CIK: 0001386462 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value ($000): $1,166,637 (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 745,000 | $216,586 | 18.6% | $270.76 | — | Call | 78462F103 |
| HYG | ISHARES TR | 2,435,600 | $210,533 | 18.0% | — | — | Put | 464288513 |
| FXE | INVESCO CURRENCYSHARES EURO | 707,000 | $78,590 | 6.7% | $111.19 | — | Call | 46138K103 |
| TLT | ISHARES TR | 535,000 | $62,739 | 5.4% | $117.27 | — | Call | 464287432 |
| EFA | ISHARES TR | 750,000 | $50,993 | 4.4% | $69.70 | — | Put | 464287465 |
| FXE | INVESCO CURRENCYSHARES EURO | 410,800 | $45,665 | 3.9% | $111.19 | — | Put | 46138K103 |
| SPY | SPDR S&P 500 ETF TR | 127,000 | $36,921 | 3.2% | $270.76 | — | Put | 78462F103 |
| EMB | ISHARES TR | 329,135 | $35,484 | 3.0% | $110.68 | — | JPMORGAN USD EMG | 464288281 |
| FXI | ISHARES TR | 744,000 | $31,858 | 2.7% | $43.60 | — | Put | 464287184 |
| NSC | NORFOLK SOUTHERN CORP | 130,000 | $23,465 | 2.0% | $98.18 | +49.9% | Call | 655844108 |
| — | DOMINION ENERGY INC | 391,778 | $18,500 | 1.6% | $47.24 | — | UNIT 08/15/2019 | 25746U836 |
| ZION | ZIONS BANCORPORATION | 350,000 | $17,552 | 1.5% | — | — | Call | 989701107 |
| EEM | ISHARES TR | 325,000 | $13,949 | 1.2% | $40.04 | — | Put | 464287234 |
| — | VISTRA ENERGY CORP | 130,820 | $12,737 | 1.1% | $95.18 | — | UNIT 02/02/2024 | 92840M300 |
| — | HIGHLAND FLOATNG RATE OPPRT | 779,778 | $12,024 | 1.0% | $15.61 | — | SHS BEN INT | 43010E404 |
| MSFT | MICROSOFT CORP | 95,000 | $10,865 | 0.9% | $77.67 | +29.8% | COM | 594918104 |
| EMB | ISHARES TR | 100,000 | $10,781 | 0.9% | $110.68 | — | Call | 464288281 |
| — | ZIONS BANCORPORATION | 552,914 | $9,897 | 0.8% | $5.16 | — | *W EXP 05/22/202 | 989701115 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 26,480 | $9,730 | 0.8% | $342.23 | — | UTSER1 S&PDCRP | 78467Y107 |
| BAC | BANK AMER CORP | 320,000 | $9,427 | 0.8% | $24.85 | +2.5% | Put | 060505104 |
| — | FORTIVE CORP | 8,740 | $9,359 | 0.8% | $1070.82 | — | 5% PFD CNV SER A | 34959J207 |
| MSFT | MICROSOFT CORP | 80,000 | $9,150 | 0.8% | $77.67 | +29.8% | Put | 594918104 |
| STZ | CONSTELLATION BRANDS INC | 40,000 | $8,625 | 0.7% | $194.60 | -3.1% | Call | 21036P108 |
| IWM | ISHARES TR | 50,000 | $8,428 | 0.7% | — | — | Put | 464287655 |
| AAPL | APPLE INC | 35,000 | $7,901 | 0.7% | $42.75 | +15.3% | Put | 037833100 |
| FXI | ISHARES TR | 179,272 | $7,676 | 0.7% | $43.60 | — | CHINA LG-CAP ETF | 464287184 |
| GLD | SPDR GOLD TRUST | 64,000 | $7,217 | 0.6% | — | — | Call | 78463V107 |
| XOM | EXXON MOBIL CORP | 84,500 | $7,184 | 0.6% | — | — | Call | 30231G102 |
| — | SEMPRA ENERGY | 70,789 | $7,138 | 0.6% | $101.02 | — | 6% PFD CONV A | 816851406 |
| MSFT | MICROSOFT CORP | 55,000 | $6,290 | 0.5% | $77.67 | +29.8% | Call | 594918104 |
| XBI | SPDR SERIES TRUST | 60,000 | $5,752 | 0.5% | — | — | Put | 78464A870 |
| BMY | BRISTOL MYERS SQUIBB CO | 90,000 | $5,587 | 0.5% | $42.06 | +6.9% | Put | 110122108 |
| GDX | VANECK VECTORS ETF TR | 300,000 | $5,556 | 0.5% | $22.31 | — | Put | 92189F106 |
| XLU | SELECT SECTOR SPDR TR | 100,000 | $5,265 | 0.5% | $52.09 | — | Put | 81369Y886 |
| BAC | BANK AMER CORP | 163,386 | $4,813 | 0.4% | $24.85 | +2.5% | COM | 060505104 |
| META | FACEBOOK INC | 28,000 | $4,605 | 0.4% | $179.55 | +0.1% | CL A | 30303M102 |
| PANW | PALO ALTO NETWORKS INC | 20,000 | $4,505 | 0.4% | — | — | Put | 697435105 |
| HLF | HERBALIFE NUTRITION LTD | 77,600 | $4,233 | 0.4% | — | — | Put | G4412G101 |
| META | FACEBOOK INC | 25,000 | $4,112 | 0.4% | $179.55 | +0.1% | Put | 30303M102 |
| D | DOMINION ENERGY INC | 55,200 | $3,879 | 0.3% | — | — | Call | 25746U109 |
| XOM | EXXON MOBIL CORP | 45,000 | $3,826 | 0.3% | — | — | Put | 30231G102 |
| XLP | SELECT SECTOR SPDR TR | 70,000 | $3,775 | 0.3% | $51.53 | — | Put | 81369Y308 |
| GDX | VANECK VECTORS ETF TR | 202,700 | $3,754 | 0.3% | $22.31 | — | Call | 92189F106 |
| EWZ | ISHARES INC | 110,000 | $3,710 | 0.3% | $34.60 | — | Put | 464286400 |
| SLB | SCHLUMBERGER LTD | 60,200 | $3,667 | 0.3% | $52.03 | 0.0% | Call | 806857108 |
| — | VIRTUS INVT PARTNERS INC | 35,000 | $3,457 | 0.3% | $98.77 | — | PFD CV SER D | 92828Q208 |
| EFA | ISHARES TR | 50,000 | $3,400 | 0.3% | $69.70 | — | Call | 464287465 |
| — | ANADARKO PETE CORP | 50,000 | $3,371 | 0.3% | $67.42 | — | Put | 032511107 |
| NKE | NIKE INC | 37,500 | $3,177 | 0.3% | $59.62 | +22.4% | Call | 654106103 |
| CSCO | CISCO SYS INC | 65,000 | $3,162 | 0.3% | — | — | Call | 17275R102 |
| SPY | SPDR S&P 500 ETF TR | 10,149 | $2,951 | 0.3% | $270.76 | — | TR UNIT | 78462F103 |
| BAC | BANK AMER CORP | 100,000 | $2,946 | 0.3% | $24.85 | +2.5% | Call | 060505104 |
| GDS | GDS HLDGS LTD | 75,000 | $2,635 | 0.2% | — | — | Put | 36165L108 |
| TOL | TOLL BROTHERS INC | 75,000 | $2,477 | 0.2% | $40.96 | -11.6% | Put | 889478103 |
| VST | VISTRA ENERGY CORP | 99,000 | $2,463 | 0.2% | — | — | Call | 92840M102 |
| — | DELL TECHNOLOGIES INC | 25,044 | $2,432 | 0.2% | $65.97 | — | COM CL V | 24703L103 |
| XBI | SPDR SERIES TRUST | 25,000 | $2,397 | 0.2% | — | — | Call | 78464A870 |
| AAL | AMERICAN AIRLS GROUP INC | 55,000 | $2,273 | 0.2% | — | — | Put | 02376R102 |
| XLP | SELECT SECTOR SPDR TR | 40,250 | $2,171 | 0.2% | $51.53 | — | SBI CONS STPLS | 81369Y308 |
| EA | ELECTRONIC ARTS INC | 17,500 | $2,109 | 0.2% | $119.75 | +4.7% | Put | 285512109 |
| EA | ELECTRONIC ARTS INC | 17,500 | $2,109 | 0.2% | $119.75 | +4.7% | Call | 285512109 |
| XLU | SELECT SECTOR SPDR TR | 38,000 | $2,001 | 0.2% | $52.09 | — | SBI INT-UTILS | 81369Y886 |
| — | DEL TACO RESTAURANTS INC | 842,306 | $1,937 | 0.2% | $3.72 | — | *W EXP 06/30/202 | 245496112 |
| EFA | ISHARES TR | 28,000 | $1,904 | 0.2% | $69.70 | — | MSCI EAFE ETF | 464287465 |
| — | SIRIUS XM HLDGS INC | 286,800 | $1,813 | 0.2% | — | — | Put | 82968B103 |
| NKE | NIKE INC | 20,000 | $1,694 | 0.1% | $59.62 | +22.4% | Put | 654106103 |
| — | CTRIP COM INTL LTD | 45,000 | $1,673 | 0.1% | $37.16 | — | Call | 22943F100 |
| — | CTRIP COM INTL LTD | 45,000 | $1,673 | 0.1% | $37.16 | — | Put | 22943F100 |
| GDXJ | VANECK VECTORS ETF TR | 50,000 | $1,368 | 0.1% | $27.36 | — | Call | 92189F791 |
| TLT | ISHARES TR | 11,000 | $1,290 | 0.1% | $117.27 | — | 20 YR TR BD ETF | 464287432 |
| — | ANADARKO PETE CORP | 19,000 | $1,281 | 0.1% | $67.42 | — | COM | 032511107 |
| — | CTRIP COM INTL LTD | 33,400 | $1,241 | 0.1% | $37.16 | — | AMERICAN DEP SHS | 22943F100 |
| TLT | ISHARES TR | 10,000 | $1,173 | 0.1% | $117.27 | — | Put | 464287432 |
| SMPL | SIMPLY GOOD FOODS CO | 57,570 | $1,120 | 0.1% | $17.39 | 0.0% | COM | 82900L102 |
| EA | ELECTRONIC ARTS INC | 9,000 | $1,084 | 0.1% | $119.75 | +4.7% | COM | 285512109 |
| NSC | NORFOLK SOUTHERN CORP | 6,000 | $1,083 | 0.1% | $98.18 | +49.9% | COM | 655844108 |
| — | RESTORATION HARDWARE HLDGS I | 875,000 | $1,082 | 0.1% | $1.24 | — | DBCV 7/1 | 761283AC4 |
| XLP | SELECT SECTOR SPDR TR | 20,000 | $1,079 | 0.1% | $51.53 | — | Call | 81369Y308 |
| EWZ | ISHARES INC | 32,000 | $1,079 | 0.1% | $34.60 | — | MSCI BRAZIL ETF | 464286400 |
| MTUM | ISHARES TR | 9,030 | $1,075 | 0.1% | $105.90 | — | USA MOMENTUM FCT | 46432F396 |
| EEM | ISHARES TR | 25,000 | $1,073 | 0.1% | $40.04 | — | Call | 464287234 |
| — | VOYA PRIME RATE TR | 214,177 | $1,067 | 0.1% | $5.13 | — | SH BEN INT | 92913A100 |
| AAPL | APPLE INC | 4,700 | $1,061 | 0.1% | $42.75 | +15.3% | COM | 037833100 |
| NKE | NIKE INC | 12,500 | $1,059 | 0.1% | $59.62 | +22.4% | CL B | 654106103 |
| NWL | NEWELL BRANDS INC | 48,000 | $974 | 0.1% | — | — | Call | 651229106 |
| — | PGIM SHORT DURATION HIGH YIE | 68,749 | $972 | 0.1% | $14.00 | — | COM | 69346H100 |
| HD | HOME DEPOT INC | 4,618 | $957 | 0.1% | $167.96 | 0.0% | COM | 437076102 |
| — | LIBERTY MEDIA CORP DELAWARE | 21,997 | $956 | 0.1% | $45.36 | — | COM C SIRIUSXM | 531229607 |
| CUK | CARNIVAL PLC | 14,982 | $945 | 0.1% | $63.08 | — | ADR | 14365C103 |
| — | NUVEEN CR STRATEGIES INCM FD | 117,755 | $939 | 0.1% | $8.22 | — | COM SHS | 67073D102 |
| — | AGROFRESH SOLUTIONS | 145,600 | $907 | 0.1% | $6.23 | — | COM | 00856G109 |
| — | AGROFRESH SOLUTIONS | 145,600 | $907 | 0.1% | $6.23 | — | Put | 00856G109 |
| — | TURQUOISE HILL RES LTD | 425,000 | $901 | 0.1% | $2.66 | — | Put | 900435108 |
| DAL | DELTA AIR LINES INC DEL | 14,750 | $853 | 0.1% | $47.08 | +9.2% | COM NEW | 247361702 |
| — | TRIBUNE MEDIA CO | 21,504 | $826 | 0.1% | $38.28 | — | CL A | 896047503 |
| — | THIRD PT REINS LTD | 63,485 | $825 | 0.1% | $13.00 | — | COM | G8827U100 |
| — | GENERAL MTRS CO | 49,159 | $811 | 0.1% | $22.65 | — | *W EXP 07/10/201 | 37045V126 |
| STZ | CONSTELLATION BRANDS INC | 3,500 | $755 | 0.1% | $194.60 | -3.1% | CL A | 21036P108 |
| FXE | INVESCO CURRENCYSHARES EURO | 6,700 | $745 | 0.1% | $111.19 | — | EURO SHS | 46138K103 |
| — | INVESCO DYNAMIC CR OPP FD | 63,963 | $734 | 0.1% | $11.70 | — | COM | 46132R104 |
| — | ASA GOLD AND PRECIOUS MTLS L | 81,451 | $722 | 0.1% | $10.85 | — | SHS | G3156P103 |
| — | HOSTESS BRANDS INC | 669,479 | $709 | 0.1% | $2.55 | — | *W EXP 11/04/202 | 44109J114 |
| FXI | ISHARES TR | 16,000 | $685 | 0.1% | $43.60 | — | Call | 464287184 |
| — | INVESCO SR INCOME TR | 149,674 | $644 | 0.1% | $4.42 | — | COM | 46131H107 |
| — | TURQUOISE HILL RES LTD | 300,000 | $636 | 0.1% | $2.66 | — | COM | 900435108 |
| — | NEXEO SOLUTIONS INC | 620,084 | $629 | 0.1% | $0.63 | — | *W EXP 06/09/202 | 65342H110 |
| VST | VISTRA ENERGY CORP | 24,600 | $612 | 0.1% | — | — | Put | 92840M102 |
| BMY | BRISTOL MYERS SQUIBB CO | 9,800 | $608 | 0.1% | $42.06 | +6.9% | COM | 110122108 |
| GDXJ | VANECK VECTORS ETF TR | 20,684 | $566 | 0.0% | $27.36 | — | JR GOLD MINERS E | 92189F791 |
| — | GENERAL ELECTRIC CO | 50,000 | $565 | 0.0% | — | — | Call | 369604103 |
| — | LINDBLAD EXPEDITIONS HLDGS I | 131,138 | $538 | 0.0% | $3.44 | — | *W EXP 07/08/202 | 535219117 |
| WB | WEIBO CORP | 6,900 | $505 | 0.0% | — | — | Call | 948596101 |
| IP | INTL PAPER CO | 10,000 | $492 | 0.0% | $39.21 | -9.1% | COM | 460146103 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 25,000 | $436 | 0.0% | $16.07 | +7.0% | COM | 024061103 |
| — | FALCON MINERALS CORP | 254,000 | $432 | 0.0% | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| SVXY | PROSHARES TR II | 7,276 | $430 | 0.0% | $59.10 | — | SHT VIX ST TRM | 74347W130 |
| HEI/A | HEICO CORP NEW | 5,645 | $426 | 0.0% | $68.10 | 0.0% | CL A | 422806208 |
| FCX | FREEPORT-MCMORAN INC | 30,000 | $418 | 0.0% | $15.42 | -10.7% | CL B | 35671D857 |
| CRD/B | CRAWFORD & CO | 41,772 | $385 | 0.0% | $7.12 | 0.0% | CL B | 224633107 |
| EZA | ISHARES INC | 6,946 | $373 | 0.0% | $70.00 | — | MSCI STH AFR ETF | 464286780 |
| — | SHIRE PLC | 2,000 | $363 | 0.0% | $168.65 | — | SPONSORED ADR | 82481R106 |
| F | FORD MTR CO DEL | 37,843 | $350 | 0.0% | $6.85 | 0.0% | COM PAR $0.01 | 345370860 |
| GM | GENERAL MTRS CO | 10,087 | $340 | 0.0% | $33.08 | 0.0% | COM | 37045V100 |
| — | SEMPRA ENERGY | 3,090 | $315 | 0.0% | $101.94 | — | 6.75% CNV PFD B | 816851505 |
| — | BARCLAYS BK PLC | 15,436 | $264 | 0.0% | $29.93 | — | IPATH S&P MT ETN | 06740Q260 |
| SLB | SCHLUMBERGER LTD | 4,000 | $244 | 0.0% | $52.03 | 0.0% | COM | 806857108 |
| NEM | NEWMONT MINING CORP | 7,500 | $227 | 0.0% | $27.06 | 0.0% | Call | 651639106 |
| — | BARRICK GOLD CORP | 15,000 | $166 | 0.0% | $11.30 | — | Call | 067901108 |
| — | SCANA CORP NEW | 4,000 | $156 | 0.0% | $39.00 | — | Put | 80589M102 |
| — | SCANA CORP NEW | 4,000 | $156 | 0.0% | $39.00 | — | COM | 80589M102 |
| — | ROSEHILL RES INC | 109,000 | $125 | 0.0% | $1.04 | — | *W EXP 09/16/202 | 777385113 |
| TOL | TOLL BROTHERS INC | 3,000 | $99 | 0.0% | $40.96 | -11.6% | COM | 889478103 |
| — | BLINK CHARGING CO | 113,732 | $96 | 0.0% | $1.65 | — | *W EXP 01/31/202 | 09354A118 |
| NEM | NEWMONT MINING CORP | 3,012 | $91 | 0.0% | $27.06 | 0.0% | COM | 651639106 |
| SLB | SCHLUMBERGER LTD | 1,000 | $61 | 0.0% | $52.03 | 0.0% | Put | 806857108 |
| — | BARRICK GOLD CORP | 2,036 | $23 | 0.0% | $11.30 | — | COM | 067901108 |