WESTERLY CAPITAL MANAGEMENT, LLC Quant / Systematic

CIK: 0001546172 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 14, 2023

Total Value ($000): $141,903 (95.3% shares, 4.7% debt)

Holdings (43)

ASAN ASANA INC - CL A 8.1%

Value ($000) $11,444 Shares 625,000 Est. Cost $17.82 Unrealized +17.3%

GENI GENIUS SPORTS LTD 5.3%

Value ($000) $7,462 Shares 1,400,000 Est. Cost $5.88 Unrealized +12.5%

— ANGI INC 5.0%

Value ($000) $7,029 Shares 3,550,000 Est. Cost $2.63 Unrealized —

MTRX MATRIX SERVICE CO 4.7%

Value ($000) $6,726 Shares 570,000 Est. Cost $6.25 Unrealized +21.3%

CSGS CSG SYSTEMS INTERNATIONAL INC 4.6%

Value ($000) $6,492 Shares 127,000 Est. Cost $50.36 Unrealized 0.0%

DOCU DOCUSIGN INC 4.4%

Value ($000) $6,300 Shares 150,000 Est. Cost $50.59 Unrealized -3.1%

CGNT COGNYTE SOFTWARE LTD -W/I 4.1%

Value ($000) $5,772 Shares 1,200,000 Est. Cost $5.09 Unrealized -0.3%

HDSN HUDSON TECHNOLOGIES INC 3.9%

Value ($000) $5,520 Shares 415,000 Est. Cost $7.88 Unrealized +37.0%

XPER XPERI INC-W/I 3.8%

Value ($000) $5,423 Shares 550,000 Est. Cost $11.20 Unrealized +5.6%

INTC INTEL CORP 3.8%

Value ($000) $5,333 Shares 150,000 Est. Cost $32.75 Unrealized +4.5%

AMD ADVANCED MICRO DEVICES 3.6%

Value ($000) $5,141 Shares 50,000 Est. Cost $108.55 Unrealized 0.0%

UBSFY UBISOFT ENTERTAIN-UNSPON ADR 3.3%

Value ($000) $4,733 Shares 735,000 Est. Cost $6.85 Unrealized —

— ALTERYX INC - CLASS A 3.3%

Value ($000) $4,711 Shares 125,000 Est. Cost $37.69 Unrealized —

HHS HARTE-HANKS INC 3.2%

Value ($000) $4,492 Shares 690,000 Est. Cost $7.93 Unrealized -26.1%

— COMSCORE INC 2.7%

Value ($000) $3,837 Shares 6,250,000 Est. Cost $1.93 Unrealized —

DIS WALT DISNEY CO/THE 2.6%

Value ($000) $3,647 Shares 45,000 Est. Cost $83.44 Unrealized 0.0%

— CALL AYX 35 10/20/23 2.5%

Value ($000) $3,500 Shares 100,000 Est. Cost $37.69 Unrealized —

HIPO HIPPO HOLDINGS INC 2.2%

Value ($000) $3,076 Shares 386,000 Est. Cost $18.67 Unrealized -32.6%

— EVERBRIDGE INC 2.2%

Value ($000) $3,072 Shares 137,000 Est. Cost $27.87 Unrealized —

— CASA SYSTEMS INC 2.0%

Value ($000) $2,869 Shares 3,385,000 Est. Cost $1.45 Unrealized —

— VIMEO INC 1.7%

Value ($000) $2,478 Shares 700,000 Est. Cost $4.50 Unrealized —

MRVL MARVELL TECHNOLOGY INC 1.7%

Value ($000) $2,436 Shares 45,000 Est. Cost $41.65 Unrealized +40.5%

ERIC ERICSSON (LM) TEL-SP ADR 1.5%

Value ($000) $2,187 Shares 450,000 Est. Cost $5.12 Unrealized —

SHOP SHOPIFY INC - CLASS A 1.5%

Value ($000) $2,183 Shares 40,000 Est. Cost $60.59 Unrealized 0.0%

NWPX NORTHWEST PIPE COMPANY 1.5%

Value ($000) $2,172 Shares 72,000 Est. Cost $28.30 Unrealized +11.2%

WDAY WORKDAY INC-CLASS A 1.5%

Value ($000) $2,149 Shares 10,000 Est. Cost $231.89 Unrealized 0.0%

— SMARTSHEET INC-CLASS A 1.4%

Value ($000) $2,023 Shares 50,000 Est. Cost $38.26 Unrealized —

PLAB PUT PLAB 20 12/15/23 1.4%

Value ($000) $2,000 Shares 100,000 Est. Cost — Unrealized —

— CEPTON INC -A 1.4%

Value ($000) $1,946 Shares 512,000 Est. Cost $3.80 Unrealized —

— FARO TECHNOLOGIES INC 1.3%

Value ($000) $1,904 Shares 125,000 Est. Cost $46.65 Unrealized —

GLW CORNING INC 1.3%

Value ($000) $1,828 Shares 60,000 Est. Cost $30.70 Unrealized 0.0%

META META PLATFORMS INC-CLASS A 1.3%

Value ($000) $1,801 Shares 6,000 Est. Cost $116.61 Unrealized +156.6%

GWRE GUIDEWIRE SOFTWARE INC 1.3%

Value ($000) $1,800 Shares 20,000 Est. Cost $76.15 Unrealized +9.6%

NXDR NEXTDOOR HOLDINGS INC 1.1%

Value ($000) $1,593 Shares 875,000 Est. Cost $3.47 Unrealized -28.6%

EXTR PUT EXTR 24 11/17/23 0.8%

Value ($000) $1,200 Shares 50,000 Est. Cost — Unrealized —

ACTG ACACIA RESEARCH - ACACIA TECHN 0.7%

Value ($000) $1,004 Shares 275,000 Est. Cost $4.01 Unrealized -4.7%

AIP ARTERIS INC 0.7%

Value ($000) $977 Shares 150,000 Est. Cost $5.21 Unrealized +31.9%

SNAP SNAP INC - A 0.6%

Value ($000) $891 Shares 100,000 Est. Cost $10.05 Unrealized +4.0%

CRNT CERAGON NETWORKS LTD 0.6%

Value ($000) $789 Shares 385,000 Est. Cost $2.20 Unrealized -8.1%

— INTEVAC INC 0.5%

Value ($000) $778 Shares 250,000 Est. Cost $4.83 Unrealized —

— VERANO HOLDINGS CORP 0.3%

Value ($000) $455 Shares 100,000 Est. Cost $7.18 Unrealized —

GTBIF GREEN THUMB INDUSTRIES INC 0.3%

Value ($000) $445 Shares 40,000 Est. Cost $11.46 Unrealized -26.9%

SPWR COMPLETE SOLARIA INC 0.2%

Value ($000) $289 Shares 140,050 Est. Cost $4.02 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ASAN	ASANA INC - CL A	625,000	$11,444	8.1%	$17.82	+17.3%	COM	04342Y104
GENI	GENIUS SPORTS LTD	1,400,000	$7,462	5.3%	$5.88	+12.5%	COM	G3934V109
—	ANGI INC	3,550,000	$7,029	5.0%	$2.63	—	COM	00183L102
MTRX	MATRIX SERVICE CO	570,000	$6,726	4.7%	$6.25	+21.3%	COM	576853105
CSGS	CSG SYSTEMS INTERNATIONAL INC	127,000	$6,492	4.6%	$50.36	0.0%	COM	126349109
DOCU	DOCUSIGN INC	150,000	$6,300	4.4%	$50.59	-3.1%	COM	256163106
CGNT	COGNYTE SOFTWARE LTD -W/I	1,200,000	$5,772	4.1%	$5.09	-0.3%	COM	M25133105
HDSN	HUDSON TECHNOLOGIES INC	415,000	$5,520	3.9%	$7.88	+37.0%	COM	444144109
XPER	XPERI INC-W/I	550,000	$5,423	3.8%	$11.20	+5.6%	COM	98423J101
INTC	INTEL CORP	150,000	$5,333	3.8%	$32.75	+4.5%	COM	458140100
AMD	ADVANCED MICRO DEVICES	50,000	$5,141	3.6%	$108.55	0.0%	COM	007903107
UBSFY	UBISOFT ENTERTAIN-UNSPON ADR	735,000	$4,733	3.3%	$6.85	—	ADR	90348R102
—	ALTERYX INC - CLASS A	125,000	$4,711	3.3%	$37.69	—	COM	02156B103
HHS	HARTE-HANKS INC	690,000	$4,492	3.2%	$7.93	-26.1%	COM	416196202
—	COMSCORE INC	6,250,000	$3,837	2.7%	$1.93	—	COM	20564W105
DIS	WALT DISNEY CO/THE	45,000	$3,647	2.6%	$83.44	0.0%	COM	254687106
—	CALL AYX 35 10/20/23	100,000	$3,500	2.5%	$37.69	—	Call	02156B103
HIPO	HIPPO HOLDINGS INC	386,000	$3,076	2.2%	$18.67	-32.6%	COM NEW	433539202
—	EVERBRIDGE INC	137,000	$3,072	2.2%	$27.87	—	COM	29978A104
—	CASA SYSTEMS INC	3,385,000	$2,869	2.0%	$1.45	—	COM	14713L102
—	VIMEO INC	700,000	$2,478	1.7%	$4.50	—	COM	92719V100
MRVL	MARVELL TECHNOLOGY INC	45,000	$2,436	1.7%	$41.65	+40.5%	COM	573874104
ERIC	ERICSSON (LM) TEL-SP ADR	450,000	$2,187	1.5%	$5.12	—	ADR	294821608
SHOP	SHOPIFY INC - CLASS A	40,000	$2,183	1.5%	$60.59	0.0%	COM	82509L107
NWPX	NORTHWEST PIPE COMPANY	72,000	$2,172	1.5%	$28.30	+11.2%	COM	667746101
WDAY	WORKDAY INC-CLASS A	10,000	$2,149	1.5%	$231.89	0.0%	COM	98138H101
—	SMARTSHEET INC-CLASS A	50,000	$2,023	1.4%	$38.26	—	COM	83200N103
PLAB	PUT PLAB 20 12/15/23	100,000	$2,000	1.4%	—	—	Put	719405102
—	CEPTON INC -A	512,000	$1,946	1.4%	$3.80	—	COM NEW	15673X200
—	FARO TECHNOLOGIES INC	125,000	$1,904	1.3%	$46.65	—	COM	311642102
GLW	CORNING INC	60,000	$1,828	1.3%	$30.70	0.0%	COM	219350105
META	META PLATFORMS INC-CLASS A	6,000	$1,801	1.3%	$116.61	+156.6%	COM	30303M102
GWRE	GUIDEWIRE SOFTWARE INC	20,000	$1,800	1.3%	$76.15	+9.6%	COM	40171V100
NXDR	NEXTDOOR HOLDINGS INC	875,000	$1,593	1.1%	$3.47	-28.6%	COM	65345M108
EXTR	PUT EXTR 24 11/17/23	50,000	$1,200	0.8%	—	—	Put	30226D106
ACTG	ACACIA RESEARCH - ACACIA TECHN	275,000	$1,004	0.7%	$4.01	-4.7%	COM	003881307
AIP	ARTERIS INC	150,000	$977	0.7%	$5.21	+31.9%	COM	04302A104
SNAP	SNAP INC - A	100,000	$891	0.6%	$10.05	+4.0%	COM	83304A106
CRNT	CERAGON NETWORKS LTD	385,000	$789	0.6%	$2.20	-8.1%	ORD	M22013102
—	INTEVAC INC	250,000	$778	0.5%	$4.83	—	COM	461148108
—	VERANO HOLDINGS CORP	100,000	$455	0.3%	$7.18	—	COM	92338D101
GTBIF	GREEN THUMB INDUSTRIES INC	40,000	$445	0.3%	$11.46	-26.9%	COM	39342L108
SPWR	COMPLETE SOLARIA INC	140,050	$289	0.2%	$4.02	0.0%	COM	20460L104