Location: New York, NY
CIK: 0001618824 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 14, 2019
Total Value: $1.225B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TPG SPECIALTY LENDING INC | 665,414 | $873M | 71.3% | $1312.51 | $19.14 | — | COM | 87265K102 |
| ARCC | Ares Cap Corp | 3,587,184 | $61.48M | 5.0% | $17.14 * | $6.78 | +33.5% | COM | 04010L103 |
| — | FS KKR CAPITAL CORP | 6,823,043 | $41.28M | 3.4% | $6.05 | $8.12 | — | COM | 302635107 |
| MAIN | MAIN STREET CAPITAL CORP | 713,504 | $26.54M | 2.2% | $37.20 | $35.28 | +5.4% | COM | 56035L104 |
| PSEC | Prospect Capital Corporation | 3,793,043 | $24.77M | 2.0% | $6.53 * | $2.74 | +3.1% | COM | 74348T102 |
| HTGC | HERCULES CAPITAL INC | 1,181,700 | $14.96M | 1.2% | $12.66 | $14.03 | -9.8% | COM | 427096508 |
| MFIC | Apollo Investment Corp | 956,583 | $14.48M | 1.2% | $15.14 * | $6.30 | +5.4% | COM | 03761U502 |
| GBDC | GOLUB CAP BDC INC | 794,771 | $14.21M | 1.2% | $17.88 * | $7.77 | +18.0% | COM | 38173M102 |
| NMFC | NEW MTN FIN CORP | 933,594 | $12.67M | 1.0% | $13.57 * | $5.28 | +23.3% | COM | 647551100 |
| GSBD | GOLDMAN SACHS BDC INC | 552,857 | $11.36M | 0.9% | $20.54 | $22.19 | -7.4% | SHS | 38147U107 |
| SLRC | SOLAR CAP LTD | 535,866 | $11.17M | 0.9% | $20.84 * | $8.39 | +27.3% | COM | 83413U100 |
| TCPC | BLACKROCK TCP CAP CORP | 771,230 | $10.94M | 0.9% | $14.18 | $14.29 | -0.8% | COM | 09259E108 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 541,898 | $10.46M | 0.9% | $19.30 * | $8.58 | +4.8% | COM | 05684B107 |
| — | OAKTREE SPECIALTY LENDING CO | 1,778,648 | $9.213M | 0.8% | $5.18 | $4.89 | — | COM | 67401P108 |
| — | SPDR SERIES TRUST | 298,500 | $9.173M | 0.7% | $30.73 | — | — | Put | 78464A730 |
| CGBD | TCG BDC INC | 587,335 | $8.504M | 0.7% | $14.48 * | $6.47 | -4.7% | COM | 872280102 |
| HYG | ISHARES TR | 95,000 | $8.214M | 0.7% | $86.46 | $83.74 | +3.3% | Put | 464288513 |
| PNNT | PENNANTPARK INVT CORP | 1,061,763 | $7.337M | 0.6% | $6.91 * | $2.67 | +12.6% | COM | 708062104 |
| PFLT | PENNANTPARK FLOATING RATE CA | 539,243 | $6.908M | 0.6% | $12.81 * | $5.32 | +13.6% | COM | 70806A106 |
| EEM | ISHARES TR | 142,000 | $6.097M | 0.5% | $42.94 | — | — | Call | 464287234 |
| — | BLACKROCK CAPITAL INVESTMENT | 878,786 | $5.264M | 0.4% | $5.99 | $5.99 | — | COM | 092533108 |
| SCM | STELLUS CAP INVT CORP | 275,709 | $3.902M | 0.3% | $14.15 | $13.17 | +7.4% | COM | 858568108 |
| BBDC | BARINGS BDC INC | 392,581 | $3.852M | 0.3% | $9.81 * | $5.31 | -2.5% | COM | 06759L103 |
| FDUS | FIDUS INVT CORP | 250,505 | $3.84M | 0.3% | $15.33 * | $6.07 | +17.6% | COM | 316500107 |
| XME | SPDR SERIES TRUST | 120,000 | $3.566M | 0.3% | $29.72 | — | — | Call | 78464A755 |
| — | OAKTREE STRATEGIC INCOME COR | 233,460 | $1.891M | 0.2% | $8.10 | $8.41 | — | COM | 67402D104 |
| TCPC | COOPER STD HLDGS | 40,000 | $1.878M | 0.2% | $46.95 * | $14.29 | -0.8% | Put | 09259E108 |
| MRCC | MONROE CAP CORP | 147,570 | $1.791M | 0.1% | $12.14 * | $5.15 | +0.3% | COM | 610335101 |
| BKLN | INVESCO EXCHNG TRADED FD TR | 76,200 | $1.724M | 0.1% | $22.62 | $22.85 | -0.9% | SR LN ETF | 46138G508 |
| HYG | ISHARES TR | 16,416 | $1.419M | 0.1% | $86.44 | $83.74 | +3.3% | IBOXX HI YD ETF | 464288513 |
| — | AMC ENTMT HLDGS INC | 100,000 | $1.342M | 0.1% | $13.42 | — | — | Put | 00165C104 |
| GEO | GEO GROUP INC NEW | 65,000 | $1.249M | 0.1% | $19.22 | — | — | Put | 36162J106 |
| OFS | OFS CAP CORP | 85,993 | $1.011M | 0.1% | $11.76 | $13.75 | -14.6% | COM | 67103B100 |
| — | WEIGHT WATCHERS INTL INC NEW | 50,000 | $1.008M | 0.1% | $20.16 | — | — | Put | 948626106 |
| SPY | SPDR S&P 500 ETF TR | 230,000 | $650K | 0.1% | $2.83 | — | — | Call | 78462F103 |
| — | KCAP FINL INC | 144,266 | $522K | 0.0% | $3.62 | $3.26 | — | COM | 48668E101 |
| SPLV | INVESCO EXCHNG TRADED FD TR | 9,269 | $488K | 0.0% | $52.65 | $48.96 | +7.5% | S&P500 LOW VOL | 46138E354 |
| USMV | ISHARES TR | 8,009 | $471K | 0.0% | $58.81 | $54.97 | +7.0% | MIN VOL USA ETF | 46429B697 |
| VST | VISTRA ENERGY CORP | 16,622 | $433K | 0.0% | $26.05 * | $14.74 | +51.8% | COM | 92840M102 |
| XLU | Select Sector Spdr Tr | 7,053 | $410K | 0.0% | $58.13 * | $27.17 | +7.0% | SBI INT-UTILS | 81369Y886 |
| XLV | Select Sector Spdr Tr | 4,458 | $409K | 0.0% | $91.75 | $90.16 | +1.8% | SBI HEALTHCARE | 81369Y209 |
| VNQ | VANGUARD INDEX FDS | 4,626 | $402K | 0.0% | $86.90 | $78.78 | +10.3% | REAL ESTATE ETF | 922908553 |
| QQQ | Invesco Qqq Tr | 1,752 | $315K | 0.0% | $179.79 | $169.68 | +5.9% | UNIT SER 1 | 46090E103 |
| QUAL | ISHARES TR | 3,514 | $311K | 0.0% | $88.50 | $83.21 | +6.4% | USA QUALITY FCTR | 46432F339 |
| AMT | American Tower Corp | 1,317 | $260K | 0.0% | $197.42 * | $86.43 | +89.8% | COM | 03027X100 |
| GLD | Spdr Gold Trust | 2,000 | $244K | 0.0% | $122.00 | $123.19 | -1.0% | GOLD SHS | 78463V107 |
| EMB | ISHARES TR | 1,969 | $217K | 0.0% | $110.21 | $107.86 | +2.0% | JPMORGAN USD EMG | 464288281 |
| PLD | Prologis Inc | 2,987 | $215K | 0.0% | $71.98 * | $36.25 | +65.0% | COM | 74340W103 |
| FXI | ISHARES TR | 4,766 | $211K | 0.0% | $44.27 | $42.67 | +3.7% | CHINA LG-CAP ETF | 464287184 |
| IEF | Ishares Tr | 1,888 | $201K | 0.0% | $106.46 | $101.28 | +5.3% | BARCLAYS 7 10 YR | 464287440 |
| TLT | Ishares Tr | 1,586 | $201K | 0.0% | $126.73 | $115.74 | +9.2% | 20 YR TR BD ETF | 464287432 |
| XLE | Select Sector Spdr Tr | 3,028 | $200K | 0.0% | $66.05 * | $32.12 | +2.9% | ENERGY | 81369Y506 |
| EEMV | ISHARES INC | 3,289 | $195K | 0.0% | $59.29 | $58.45 | +1.4% | MIN VOL EMRG MKT | 464286533 |
| ILF | Ishares Tr | 5,716 | $190K | 0.0% | $33.24 | $34.12 | -2.6% | LATN AMER 40 ETF | 464287390 |
| MTUM | ISHARES TR | 1,677 | $188K | 0.0% | $112.10 | $107.49 | +4.4% | USA MOMENTUM FCT | 46432F396 |
| ICF | Ishares Tr | 1,615 | $180K | 0.0% | $111.46 * | $52.63 | +5.6% | COHEN STEER REIT | 464287564 |
| IWD | Ishares Tr | 1,429 | $176K | 0.0% | $123.16 | $120.18 | +2.8% | RUS 1000 VAL ETF | 464287598 |
| CCI | Crown Castle Intl Corp | 1,295 | $166K | 0.0% | $128.19 * | $62.09 | +54.6% | COM | 22822V101 |
| — | Colfax Corp | 5,000 | $148K | 0.0% | $29.60 | $29.60 | — | COM | 194014106 |
| ESS | Essex Ppty Tr Inc | 479 | $139K | 0.0% | $290.19 * | $166.70 | +37.5% | COM | 297178105 |
| EQIX | Equinix Inc | 304 | $138K | 0.0% | $453.95 * | $268.79 | +48.7% | COM | 29444U700 |
| SHY | Ishares Tr | 1,541 | $130K | 0.0% | $84.36 | $83.11 | +1.2% | 1 3 YR TREAS BD | 464287457 |
| HST | Host Hotels & Resorts Inc | 5,663 | $107K | 0.0% | $18.89 * | $13.03 | +13.6% | COM | 44107P104 |
| FXI | ISHARES TR | 225,000 | $99,000 | 0.0% | $0.44 * | $42.67 | +3.7% | Call | 464287184 |
| DLR | DIGITAL RLTY TR INC | 833 | $99,000 | 0.0% | $118.85 * | $64.36 | +46.5% | COM | 253868103 |
| ARE | Alexandria Real Estate Eq | 617 | $88,000 | 0.0% | $142.63 * | $63.83 | +73.4% | COM | 015271109 |
| SPG | Simon Prpty Group Inc | 476 | $87,000 | 0.0% | $182.77 * | $112.29 | +11.6% | COM | 828806109 |
| BXP | Boston Properties Inc | 626 | $84,000 | 0.0% | $134.19 * | $81.83 | +18.8% | COM | 101121101 |
| AVB | Avalonbay Cmntys Inc | 292 | $59,000 | 0.0% | $202.05 * | $129.40 | +23.1% | COM | 053484101 |
| QUAD | Quad Graphics Inc | 916 | $11,000 | 0.0% | $12.01 | $22.72 | -47.6% | COM CL A | 747301109 |