CIK: 0001386462 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value ($000): $1,195,642 (87.3% shares, 12.7% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 642,000 | $74,350 | 6.2% | $105.97 | 0.0% | Put | 037833100 |
| WMT | WALMART INC | 500,000 | $69,955 | 5.9% | $41.31 | 0.0% | Put | 931142103 |
| NVDA | NVIDIA CORPORATION | 100,000 | $54,122 | 4.5% | $11.60 | 0.0% | Put | 67066G104 |
| NFLX | NETFLIX INC | 100,000 | $50,003 | 4.2% | $49.77 | 0.0% | Put | 64110L106 |
| AMZN | AMAZON COM INC | 15,000 | $47,231 | 4.0% | $157.65 | 0.0% | Put | 023135106 |
| AAPL | APPLE INC | 295,000 | $34,164 | 2.9% | $105.97 | 0.0% | COM | 037833100 |
| NVDA | NVIDIA CORPORATION | 54,584 | $29,542 | 2.5% | $11.60 | 0.0% | COM | 67066G104 |
| WMT | WALMART INC | 210,496 | $29,450 | 2.5% | $41.31 | 0.0% | COM | 931142103 |
| AMZN | AMAZON COM INC | 9,000 | $28,339 | 2.4% | $157.65 | 0.0% | COM | 023135106 |
| CRM | SALESFORCE COM INC | 111,900 | $28,123 | 2.4% | $216.28 | 0.0% | Put | 79466L302 |
| — | PURPLE INNOVATION INC | 3,754,390 | $25,380 | 2.1% | $6.76 | — | *W EXP 02/02/202 | 74640Y114 |
| — | VERTIV HOLDINGS CO | 3,752,535 | $24,316 | 2.0% | $4.60 | — | *W EXP 06/12/202 | 92537N116 |
| NFLX | NETFLIX INC | 46,242 | $23,122 | 1.9% | $49.77 | 0.0% | COM | 64110L106 |
| — | WYNDHAM DESTINATIONS INC | 689,410 | $21,206 | 1.8% | $30.07 | — | COM | 98310W108 |
| GDX | VANECK VECTORS ETF TR | 478,200 | $18,726 | 1.6% | $29.38 | — | Put | 92189F106 |
| — | LUMENTUM HLDGS INC | 12,769,000 | $17,861 | 1.5% | $1.46 | — | NOTE 0.250% 3/1 | 55024UAB5 |
| BABA | ALIBABA GROUP HLDG LTD | 56,500 | $16,610 | 1.4% | $294.00 | — | Put | 01609W102 |
| — | ETSY INC | 10,000,000 | $15,761 | 1.3% | $1.58 | — | NOTE 0.125%10/0 | 29786AAJ5 |
| SE | SEA LTD | 101,300 | $15,604 | 1.3% | $154.11 | — | Put | 81141R100 |
| BLNK | BLINK CHARGING CO | 1,484,000 | $15,300 | 1.3% | $8.14 | 0.0% | Put | 09354A100 |
| PDD | PINDUODUO INC | 195,000 | $14,459 | 1.2% | $74.15 | — | Put | 722304102 |
| INTU | INTUIT | 42,600 | $13,897 | 1.2% | $302.64 | 0.0% | Put | 461202103 |
| INTU | INTUIT | 42,600 | $13,897 | 1.2% | $302.64 | 0.0% | Call | 461202103 |
| HD | HOME DEPOT INC | 49,200 | $13,663 | 1.1% | — | — | Put | 437076102 |
| HD | HOME DEPOT INC | 49,200 | $13,663 | 1.1% | — | — | Call | 437076102 |
| BIDU | BAIDU INC | 100,000 | $12,659 | 1.1% | $126.59 | — | Put | 056752108 |
| COST | COSTCO WHSL CORP NEW | 35,000 | $12,425 | 1.0% | $309.06 | 0.0% | Put | 22160K105 |
| — | SNAP INC | 8,820,000 | $12,237 | 1.0% | $1.39 | — | NOTE 0.750% 8/0 | 83304AAB2 |
| — | BARCLAYS BANK PLC | 487,500 | $12,139 | 1.0% | — | — | Put | 06746P621 |
| CRM | SALESFORCE COM INC | 47,404 | $11,914 | 1.0% | $216.28 | 0.0% | COM | 79466L302 |
| JD | JD.COM INC | 150,000 | $11,642 | 1.0% | $77.61 | — | Put | 47215P106 |
| — | MICROCHIP TECHNOLOGY INC. | 5,130,000 | $11,426 | 1.0% | $2.24 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | REALPAGE INC | 7,553,000 | $11,103 | 0.9% | $1.61 | — | NOTE 1.500%11/1 | 75606NAB5 |
| — | TWITTER INC | 9,366,000 | $10,408 | 0.9% | $0.93 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | CHINA LODGING GROUP LTD | 9,000,000 | $10,120 | 0.8% | $1.12 | — | NOTE 0.375%11/0 | 16949NAC3 |
| WSC | WILLSCOT MOBIL MINI HLDNG CO | 606,498 | $10,116 | 0.8% | $15.98 | 0.0% | COM CL A | 971378104 |
| — | NRG ENERGY INC | 8,225,000 | $8,570 | 0.7% | $1.04 | — | DBCV 2.750% 6/0 | 629377CG5 |
| — | DIREXION SHS ETF TR | 450,700 | $8,568 | 0.7% | — | — | Put | 25460G880 |
| GDX | VANECK VECTORS ETF TR | 215,030 | $8,421 | 0.7% | $29.38 | — | GOLD MINERS ETF | 92189F106 |
| OKTA | OKTA INC | 37,200 | $7,955 | 0.7% | — | — | Call | 679295105 |
| OKTA | OKTA INC | 37,200 | $7,955 | 0.7% | — | — | Put | 679295105 |
| — | MICROCHIP TECHNOLOGY INC. | 5,000,000 | $7,704 | 0.6% | $1.48 | — | NOTE 1.625% 2/1 | 595017AF1 |
| PANW | PALO ALTO NETWORKS INC | 30,000 | $7,343 | 0.6% | — | — | Call | 697435105 |
| PANW | PALO ALTO NETWORKS INC | 30,000 | $7,343 | 0.6% | — | — | Put | 697435105 |
| — | BILIBILI INC | 4,000,000 | $7,077 | 0.6% | $1.91 | — | NOTE 1.375% 4/0 | 090040AB2 |
| SRPT | SAREPTA THERAPEUTICS INC | 50,000 | $7,022 | 0.6% | $151.97 | 0.0% | Call | 803607100 |
| SRPT | SAREPTA THERAPEUTICS INC | 50,000 | $7,022 | 0.6% | $151.97 | 0.0% | Put | 803607100 |
| AVGO | BROADCOM INC | 18,700 | $6,813 | 0.6% | $29.64 | 0.0% | Call | 11135F101 |
| AVGO | BROADCOM INC | 18,700 | $6,813 | 0.6% | $29.64 | 0.0% | Put | 11135F101 |
| — | FIREEYE INC | 7,000,000 | $6,564 | 0.5% | $0.94 | — | NOTE 0.875% 6/0 | 31816QAF8 |
| COST | COSTCO WHSL CORP NEW | 17,790 | $6,315 | 0.5% | $309.06 | 0.0% | COM | 22160K105 |
| — | CREE INC | 5,000,000 | $6,203 | 0.5% | $1.08 | — | NOTE 0.875% 9/0 | 225447AB7 |
| BABA | ALIBABA GROUP HLDG LTD | 21,092 | $6,201 | 0.5% | $294.00 | — | SPONSORED ADS | 01609W102 |
| — | II-VI INC | 5,400,000 | $6,078 | 0.5% | $1.13 | — | NOTE 0.250% 9/0 | 902104AB4 |
| BIDU | BAIDU INC | 47,596 | $6,025 | 0.5% | $126.59 | — | SPON ADR REP A | 056752108 |
| SLV | ISHARES SILVER TR | 254,920 | $5,516 | 0.5% | $21.64 | — | ISHARES | 46428Q109 |
| — | TTM TECHNOLOGIES INC | 4,585,000 | $5,443 | 0.5% | $1.27 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | BLINK CHARGING CO | 890,108 | $5,403 | 0.5% | $3.85 | — | *W EXP 01/31/202 | 09354A118 |
| PDD | PINDUODUO INC | 71,990 | $5,338 | 0.4% | $74.15 | — | SPONSORED ADS | 722304102 |
| FIVE | FIVE BELOW INC | 40,000 | $5,080 | 0.4% | $93.75 | +21.4% | Call | 33829M101 |
| FIVE | FIVE BELOW INC | 40,000 | $5,080 | 0.4% | $93.75 | +21.4% | Put | 33829M101 |
| LOW | LOWES COS INC | 30,600 | $5,075 | 0.4% | — | — | Put | 548661107 |
| JD | JD.COM INC | 62,814 | $4,875 | 0.4% | $77.61 | — | SPON ADR CL A | 47215P106 |
| — | NEXTERA ENERGY INC | 100,000 | $4,775 | 0.4% | $47.75 | — | UNIT 99/99/9999 | 65339F739 |
| RF | REGIONS FINANCIAL CORP NEW | 400,000 | $4,612 | 0.4% | — | — | Call | 7591EP100 |
| — | CHURCHILL CAP CORP III | 395,000 | $4,049 | 0.3% | $10.25 | — | COM | 17144C104 |
| — | PAE INC | 455,890 | $3,875 | 0.3% | $9.30 | — | COM CL A | 69290Y109 |
| SMPL | SIMPLY GOOD FOODS CO | 175,648 | $3,873 | 0.3% | $18.28 | +27.1% | COM | 82900L102 |
| LKQ | LKQ CORP | 130,000 | $3,605 | 0.3% | $22.90 | +15.6% | COM | 501889208 |
| QSR | RESTAURANT BRANDS INTL INC | 61,200 | $3,520 | 0.3% | — | — | Put | 76131D103 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 2,800 | $3,482 | 0.3% | — | — | Put | 169656105 |
| — | PERSHING SQUARE TONTINE HLDG | 149,042 | $3,382 | 0.3% | $22.69 | — | COM CL A | 71531R109 |
| NOK | NOKIA CORP | 857,600 | $3,353 | 0.3% | — | — | Call | 654902204 |
| CCL | CARNIVAL CORP | 220,000 | $3,340 | 0.3% | — | — | Put | 143658300 |
| SHOP | SHOPIFY INC | 3,200 | $3,274 | 0.3% | — | — | Call | 82509L107 |
| DOC | HEALTHPEAK PROPERTIES INC | 120,400 | $3,269 | 0.3% | — | — | Call | 42250P103 |
| A | AGILENT TECHNOLOGIES INC | 31,900 | $3,220 | 0.3% | — | — | Put | 00846U101 |
| PFGC | PERFORMANCE FOOD GROUP CO | 92,223 | $3,193 | 0.3% | $32.16 | 0.0% | COM | 71377A103 |
| — | ZYNGA INC | 342,000 | $3,119 | 0.3% | $9.12 | — | CL A | 98986T108 |
| IWM | ISHARES TR | 20,668 | $3,096 | 0.3% | $141.70 | — | RUSSELL 2000 ETF | 464287655 |
| — | COHEN & STEERS QUALITY INCOM | 275,069 | $3,056 | 0.3% | $9.04 | — | COM | 19247L106 |
| — | SYNAPTICS INC | 2,425,000 | $3,011 | 0.3% | $1.24 | — | NOTE 0.500% 6/1 | 87157DAD1 |
| TSLA | TESLA INC | 7,000 | $3,003 | 0.3% | — | — | Put | 88160R101 |
| GDXJ | VANECK VECTORS ETF TR | 53,943 | $2,986 | 0.2% | $37.38 | — | JR GOLD MINERS E | 92189F791 |
| SNAP | SNAP INC | 113,500 | $2,963 | 0.2% | $21.33 | +9.1% | CL A | 83304A106 |
| — | SPIRIT AIRLS INC | 2,000,000 | $2,895 | 0.2% | $1.51 | — | NOTE 4.750% 5/1 | 848577AA0 |
| HLT | HILTON WORLDWIDE HLDGS INC | 33,500 | $2,858 | 0.2% | — | — | Put | 43300A203 |
| — | TORTOISE ACQUISITION CORP | 56,800 | $2,830 | 0.2% | $49.83 | — | Put | 89154L100 |
| — | GABELLI DIVID & INCOME TR | 146,794 | $2,694 | 0.2% | $18.95 | — | COM | 36242H104 |
| SBUX | STARBUCKS CORP | 30,600 | $2,629 | 0.2% | — | — | Put | 855244109 |
| — | PAE INC | 1,190,916 | $2,620 | 0.2% | $2.24 | — | *W EXP 09/11/202 | 69290Y117 |
| — | REDFIN CORP | 1,500,000 | $2,614 | 0.2% | $0.92 | — | NOTE 1.750% 7/1 | 75737FAA6 |
| CSTM | CONSTELLIUM SE | 330,210 | $2,592 | 0.2% | $7.60 | +8.7% | CL A SHS | F21107101 |
| — | REALPAGE INC | 2,500,000 | $2,587 | 0.2% | $1.08 | — | NOTE 1.500% 5/1 | 75606NAC3 |
| — | UTZ BRANDS INC | 378,970 | $2,478 | 0.2% | $6.54 | — | *W EXP 08/28/202 | 918090119 |
| — | TORTOISE ACQUISITION CORP | 49,405 | $2,462 | 0.2% | $49.83 | — | CL A | 89154L100 |
| — | NOVAVAX INC | 2,000,000 | $2,386 | 0.2% | $1.19 | — | NOTE 3.750% 2/0 | 670002AB0 |
| — | NUVEEN DOW 30 DYNAMIC OVERWR | 174,353 | $2,359 | 0.2% | $12.52 | — | SHS | 67075F105 |
| UTZ | UTZ BRANDS INC | 128,100 | $2,293 | 0.2% | $15.17 | 0.0% | Put | 918090101 |
| — | HIGHLAND INCOME FD | 250,572 | $2,152 | 0.2% | $13.88 | — | HIGHLAND INCOME | 43010E404 |
| CLX | CLOROX CO DEL | 10,000 | $2,102 | 0.2% | — | — | Put | 189054109 |
| CCK | CROWN HLDGS INC | 26,180 | $2,012 | 0.2% | $45.50 | +52.8% | COM | 228368106 |
| — | FG NEW AMER ACQUISITION CORP | 200,000 | $2,002 | 0.2% | $10.01 | — | UNIT 08/31/2027 | 30259V205 |
| TRIP | TRIPADVISOR INC | 100,000 | $1,959 | 0.2% | $21.01 | 0.0% | Put | 896945201 |
| AMZN | AMAZON COM INC | 600 | $1,889 | 0.2% | $157.65 | 0.0% | Call | 023135106 |
| SOHU | SOHU COM LTD | 90,614 | $1,800 | 0.2% | $11.05 | — | SPONSORED ADS | 83410S108 |
| CPRI | CAPRI HOLDINGS LIMITED | 96,000 | $1,728 | 0.1% | $16.96 | 0.0% | SHS | G1890L107 |
| — | WHOLE EARTH BRANDS INC | 205,200 | $1,711 | 0.1% | $8.13 | — | COM CL A | 96684W100 |
| SABR | SABRE CORP | 250,000 | $1,628 | 0.1% | $7.36 | +0.6% | Put | 78573M104 |
| — | TORTOISE ACQUISITION CORP | 62,686 | $1,598 | 0.1% | $25.49 | — | *W EXP 03/04/202 | 89154L118 |
| — | WESTERN AST INFL LKD OPP & I | 139,497 | $1,568 | 0.1% | $11.24 | — | COM | 95766R104 |
| FCX | FREEPORT-MCMORAN INC | 100,000 | $1,564 | 0.1% | $13.50 | 0.0% | Call | 35671D857 |
| FCX | FREEPORT-MCMORAN INC | 100,000 | $1,564 | 0.1% | $13.50 | 0.0% | Put | 35671D857 |
| DXC | DXC TECHNOLOGY CO | 84,182 | $1,503 | 0.1% | $16.52 | +10.4% | COM | 23355L106 |
| XPO | XPO LOGISTICS INC | 17,000 | $1,439 | 0.1% | $27.65 | +4.0% | COM | 983793100 |
| IPAR | INTER PARFUMS INC | 37,892 | $1,415 | 0.1% | $43.81 | -1.8% | COM | 458334109 |
| — | BARRICK GOLD CORP | 50,000 | $1,406 | 0.1% | $28.15 | — | Put | 067901108 |
| — | BARRICK GOLD CORP | 50,000 | $1,406 | 0.1% | $28.15 | — | Call | 067901108 |
| — | HOSTESS BRANDS INC | 1,649,847 | $1,353 | 0.1% | $1.26 | — | *W EXP 11/04/202 | 44109J114 |
| TRIP | TRIPADVISOR INC | 58,986 | $1,156 | 0.1% | $21.01 | 0.0% | COM | 896945201 |
| — | VOYA GLBL EQTY DIV & PREM OP | 230,882 | $1,143 | 0.1% | $5.95 | — | COM | 92912T100 |
| — | PALO ALTO NETWORKS INC | 1,000,000 | $1,129 | 0.1% | $1.08 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | MALACCA STRAITS ACQUISITION | 109,842 | $1,093 | 0.1% | $9.95 | — | UNIT 99/99/9999 | G5859B125 |
| INTU | INTUIT | 3,220 | $1,050 | 0.1% | $302.64 | 0.0% | COM | 461202103 |
| BILI | BILIBILI INC | 25,000 | $1,040 | 0.1% | — | — | Put | 090040106 |
| — | CHURCHILL CAP CORP III | 498,059 | $996 | 0.1% | $2.00 | — | *W EXP 03/01/202 | 17144C112 |
| — | BLACKROCK RES & COMMODITIES | 166,503 | $991 | 0.1% | $5.97 | — | SHS | 09257A108 |
| — | DIREXION SHS ETF TR | 84,900 | $959 | 0.1% | — | — | Put | 25460G807 |
| FCX | FREEPORT-MCMORAN INC | 59,402 | $929 | 0.1% | $13.50 | 0.0% | CL B | 35671D857 |
| PLNT | PLANET FITNESS INC | 15,000 | $924 | 0.1% | — | — | Put | 72703H101 |
| — | COLLECTIVE GROWTH CORP | 90,925 | $919 | 0.1% | $9.51 | — | UNIT 04/29/2025 | 19424L200 |
| — | BBX CAP CORP NEW | 67,308 | $901 | 0.1% | $13.39 | — | CL A | 05491N302 |
| — | WHOLE EARTH BRANDS INC | 905,086 | $878 | 0.1% | $1.03 | — | *W EXP 06/25/202 | 96684W126 |
| — | FITBIT INC | 120,575 | $839 | 0.1% | $6.82 | — | CL A | 33812L102 |
| — | VELODYNE LIDAR INC | 165,000 | $807 | 0.1% | $4.89 | — | *W EXP 09/29/202 | 92259F119 |
| SABR | SABRE CORP | 123,348 | $803 | 0.1% | $7.36 | +0.6% | COM | 78573M104 |
| OXY | OCCIDENTAL PETE CORP | 80,117 | $802 | 0.1% | $13.27 | 0.0% | COM | 674599105 |
| — | TIFFANY & CO NEW | 6,500 | $753 | 0.1% | $126.60 | — | Call | 886547108 |
| JPM | JPMORGAN CHASE & CO | 7,500 | $722 | 0.1% | $85.44 | 0.0% | COM | 46625H100 |
| — | MYLAN NV | 47,800 | $709 | 0.1% | — | — | Call | N59465109 |
| ADNT | ADIENT PLC | 40,000 | $693 | 0.1% | $17.43 | 0.0% | ORD SHS | G0084W101 |
| UNM | UNUM GROUP | 40,000 | $673 | 0.1% | — | — | Call | 91529Y106 |
| — | FORUM MERGER II CORP | 73,651 | $653 | 0.1% | $8.87 | — | *W EXP 09/30/202 | 34986F111 |
| — | ELECTRAMECCANICA VEHS CORP | 537,735 | $645 | 0.1% | $1.04 | — | *W EXP 08/03/202 | 284849114 |
| — | SERVICEMASTER GLOBAL HLDGS I | 15,341 | $612 | 0.1% | $35.70 | — | COM | 81761R109 |
| — | ALTA EQUIPMENT GROUP INC | 353,924 | $607 | 0.1% | $1.03 | — | *W EXP 02/14/202 | 02128L114 |
| XOM | EXXON MOBIL CORP | 16,500 | $566 | 0.0% | — | — | Call | 30231G102 |
| — | RIVERNORTH DOUBLELINE STRATE | 37,000 | $508 | 0.0% | $16.43 | — | COM | 76882G107 |
| OMC | OMNICOM GROUP INC | 9,875 | $489 | 0.0% | $44.23 | -0.5% | COM | 681919106 |
| SE | SEA LTD | 3,160 | $487 | 0.0% | $154.11 | — | SPONSORD ADS | 81141R100 |
| — | AMERICAN AIRLS GROUP INC | 500,000 | $464 | 0.0% | $0.94 | — | NOTE 6.500% 7/0 | 02376RAF9 |
| AAL | AMERICAN AIRLS GROUP INC | 35,000 | $430 | 0.0% | $12.66 | -1.0% | COM | 02376R102 |
| NEM | NEWMONT CORP | 6,641 | $421 | 0.0% | $47.84 | +15.2% | COM | 651639106 |
| — | KALEYRA INC | 295,328 | $419 | 0.0% | $0.90 | — | *W EXP 12/12/202 | 483379111 |
| VALE | VALE S A | 38,900 | $412 | 0.0% | $10.58 | — | Put | 91912E105 |
| — | ZYNGA INC | 45,000 | $410 | 0.0% | $9.12 | — | Call | 98986T108 |
| — | ALPHA HEALTHCARE ACQUISTN CO | 40,000 | $397 | 0.0% | $9.93 | — | UNIT 09/21/2027 | 020751202 |
| — | NESCO HLDGS INC | 1,304,239 | $391 | 0.0% | $0.30 | — | *W EXP 01/01/202 | 64083J112 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 218,115 | $377 | 0.0% | $6.00 | — | COM SER A | 531465102 |
| — | SPARTAN ENERGY ACQUISITION C | 85,000 | $372 | 0.0% | $4.38 | — | *W EXP 08/27/202 | 846784122 |
| — | WESTROCK CO | 10,671 | $371 | 0.0% | $28.26 | — | COM | 96145D105 |
| ACI | ALBERTSONS COS INC | 25,600 | $355 | 0.0% | $10.29 | -6.4% | COMMON STOCK | 013091103 |
| GFI | GOLD FIELDS LTD | 26,681 | $328 | 0.0% | $4.75 | — | SPONSORED ADR | 38059T106 |
| RGLD | ROYAL GOLD INC | 2,635 | $317 | 0.0% | $108.07 | +21.5% | COM | 780287108 |
| — | DMY TECHNOLOGY GROUP INC | 99,652 | $299 | 0.0% | $3.00 | — | *W EXP 02/21/202 | 233253111 |
| — | GRID DYNAMICS HLDGS INC | 162,417 | $289 | 0.0% | $1.73 | — | *W EXP 03/05/202 | 39813G117 |
| — | NIKOLA CORP | 13,400 | $274 | 0.0% | $67.53 | — | Put | 654110105 |
| SRPT | SAREPTA THERAPEUTICS INC | 1,920 | $270 | 0.0% | $151.97 | 0.0% | COM | 803607100 |
| SBSW | SIBANYE STILLWATER LTD | 22,680 | $253 | 0.0% | $4.73 | — | SPONSORED ADR | 82575P107 |
| — | HYCROFT MINING HOLDING CORP | 160,462 | $252 | 0.0% | $1.57 | — | *W EXP 02/12/202 | 44862P117 |
| — | BARRICK GOLD CORP | 8,845 | $249 | 0.0% | $28.15 | — | COM | 067901108 |
| — | COLONY CAP INC NEW | 88,900 | $243 | 0.0% | $2.73 | — | CL A COM | 19626G108 |
| VALE | VALE S A | 19,569 | $207 | 0.0% | $10.58 | — | SPONSORED ADS | 91912E105 |
| — | DASEKE INC | 1,390,951 | $203 | 0.0% | $0.14 | — | *W EXP 02/27/202 | 23753F115 |
| — | INFRA AND ENERGY ALTRNTIVE I | 545,341 | $198 | 0.0% | $0.07 | — | *W EXP 05/20/202 | 45686J112 |
| — | INTL GNRL INSURANCE HLDNGS L | 319,619 | $191 | 0.0% | $0.60 | — | *W EXP 03/17/202 | G4809J114 |
| CUK | CARNIVAL PLC | 14,600 | $189 | 0.0% | $12.95 | — | ADR | 14365C103 |
| GVA | GRANITE CONSTR INC | 10,000 | $176 | 0.0% | — | — | Put | 387328107 |
| — | HENNESSY CAP ACQUSTION CORP | 73,490 | $170 | 0.0% | $2.31 | — | *W EXP 09/05/202 | 42589C112 |
| — | ADAM NAT RES FD INC | 16,773 | $164 | 0.0% | $9.78 | — | COM | 00548F105 |
| — | LION GROUP HOLDING LTD | 1,753,904 | $158 | 0.0% | $0.11 | — | *W EXP 06/17/202 | 53620U110 |
| — | MEGALITH FINL ACQUISITION CO | 228,256 | $152 | 0.0% | $0.67 | — | *W EXP 08/26/202 | 58518F117 |
| — | MONOCLE ACQUISITION CORP | 303,000 | $151 | 0.0% | $0.50 | — | *W EXP 12/06/202 | 609754114 |
| — | 8I ENTERPRISES ACQUISITION C | 104,230 | $140 | 0.0% | $0.58 | — | *W EXP 10/29/202 | G2956M112 |
| — | ATLAS TECHNICAL CONSULTANTS | 261,850 | $135 | 0.0% | $0.55 | — | *W EXP 11/26/202 | 049430119 |
| — | BLUEGREEN VACATIONS CORP | 25,292 | $124 | 0.0% | $5.41 | — | COM | 09629F108 |
| PRPL | PURPLE INNOVATION INC | 4,963 | $123 | 0.0% | $21.26 | 0.0% | COM | 74640Y106 |
| GNW | GENWORTH FINL INC | 34,590 | $116 | 0.0% | $4.20 | -36.5% | COM CL A | 37247D106 |
| — | CF FIN ACQUISITION CORP | 115,415 | $113 | 0.0% | $0.98 | — | *W EXP 04/30/202 | 12528N115 |
| YTRA | YATRA ONLINE INC | 142,361 | $107 | 0.0% | $2.82 | -74.7% | ORD SHS | G98338109 |
| DXC | DXC TECHNOLOGY CO | 5,200 | $93 | 0.0% | $16.52 | +10.4% | Call | 23355L106 |
| — | BROADMARK RLTY CAP INC | 316,432 | $91 | 0.0% | $0.36 | — | *W EXP 11/15/202 | 11135B118 |
| — | GLRY STR NW MDIA GRUP HLDG L | 1,495,847 | $83 | 0.0% | $0.06 | — | *W EXP 02/13/202 | G39973113 |
| — | FALCON MINERALS CORP | 1,014,000 | $81 | 0.0% | $0.08 | — | *W EXP 07/21/202 | 30607B208 |
| UTZ | UTZ BRANDS INC | 4,504 | $81 | 0.0% | $15.17 | 0.0% | COM CL A | 918090101 |
| — | DIGITAL MEDIA SOLUTIONS INC | 75,364 | $65 | 0.0% | $0.86 | — | *W EXP 07/15/202 | 25401G114 |
| — | PAVMED INC | 77,066 | $64 | 0.0% | $0.93 | — | *W EXP 04/30/202 | 70387R122 |
| — | BROOGE ENERGY LTD | 126,476 | $63 | 0.0% | $0.51 | — | *W EXP 12/20/202 | G1611B115 |
| AGLWQ | LIV CAP ACQUISITION CORP | 100,000 | $47 | 0.0% | $0.26 | — | *W EXP 12/13/202 | G5510C116 |
| — | HALL OF FAME RESORT & ENTMT | 167,508 | $44 | 0.0% | $0.26 | — | *W EXP 07/01/202 | 40619L110 |
| BLNK | BLINK CHARGING CO | 4,045 | $42 | 0.0% | $8.14 | 0.0% | COM | 09354A100 |
| — | GLOBAL BLUE GROUP HOLDING AG | 57,363 | $37 | 0.0% | $0.65 | — | *W EXP 08/28/202 | H33700115 |
| — | FALCON MINERALS CORP | 11,207 | $27 | 0.0% | $2.41 | — | CL A COM | 30607B109 |
| — | KBL MERGER CORP IV | 63,186 | $15 | 0.0% | $0.24 | — | *W EXP 01/15/202 | 48242A112 |
| AVGO | BROADCOM INC | 37 | $13 | 0.0% | $29.64 | 0.0% | COM | 11135F101 |
| — | TARGET HOSPITALITY CORP | 149,999 | $11 | 0.0% | $0.07 | — | *W EXP 03/15/202 | 87615L115 |
| — | VERB TECHNOLOGY CO INC | 24,117 | $9 | 0.0% | $0.37 | — | *W EXP 03/14/202 | 92337U112 |
| — | TOUGHBUILT INDS INC | 57,402 | $3 | 0.0% | $0.06 | — | *W EXP 05/15/202 | 89157G116 |
| — | RIVERNORTH DOUBLELINE STRATE | 37,000 | $0 | 0.0% | — | — | RIGHT 10/01/2020 | 76882G123 |