPLE INC 0.4%

Value ($000) $379 Shares 3,270 Est. Cost $92.21 Unrealized +14.9%

IGV ISHARES TR 0.4%

Value ($000) $373 Shares 1,200 Est. Cost $178.33 Unrealized —

UNP UNION PAC CORP 0.4%

Value ($000) $371 Shares 1,887 Est. Cost $114.02 Unrealized +44.6%

RWL INVESCO EXCH TRADED FD TR II 0.4%

Value ($000) $363 Shares 6,729 Est. Cost $53.61 Unrealized —

IVW ISHARES TR 0.4%

Value ($000) $352 Shares 1,524 Est. Cost $155.27 Unrealized —

VNQ VANGUARD INDEX FDS 0.4%

Value ($000) $349 Shares 4,425 Est. Cost $82.32 Unrealized —

MDY SPDR S&P MIDCAP 400 ETF TR 0.3%

Value ($000) $268 Shares 791 Est. Cost $362.95 Unrealized —

MCD MCDONALDS CORP 0.3%

Value ($000) $262 Shares 1,195 Est. Cost $161.00 Unrealized +12.7%

EMB ISHARES TR 0.3%

Value ($000) $244 Shares 2,200 Est. Cost $106.82 Unrealized —

IVV ISHARES TR 0.3%

Value ($000) $243 Shares 723 Est. Cost $335.28 Unrealized —

INTC INTEL CORP 0.3%

Value ($000) $238 Shares 4,587 Est. Cost $40.06 Unrealized +16.1%

VHT VANGUARD WORLD FDS 0.3%

Value ($000) $235 Shares 1,154 Est. Cost $205.37 Unrealized —

TXN TEXAS INSTRS INC 0.3%

Value ($000) $228 Shares 1,600 Est. Cost $99.52 Unrealized +17.4%

IVE ISHARES TR 0.3%

Value ($000) $226 Shares 2,010 Est. Cost $114.93 Unrealized —

COST COSTCO WHSL CORP NEW 0.2%

Value ($000) $213 Shares 600 Est. Cost $279.18 Unrealized +10.7%

MRK MERCK & CO. INC 0.2%

Value ($000) $209 Shares 2,514 Est. Cost $62.87 Unrealized +4.9%

— CONCORD MED SVCS HLDGS LTD 0.0%

Value ($000) $34 Shares 17,000 Est. Cost $2.84 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
FTSM	FIRST TR EXCHANGE-TRADED FD	193,690	$11,625	13.2%	$60.03	—	FIRST TR ENH NEW	33739Q408
FXG	FIRST TR EXCHANGE TRADED FD	152,559	$7,335	8.3%	$48.21	—	CONSUMR STAPLE	33734X119
XLY	SELECT SECTOR SPDR TR	48,994	$7,201	8.2%	$107.87	—	SBI CONS DISCR	81369Y407
—	J P MORGAN EXCHANGE-TRADED F	255,388	$7,138	8.1%	$27.16	—	US AGGREGATE	46641Q613
XLP	SELECT SECTOR SPDR TR	97,266	$6,235	7.1%	$63.51	—	SBI CONS STPLS	81369Y308
JPST	J P MORGAN EXCHANGE-TRADED F	110,744	$5,625	6.4%	$50.42	—	ULTRA SHRT INC	46641Q837
XLU	SELECT SECTOR SPDR TR	87,879	$5,219	5.9%	$60.83	—	SBI INT-UTILS	81369Y886
FDN	FIRST TR EXCHANGE-TRADED FD	23,455	$4,417	5.0%	$122.15	—	DJ INTERNT IDX	33733E302
QQQ	INVESCO QQQ TR	15,845	$4,403	5.0%	$193.79	—	UNIT SER 1	46090E103
MINT	PIMCO ETF TR	33,703	$3,436	3.9%	$101.38	—	ENHAN SHRT MA AC	72201R833
XLV	SELECT SECTOR SPDR TR	26,125	$2,756	3.1%	$106.40	—	SBI HEALTHCARE	81369Y209
IWP	ISHARES TR	15,278	$2,641	3.0%	$171.07	—	RUS MD CP GR ETF	464287481
DIA	SPDR DOW JONES INDL AVERAGE	9,260	$2,570	2.9%	$274.61	—	UT SER 1	78467X109
VWO	VANGUARD INTL EQUITY INDEX F	57,776	$2,498	2.8%	$42.27	—	FTSE EMR MKT ETF	922042858
DGRW	WISDOMTREE TR	43,455	$2,154	2.4%	$45.30	—	US QTLY DIV GRT	97717X669
MSFT	MICROSOFT CORP	8,392	$1,765	2.0%	$84.31	+138.1%	COM	594918104
INDA	ISHARES TR	45,919	$1,555	1.8%	$32.72	—	MSCI INDIA ETF	46429B598
IEF	ISHARES TR	11,581	$1,411	1.6%	$110.38	—	BARCLAYS 7 10 YR	464287440
SHY	ISHARES TR	8,374	$724	0.8%	$84.58	—	1 3 YR TREAS BD	464287457
SPY	SPDR S&P 500 ETF TR	2,118	$709	0.8%	$264.52	—	TR UNIT	78462F103
GOOGL	ALPHABET INC	365	$535	0.6%	$56.20	+34.6%	CAP STK CL A	02079K305
SBUX	STARBUCKS CORP	5,736	$493	0.6%	$46.69	+51.6%	COM	855244109
EEM	ISHARES TR	9,131	$403	0.5%	$43.35	—	MSCI EMG MKT ETF	464287234
TOTL	SSGA ACTIVE ETF TR	7,943	$392	0.4%	$48.37	—	SPDR TR TACTIC	78467V848
SUSA	ISHARES TR	2,657	$391	0.4%	$117.57	—	MSCI USA ESG SLC	464288802
AAPL	APPLE INC	3,270	$379	0.4%	$92.21	+14.9%	COM	037833100
IGV	ISHARES TR	1,200	$373	0.4%	$178.33	—	EXPANDED TECH	464287515
UNP	UNION PAC CORP	1,887	$371	0.4%	$114.02	+44.6%	COM	907818108
RWL	INVESCO EXCH TRADED FD TR II	6,729	$363	0.4%	$53.61	—	S&P 500 REVENUE	46138G698
IVW	ISHARES TR	1,524	$352	0.4%	$155.27	—	S&P 500 GRWT ETF	464287309
VNQ	VANGUARD INDEX FDS	4,425	$349	0.4%	$82.32	—	REAL ESTATE ETF	922908553
MDY	SPDR S&P MIDCAP 400 ETF TR	791	$268	0.3%	$362.95	—	UTSER1 S&PDCRP	78467Y107
MCD	MCDONALDS CORP	1,195	$262	0.3%	$161.00	+12.7%	COM	580135101
EMB	ISHARES TR	2,200	$244	0.3%	$106.82	—	JPMORGAN USD EMG	464288281
IVV	ISHARES TR	723	$243	0.3%	$335.28	—	CORE S&P500 ETF	464287200
INTC	INTEL CORP	4,587	$238	0.3%	$40.06	+16.1%	COM	458140100
VHT	VANGUARD WORLD FDS	1,154	$235	0.3%	$205.37	—	HEALTH CAR ETF	92204A504
TXN	TEXAS INSTRS INC	1,600	$228	0.3%	$99.52	+17.4%	COM	882508104
IVE	ISHARES TR	2,010	$226	0.3%	$114.93	—	S&P 500 VAL ETF	464287408
COST	COSTCO WHSL CORP NEW	600	$213	0.2%	$279.18	+10.7%	COM	22160K105
MRK	MERCK & CO. INC	2,514	$209	0.2%	$62.87	+4.9%	COM	58933Y105
—	CONCORD MED SVCS HLDGS LTD	17,000	$34	0.0%	$2.84	—	SPON ADR CL A	206277105