CIK: 0001535392 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 15, 2019
Total Value ($000): $747,831 (96.7% shares, 3.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PDC ENERGY INC | 2,022,717 | $82,284 | 11.0% | $37.17 | — | COM | 69327R101 |
| — | PENN VA CORP NEW | 1,729,382 | $76,266 | 10.2% | $48.09 | — | COM | 70788V102 |
| SATS | ECHOSTAR CORP | 1,534,909 | $55,947 | 7.5% | $35.47 | -11.1% | CL A | 278768106 |
| — | BONANZA CREEK ENERGY INC | 2,021,700 | $45,872 | 6.1% | $30.78 | — | COM NEW | 097793400 |
| ANIP | ANI PHARMACEUTICALS INC | 549,401 | $38,755 | 5.2% | $52.52 | +12.0% | COM | 00182C103 |
| GPRE | GREEN PLAINS INC | 2,300,856 | $38,378 | 5.1% | $17.20 | -12.8% | COM | 393222104 |
| BTU | PEABODY ENERGY CORP NEW | 1,057,801 | $29,968 | 4.0% | $23.03 | +22.5% | COM | 704551100 |
| VRTS | VIRTUS INVT PARTNERS INC | 300,791 | $29,342 | 3.9% | $85.51 | -11.6% | COM | 92828Q109 |
| — | BRIGHTSPHERE INVESTMNT GRP P | 1,842,796 | $24,988 | 3.3% | $13.54 | — | SHS | G1644T109 |
| — | SPIRIT MTA REIT | 3,526,712 | $22,888 | 3.1% | $8.27 | — | COM SHS BEN IN | 84861U105 |
| — | CAI INTERNATIONAL INC | 976,559 | $22,656 | 3.0% | $23.19 | — | COM | 12477X106 |
| — | ANI PHARMACEUTICALS INC | 18,779,000 | $20,614 | 2.8% | $2.12 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | ATLANTIC PWR CORP | 7,572,927 | $19,084 | 2.6% | $2.43 | — | COM NEW | 04878Q863 |
| — | FLY LEASING LTD | 1,291,068 | $17,868 | 2.4% | $12.54 | — | SPONSORED ADR | 34407D109 |
| CPRX | CATALYST PHARMACEUTICALS INC | 3,457,041 | $17,631 | 2.4% | $3.09 | -4.9% | COM | 14888U101 |
| INSW | INTERNATIONAL SEAWAYS INC | 868,170 | $14,880 | 2.0% | $11.50 | -4.2% | COM | Y41053102 |
| — | ABRAXAS PETE CORP | 9,648,318 | $12,060 | 1.6% | $1.92 | — | COM | 003830106 |
| AER | AERCAP HOLDINGS NV | 258,000 | $12,007 | 1.6% | $44.45 | 0.0% | SHS | N00985106 |
| — | CONTURA ENERGY INC | 184,382 | $10,679 | 1.4% | $64.32 | — | COM | 21241B100 |
| GNK | GENCO SHIPPING & TRADING LTD | 1,397,841 | $10,428 | 1.4% | $10.80 | -24.4% | SHS | Y2685T131 |
| — | SPARTAN ENERGY ACQUISITON CO | 900,000 | $8,846 | 1.2% | $9.63 | — | CL A COM STK | 846784106 |
| — | GRAF INDL CORP | 850,000 | $8,364 | 1.1% | $9.60 | — | COM | 384278107 |
| — | STEMLINE THERAPEUTICS INC | 636,513 | $8,179 | 1.1% | $12.85 | — | COM | 85858C107 |
| — | EIGER BIOPHARMACEUTICALS INC | 547,284 | $7,651 | 1.0% | $10.16 | — | COM | 28249U105 |
| — | NAVIOS MARITIME CONTAINERS L | 3,192,328 | $7,630 | 1.0% | $2.81 | — | COM UNIT RP LP | Y62151108 |
| — | CF FIN ACQUISITION CORP | 700,000 | $6,930 | 0.9% | $9.90 | — | COM CL A | 12528N107 |
| — | AMCI ACQUISITION CORP | 700,000 | $6,888 | 0.9% | $9.84 | — | CLASS A | 00165R101 |
| — | SIERRA ONCOLOGY INC | 3,688,609 | $6,308 | 0.8% | $1.37 | — | COM | 82640U107 |
| SVRA | SAVARA INC | 813,615 | $5,996 | 0.8% | $9.62 | -21.7% | COM | 805111101 |
| — | CHASERG TECHNLGY ACQUISITN C | 550,000 | $5,429 | 0.7% | $9.87 | — | CLASS A | 16166A103 |
| — | FINTECH ACQUISITION CORP III | 500,000 | $4,875 | 0.7% | $9.75 | — | COM CL A | 31811A101 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 500,000 | $4,875 | 0.7% | $9.75 | — | COM | 80821R109 |
| — | MENLO THERAPEUTICS INC | 561,138 | $4,405 | 0.6% | $7.85 | — | COM | 586858102 |
| — | RAMACO RES INC | 744,904 | $4,320 | 0.6% | $6.63 | — | COM | 75134P303 |
| — | AK STL CORP | 4,000,000 | $4,026 | 0.5% | $0.99 | — | NOTE 5.000%11/1 | 001546AP5 |
| — | CRESCENT ACQUISITION CORP | 400,000 | $4,000 | 0.5% | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | MONOCLE ACQUISITION CORP | 400,000 | $3,920 | 0.5% | $9.80 | — | COM | 609754106 |
| — | TRINE ACQUISITION CORP | 350,000 | $3,507 | 0.5% | $10.02 | — | UNIT 03/31/2021 | 89628U207 |
| — | COLLIER CREEK HOLDINGS | 350,000 | $3,479 | 0.5% | $9.65 | — | COM CL A | G22707106 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $3,469 | 0.5% | $9.50 | — | ORD SHS | G88950103 |
| — | ZAFGEN INC | 1,209,324 | $3,314 | 0.4% | $4.07 | — | COM | 98885E103 |
| SXC | SUNCOKE ENERGY INC | 371,432 | $3,153 | 0.4% | $9.71 | 0.0% | COM | 86722A103 |
| — | THUNDER BRIDGE ACQUISITION L | 300,000 | $3,060 | 0.4% | $9.71 | — | SHS CLASS A | G8857R100 |
| — | TWELVE SEAS INVESTMENT COMPA | 300,000 | $3,006 | 0.4% | $9.60 | — | SHS | G9145A107 |
| — | RMG ACQUISITION CORP | 250,000 | $2,508 | 0.3% | $10.03 | — | UNIT 99/99/9999 | 749641205 |
| — | NEW FRONTIER CORP | 250,000 | $2,475 | 0.3% | $9.62 | — | COM CL A | G6485P108 |
| — | DIAMONDPEAK HLDGS COR | 200,000 | $2,004 | 0.3% | $10.02 | — | UNIT 99/99/9999 | 25280H209 |
| — | ACAMAR PARTNERS ACQSITION CO | 200,000 | $2,000 | 0.3% | $10.00 | — | UNIT 12/30/2025 | 004285201 |
| — | MEGALITH FINL ACQUISITION CO | 200,000 | $1,996 | 0.3% | $9.51 | — | CL A COM | 58518F109 |
| — | CHURCHILL CAP CORP | 425,000 | $1,432 | 0.2% | $3.37 | — | *W EXP 09/11/202 | 17142R111 |
| — | PENSARE ACQUISITION CORP | 100,000 | $1,025 | 0.1% | $10.25 | — | COM | 70957E105 |
| — | VANTAGE ENERGY ACQUISITION | 100,000 | $1,022 | 0.1% | $10.22 | — | COM CL A | 92211L105 |
| — | PIVOTAL ACQUISITION CORP | 100,000 | $1,019 | 0.1% | $10.19 | — | UNIT 12/01/2025 | 72583A200 |
| — | TUSCAN HOLDINGS CORP | 100,000 | $976 | 0.1% | $9.76 | — | COM | 90069K104 |
| — | GORES METROPOULOS INC | 50,000 | $512 | 0.1% | $10.24 | — | UNIT 99/99/9999 | 382872208 |
| — | SPARTAN ENERGY ACQUISITON CO | 300,000 | $330 | 0.0% | $0.97 | — | *W EXP 08/27/202 | 846784122 |
| — | GRAF INDL CORP | 850,000 | $281 | 0.0% | $0.40 | — | *W EXP 12/31/202 | 384278115 |
| — | FINTECH ACQUISITION CORP III | 250,000 | $228 | 0.0% | $0.91 | — | *W EXP 12/01/202 | 31811A119 |
| — | CF FIN ACQUISITION CORP | 525,000 | $226 | 0.0% | $0.43 | — | *W EXP 04/30/202 | 12528N115 |
| — | THUNDER BRIDGE ACQUISITION L | 300,000 | $216 | 0.0% | $0.45 | — | *W EXP 01/01/202 | G8857R126 |
| — | AMCI ACQUISITION CORP | 700,000 | $196 | 0.0% | $0.28 | — | *W EXP 05/20/202 | 00165R119 |
| — | CHASERG TECHNLGY ACQUISITN C | 275,000 | $179 | 0.0% | $0.65 | — | *W EXP 04/10/202 | 16166A111 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 500,000 | $175 | 0.0% | $0.35 | — | *W EXP 12/31/202 | 80821R117 |
| — | COLLIER CREEK HOLDINGS | 116,666 | $135 | 0.0% | $1.20 | — | *W EXP 99/99/999 | G22707114 |
| — | MONOCLE ACQUISITION CORP | 400,000 | $128 | 0.0% | $0.32 | — | *W EXP 12/06/202 | 609754114 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $112 | 0.0% | $0.45 | — | RIGHT 02/20/2020 | G88950137 |
| — | NEW FRONTIER CORP | 125,000 | $88 | 0.0% | $1.18 | — | *W EXP 99/99/999 | G6485P124 |
| — | TWELVE SEAS INVESTMENT COMPA | 300,000 | $81 | 0.0% | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| — | TWELVE SEAS INVESTMENT COMPA | 300,000 | $78 | 0.0% | $0.36 | — | *W EXP 12/22/202 | G9145A115 |
| — | TUSCAN HOLDINGS CORP | 100,000 | $68 | 0.0% | $0.68 | — | *W EXP 04/01/202 | 90069K112 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $61 | 0.0% | $0.24 | — | *W EXP 02/20/202 | G88950129 |
| — | MEGALITH FINL ACQUISITION CO | 200,000 | $55 | 0.0% | $0.60 | — | *W EXP 08/26/202 | 58518F117 |