F&V Capital Management, LLC Diversified Active

Location: BOCA RATON, FL

CIK: 0001569453 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Oct 16, 2015

Total Value ($000): $140,738 (100.0% shares, 0.0% debt)

Holdings (65)

New Positions (5)

PYPL PAYPAL HLDGS INC 1.8%

Value ($000) $2,492 Shares 80,305 Est. Cost $35.85 Unrealized 0.0%

C CITIGROUP INC 0.3%

Value ($000) $385 Shares 7,775 Est. Cost $40.76 Unrealized 0.0%

— DISCOVER FINL SVCS 0.1%

Value ($000) $201 Shares 3,872 Est. Cost $51.91 Unrealized —

FCX FREEPORT-MCMORAN INC 0.1%

Value ($000) $190 Shares 19,701 Est. Cost $10.82 Unrealized 0.0%

— ALEXCO RESOURCE CORP 0.0%

Value ($000) $8 Shares 20,000 Est. Cost $0.40 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PYPL	PAYPAL HLDGS INC	80,305	$2,492	1.8%	$35.85	0.0%	COM	70450Y103
C	CITIGROUP INC	7,775	$385	0.3%	$40.76	0.0%	COM NEW	172967424
—	DISCOVER FINL SVCS	3,872	$201	0.1%	$51.91	—	COM	254709108
FCX	FREEPORT-MCMORAN INC	19,701	$190	0.1%	$10.82	0.0%	CL B	35671D857
—	ALEXCO RESOURCE CORP	20,000	$8	0.0%	$0.40	—	COM	01535P106

Increased Positions (27)

— GOOGLE INC 4.1%

Value ($000) $5,815 (+1610.3%) Shares 9,110 (+1343.7%) Est. Cost $655.10 Unrealized —

EBAY EBAY INC 1.4%

Value ($000) $2,000 (-57.5%) Shares 81,865 (+4.8%) Est. Cost $20.33 Unrealized +17.7%

ATI ALLEGHENY TECHNOLOGIES INC 1.4%

Value ($000) $1,932 (-52.3%) Shares 136,265 (+1.5%) Est. Cost $35.59 Unrealized -43.5%

INTC INTEL CORP 4.1%

Value ($000) $5,820 (+42.6%) Shares 193,115 (+44.0%) Est. Cost $25.35 Unrealized -10.8%

GILD GILEAD SCIENCES INC 4.3%

Value ($000) $6,008 (+29.2%) Shares 61,195 (+54.0%) Est. Cost $72.99 Unrealized +6.2%

DHI D R HORTON INC 3.8%

Value ($000) $5,291 (+31.1%) Shares 180,215 (+22.1%) Est. Cost $21.51 Unrealized +22.1%

AEP AMERICAN ELEC PWR INC 3.2%

Value ($000) $4,510 (+36.4%) Shares 79,330 (+27.1%) Est. Cost $32.16 Unrealized +19.6%

MS MORGAN STANLEY 3.3%

Value ($000) $4,638 (-15.4%) Shares 147,269 (+4.1%) Est. Cost $19.22 Unrealized +41.8%

VZ VERIZON COMMUNICATIONS INC 3.5%

Value ($000) $4,993 (+17.7%) Shares 114,778 (+26.1%) Est. Cost $26.95 Unrealized +0.2%

GLW CORNING INC 4.2%

Value ($000) $5,871 (-9.1%) Shares 342,935 (+4.7%) Est. Cost $12.15 Unrealized +12.2%

FDX FEDEX CORP 3.7%

Value ($000) $5,255 (-9.1%) Shares 36,505 (+7.6%) Est. Cost $90.69 Unrealized +50.3%

COP CONOCOPHILLIPS 1.6%

Value ($000) $2,217 (-18.2%) Shares 46,245 (+4.8%) Est. Cost $40.89 Unrealized -10.0%

ALL ALLSTATE CORP 3.7%

Value ($000) $5,219 (+9.8%) Shares 89,615 (+22.3%) Est. Cost $41.98 Unrealized +18.5%

— MEDTRONIC INC 2.3%

Value ($000) $3,223 (+16.3%) Shares 48,150 (+28.7%) Est. Cost $71.67 Unrealized —

CSCO CISCO SYS INC 2.2%

Value ($000) $3,030 (+14.5%) Shares 115,455 (+19.8%) Est. Cost $20.46 Unrealized -4.3%

AMGN AMGEN INC 4.5%

Value ($000) $6,394 (-5.6%) Shares 46,230 (+4.8%) Est. Cost $79.69 Unrealized +45.9%

KMB KIMBERLY CLARK CORP 3.2%

Value ($000) $4,500 (+9.1%) Shares 41,270 (+6.0%) Est. Cost $65.30 Unrealized +18.5%

HELE HELEN OF TROY CORP LTD 0.4%

Value ($000) $603 (+153.4%) Shares 6,760 (+176.5%) Est. Cost $89.01 Unrealized +0.7%

MSFT MICROSOFT CORP 4.3%

Value ($000) $6,062 (+4.0%) Shares 136,980 (+3.8%) Est. Cost $38.98 Unrealized -0.1%

CVX CHEVRON CORP NEW 1.9%

Value ($000) $2,701 (-7.8%) Shares 34,245 (+12.7%) Est. Cost $72.31 Unrealized -25.5%

CAG CONAGRA FOODS INC 3.8%

Value ($000) $5,394 (-2.1%) Shares 133,170 (+5.7%) Est. Cost $19.08 Unrealized +22.8%

— MEDIVATION INC 0.2%

Value ($000) $306 (-25.7%) Shares 7,220 (+100.0%) Est. Cost $61.43 Unrealized —

BDX BECTON DICKINSON & CO 3.1%

Value ($000) $4,384 (-2.1%) Shares 33,050 (+4.5%) Est. Cost $82.57 Unrealized +44.4%

— HESS CORPORATION 0.2%

Value ($000) $278 (+21.9%) Shares 5,564 (+62.7%) Est. Cost $62.32 Unrealized —

SPY SPDR S&P 500 ETF TR 0.2%

Value ($000) $293 (+10.2%) Shares 1,529 (+18.2%) Est. Cost $203.09 Unrealized —

HOG HARLEY DAVIDSON INC 3.8%

Value ($000) $5,410 (+0.2%) Shares 98,555 (+2.9%) Est. Cost $57.00 Unrealized -1.0%

DES WISDOMTREE TR 0.2%

Value ($000) $224 (-1.8%) Shares 3,570 (+9.8%) Est. Cost $70.91 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	GOOGLE INC	9,110 (+1343.7%)	$5,815 (+1610.3%)	4.1%	$655.10	—	CL A	38259P508
EBAY	EBAY INC	81,865 (+4.8%)	$2,000 (-57.5%)	1.4%	$20.33	+17.7%	COM	278642103
ATI	ALLEGHENY TECHNOLOGIES INC	136,265 (+1.5%)	$1,932 (-52.3%)	1.4%	$35.59	-43.5%	COM	01741R102
INTC	INTEL CORP	193,115 (+44.0%)	$5,820 (+42.6%)	4.1%	$25.35	-10.8%	COM	458140100
GILD	GILEAD SCIENCES INC	61,195 (+54.0%)	$6,008 (+29.2%)	4.3%	$72.99	+6.2%	COM	375558103
DHI	D R HORTON INC	180,215 (+22.1%)	$5,291 (+31.1%)	3.8%	$21.51	+22.1%	COM	23331A109
AEP	AMERICAN ELEC PWR INC	79,330 (+27.1%)	$4,510 (+36.4%)	3.2%	$32.16	+19.6%	COM	025537101
MS	MORGAN STANLEY	147,269 (+4.1%)	$4,638 (-15.4%)	3.3%	$19.22	+41.8%	COM NEW	617446448
VZ	VERIZON COMMUNICATIONS INC	114,778 (+26.1%)	$4,993 (+17.7%)	3.5%	$26.95	+0.2%	COM	92343V104
GLW	CORNING INC	342,935 (+4.7%)	$5,871 (-9.1%)	4.2%	$12.15	+12.2%	COM	219350105
FDX	FEDEX CORP	36,505 (+7.6%)	$5,255 (-9.1%)	3.7%	$90.69	+50.3%	COM	31428X106
COP	CONOCOPHILLIPS	46,245 (+4.8%)	$2,217 (-18.2%)	1.6%	$40.89	-10.0%	COM	20825C104
ALL	ALLSTATE CORP	89,615 (+22.3%)	$5,219 (+9.8%)	3.7%	$41.98	+18.5%	COM	020002101
—	MEDTRONIC INC	48,150 (+28.7%)	$3,223 (+16.3%)	2.3%	$71.67	—	COM	585055106
CSCO	CISCO SYS INC	115,455 (+19.8%)	$3,030 (+14.5%)	2.2%	$20.46	-4.3%	COM	17275R102
AMGN	AMGEN INC	46,230 (+4.8%)	$6,394 (-5.6%)	4.5%	$79.69	+45.9%	COM	031162100
KMB	KIMBERLY CLARK CORP	41,270 (+6.0%)	$4,500 (+9.1%)	3.2%	$65.30	+18.5%	COM	494368103
HELE	HELEN OF TROY CORP LTD	6,760 (+176.5%)	$603 (+153.4%)	0.4%	$89.01	+0.7%	COM	G4388N106
MSFT	MICROSOFT CORP	136,980 (+3.8%)	$6,062 (+4.0%)	4.3%	$38.98	-0.1%	COM	594918104
CVX	CHEVRON CORP NEW	34,245 (+12.7%)	$2,701 (-7.8%)	1.9%	$72.31	-25.5%	COM	166764100
CAG	CONAGRA FOODS INC	133,170 (+5.7%)	$5,394 (-2.1%)	3.8%	$19.08	+22.8%	COM	205887102
—	MEDIVATION INC	7,220 (+100.0%)	$306 (-25.7%)	0.2%	$61.43	—	COM	58501N101
BDX	BECTON DICKINSON & CO	33,050 (+4.5%)	$4,384 (-2.1%)	3.1%	$82.57	+44.4%	COM	075887109
—	HESS CORPORATION	5,564 (+62.7%)	$278 (+21.9%)	0.2%	$62.32	—	COM	42809H107
SPY	SPDR S&P 500 ETF TR	1,529 (+18.2%)	$293 (+10.2%)	0.2%	$203.09	—	TR UNIT	78462F103
HOG	HARLEY DAVIDSON INC	98,555 (+2.9%)	$5,410 (+0.2%)	3.8%	$57.00	-1.0%	COM	412822108
DES	WISDOMTREE TR	3,570 (+9.8%)	$224 (-1.8%)	0.2%	$70.91	—	SMALLCAP DIVID	97717W604

Exited Positions (8)

ADI ANALOG DEVICES INC 2.6%

Value ($000) $3,652 Shares 56,905 Est. Cost $35.13 Unrealized +34.3%

TEX TEREX CORP NEW 1.3%

Value ($000) $1,866 Shares 80,295 Est. Cost $34.97 Unrealized -37.6%

BIDU BAIDU INC 0.5%

Value ($000) $686 Shares 3,450 Est. Cost $100.18 Unrealized —

EWY ISHARES TR 0.2%

Value ($000) $249 Shares 4,527 Est. Cost $61.50 Unrealized —

DXJ WISDOMTREE TR 0.2%

Value ($000) $233 Shares 4,075 Est. Cost $47.66 Unrealized —

SCZ ISHARES TR 0.2%

Value ($000) $222 Shares 4,370 Est. Cost $50.59 Unrealized —

— ARM HLDGS PLC 0.2%

Value ($000) $217 Shares 4,405 Est. Cost $36.52 Unrealized —

AIG AMERICAN INTL GROUP INC 0.2%

Value ($000) $216 Shares 3,500 Est. Cost $45.50 Unrealized +3.7%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ADI	ANALOG DEVICES INC	56,905	$3,652	2.6%	$35.13	+34.3%	—	032654105
TEX	TEREX CORP NEW	80,295	$1,866	1.3%	$34.97	-37.6%	—	880779103
BIDU	BAIDU INC	3,450	$686	0.5%	$100.18	—	—	056752108
EWY	ISHARES TR	4,527	$249	0.2%	$61.50	—	—	464286772
DXJ	WISDOMTREE TR	4,075	$233	0.2%	$47.66	—	—	97717W851
SCZ	ISHARES TR	4,370	$222	0.2%	$50.59	—	—	464288273
—	ARM HLDGS PLC	4,405	$217	0.2%	$36.52	—	—	042068106
AIG	AMERICAN INTL GROUP INC	3,500	$216	0.2%	$45.50	+3.7%	—	026874784

Decreased Positions (4)

ADM ARCHER-DANIELS-MIDLAND CO 2.8%

Value ($000) $3,899 (-43.2%) Shares 94,080 (-34.0%) Est. Cost $25.15 Unrealized +33.4%

AVY AVERY DENNISON CORP 2.3%

Value ($000) $3,212 (-41.3%) Shares 56,790 (-36.8%) Est. Cost $34.52 Unrealized +44.1%

TGNA TEGNA INC 0.2%

Value ($000) $216 (-31.6%) Shares 9,670 (-2.0%) Est. Cost $18.83 Unrealized -10.0%

EWW ISHARES INC 0.2%

Value ($000) $317 (-12.4%) Shares 6,155 (-3.1%) Est. Cost $65.50 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ADM	ARCHER-DANIELS-MIDLAND CO	94,080 (-34.0%)	$3,899 (-43.2%)	2.8%	$25.15	+33.4%	COM	039483102
AVY	AVERY DENNISON CORP	56,790 (-36.8%)	$3,212 (-41.3%)	2.3%	$34.52	+44.1%	COM	053611109
TGNA	TEGNA INC	9,670 (-2.0%)	$216 (-31.6%)	0.2%	$18.83	-10.0%	COM	87901J105
EWW	ISHARES INC	6,155 (-3.1%)	$317 (-12.4%)	0.2%	$65.50	—	MSCI MEXICO CAP	464286822

Unchanged Positions (29)

NEM NEWMONT MINING CORP 1.0%

Value ($000) $1,393 Shares 86,720 Est. Cost $23.35 Unrealized -40.0%

MRK MERCK & CO INC 2.9%

Value ($000) $4,070 Shares 82,420 Est. Cost $31.34 Unrealized +22.5%

— EMC CORP-MASS 2.7%

Value ($000) $3,861 Shares 159,810 Est. Cost $23.93 Unrealized —

MLI MUELLER INDUSTRIES INC 1.5%

Value ($000) $2,051 Shares 69,340 Est. Cost $11.06 Unrealized +15.7%

VMI VALMONT INDUSTRIES INC 0.9%

Value ($000) $1,334 Shares 14,065 Est. Cost $142.43 Unrealized -23.2%

HIG HARTFORD FINANCIAL SERVICES 2.4%

Value ($000) $3,346 Shares 73,100 Est. Cost $28.08 Unrealized +31.7%

AIZ ASSURANT INC 0.9%

Value ($000) $1,336 Shares 16,910 Est. Cost $37.94 Unrealized +59.9%

— HOUSTON WIRE & CABLE CO 0.2%

Value ($000) $316 Shares 49,983 Est. Cost $12.16 Unrealized —

ROP ROPER INDUSTRIES INC NEW 1.1%

Value ($000) $1,593 Shares 10,172 Est. Cost $113.55 Unrealized +36.7%

AAPL APPLE INC 0.8%

Value ($000) $1,089 Shares 9,878 Est. Cost $17.87 Unrealized +47.1%

IBB ISHARES TR 0.5%

Value ($000) $649 Shares 2,141 Est. Cost $173.69 Unrealized —

MET METLIFE INC 0.5%

Value ($000) $662 Shares 14,060 Est. Cost $24.43 Unrealized +34.7%

— BLACKSTONE GROUP L P 0.3%

Value ($000) $376 Shares 11,900 Est. Cost $25.35 Unrealized —

— DONNELLEY R R & SONS CO 0.3%

Value ($000) $396 Shares 27,210 Est. Cost $16.96 Unrealized —

— GOOGLE INC 0.3%

Value ($000) $391 Shares 644 Est. Cost $574.50 Unrealized —

QCOM QUALCOMM INC 0.2%

Value ($000) $341 Shares 6,350 Est. Cost $45.06 Unrealized -2.0%

EOG EOG RES INC 0.2%

Value ($000) $252 Shares 3,465 Est. Cost $77.78 Unrealized -26.5%

SLB SCHLUMBERGER LTD 0.1%

Value ($000) $204 Shares 2,967 Est. Cost $61.97 Unrealized -4.9%

— CELGENE CORP 0.5%

Value ($000) $657 Shares 6,075 Est. Cost $107.37 Unrealized —

TM TOYOTA MOTOR CORPORATION 0.2%

Value ($000) $269 Shares 2,301 Est. Cost $112.97 Unrealized —

DIS DISNEY WALT CO 0.2%

Value ($000) $306 Shares 3,000 Est. Cost $81.30 Unrealized +22.7%

ALV AUTOLIV INC 0.3%

Value ($000) $432 Shares 3,968 Est. Cost $40.38 Unrealized +47.1%

PHM PULTE GROUP INC 0.3%

Value ($000) $411 Shares 21,830 Est. Cost $16.76 Unrealized +6.6%

JNJ JOHNSON & JOHNSON 0.3%

Value ($000) $409 Shares 4,387 Est. Cost $59.66 Unrealized +21.5%

— WESTERN ASSET HIGH INCM FD I 0.1%

Value ($000) $88 Shares 13,637 Est. Cost $9.22 Unrealized —

— FRONTIER COMMUNICATIONS CORP 0.2%

Value ($000) $264 Shares 55,650 Est. Cost $5.86 Unrealized —

PEP PEPSICO INC 0.3%

Value ($000) $386 Shares 4,095 Est. Cost $56.00 Unrealized +24.1%

ARW ARROW ELECTRS INC 0.2%

Value ($000) $344 Shares 6,232 Est. Cost $38.94 Unrealized +42.6%

PM PHILIP MORRIS INTL INC 0.2%

Value ($000) $221 Shares 2,790 Est. Cost $49.85 Unrealized -1.9%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
NEM	NEWMONT MINING CORP	86,720	$1,393	1.0%	$23.35	-40.0%	COM	651639106
MRK	MERCK & CO INC	82,420	$4,070	2.9%	$31.34	+22.5%	COM	58933Y105
—	EMC CORP-MASS	159,810	$3,861	2.7%	$23.93	—	COM	268648102
MLI	MUELLER INDUSTRIES INC	69,340	$2,051	1.5%	$11.06	+15.7%	COM	624756102
VMI	VALMONT INDUSTRIES INC	14,065	$1,334	0.9%	$142.43	-23.2%	COM	920253101
HIG	HARTFORD FINANCIAL SERVICES	73,100	$3,346	2.4%	$28.08	+31.7%	COM	416515104
AIZ	ASSURANT INC	16,910	$1,336	0.9%	$37.94	+59.9%	COM	04621X108
—	HOUSTON WIRE & CABLE CO	49,983	$316	0.2%	$12.16	—	COM	44244K109
ROP	ROPER INDUSTRIES INC NEW	10,172	$1,593	1.1%	$113.55	+36.7%	COM	776696106
AAPL	APPLE INC	9,878	$1,089	0.8%	$17.87	+47.1%	COM	037833100
IBB	ISHARES TR	2,141	$649	0.5%	$173.69	—	NASDQ BIO INDX	464287556
MET	METLIFE INC	14,060	$662	0.5%	$24.43	+34.7%	COM	59156R108
—	BLACKSTONE GROUP L P	11,900	$376	0.3%	$25.35	—	COM UNIT LTD	09253U108
—	DONNELLEY R R & SONS CO	27,210	$396	0.3%	$16.96	—	COM	257867101
—	GOOGLE INC	644	$391	0.3%	$574.50	—	CL C	38259P706
QCOM	QUALCOMM INC	6,350	$341	0.2%	$45.06	-2.0%	COM	747525103
EOG	EOG RES INC	3,465	$252	0.2%	$77.78	-26.5%	COM	26875P101
SLB	SCHLUMBERGER LTD	2,967	$204	0.1%	$61.97	-4.9%	COM	806857108
—	CELGENE CORP	6,075	$657	0.5%	$107.37	—	COM	151020104
TM	TOYOTA MOTOR CORPORATION	2,301	$269	0.2%	$112.97	—	SP ADR REP2COM	892331307
DIS	DISNEY WALT CO	3,000	$306	0.2%	$81.30	+22.7%	COM DISNEY	254687106
ALV	AUTOLIV INC	3,968	$432	0.3%	$40.38	+47.1%	COM	052800109
PHM	PULTE GROUP INC	21,830	$411	0.3%	$16.76	+6.6%	COM	745867101
JNJ	JOHNSON & JOHNSON	4,387	$409	0.3%	$59.66	+21.5%	COM	478160104
—	WESTERN ASSET HIGH INCM FD I	13,637	$88	0.1%	$9.22	—	COM	95766J102
—	FRONTIER COMMUNICATIONS CORP	55,650	$264	0.2%	$5.86	—	COM	35906A108
PEP	PEPSICO INC	4,095	$386	0.3%	$56.00	+24.1%	COM	713448108
ARW	ARROW ELECTRS INC	6,232	$344	0.2%	$38.94	+42.6%	COM	042735100
PM	PHILIP MORRIS INTL INC	2,790	$221	0.2%	$49.85	-1.9%	COM	718172109