F&V Capital Management, LLC Diversified Active

Location: BOCA RATON, FL

CIK: 0001569453 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: Apr 13, 2016

Total Value ($000): $126,984 (100.0% shares, 0.0% debt)

Holdings (55)

New Positions (4)

MDT MEDTRONIC INC 2.6%

Value ($000) $3,243 Shares 43,245 Est. Cost $58.89 Unrealized 0.0%

META FACEBOOK 0.2%

Value ($000) $317 Shares 2,785 Est. Cost $104.78 Unrealized 0.0%

SLB SCHLUMBERGER LTD 0.2%

Value ($000) $235 Shares 3,187 Est. Cost $53.13 Unrealized 0.0%

— WESTERN ASSET HIGH INCM FD I 0.1%

Value ($000) $90 Shares 13,637 Est. Cost $6.60 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MDT	MEDTRONIC INC	43,245	$3,243	2.6%	$58.89	0.0%	SHS	G5960L103
META	FACEBOOK	2,785	$317	0.2%	$104.78	0.0%	CL A	30303M102
SLB	SCHLUMBERGER LTD	3,187	$235	0.2%	$53.13	0.0%	COM	806857108
—	WESTERN ASSET HIGH INCM FD I	13,637	$90	0.1%	$6.60	—	COM	95766J102

Increased Positions (10)

NEM NEWMONT MINING CORP 3.5%

Value ($000) $4,492 (+199.5%) Shares 169,030 (+102.7%) Est. Cost $20.73 Unrealized -12.3%

VZ VERIZON COMMUNICATIONS INC 6.4%

Value ($000) $8,187 (+54.0%) Shares 151,398 (+31.6%) Est. Cost $27.69 Unrealized +8.5%

AAPL APPLE INC 0.8%

Value ($000) $1,016 (+4.6%) Shares 9,330 (+1.1%) Est. Cost $17.92 Unrealized +25.8%

PM PHILIP MORRIS INTL INC 0.2%

Value ($000) $263 (+18.5%) Shares 2,685 (+5.9%) Est. Cost $50.18 Unrealized +11.3%

PHM PULTE GROUP INC 0.3%

Value ($000) $398 (+10.2%) Shares 21,280 (+4.9%) Est. Cost $16.68 Unrealized -9.4%

MU MICRON TECHNOLOGY INC 0.2%

Value ($000) $218 (+17.8%) Shares 20,860 (+59.1%) Est. Cost $13.85 Unrealized -21.3%

PEP PEPSICO INC 0.3%

Value ($000) $400 (+6.7%) Shares 3,910 (+4.0%) Est. Cost $56.66 Unrealized +29.3%

ALV AUTOLIV INC 0.4%

Value ($000) $515 (-4.1%) Shares 4,353 (+1.0%) Est. Cost $42.86 Unrealized +46.5%

MCD MCDONALDS CORP 0.2%

Value ($000) $238 (+8.7%) Shares 1,895 (+2.2%) Est. Cost $87.38 Unrealized +7.5%

— BLACKSTONE GROUP L P 0.2%

Value ($000) $301 (-2.3%) Shares 10,745 (+1.8%) Est. Cost $25.39 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
NEM	NEWMONT MINING CORP	169,030 (+102.7%)	$4,492 (+199.5%)	3.5%	$20.73	-12.3%	COM	651639106
VZ	VERIZON COMMUNICATIONS INC	151,398 (+31.6%)	$8,187 (+54.0%)	6.4%	$27.69	+8.5%	COM	92343V104
AAPL	APPLE INC	9,330 (+1.1%)	$1,016 (+4.6%)	0.8%	$17.92	+25.8%	COM	037833100
PM	PHILIP MORRIS INTL INC	2,685 (+5.9%)	$263 (+18.5%)	0.2%	$50.18	+11.3%	COM	718172109
PHM	PULTE GROUP INC	21,280 (+4.9%)	$398 (+10.2%)	0.3%	$16.68	-9.4%	COM	745867101
MU	MICRON TECHNOLOGY INC	20,860 (+59.1%)	$218 (+17.8%)	0.2%	$13.85	-21.3%	COM	595112103
PEP	PEPSICO INC	3,910 (+4.0%)	$400 (+6.7%)	0.3%	$56.66	+29.3%	COM	713448108
ALV	AUTOLIV INC	4,353 (+1.0%)	$515 (-4.1%)	0.4%	$42.86	+46.5%	COM	052800109
MCD	MCDONALDS CORP	1,895 (+2.2%)	$238 (+8.7%)	0.2%	$87.38	+7.5%	COM	580135101
—	BLACKSTONE GROUP L P	10,745 (+1.8%)	$301 (-2.3%)	0.2%	$25.39	—	COM UNIT LTD	09253U108

Exited Positions (10)

MS MORGAN STANLEY 3.7%

Value ($000) $4,692 Shares 147,514 Est. Cost $19.22 Unrealized +0.4%

— EMC CORP-MASS 3.1%

Value ($000) $3,978 Shares 154,930 Est. Cost $23.93 Unrealized —

— MEDTRONIC INC 2.9%

Value ($000) $3,626 Shares 47,150 Est. Cost $71.67 Unrealized —

HIG HARTFORD FINANCIAL SERVICES 2.5%

Value ($000) $3,154 Shares 72,585 Est. Cost $28.08 Unrealized +21.0%

C CITIGROUP INC 0.3%

Value ($000) $379 Shares 7,330 Est. Cost $40.76 Unrealized -23.3%

— DONNELLEY R R & SONS CO 0.3%

Value ($000) $325 Shares 22,090 Est. Cost $16.96 Unrealized —

SPY SPDR S&P 500 ETF TR 0.2%

Value ($000) $281 Shares 1,379 Est. Cost $203.09 Unrealized —

AIG AMERICAN INTL GROUP INC 0.2%

Value ($000) $216 Shares 3,500 Est. Cost $47.33 Unrealized -11.0%

— DISCOVER FINL SVCS 0.2%

Value ($000) $207 Shares 3,872 Est. Cost $51.91 Unrealized —

— ARM HLDGS PLC 0.2%

Value ($000) $205 Shares 4,540 Est. Cost $45.15 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MS	MORGAN STANLEY	147,514	$4,692	3.7%	$19.22	+0.4%	—	617446448
—	EMC CORP-MASS	154,930	$3,978	3.1%	$23.93	—	—	268648102
—	MEDTRONIC INC	47,150	$3,626	2.9%	$71.67	—	—	585055106
HIG	HARTFORD FINANCIAL SERVICES	72,585	$3,154	2.5%	$28.08	+21.0%	—	416515104
C	CITIGROUP INC	7,330	$379	0.3%	$40.76	-23.3%	—	172967424
—	DONNELLEY R R & SONS CO	22,090	$325	0.3%	$16.96	—	—	257867101
SPY	SPDR S&P 500 ETF TR	1,379	$281	0.2%	$203.09	—	—	78462F103
AIG	AMERICAN INTL GROUP INC	3,500	$216	0.2%	$47.33	-11.0%	—	026874784
—	DISCOVER FINL SVCS	3,872	$207	0.2%	$51.91	—	—	254709108
—	ARM HLDGS PLC	4,540	$205	0.2%	$45.15	—	—	042068106

Decreased Positions (31)

AMGN AMGEN INC 5.2%

Value ($000) $6,576 (-11.5%) Shares 43,865 (-4.1%) Est. Cost $79.69 Unrealized +39.0%

GLW CORNING INC 5.4%

Value ($000) $6,916 (+11.2%) Shares 331,095 (-2.7%) Est. Cost $12.15 Unrealized +17.3%

GILD GILEAD SCIENCES INC 4.4%

Value ($000) $5,624 (-10.3%) Shares 61,230 (-1.1%) Est. Cost $72.99 Unrealized -13.0%

INTC INTEL CORP 4.7%

Value ($000) $5,952 (-9.5%) Shares 184,015 (-3.6%) Est. Cost $25.35 Unrealized -3.8%

ROP ROPER INDUSTRIES INC NEW 1.0%

Value ($000) $1,241 (-31.3%) Shares 6,790 (-28.7%) Est. Cost $113.55 Unrealized +42.9%

DHI D R HORTON INC 4.1%

Value ($000) $5,235 (-8.7%) Shares 173,185 (-3.3%) Est. Cost $21.51 Unrealized +14.5%

AEP AMERICAN ELEC PWR INC 3.9%

Value ($000) $4,999 (+10.2%) Shares 75,295 (-3.3%) Est. Cost $32.16 Unrealized +35.8%

FDX FEDEX CORP 4.7%

Value ($000) $5,964 (+7.7%) Shares 36,655 (-1.4%) Est. Cost $91.46 Unrealized +30.3%

EBAY EBAY INC 1.5%

Value ($000) $1,899 (-14.5%) Shares 79,595 (-1.5%) Est. Cost $20.33 Unrealized +6.5%

GOOGL ALPHABET INC 5.2%

Value ($000) $6,633 (-4.4%) Shares 8,695 (-2.5%) Est. Cost $36.73 Unrealized -0.5%

MSFT MICROSOFT CORP 5.6%

Value ($000) $7,145 (-3.3%) Shares 129,373 (-2.8%) Est. Cost $38.98 Unrealized +18.2%

— FRONTIER COMMUNICATIONS CORP 0.0%

Value ($000) $56 (-78.3%) Shares 10,150 (-81.7%) Est. Cost $5.86 Unrealized —

HOG HARLEY DAVIDSON INC 1.6%

Value ($000) $2,087 (+10.4%) Shares 40,665 (-2.4%) Est. Cost $57.00 Unrealized -23.4%

AVY AVERY DENNISON CORP 3.0%

Value ($000) $3,748 (+5.5%) Shares 51,990 (-8.3%) Est. Cost $34.52 Unrealized +56.4%

AIZ ASSURANT INC 0.9%

Value ($000) $1,088 (-14.8%) Shares 14,107 (-11.1%) Est. Cost $37.94 Unrealized +64.4%

VMI VALMONT INDUSTRIES INC 1.3%

Value ($000) $1,622 (+11.2%) Shares 13,100 (-4.8%) Est. Cost $142.43 Unrealized -22.1%

MLI MUELLER INDUSTRIES INC 1.5%

Value ($000) $1,959 (+5.7%) Shares 66,595 (-2.6%) Est. Cost $11.06 Unrealized -3.7%

ADM ARCHER-DANIELS-MIDLAND CO 2.6%

Value ($000) $3,313 (-3.1%) Shares 91,265 (-2.1%) Est. Cost $25.15 Unrealized +3.2%

PYPL PAYPAL HLDGS INC 2.2%

Value ($000) $2,797 (-3.5%) Shares 72,465 (-9.5%) Est. Cost $35.85 Unrealized +0.5%

MRK MERCK & CO INC 3.4%

Value ($000) $4,377 (-2.3%) Shares 82,740 (-2.4%) Est. Cost $31.49 Unrealized +14.4%

ALL ALLSTATE CORP 4.2%

Value ($000) $5,369 (-1.7%) Shares 79,695 (-9.4%) Est. Cost $41.98 Unrealized +20.3%

MET METLIFE INC 0.4%

Value ($000) $565 (-10.9%) Shares 12,860 (-2.3%) Est. Cost $24.43 Unrealized +9.5%

CSCO CISCO SYS INC 2.6%

Value ($000) $3,294 (+1.8%) Shares 115,735 (-2.9%) Est. Cost $20.45 Unrealized -7.3%

CVX CHEVRON CORP NEW 2.2%

Value ($000) $2,798 (-2.0%) Shares 29,335 (-7.6%) Est. Cost $72.31 Unrealized -20.6%

CAG CONAGRA FOODS INC 4.4%

Value ($000) $5,588 (-0.9%) Shares 125,245 (-6.4%) Est. Cost $19.08 Unrealized +20.3%

— HOUSTON WIRE & CABLE CO 0.1%

Value ($000) $151 (+26.9%) Shares 21,660 (-4.4%) Est. Cost $12.16 Unrealized —

TGNA TEGNA INC 0.2%

Value ($000) $217 (-11.8%) Shares 9,250 (-4.3%) Est. Cost $18.83 Unrealized -19.3%

KMB KIMBERLY CLARK CORP 4.0%

Value ($000) $5,064 (-0.5%) Shares 37,650 (-5.8%) Est. Cost $65.30 Unrealized +42.1%

GOOG ALPHABET INC 0.3%

Value ($000) $425 (-4.1%) Shares 571 (-2.2%) Est. Cost $35.61 Unrealized -0.2%

ARW ARROW ELECTRS INC 0.2%

Value ($000) $272 (-3.9%) Shares 4,232 (-19.1%) Est. Cost $38.94 Unrealized +42.5%

DES WISDOMTREE TR 0.2%

Value ($000) $237 (-1.7%) Shares 3,460 (-7.0%) Est. Cost $70.66 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AMGN	AMGEN INC	43,865 (-4.1%)	$6,576 (-11.5%)	5.2%	$79.69	+39.0%	COM	031162100
GLW	CORNING INC	331,095 (-2.7%)	$6,916 (+11.2%)	5.4%	$12.15	+17.3%	COM	219350105
GILD	GILEAD SCIENCES INC	61,230 (-1.1%)	$5,624 (-10.3%)	4.4%	$72.99	-13.0%	COM	375558103
INTC	INTEL CORP	184,015 (-3.6%)	$5,952 (-9.5%)	4.7%	$25.35	-3.8%	COM	458140100
ROP	ROPER INDUSTRIES INC NEW	6,790 (-28.7%)	$1,241 (-31.3%)	1.0%	$113.55	+42.9%	COM	776696106
DHI	D R HORTON INC	173,185 (-3.3%)	$5,235 (-8.7%)	4.1%	$21.51	+14.5%	COM	23331A109
AEP	AMERICAN ELEC PWR INC	75,295 (-3.3%)	$4,999 (+10.2%)	3.9%	$32.16	+35.8%	COM	025537101
FDX	FEDEX CORP	36,655 (-1.4%)	$5,964 (+7.7%)	4.7%	$91.46	+30.3%	COM	31428X106
EBAY	EBAY INC	79,595 (-1.5%)	$1,899 (-14.5%)	1.5%	$20.33	+6.5%	COM	278642103
GOOGL	ALPHABET INC	8,695 (-2.5%)	$6,633 (-4.4%)	5.2%	$36.73	-0.5%	CAP STK CL A	02079K305
MSFT	MICROSOFT CORP	129,373 (-2.8%)	$7,145 (-3.3%)	5.6%	$38.98	+18.2%	COM	594918104
—	FRONTIER COMMUNICATIONS CORP	10,150 (-81.7%)	$56 (-78.3%)	0.0%	$5.86	—	COM	35906A108
HOG	HARLEY DAVIDSON INC	40,665 (-2.4%)	$2,087 (+10.4%)	1.6%	$57.00	-23.4%	COM	412822108
AVY	AVERY DENNISON CORP	51,990 (-8.3%)	$3,748 (+5.5%)	3.0%	$34.52	+56.4%	COM	053611109
AIZ	ASSURANT INC	14,107 (-11.1%)	$1,088 (-14.8%)	0.9%	$37.94	+64.4%	COM	04621X108
VMI	VALMONT INDUSTRIES INC	13,100 (-4.8%)	$1,622 (+11.2%)	1.3%	$142.43	-22.1%	COM	920253101
MLI	MUELLER INDUSTRIES INC	66,595 (-2.6%)	$1,959 (+5.7%)	1.5%	$11.06	-3.7%	COM	624756102
ADM	ARCHER-DANIELS-MIDLAND CO	91,265 (-2.1%)	$3,313 (-3.1%)	2.6%	$25.15	+3.2%	COM	039483102
PYPL	PAYPAL HLDGS INC	72,465 (-9.5%)	$2,797 (-3.5%)	2.2%	$35.85	+0.5%	COM	70450Y103
MRK	MERCK & CO INC	82,740 (-2.4%)	$4,377 (-2.3%)	3.4%	$31.49	+14.4%	COM	58933Y105
ALL	ALLSTATE CORP	79,695 (-9.4%)	$5,369 (-1.7%)	4.2%	$41.98	+20.3%	COM	020002101
MET	METLIFE INC	12,860 (-2.3%)	$565 (-10.9%)	0.4%	$24.43	+9.5%	COM	59156R108
CSCO	CISCO SYS INC	115,735 (-2.9%)	$3,294 (+1.8%)	2.6%	$20.45	-7.3%	COM	17275R102
CVX	CHEVRON CORP NEW	29,335 (-7.6%)	$2,798 (-2.0%)	2.2%	$72.31	-20.6%	COM	166764100
CAG	CONAGRA FOODS INC	125,245 (-6.4%)	$5,588 (-0.9%)	4.4%	$19.08	+20.3%	COM	205887102
—	HOUSTON WIRE & CABLE CO	21,660 (-4.4%)	$151 (+26.9%)	0.1%	$12.16	—	COM	44244K109
TGNA	TEGNA INC	9,250 (-4.3%)	$217 (-11.8%)	0.2%	$18.83	-19.3%	COM	87901J105
KMB	KIMBERLY CLARK CORP	37,650 (-5.8%)	$5,064 (-0.5%)	4.0%	$65.30	+42.1%	COM	494368103
GOOG	ALPHABET INC	571 (-2.2%)	$425 (-4.1%)	0.3%	$35.61	-0.2%	CAP STK CL C	02079K107
ARW	ARROW ELECTRS INC	4,232 (-19.1%)	$272 (-3.9%)	0.2%	$38.94	+42.5%	COM	042735100
DES	WISDOMTREE TR	3,460 (-7.0%)	$237 (-1.7%)	0.2%	$70.66	—	SMALLCAP DIVID	97717W604

Unchanged Positions (10)

IBB ISHARES TR 0.4%

Value ($000) $501 Shares 1,921 Est. Cost $173.69 Unrealized —

— CELGENE CORP 0.4%

Value ($000) $570 Shares 5,695 Est. Cost $107.37 Unrealized —

HELE HELEN OF TROY CORP LTD 0.8%

Value ($000) $978 Shares 9,440 Est. Cost $92.09 Unrealized +1.4%

ILMN ILLUMINA INC 0.2%

Value ($000) $254 Shares 1,568 Est. Cost $161.39 Unrealized -5.3%

TM TOYOTA MOTOR CORPORATION 0.2%

Value ($000) $221 Shares 2,081 Est. Cost $112.97 Unrealized —

JNJ JOHNSON & JOHNSON 0.4%

Value ($000) $463 Shares 4,287 Est. Cost $59.66 Unrealized +32.0%

— ALEXCO RESOURCE CORP 0.0%

Value ($000) $28 Shares 30,000 Est. Cost $0.38 Unrealized —

DIS DISNEY WALT CO 0.2%

Value ($000) $268 Shares 2,700 Est. Cost $81.30 Unrealized +9.5%

— MEDIVATION INC 0.2%

Value ($000) $283 Shares 6,160 Est. Cost $61.43 Unrealized —

QCOM QUALCOMM INC 0.2%

Value ($000) $294 Shares 5,750 Est. Cost $45.06 Unrealized -18.1%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IBB	ISHARES TR	1,921	$501	0.4%	$173.69	—	NASDQ BIO INDX	464287556
—	CELGENE CORP	5,695	$570	0.4%	$107.37	—	COM	151020104
HELE	HELEN OF TROY CORP LTD	9,440	$978	0.8%	$92.09	+1.4%	COM	G4388N106
ILMN	ILLUMINA INC	1,568	$254	0.2%	$161.39	-5.3%	COM	452327109
TM	TOYOTA MOTOR CORPORATION	2,081	$221	0.2%	$112.97	—	SP ADR REP2COM	892331307
JNJ	JOHNSON & JOHNSON	4,287	$463	0.4%	$59.66	+32.0%	COM	478160104
—	ALEXCO RESOURCE CORP	30,000	$28	0.0%	$0.38	—	COM	01535P106
DIS	DISNEY WALT CO	2,700	$268	0.2%	$81.30	+9.5%	COM DISNEY	254687106
—	MEDIVATION INC	6,160	$283	0.2%	$61.43	—	COM	58501N101
QCOM	QUALCOMM INC	5,750	$294	0.2%	$45.06	-18.1%	COM	747525103