Location: New York, NY
CIK: 0001618824 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 12, 2019
Total Value: $353M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ARCC | Ares Capital Corp | 3,736,861 | $58.26M | 16.5% | $6.78 | +23.3% | COM | 04010L103 |
| — | Fs Kkr Capital Corp | 8,337,316 | $43.19M | 12.2% | $8.12 | — | COM | 302635107 |
| PSEC | Prospect Capital Corp | 4,595,416 | $29.09M | 8.2% | $2.74 | +2.1% | COM | 74348T102 |
| MAIN | Main Street Capital Corp | 732,145 | $24.75M | 7.0% | $35.28 | +5.4% | COM | 56035L104 |
| MFIC | Apollo Investment Corp | 1,375,306 | $17.05M | 4.8% | $6.30 | 0.0% | COM | 03761U502 |
| TCPC | Blackrock Capital Investment | 1,801,746 | $15.75M | 4.5% | $14.29 | -2.5% | COM | 09259E108 |
| HTGC | Hercules Capital Inc | 1,360,424 | $15.03M | 4.3% | $14.03 | -13.1% | COM | 427096508 |
| GBDC | Golub Capital Bdc Inc | 839,437 | $13.85M | 3.9% | $7.77 | +15.6% | COM | 38173M102 |
| NMFC | New Mountain Finance Corp | 1,053,888 | $13.26M | 3.8% | $5.28 | +14.7% | COM | 647551100 |
| — | Tpg Specialty Lending Inc | 679,459 | $12.29M | 3.5% | $19.14 | — | COM | 87265K102 |
| SLRC | Solar Capital Ltd | 637,331 | $12.27M | 3.5% | $8.39 | +21.4% | COM | 83413U100 |
| GSBD | Goldman Sachs Bdc Inc | 596,012 | $10.96M | 3.1% | $22.19 | -7.3% | SHS | 38147U107 |
| PNNT | Pennantpark Investment Corp | 1,431,198 | $9.131M | 2.6% | $2.67 | +10.2% | COM | 708062104 |
| CGBD | Tcg Bdc Inc | 724,972 | $8.997M | 2.5% | $6.47 | -6.6% | COM | 872280102 |
| SPY | SPDR S&P 500 ETF TR | 35,000 | $8.754M | 2.5% | — | — | Call | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 33,200 | $8.304M | 2.4% | — | — | Put | 78462F103 |
| — | Oaktree Specialty Lending Co | 1,778,648 | $7.559M | 2.1% | $4.89 | — | COM | 67401P108 |
| PFLT | Pennantpark Floating Rate Ca | 569,832 | $6.616M | 1.9% | $5.32 | +8.3% | COM | 70806A106 |
| SCM | Stellus Capital Investment C | 298,790 | $3.869M | 1.1% | $13.17 | -1.1% | COM | 858568108 |
| — | Oaktree Strategic Income Cor | 466,816 | $3.632M | 1.0% | $8.41 | — | COM | 67402D104 |
| BBDC | Barings Bdc Inc | 392,581 | $3.537M | 1.0% | $5.31 | -3.9% | COM | 06759L103 |
| FDUS | Fidus Investment Corp | 263,356 | $3.089M | 0.9% | $6.07 | -0.4% | COM | 316500107 |
| MRCC | Monroe Capital Corp | 308,511 | $2.962M | 0.8% | $5.15 | -5.3% | COM | 610335101 |
| OFS | Ofs Capital Corp | 186,455 | $1.982M | 0.6% | $13.75 | -19.0% | COM | 67103B100 |
| BCSF | Bain Capital Specialty Finan | 97,392 | $1.633M | 0.5% | $7.90 | 0.0% | COM | 05684B107 |
| — | WHITING PETE CORP NEW | 70,000 | $1.589M | 0.4% | — | — | Call | 966387409 |
| LQD | Ishares Iboxx Investment Gra | 13,588 | $1.533M | 0.4% | $112.82 | — | IBOXX INV CP ETF | 464287242 |
| HYG | Ishares Iboxx High Yld Corp | 16,000 | $1.298M | 0.4% | $81.13 | — | IBOXX HI YD ETF | 464288513 |
| — | CALIFORNIA RES CORP | 75,000 | $1.278M | 0.4% | — | — | Call | 13057Q206 |
| BKLN | Invesco Senior Loan Etf | 49,800 | $1.084M | 0.3% | $22.65 | — | SR LN ETF | 46138G508 |
| SJNK | Spdr Bbg Barc St High Yield | 37,000 | $963K | 0.3% | $26.03 | — | BLOOMBERG SRT TR | 78468R408 |
| — | Kcap Financial Inc | 276,022 | $955K | 0.3% | $3.26 | — | COM | 48668E101 |
| GEO | GEO GROUP INC NEW | 46,300 | $912K | 0.3% | — | — | Put | 36162J106 |
| — | OASIS PETE INC NEW | 150,000 | $830K | 0.2% | — | — | Call | 674215108 |
| XLU | Utilities Select Sector Spdr | 12,230 | $647K | 0.2% | $52.90 | — | SBI INT-UTILS | 81369Y886 |
| TLT | ISHARES TR | 4,870 | $592K | 0.2% | $121.56 | — | 20 YR TR BD ETF | 464287432 |
| USMV | Ishares Edge Msci Min Vol Us | 10,946 | $573K | 0.2% | $52.35 | — | MIN VOL USA ETF | 46429B697 |
| IEF | Ishares 7-10 Year Treasury B | 5,000 | $521K | 0.1% | $104.20 | — | BARCLAYS 7 10 YR | 464287440 |
| SHY | Ishares 1-3 Year Treasury Bo | 6,010 | $503K | 0.1% | $83.69 | — | 1 3 YR TREAS BD | 464287457 |
| JPST | Jpmorgan Ultra-short Income | 10,000 | $501K | 0.1% | $50.10 | — | ULTRA SHRT INC | 46641Q837 |
| VNQ | Vanguard Real Estate Etf | 6,000 | $447K | 0.1% | $74.50 | — | REAL ESTATE ETF | 922908553 |
| VST | Vistra Energy Corp | 16,622 | $380K | 0.1% | $14.74 | +36.8% | COM | 92840M102 |
| LQDH | Ishares Int Hedg Corp Bd Etf | 4,167 | $378K | 0.1% | $90.71 | — | INT RT HDG C B | 46431W705 |
| PACDEUR | PACIFIC DRILLING SA LUXEMBOU | 24,064 | $321K | 0.1% | $13.34 | — | COM | L7257P205 |
| SPLV | Invesco S&p 500 Low Volatili | 6,562 | $306K | 0.1% | $46.63 | — | S&P500 LOW VOL | 46138E354 |
| AMT | American Tower Corp | 1,487 | $235K | 0.1% | $86.43 | +49.8% | COM | 03027X100 |
| QUAL | Ishares Edge Msci Usa Qualit | 2,772 | $213K | 0.1% | $76.84 | — | USA QUALITY FCTR | 46432F339 |
| PLD | Prologis Inc | 3,415 | $201K | 0.1% | $36.25 | +46.6% | COM | 74340W103 |
| XLP | Consumer Staples Spdr | 3,173 | $161K | 0.0% | $50.74 | — | SBI CONS STPLS | 81369Y308 |
| CCI | Crown Castle Intl Corp | 1,295 | $141K | 0.0% | $62.09 | +30.5% | COM | 22822V101 |
| ESS | Essex Property Trust Inc | 551 | $135K | 0.0% | $166.70 | +18.2% | COM | 297178105 |
| — | MCDERMOTT INTL INC | 20,000 | $128K | 0.0% | — | — | Call | 580037703 |
| EQIX | Equinix Inc | 304 | $107K | 0.0% | $268.79 | +26.8% | COM PAR | 29444U700 |
| HST | Host Hotels & Resorts Inc | 5,663 | $94,000 | 0.0% | $13.03 | +9.8% | COM | 44107P104 |
| DLR | Digital Realty Trust Inc | 833 | $89,000 | 0.0% | $64.36 | +33.8% | COM | 253868103 |
| BXP | Boston Properties Inc | 778 | $88,000 | 0.0% | $81.83 | +5.8% | COM | 101121101 |
| SPG | Simon Property Group Inc | 476 | $80,000 | 0.0% | $112.29 | +7.7% | COM | 828806109 |
| ARE | ALEXANDRIA REAL ESTATE EQ IN | 617 | $71,000 | 0.0% | $63.83 | +46.2% | COM | 015271109 |
| — | ALCENTRA CAP CORP | 9,468 | $61,000 | 0.0% | $12.99 | — | COM | 01374T102 |
| AVB | Avalonbay Communities Inc | 292 | $51,000 | 0.0% | $129.40 | +9.0% | COM | 053484101 |
| QUAD | Quad Graphics Inc | 916 | $11,000 | 0.0% | $22.72 | -29.0% | COM CL A | 747301109 |