Location: Rowayton, CT
CIK: 0001315421 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $3.064B (69.1% shares, 30.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GLD | SPDR GOLD TRUST | 6,725,000 | $934M | 30.5% | — | — | Call | 78463V107 |
| IWM | ISHARES TR | 2,140,000 | $324M | 10.6% | — | — | Put | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 764,000 | $227M | 7.4% | $266.77 | — | Call | 78462F103 |
| — | ADVANCED MICRO DEVICES INC | 39,450,000 | $148M | 4.8% | $1.53 | — | Note | 007903BD8 |
| — | MEDICINES CO | 84,032,000 | $127M | 4.2% | $1.38 | — | Note | 584688AE5 |
| — | TESLA INC | 106,829,000 | $105M | 3.4% | $1.01 | — | Note | 88160RAC5 |
| XLP | SELECT SECTOR SPDR TR | 1,598,268 | $98.17M | 3.2% | $61.16 | — | SBI CONS STPLS | 81369Y308 |
| — | TESLA INC | 89,000,000 | $90.63M | 3.0% | $0.98 | — | Note | 88160RAG6 |
| XLF | SELECT SECTOR SPDR TR | 2,500,000 | $70M | 2.3% | $27.16 | — | Put | 81369Y605 |
| — | AK STL CORP | 67,316,000 | $67.45M | 2.2% | $1.66 | — | Note | 001546AP5 |
| XLE | SELECT SECTOR SPDR TR | 888,010 | $52.57M | 1.7% | $61.18 | — | ENERGY | 81369Y506 |
| — | RESTORATION HARDWARE HLDGS I | 28,575,000 | $42.43M | 1.4% | $1.17 | — | DBCV 7/1 | 761283AC4 |
| EWZ | ISHARES INC | 1,001,200 | $42.18M | 1.4% | $41.69 | — | MSCI BRAZIL ETF | 464286400 |
| — | CHESAPEAKE ENERGY CORP | 45,485,000 | $27.22M | 0.9% | $0.78 | — | Note | 165167CY1 |
| CRM | SALESFORCE COM INC | 180,000 | $26.72M | 0.9% | $153.32 | -2.1% | COM | 79466L302 |
| MSFT | MICROSOFT CORP | 185,000 | $25.72M | 0.8% | $101.93 | +27.5% | COM | 594918104 |
| — | GOLAR LNG LTD | 27,100,000 | $23.65M | 0.8% | $0.97 | — | Note | 38046YAB7 |
| CAT | CATERPILLAR INC DEL | 186,000 | $23.49M | 0.8% | $114.66 | -3.1% | COM | 149123101 |
| — | DHT HOLDINGS INC | 19,350,000 | $22.11M | 0.7% | $1.14 | — | Note | 23335SAD8 |
| — | GOPRO INC | 21,000,000 | $21.24M | 0.7% | $0.93 | — | Note | 38268TAB9 |
| — | GDS HLDGS LTD | 19,675,000 | $20.42M | 0.7% | $0.99 | — | Note | 36165LAB4 |
| — | SILVER STD RES INC | 19,870,000 | $20.12M | 0.7% | $0.95 | — | Note | 82823LAC0 |
| — | ZILLOW GROUP INC | 18,900,000 | $18.81M | 0.6% | $1.02 | — | Note | 98954MAB7 |
| — | PRETIUM RES INC | 17,000,000 | $17.77M | 0.6% | $0.84 | — | Note | 74139CAB8 |
| — | KAMAN CORP | 15,375,000 | $17.53M | 0.6% | $1.19 | — | Note | 483548AF0 |
| IQ | IQIYI INC | 1,041,000 | $16.79M | 0.5% | — | — | Put | 46267X108 |
| XLF | SELECT SECTOR SPDR TR | 544,000 | $15.23M | 0.5% | $27.16 | — | SBI INT-FINL | 81369Y605 |
| — | RWT HLDGS INC | 15,075,000 | $15.17M | 0.5% | $0.98 | — | Note | 749772AB5 |
| — | INTREXON CORP | 24,000,000 | $15.09M | 0.5% | $1.16 | — | Note | 46122TAA0 |
| — | TEVA PHARMACEUTICAL FIN LLC | 16,525,000 | $15.01M | 0.5% | $0.91 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | SHIP FIN INTL LTD | 13,325,000 | $14.53M | 0.5% | $1.03 | — | Note | 824689AG8 |
| — | COLONY CAP INC | 14,575,000 | $14.42M | 0.5% | $0.94 | — | Note | 19624RAB2 |
| — | INTERCEPT PHARMACEUTICALS IN | 16,000,000 | $13.78M | 0.4% | $0.84 | — | Note | 45845PAA6 |
| BA | BOEING CO | 35,000 | $13.32M | 0.4% | $355.85 | -1.0% | COM | 097023105 |
| — | OPKO HEALTH INC | 15,550,000 | $12.82M | 0.4% | $0.91 | — | Note | 68375NAD5 |
| — | REDWOOD TR INC | 12,500,000 | $12.72M | 0.4% | $0.99 | — | Note | 758075AD7 |
| SPY | SPDR S&P 500 ETF TR | 42,850 | $12.72M | 0.4% | $266.77 | — | TR UNIT | 78462F103 |
| EEM | ISHARES TR | 300,000 | $12.26M | 0.4% | $42.91 | — | Put | 464287234 |
| — | CALIFORNIA RES CORP | 1,196,800 | $12.21M | 0.4% | — | — | Put | 13057Q206 |
| — | SCORPIO TANKERS INC | 10,650,000 | $11.28M | 0.4% | $0.87 | — | Note | 80918TAB5 |
| EMB | ISHARES TR | 95,600 | $10.84M | 0.4% | $113.35 | — | JPMORGAN USD EMG | 464288281 |
| JPM | JPMORGAN CHASE & CO | 90,000 | $10.59M | 0.3% | $90.01 | +5.6% | COM | 46625H100 |
| UBER | UBER TECHNOLOGIES INC | 341,600 | $10.41M | 0.3% | — | — | Put | 90353T100 |
| — | APHRIA INC | 1,945,600 | $10.1M | 0.3% | — | — | Put | 03765K104 |
| — | GREENLIGHT CAP RE LTD | 10,000,000 | $9.433M | 0.3% | $0.94 | — | Note | 395366AB3 |
| AVGO | BROADCOM INC | 33,000 | $9.11M | 0.3% | $24.24 | -0.9% | COM | 11135F101 |
| EWH | ISHARES INC | 400,000 | $9.08M | 0.3% | $22.70 | — | MSCI HONG KG ETF | 464286871 |
| — | TRANSOCEAN INC | 10,500,000 | $8.739M | 0.3% | $0.83 | — | DEB 0.500% 1/3 | 893830BJ7 |
| CSCO | CISCO SYS INC | 175,000 | $8.646M | 0.3% | $42.79 | 0.0% | COM | 17275R102 |
| V | VISA INC | 50,000 | $8.6M | 0.3% | $170.31 | 0.0% | COM CL A | 92826C839 |
| EWW | ISHARES INC | 200,000 | $8.544M | 0.3% | $42.72 | — | MSCI MEXICO ETF | 464286822 |
| NIO | NIO INC | 5,166,100 | $8.057M | 0.3% | — | — | Put | 62914V106 |
| BABA | ALIBABA GROUP HLDG LTD | 45,000 | $7.525M | 0.2% | $152.06 | — | SPONSORED ADS | 01609W102 |
| — | CONTURA ENERGY INC | 265,958 | $7.436M | 0.2% | $62.17 | — | COM | 21241B100 |
| GPRO | GOPRO INC | 1,385,100 | $7.181M | 0.2% | $5.61 | -16.3% | CL A | 38268T103 |
| HD | HOME DEPOT INC | 30,000 | $6.96M | 0.2% | $187.08 | 0.0% | COM | 437076102 |
| BZUN | BAOZUN INC | 162,600 | $6.943M | 0.2% | — | — | Put | 06684L103 |
| — | SUNPOWER CORP | 7,450,000 | $6.809M | 0.2% | $0.84 | — | DBCV 4.000% 1/1 | 867652AL3 |
| MRK | MERCK & CO INC | 80,000 | $6.734M | 0.2% | $62.14 | +5.4% | COM | 58933Y105 |
| CME | CME GROUP INC | 30,000 | $6.34M | 0.2% | $39.16 | +319.6% | COM | 12572Q105 |
| — | MFA FINL INC | 6,000,000 | $6.177M | 0.2% | $1.01 | — | Note | 55272XAA0 |
| VZ | VERIZON COMMUNICATIONS INC | 100,000 | $6.036M | 0.2% | $40.44 | 0.0% | COM | 92343V104 |
| STZ | CONSTELLATION BRANDS INC | 26,000 | $5.389M | 0.2% | $175.84 | +2.9% | CL A | 21036P108 |
| — | GENERAL ELECTRIC CO | 600,000 | $5.364M | 0.2% | $8.94 | — | COM | 369604103 |
| — | CANOPY GROWTH CORP | 231,600 | $5.31M | 0.2% | — | — | Put | 138035100 |
| HTT | QUDIAN INC | 750,000 | $5.167M | 0.2% | — | — | Put | 747798106 |
| — | NOVAVAX INC | 11,850,000 | $5.039M | 0.2% | $0.38 | — | Note | 670002AB0 |
| — | TWO HBRS INVT CORP | 4,870,000 | $4.994M | 0.2% | $1.01 | — | Note | 90187BAA9 |
| XOM | EXXON MOBIL CORP | 60,000 | $4.236M | 0.1% | $56.88 | -5.5% | COM | 30231G102 |
| NKE | NIKE INC | 45,000 | $4.226M | 0.1% | $78.77 | 0.0% | CL B | 654106103 |
| — | ACCELERATE DIAGNOSTICS INC | 5,000,000 | $4.162M | 0.1% | $0.89 | — | Note | 00430HAB8 |
| ENPH | ENPHASE ENERGY INC | 166,359 | $3.698M | 0.1% | $13.76 | +86.3% | COM | 29355A107 |
| XME | SPDR SERIES TRUST | 135,000 | $3.435M | 0.1% | $25.44 | — | S&P METALS MNG | 78464A755 |
| MMM | 3M CO | 20,000 | $3.288M | 0.1% | $110.63 | 0.0% | COM | 88579Y101 |
| — | REALOGY HLDGS CORP | 450,000 | $3.006M | 0.1% | — | — | Put | 75605Y106 |
| — | WHITING PETE CORP NEW | 370,000 | $2.971M | 0.1% | — | — | Put | 966387409 |
| GLNG | GOLAR LNG LTD BERMUDA | 210,000 | $2.727M | 0.1% | — | — | Put | G9456A100 |
| — | WHITING PETE CORP NEW | 2,348,000 | $2.302M | 0.1% | $0.98 | — | Note | 966387AL6 |
| — | AURORA CANNABIS INC | 502,000 | $2.203M | 0.1% | — | — | Put | 05156X108 |
| TALO | TALOS ENERGY INC | 104,963 | $2.133M | 0.1% | $22.76 | -4.8% | COM | 87484T108 |
| — | VERASTEM INC | 3,675,000 | $1.731M | 0.1% | $0.79 | — | Note | 92337CAA2 |
| C | CITIGROUP INC | 20,000 | $1.381M | 0.0% | $54.15 | 0.0% | COM | 172967424 |
| — | NOBLE CORP PLC | 1,066,700 | $1.354M | 0.0% | — | — | Put | G65431101 |
| ACBCN 5.5 02/28/24 REGS | AURORA CANNABIS INC | 1,500,000 | $1.328M | 0.0% | $1.36 | — | DEBT 5.500% 2/2 | C0534LAA3 |
| NVAX | NOVAVAX INC | 250,000 | $1.255M | 0.0% | — | — | Put | 670002401 |
| — | TILRAY INC | 50,300 | $1.244M | 0.0% | — | — | Put | 88688T100 |
| NIO 4.5 02/01/24 REGS | NIO INC | 4,350,000 | $1.196M | 0.0% | $0.86 | — | DEBT 4.500% 2/0 | G6525FAA0 |
| — | BEST INC | 226,504 | $1.195M | 0.0% | $5.28 | — | SPONSORED ADS | 08653C106 |
| NRP | NATURAL RESOURCE PARTNERS L | 44,500 | $1.128M | 0.0% | — | — | Put | 63900P608 |
| — | MCDERMOTT INTL INC | 485,500 | $980K | 0.0% | — | — | Put | 580037703 |
| EGLE 5 08/01/24 REGS | EAGLE BULK SHIPPING INC | 628,000 | $670K | 0.0% | $1.07 | — | DEBT 5.000% 8/0 | Y21898AA2 |
| IQ 3.75 12/01/23 REGS | IQIYI INC | 625,000 | $620K | 0.0% | $1.19 | — | DEBT 3.750%12/0 | G4939KAA4 |
| RH | RH | 2,856 | $487K | 0.0% | $142.38 | 0.0% | COM | 74967X103 |
| — | NII HLDGS INC | 192,700 | $377K | 0.0% | $3.77 | — | COM PAR | 62913F508 |