CIK: 0001386462 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 16, 2021
Total Value ($000): $715,951 (83.2% shares, 16.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BLNK | BLINK CHARGING CO | 1,310,500 | $56,024 | 7.8% | $8.14 | +142.7% | Put | 09354A100 |
| PDD | PINDUODUO INC | 195,000 | $34,646 | 4.8% | $74.15 | — | Put | 722304102 |
| — | SOUTHWEST AIRLS CO | 20,000,000 | $29,158 | 4.1% | $1.46 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | LUMENTUM HLDGS INC | 13,769,000 | $22,742 | 3.2% | $1.47 | — | NOTE 0.250% 3/1 | 55024UAB5 |
| — | WYNDHAM DESTINATIONS INC | 460,182 | $20,644 | 2.9% | $30.07 | — | COM | 98310W108 |
| — | BARCLAYS BANK PLC | 1,100,000 | $18,469 | 2.6% | $15.50 | — | Put | 06746P621 |
| — | PINDUODUO INC | 13,000,000 | $16,095 | 2.2% | $1.24 | — | NOTE 12/0 | 722304AC6 |
| GDX | VANECK VECTORS ETF TR | 436,200 | $15,712 | 2.2% | $29.38 | — | Put | 92189F106 |
| — | VELODYNE LIDAR INC | 1,829,927 | $15,573 | 2.2% | $8.18 | — | *W EXP 09/29/202 | 92259F119 |
| — | SWITCHBACK ENERGY ACQUISTN C | 992,481 | $15,304 | 2.1% | $15.42 | — | *W EXP 07/25/202 | 87105M110 |
| PFE | PFIZER INC | 400,000 | $14,724 | 2.1% | — | — | Call | 717081103 |
| — | QUANTUMSCAPE CORP | 387,432 | $14,722 | 2.1% | $38.00 | — | *W EXP 11/25/202 | 74767V117 |
| — | HUAZHU GROUP LTD | 12,000,000 | $13,833 | 1.9% | $1.13 | — | NOTE 0.375%11/0 | 16949NAC3 |
| SLV | ISHARES SILVER TR | 554,202 | $13,617 | 1.9% | $23.22 | — | ISHARES | 46428Q109 |
| — | MP MATERIALS CORP | 866,175 | $13,313 | 1.9% | $15.37 | — | *W EXP 05/04/202 | 553368119 |
| SE | SEA LTD | 50,000 | $9,953 | 1.4% | $154.11 | — | Put | 81141R100 |
| — | NRG ENERGY INC | 8,225,000 | $9,383 | 1.3% | $1.04 | — | DBCV 2.750% 6/0 | 629377CG5 |
| — | CIIG MERGER CORP | 1,139,200 | $9,341 | 1.3% | $8.20 | — | *W EXP 12/31/202 | 12559C111 |
| — | DIREXION SHS ETF TR | 451,800 | $8,991 | 1.3% | — | — | Put | 25460G880 |
| — | SOCIAL CAP HEDSPIA HLDG CO I | 2,199,597 | $8,798 | 1.2% | $4.00 | — | *W EXP 99/99/999 | G8251K115 |
| — | XL FLEET CORP | 1,062,179 | $8,604 | 1.2% | $8.10 | — | *W EXP 06/01/202 | 9837FR118 |
| — | DESKTOP METAL INC | 1,734,273 | $8,342 | 1.2% | $4.81 | — | *W EXP 03/31/202 | 25058X113 |
| — | ROMEO POWER INC | 814,659 | $7,593 | 1.1% | $9.32 | — | *W EXP 02/21/202 | 776153116 |
| WSC | WILLSCOT MOBIL MINI HLDNG CO | 325,167 | $7,534 | 1.1% | $15.98 | +26.2% | COM CL A | 971378104 |
| GOEWQ | CANOO INC | 1,973,176 | $7,084 | 1.0% | $3.59 | — | *W EXP 12/21/202 | 13803R110 |
| — | TWITTER INC | 5,616,000 | $6,807 | 1.0% | $0.93 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| QSR | RESTAURANT BRANDS INTL INC | 109,800 | $6,710 | 0.9% | — | — | Put | 76131D103 |
| RF | REGIONS FINANCIAL CORP NEW | 400,000 | $6,448 | 0.9% | — | — | Call | 7591EP100 |
| PD | PAGERDUTY INC | 150,000 | $6,255 | 0.9% | — | — | Put | 69553P100 |
| CRM | SALESFORCE COM INC | 26,900 | $5,986 | 0.8% | $216.28 | +11.1% | Call | 79466L302 |
| LOW | LOWES COS INC | 36,700 | $5,891 | 0.8% | — | — | Put | 548661107 |
| AAPL | APPLE INC | 42,000 | $5,573 | 0.8% | $105.97 | +10.4% | Put | 037833100 |
| GDX | VANECK VECTORS ETF TR | 153,951 | $5,545 | 0.8% | $29.38 | — | GOLD MINERS ETF | 92189F106 |
| — | RUSH STREET INTERACTIVE INC | 710,156 | $5,439 | 0.8% | $7.66 | — | *W EXP 02/21/202 | 782011118 |
| PSLV | SPROTT PHYSICAL SILVER TR | 572,104 | $5,343 | 0.7% | $9.34 | — | TR UNIT | 85207K107 |
| — | IQIYI INC | 6,000,000 | $5,299 | 0.7% | $0.88 | — | NOTE 2.000% 4/0 | 46267XAD0 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 3,800 | $5,269 | 0.7% | — | — | Put | 169656105 |
| — | ZYNGA INC | 517,000 | $5,103 | 0.7% | $9.37 | — | CL A | 98986T108 |
| — | OPENDOOR TECHNOLOGIES INC | 640,490 | $4,945 | 0.7% | $7.72 | — | *W EXP 12/18/202 | 683712111 |
| TSLA | TESLA INC | 7,000 | $4,940 | 0.7% | — | — | Put | 88160R101 |
| HLT | HILTON WORLDWIDE HLDGS INC | 44,000 | $4,895 | 0.7% | — | — | Put | 43300A203 |
| CSTM | CONSTELLIUM SE | 340,210 | $4,760 | 0.7% | $7.71 | +46.6% | CL A SHS | F21107101 |
| — | STABLE RD ACQUISITION CORP | 884,284 | $4,678 | 0.7% | $5.29 | — | *W EXP 05/15/202 | 85236Q117 |
| — | PAE INC | 503,460 | $4,622 | 0.6% | $9.29 | — | COM CL A | 69290Y109 |
| LKQ | LKQ CORP | 130,000 | $4,581 | 0.6% | $22.90 | +34.1% | COM | 501889208 |
| A | AGILENT TECHNOLOGIES INC | 38,300 | $4,538 | 0.6% | — | — | Put | 00846U101 |
| PFGC | PERFORMANCE FOOD GROUP CO | 92,223 | $4,391 | 0.6% | $32.16 | +31.0% | COM | 71377A103 |
| SMPL | SIMPLY GOOD FOODS CO | 138,678 | $4,349 | 0.6% | $18.28 | +27.3% | COM | 82900L102 |
| — | GORES HLDGS IV INC | 1,023,565 | $4,248 | 0.6% | $4.15 | — | *W EXP 01/22/202 | 382865111 |
| — | IQIYI INC | 4,000,000 | $4,043 | 0.6% | $1.01 | — | NOTE 3.750%12/0 | 46267XAB4 |
| CPRI | CAPRI HOLDINGS LIMITED | 96,000 | $4,032 | 0.6% | $16.96 | +80.5% | SHS | G1890L107 |
| — | FISKER INC | 818,603 | $4,028 | 0.6% | $4.92 | — | *W EXP 12/01/202 | 33813J114 |
| — | GRANITE CONSTR INC | 3,500,000 | $3,788 | 0.5% | $1.08 | — | NOTE 2.750%11/0 | 387328AB3 |
| — | NOVAVAX INC | 3,000,000 | $3,784 | 0.5% | $1.22 | — | NOTE 3.750% 2/0 | 670002AB0 |
| — | ELECTRAMECCANICA VEHS CORP | 980,321 | $3,696 | 0.5% | $2.27 | — | *W EXP 08/03/202 | 284849114 |
| — | INFRA AND ENERGY ALTRNTIVE I | 1,264,127 | $3,628 | 0.5% | $1.66 | — | *W EXP 05/20/202 | 45686J112 |
| SBUX | STARBUCKS CORP | 33,200 | $3,552 | 0.5% | — | — | Put | 855244109 |
| — | HOSTESS BRANDS INC | 2,164,288 | $3,441 | 0.5% | $1.34 | — | *W EXP 11/04/202 | 44109J114 |
| — | NUVEEN DOW 30 DYNAMIC OVERWR | 225,651 | $3,430 | 0.5% | $13.13 | — | SHS | 67075F105 |
| — | STAR PEAK ENERGY TRANSITION | 559,364 | $3,311 | 0.5% | $5.92 | — | *W EXP 08/11/202 | 855185112 |
| — | CLOUDERA INC | 235,300 | $3,273 | 0.5% | $13.91 | — | COM | 18914U100 |
| — | PEBBLEBROOK HOTEL TR | 3,000,000 | $3,191 | 0.4% | $1.06 | — | NOTE 1.750%12/1 | 70509VAA8 |
| — | CF ACQUISITION CORP IV | 285,374 | $2,936 | 0.4% | $10.29 | — | UNIT 12/31/2027 | 12520T201 |
| GDXJ | VANECK VECTORS ETF TR | 53,755 | $2,916 | 0.4% | $37.38 | — | JR GOLD MINERS E | 92189F791 |
| NOK | NOKIA CORP | 727,600 | $2,845 | 0.4% | — | — | Call | 654902204 |
| FLEX | FLEX LTD | 157,500 | $2,832 | 0.4% | $11.55 | 0.0% | ORD | Y2573F102 |
| — | WHOLE EARTH BRANDS INC | 2,030,803 | $2,803 | 0.4% | $1.22 | — | *W EXP 06/25/202 | 96684W126 |
| DXC | DXC TECHNOLOGY CO | 108,182 | $2,786 | 0.4% | $17.59 | +21.3% | COM | 23355L106 |
| — | SKILLZ INC | 384,121 | $2,773 | 0.4% | $7.22 | — | *W EXP 02/26/202 | 83067L117 |
| SPY | SPDR S&P 500 ETF TR | 7,300 | $2,729 | 0.4% | $373.84 | — | TR UNIT | 78462F103 |
| — | APEX TECHNOLOGY ACQUISITION | 637,311 | $2,728 | 0.4% | $4.28 | — | *W EXP 09/18/202 | 03768F110 |
| GVA | GRANITE CONSTR INC | 100,000 | $2,671 | 0.4% | — | — | Call | 387328107 |
| — | IQIYI INC | 2,500,000 | $2,482 | 0.3% | $0.99 | — | NOTE 4.000%12/1 | 46267XAE8 |
| TRIRW | TRITERRAS INC | 1,071,293 | $2,378 | 0.3% | $2.22 | — | *W EXP 02/02/202 | G9103H110 |
| — | COHEN & STEERS QUALITY INCOM | 191,687 | $2,377 | 0.3% | $9.04 | — | COM | 19247L106 |
| — | NORTHERN GENESIS ACQUISITION | 414,592 | $2,338 | 0.3% | $5.64 | — | *W EXP 07/31/202 | 66516T112 |
| — | PERSHING SQUARE TONTINE HLDG | 84,158 | $2,333 | 0.3% | $22.69 | — | COM CL A | 71531R109 |
| — | TRITERRAS INC | 210,000 | $2,316 | 0.3% | $11.03 | — | SHS CL A | G9103H102 |
| — | MULTIPLAN CORPORATION | 1,542,877 | $2,314 | 0.3% | $1.50 | — | *W EXP 02/13/202 | 62548M118 |
| — | INSU ACQUISITION CORP II | 651,090 | $2,246 | 0.3% | $3.45 | — | *W EXP 09/01/202 | 457821114 |
| OUSTZ | COLONNADE ACQUISITION CORP | 611,250 | $2,188 | 0.3% | $3.58 | — | *W EXP 08/31/202 | G2283K102 |
| TMUS | T-MOBILE US INC | 16,000 | $2,158 | 0.3% | — | — | Put | 872590104 |
| — | LUMINAR TECHNOLOGIES INC | 123,940 | $2,128 | 0.3% | $17.17 | — | *W EXP 12/02/202 | 550424113 |
| — | LONGVIEW ACQUISITION CORP | 313,600 | $2,067 | 0.3% | $6.59 | — | *W EXP 05/27/202 | 543195119 |
| — | SWITCHBACK ENERGY ACQUISTN C | 50,000 | $2,004 | 0.3% | — | — | Put | 87105M102 |
| — | INTERPRIVATE ACQUISITION COR | 476,697 | $1,954 | 0.3% | $4.10 | — | *W EXP 10/24/202 | 46064A111 |
| — | GIGCAPITAL2 INC | 975,216 | $1,911 | 0.3% | $1.96 | — | *W EXP 02/28/202 | 375036118 |
| — | ADAM NAT RES FD INC | 166,066 | $1,888 | 0.3% | $11.21 | — | COM | 00548F105 |
| — | AMCI ACQUISITION CORP | 556,493 | $1,881 | 0.3% | $3.38 | — | *W EXP 05/20/202 | 00165R119 |
| QS | QUANTUMSCAPE CORP | 21,995 | $1,857 | 0.3% | $36.62 | 0.0% | COM CL A | 74767V109 |
| — | CF FINANCE ACQUISITION CORP | 765,927 | $1,846 | 0.3% | $2.41 | — | *W EXP 08/01/202 | 15725Q112 |
| — | MEGALITH FINL ACQUISITION CO | 602,829 | $1,748 | 0.2% | $2.05 | — | *W EXP 08/26/202 | 58518F117 |
| — | NESCO HLDGS INC | 1,763,100 | $1,693 | 0.2% | $0.47 | — | *W EXP 01/01/202 | 64083J112 |
| — | HOWARD HUGHES CORP | 21,000 | $1,658 | 0.2% | — | — | Put | 44267D107 |
| — | PAYA HOLDINGS INC | 454,693 | $1,637 | 0.2% | $3.60 | — | *W EXP 10/16/202 | 70434P111 |
| — | PAE INC | 693,579 | $1,595 | 0.2% | $2.24 | — | *W EXP 09/11/202 | 69290Y117 |
| — | WHOLE EARTH BRANDS INC | 137,692 | $1,501 | 0.2% | $8.13 | — | COM CL A | 96684W100 |
| SOHU | SOHU COM LTD | 94,061 | $1,499 | 0.2% | $11.23 | — | SPONSORED ADS | 83410S108 |
| — | GLOBAL BLUE GROUP HOLDING AG | 910,463 | $1,493 | 0.2% | $1.58 | — | *W EXP 08/28/202 | H33700115 |
| CCK | CROWN HLDGS INC | 14,580 | $1,461 | 0.2% | $45.50 | +91.9% | COM | 228368106 |
| — | GIGCAPITAL3 INC | 406,140 | $1,417 | 0.2% | $3.49 | — | *W EXP 05/18/202 | 37519D115 |
| — | BULL HORN HLDGS CORP | 106,303 | $1,210 | 0.2% | $11.38 | — | UNIT 10/13/2025 | G1686P114 |
| — | VOYA GLBL EQTY DIV & PREM OP | 225,167 | $1,175 | 0.2% | $5.95 | — | COM | 92912T100 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 258,564 | $1,151 | 0.2% | $4.45 | — | COM | 003009107 |
| XPO | XPO LOGISTICS INC | 9,500 | $1,132 | 0.2% | $27.65 | +31.0% | COM | 983793100 |
| GCMGW | GCM GROSVENOR INC | 616,055 | $1,107 | 0.2% | $1.80 | — | *W EXP 11/17/202 | 36831E116 |
| — | INVESCO SR INCOME TR | 274,359 | $1,092 | 0.2% | $3.98 | — | COM | 46131H107 |
| CCL | CARNIVAL CORP | 50,000 | $1,083 | 0.2% | $17.78 | 0.0% | Put | 143658300 |
| CCL | CARNIVAL CORP | 50,000 | $1,083 | 0.2% | $17.78 | 0.0% | Call | 143658300 |
| BABA | ALIBABA GROUP HLDG LTD | 4,500 | $1,047 | 0.1% | $294.00 | — | Call | 01609W102 |
| — | WESTERN AST INFL LKD OPP & I | 80,989 | $1,005 | 0.1% | $11.24 | — | COM | 95766R104 |
| RBOTW | D8 HOLDINGS CORP | 940,550 | $988 | 0.1% | $1.05 | — | *W EXP 08/05/202 | G2614K128 |
| — | BLACKROCK RES & COMMODITIES | 126,124 | $935 | 0.1% | $5.97 | — | SHS | 09257A108 |
| — | AT HOME GROUP INC | 60,000 | $928 | 0.1% | $15.47 | — | COM | 04650Y100 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 70,255 | $905 | 0.1% | $12.88 | — | COM | 6706ER101 |
| VTRS | VIATRIS INC | 47,800 | $896 | 0.1% | — | — | Call | 92556V106 |
| CRM | SALESFORCE COM INC | 4,000 | $890 | 0.1% | $216.28 | +11.1% | COM | 79466L302 |
| XOM | EXXON MOBIL CORP | 21,500 | $886 | 0.1% | — | — | Call | 30231G102 |
| — | MALACCA STRAITS ACQUISITION | 88,566 | $878 | 0.1% | $9.91 | — | COM CL A | G5859B117 |
| CNNE | CANNAE HLDGS INC | 19,500 | $863 | 0.1% | $38.64 | 0.0% | COM | 13765N107 |
| — | TIFFANY & CO NEW | 6,500 | $854 | 0.1% | — | — | Call | 886547108 |
| — | IMMATICS N.V | 292,547 | $843 | 0.1% | $2.88 | — | *W EXP 07/01/202 | N44445117 |
| — | DIREXION SHS ETF TR | 85,000 | $829 | 0.1% | — | — | Put | 25460G807 |
| IPAR | INTER PARFUMS INC | 13,627 | $824 | 0.1% | $43.81 | +14.8% | COM | 458334109 |
| — | DISCOVERY INC | 30,000 | $786 | 0.1% | $26.20 | — | COM SER C | 25470F302 |
| — | DOUYU INTL HLDGS LTD | 66,435 | $735 | 0.1% | $11.06 | — | SPONSORED ADS | 25985W105 |
| — | INFINERA CORP | 70,000 | $734 | 0.1% | $10.48 | — | Call | 45667G103 |
| — | KALEYRA INC | 485,428 | $728 | 0.1% | $1.13 | — | *W EXP 11/25/202 | 483379111 |
| CLVRW | CLEVER LEAVES HOLDINGS INC | 472,920 | $728 | 0.1% | $1.54 | — | *W EXP 12/18/202 | 186760112 |
| — | ALTA EQUIPMENT GROUP INC | 364,058 | $726 | 0.1% | $1.05 | — | *W EXP 02/14/202 | 02128L114 |
| — | CANGO INC | 102,883 | $720 | 0.1% | $7.00 | — | ADS | 137586103 |
| — | MOMO INC | 50,000 | $698 | 0.1% | — | — | Call | 60879B107 |
| — | ARKO CORP | 500,000 | $680 | 0.1% | $1.36 | — | *W EXP 12/22/202 | 041242116 |
| OMC | OMNICOM GROUP INC | 10,694 | $667 | 0.1% | $44.48 | +6.9% | COM | 681919106 |
| — | SOGOU INC | 81,800 | $667 | 0.1% | $8.15 | — | ADR REPSTG A | 83409V104 |
| — | ALUSSA ENERGY ACQUISITION CO | 500,000 | $615 | 0.1% | $1.23 | — | *W EXP 10/31/202 | G0232J119 |
| — | BLUEGREEN VACATIONS HLDG COR | 45,402 | $614 | 0.1% | $13.52 | — | CLASS A | 096308101 |
| — | BURGUNDY TECHNOLOGY ACQU COR | 320,000 | $608 | 0.1% | $1.90 | — | *W EXP 08/31/202 | G1702T124 |
| LI | LI AUTO INC | 20,900 | $603 | 0.1% | — | — | Put | 50202M102 |
| — | BURGERFI INTERNATIONAL INC | 266,123 | $585 | 0.1% | $2.20 | — | *W EXP 12/16/202 | 12122L119 |
| — | GRID DYNAMICS HLDGS INC | 162,417 | $585 | 0.1% | $1.73 | — | *W EXP 03/05/202 | 39813G117 |
| PLTR | PALANTIR TECHNOLOGIES INC | 24,300 | $572 | 0.1% | — | — | Put | 69608A108 |
| — | INFINERA CORP | 54,300 | $569 | 0.1% | $10.48 | — | COM | 45667G103 |
| SSSS | SURO CAPITAL CORP | 43,200 | $565 | 0.1% | $10.47 | 0.0% | COM NEW | 86887Q109 |
| — | AERSALE CORPORATION | 303,000 | $564 | 0.1% | $1.86 | — | *W EXP 11/04/202 | 00810F114 |
| LILAK | LIBERTY LATIN AMERICA LTD | 50,000 | $555 | 0.1% | $10.86 | 0.0% | COM CL C | G9001E128 |
| — | TUSCAN HLDGS CORP | 113,759 | $541 | 0.1% | $4.76 | — | *W EXP 04/01/202 | 90069K112 |
| — | ALBERTON ACQUISITION CORP | 722,300 | $537 | 0.1% | $0.74 | — | RIGHT 04/26/2021 | G35006132 |
| — | ADVANTAGE SOLUTIONS INC | 187,500 | $531 | 0.1% | $2.83 | — | *W EXP 07/18/202 | 00791N110 |
| — | OSPREY TECHNLGY AQUISTION CO | 359,300 | $528 | 0.1% | $1.47 | — | *W EXP 10/30/202 | 68839R120 |
| — | ROMAN DBDR TECH ACQUISITION | 413,600 | $504 | 0.1% | $1.22 | — | *W EXP 10/31/202 | 77584N119 |
| — | BULL HORN HLDGS CORP | 330,879 | $457 | 0.1% | $1.38 | — | *W EXP 10/31/202 | G1686P122 |
| FLEX | FLEX LTD | 25,000 | $450 | 0.1% | $11.55 | 0.0% | Call | Y2573F102 |
| — | NEUBERGER BERMAN MLP & ENERG | 130,900 | $441 | 0.1% | $3.37 | — | COM | 64129H104 |
| — | HPX CORP | 409,000 | $438 | 0.1% | $1.07 | — | *W EXP 07/14/202 | G32219126 |
| VRRM | VERRA MOBILITY CORP | 32,397 | $435 | 0.1% | $11.77 | 0.0% | COM | 92511U102 |
| — | GOLDMAN SACHS MLP ENERGY REN | 56,100 | $427 | 0.1% | $7.61 | — | COM | 38148G206 |
| — | RIVERNORTH DOUBLELINE STRATE | 29,688 | $425 | 0.1% | $16.43 | — | COM | 76882G107 |
| — | TPG PACE BEN FIN CORP | 16,300 | $422 | 0.1% | — | — | Put | G8990D125 |
| OXY/WS | OCCIDENTAL PETE CORP | 61,262 | $417 | 0.1% | $6.81 | — | *W EXP 08/03/202 | 674599162 |
| — | KISMET ACQUISITION ONE CORP | 375,000 | $411 | 0.1% | $1.10 | — | *W EXP 99/99/999 | G52753111 |
| — | GOLDEN NUGGET ONLINE GAMIN | 44,650 | $402 | 0.1% | $9.00 | — | *W EXP 05/09/202 | 38113L115 |
| — | LEFTERIS ACQUISITION CORP | 36,795 | $399 | 0.1% | $10.84 | — | UNIT 11/01/2023 | 52470X208 |
| — | PROPERTY SOLUTIONS ACQUISITI | 351,052 | $369 | 0.1% | $1.05 | — | *W EXP 03/20/202 | 74348Q116 |
| — | INDUSTRIAL TECH ACQU INC | 349,896 | $367 | 0.1% | $1.05 | — | *W EXP 08/06/202 | 456357110 |
| — | GOOD WORKS ACQUISITION CORP | 36,795 | $366 | 0.1% | $9.95 | — | COM | 38216X107 |
| — | GO ACQUISITION CORP | 244,276 | $366 | 0.1% | $1.50 | — | *W EXP 08/31/202 | 362019119 |
| UTZ | UTZ BRANDS INC | 16,600 | $366 | 0.1% | $15.17 | +25.3% | Put | 918090101 |
| — | CURIOSITYSTREAM INC | 134,729 | $361 | 0.1% | $2.68 | — | *W EXP 10/14/202 | 23130Q115 |
| — | TPG PACE BEN FIN CORP | 48,944 | $359 | 0.1% | $7.33 | — | *W EXP 10/09/202 | G8990D117 |
| — | NOVUS CAP CORP | 75,985 | $351 | 0.0% | $4.62 | — | *W EXP 06/30/202 | 67012U116 |
| ADNT | ADIENT PLC | 10,050 | $349 | 0.0% | $17.43 | +61.8% | ORD SHS | G0084W101 |
| — | DIGINEX LIMITED | 104,230 | $349 | 0.0% | $3.35 | — | *W EXP 09/30/202 | Y2074E117 |
| — | FINSERV ACQUISITION CORP | 100,000 | $349 | 0.0% | $3.49 | — | *W EXP 12/31/202 | 318085115 |
| — | COLLECTIVE GROWTH CORP | 90,013 | $347 | 0.0% | $3.85 | — | *W EXP 04/30/202 | 19424L119 |
| — | DASEKE INC | 1,883,836 | $339 | 0.0% | $0.15 | — | *W EXP 02/27/202 | 23753F115 |
| — | FOLEY TRASIMENE ACQUISITION | 72,118 | $331 | 0.0% | $4.59 | — | *W EXP 08/11/202 | 344328117 |
| AGLWQ | LIV CAP ACQUISITION CORP | 416,718 | $292 | 0.0% | $0.59 | — | *W EXP 12/13/202 | G5510C116 |
| — | BLUESCAPE OPPORTUNITIES ACQU | 24,579 | $274 | 0.0% | $11.15 | — | UNIT 99/99/9999 | G1195N121 |
| — | INTL GNRL INSURANCE HLDNGS L | 332,109 | $262 | 0.0% | $0.60 | — | *W EXP 03/17/202 | G4809J114 |
| — | DIGITAL MEDIA SOLUTIONS INC | 162,475 | $257 | 0.0% | $1.25 | — | *W EXP 07/15/202 | 25401G114 |
| — | TWC TECH HLDGS II CORP | 150,000 | $248 | 0.0% | $1.65 | — | *W EXP 09/15/202 | 90117G113 |
| — | STAR PEAK ENERGY TRANSITION | 11,900 | $243 | 0.0% | — | — | Call | 855185104 |
| — | HYCROFT MINING HOLDING CORP | 160,462 | $228 | 0.0% | $1.57 | — | *W EXP 02/12/202 | 44862P117 |
| — | PETRA ACQUISITION INC | 249,900 | $222 | 0.0% | $0.89 | — | *W EXP 05/25/202 | 716421110 |
| — | RECHARGE ACQUISITION CORP | 21,795 | $222 | 0.0% | $10.19 | — | COM CL A | 756229100 |
| — | MONTES ARCHIMEDES ACQUISITIO | 21,795 | $222 | 0.0% | $10.19 | — | COM CL A | 612657106 |
| — | ATLANTIC AVE ACQUISITION COR | 21,795 | $220 | 0.0% | $10.09 | — | COM CL A | 04906P101 |
| — | EAST STONE ACQUISITION CORP | 343,509 | $220 | 0.0% | $0.64 | — | *W EXP 12/31/202 | G2911D116 |
| — | EMPOWER LTD | 21,795 | $218 | 0.0% | $10.00 | — | CL A COM | G3R39W102 |
| — | NEXTGEN ACQUISITION CORP | 21,654 | $218 | 0.0% | $10.07 | — | CL A | G65305107 |
| — | CHURCHILL CAPITAL CORP IV | 21,795 | $218 | 0.0% | $10.00 | — | CL A | 171439102 |
| NOTE | DUDDELL STREET ACQUISITN COR | 21,795 | $217 | 0.0% | $118.46 | 0.0% | CL A | G28553108 |
| — | BULL HORN HLDGS CORP | 21,241 | $216 | 0.0% | $10.17 | — | SHS | G1686P106 |
| — | NEWHOLD INVESTMENT CORP | 138,160 | $205 | 0.0% | $1.48 | — | *W EXP 03/10/202 | 651448110 |
| GNW | GENWORTH FINL INC | 50,155 | $190 | 0.0% | $4.17 | -1.4% | COM CL A | 37247D106 |
| — | NEW BEGINNINGS ACQUISITION C | 174,000 | $174 | 0.0% | $1.00 | — | *W EXP 11/01/202 | 64222H118 |
| — | LION GROUP HOLDING LTD | 1,867,340 | $163 | 0.0% | $0.11 | — | *W EXP 06/17/202 | 53620U110 |
| — | RECHARGE ACQUISITION CORP | 15,000 | $161 | 0.0% | $10.73 | — | UNIT 99/99/9999 | 756229209 |
| — | DUDDELL STREET ACQUISITN COR | 15,000 | $160 | 0.0% | $10.67 | — | UNIT 10/21/2025 | G28553124 |
| — | ATLANTIC AVE ACQUISITION COR | 15,000 | $159 | 0.0% | $10.60 | — | UNIT 99/99/9999 | 04906P200 |
| — | MONTES ARCHIMEDES ACQUISITIO | 15,000 | $158 | 0.0% | $10.53 | — | UNIT 09/30/2025 | 612657205 |
| EMPW/U | EMPOWER LTD | 15,000 | $156 | 0.0% | $10.40 | — | UNIT 99/99/9999 | G3R39W128 |
| — | CHURCHILL CAPITAL CORP IV | 15,000 | $155 | 0.0% | $10.33 | — | UNIT 99/99/9999 | 171439201 |
| — | NEXTGEN ACQUISITION CORP | 15,062 | $155 | 0.0% | $10.29 | — | UNIT 11/26/2020 | G65305115 |
| — | DASEKE INC | 26,275 | $153 | 0.0% | $5.82 | — | COM | 23753F107 |
| — | FALCON MINERALS CORP | 1,014,000 | $148 | 0.0% | $0.08 | — | *W EXP 07/21/202 | 30607B208 |
| — | LIONHEART ACQUISITION CORP I | 125,000 | $146 | 0.0% | $1.17 | — | *W EXP 02/14/202 | 53625R112 |
| — | CHP MERGER CORP | 112,500 | $146 | 0.0% | $1.30 | — | *W EXP 11/22/202 | 12558Y114 |
| — | SOFTWARE ACQUISITN GRUP INC | 99,000 | $134 | 0.0% | $1.35 | — | *W EXP 09/17/202 | 83407F119 |
| — | GLRY STR NW MDIA GRUP HLDG L | 1,595,475 | $128 | 0.0% | $0.06 | — | *W EXP 02/13/202 | G39973113 |
| — | ALPHA HEALTHCARE ACQUISTN CO | 12,499 | $127 | 0.0% | $10.16 | — | CL A | 020751103 |
| — | MALACCA STRAITS ACQUISITION | 105,979 | $111 | 0.0% | $1.05 | — | *W EXP 99/99/999 | G5859B109 |
| — | 180 LIFE SCIENCES CORP | 320,238 | $106 | 0.0% | $0.33 | — | *W EXP 11/07/202 | 68236V112 |
| — | STABLE RD ACQUISITION CORP | 5,500 | $99 | 0.0% | $18.00 | — | COM CL A | 85236Q109 |
| — | ALPHA HEALTHCARE ACQUISTN CO | 8,602 | $91 | 0.0% | $9.93 | — | UNIT 09/21/2027 | 020751202 |
| — | PAVMED INC | 77,066 | $90 | 0.0% | $0.93 | — | *W EXP 04/30/202 | 70387R122 |
| — | BROADMARK RLTY CAP INC | 316,432 | $85 | 0.0% | $0.36 | — | *W EXP 11/15/202 | 11135B118 |
| — | BROOGE ENERGY LTD | 126,476 | $78 | 0.0% | $0.51 | — | *W EXP 12/20/202 | G1611B115 |
| — | AEA-BRIDGES IMPACT CORP | 50,000 | $77 | 0.0% | $1.54 | — | *W EXP 09/19/202 | G01046112 |
| — | HALL OF FAME RESORT & ENTMT | 274,517 | $71 | 0.0% | $0.26 | — | *W EXP 07/01/202 | 40619L110 |
| GDX | VANECK VECTORS ETF TR | 1,900 | $68 | 0.0% | $29.38 | — | Call | 92189F106 |
| — | AMERICAN INTL GROUP INC | 299,738 | $36 | 0.0% | $0.12 | — | *W EXP 01/19/202 | 026874156 |
| — | LUMINAR TECHNOLOGIES INC | 639 | $22 | 0.0% | $34.43 | — | COM CL A | 550424105 |
| — | GOOD WORKS ACQUISITION CORP | 18,397 | $19 | 0.0% | $1.03 | — | *W EXP 10/22/202 | 38216X115 |
| — | MONTES ARCHIMEDES ACQUISITIO | 10,897 | $17 | 0.0% | $1.56 | — | *W EXP 99/99/999 | 612657114 |
| — | RECHARGE ACQUISITION CORP | 10,897 | $17 | 0.0% | $1.56 | — | *W EXP 10/05/202 | 756229118 |
| — | DUDDELL STREET ACQUISITN COR | 10,897 | $16 | 0.0% | $1.47 | — | *W EXP 99/99/999 | G28553116 |
| — | FISKER INC | 1,000 | $15 | 0.0% | $15.00 | — | CL A COM STK | 33813J106 |
| — | UCOMMUNE INTERNATIONAL LTD | 50,000 | $13 | 0.0% | $0.26 | — | *W EXP 11/17/202 | G9449A118 |
| — | ATLANTIC AVE ACQUISITION COR | 10,897 | $12 | 0.0% | $1.10 | — | *W EXP 10/06/202 | 04906P119 |
| XOSWW | NEXTGEN ACQUISITION CORP | 7,218 | $11 | 0.0% | $1.52 | — | *W EXP 10/06/202 | G65305123 |
| — | TARGET HOSPITALITY CORP | 149,999 | $11 | 0.0% | $0.07 | — | *W EXP 03/15/202 | 87615L115 |
| HLLY/WS | EMPOWER LTD | 7,265 | $8 | 0.0% | $1.10 | — | *W EXP 11/30/202 | G3R39W110 |
| — | CHURCHILL CAPITAL CORP IV | 4,359 | $7 | 0.0% | $1.61 | — | *W EXP 08/04/202 | 171439110 |
| — | ALPHA HEALTHCARE ACQUISTN CO | 6,249 | $7 | 0.0% | $1.12 | — | *W EXP 09/21/202 | 020751111 |
| CCL | CARNIVAL CORP | 276 | $6 | 0.0% | $17.78 | 0.0% | UNIT 99/99/9999 | 143658300 |
| — | BARCLAYS BANK PLC | 129 | $2 | 0.0% | $15.50 | — | IPTH SR B S&P | 06746P621 |
| — | INFRA AND ENERGY ALTRNTIVE I | 50 | $1 | 0.0% | $20.00 | — | COM | 45686J104 |
| — | PERSHING SQUARE TONTINE HLDG | 1 | $0 | 0.0% | — | — | *W EXP 07/24/202 | 71531R117 |