Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 2, 2016

Total Value ($000): $88,092 (100.0% shares, 0.0% debt)

Holdings (59)

SDY SPDR S&P HI YLD DIV ETF 12.3%
Value ($000) $10,844 Shares 147,395 Est. Cost $78.69 Unrealized
POWERSHARES QQQ 10.5%
Value ($000) $9,254 Shares 82,730 Est. Cost $103.25 Unrealized
GUGGENHEIM BULLETSHS 2016 9.7%
Value ($000) $8,526 Shares 386,120 Est. Cost $22.14 Unrealized
SCHG SCHWAB US LARGE CAP GROWTH ETF 8.5%
Value ($000) $7,446 Shares 140,936 Est. Cost $51.78 Unrealized
VUG VANGUARD US LRG CAP GR IND ETF 5.5%
Value ($000) $4,855 Shares 45,635 Est. Cost $104.38 Unrealized
XLF SECTOR SPDR FINCL SELECT SHS 4.8%
Value ($000) $4,230 Shares 177,497 Est. Cost $24.73 Unrealized
MCHI iSHARES MSCI CHINA 4.2%
Value ($000) $3,682 Shares 82,523 Est. Cost $50.08 Unrealized
KBE SPDR S&P BANK ETF 3.0%
Value ($000) $2,645 Shares 78,220 Est. Cost $36.26 Unrealized
GUGGENHEIM BULLETSHS 2017 2.0%
Value ($000) $1,720 Shares 76,380 Est. Cost $22.72 Unrealized
MSFT MICROSOFT CORP 1.8%
Value ($000) $1,565 Shares 28,210 Est. Cost $39.88 Unrealized +15.2%
VANGUARD S&P 500 UCITS ETF USD 1.7%
Value ($000) $1,460 Shares 37,300 Est. Cost $39.23 Unrealized
NVO NOVO-NORDISK A S ADR 1.6%
Value ($000) $1,443 Shares 24,850 Est. Cost $53.65 Unrealized
AAPL APPLE INC 1.6%
Value ($000) $1,382 Shares 13,131 Est. Cost $24.08 Unrealized +6.8%
ZD J2 GLOBAL INC 1.5%
Value ($000) $1,284 Shares 15,600 Est. Cost $59.14 Unrealized +14.9%
MA MASTERCARD INCORPORATED 1.4%
Value ($000) $1,192 Shares 12,245 Est. Cost $76.31 Unrealized +20.8%
HARRIS CORP 1.3%
Value ($000) $1,174 Shares 13,510 Est. Cost $86.90 Unrealized
SYK STRYKER CORP 1.3%
Value ($000) $1,132 Shares 12,185 Est. Cost $77.85 Unrealized +9.5%
WFC WELLS FARGO& CO (NEW) 1.2%
Value ($000) $1,098 Shares 20,205 Est. Cost $38.77 Unrealized +5.3%
BARD C R INC 1.2%
Value ($000) $1,093 Shares 5,770 Est. Cost $189.43 Unrealized
EQR EQUITY RESIDENTIAL 1.2%
Value ($000) $1,081 Shares 13,250 Est. Cost $46.78 Unrealized 0.0%
EL ESTEE LAUDER INC 1.2%
Value ($000) $1,080 Shares 12,260 Est. Cost $74.79 Unrealized 0.0%
DIS DISNEY WALT CO (HOLDING CO) 1.2%
Value ($000) $1,057 Shares 10,058 Est. Cost $81.30 Unrealized +25.7%
HBAN HUNTINGTON BANCSHARES 1.2%
Value ($000) $1,056 Shares 95,500 Est. Cost $7.38 Unrealized 0.0%
CHD CHURCH& DWIGHT CO. INC 1.2%
Value ($000) $1,029 Shares 12,120 Est. Cost $37.51 Unrealized 0.0%
iSHS MSCI USA DIV IQ UCITS ETF 1.2%
Value ($000) $1,018 Shares 39,000 Est. Cost $25.90 Unrealized
IEV iSHARES S&P EURO 35O IDX 1.1%
Value ($000) $949 Shares 23,650 Est. Cost $42.50 Unrealized
GUGGENHEIM S&P 500 EQUAL 1.1%
Value ($000) $927 Shares 6,040 Est. Cost $142.57 Unrealized
XHB SPDR S&P HOMEBUILDERS ETF 1.0%
Value ($000) $853 Shares 24,950 Est. Cost $34.19 Unrealized
IJK iSHARES S&P MIDCAP 400 GRWTH 1.0%
Value ($000) $841 Shares 5,225 Est. Cost $159.66 Unrealized
iSHARES NASDAQ 100 UCITS ETF 0.9%
Value ($000) $813 Shares 3,200 Est. Cost $238.75 Unrealized
NG NOVAGOLD RES INC NEW F 0.8%
Value ($000) $747 Shares 177,500 Est. Cost $2.82 Unrealized +36.3%
CVX CHEVRON CORP NEW 0.8%
Value ($000) $718 Shares 7,981 Est. Cost $70.52 Unrealized -17.1%
NVR NVR, INC 0.8%
Value ($000) $702 Shares 427 Est. Cost $1212.22 Unrealized +35.0%
PATTERSON COMPANIES 0.8%
Value ($000) $700 Shares 15,490 Est. Cost $45.19 Unrealized
DOX AMDOCS LIMITED 0.7%
Value ($000) $651 Shares 11,930 Est. Cost $47.43 Unrealized 0.0%
BERKSHIRE HTWY CL.A 0.7%
Value ($000) $593 Shares 300 Est. Cost $2260.00 Unrealized
SCHB SCHWAB US BROAD MKT ETF 0.6%
Value ($000) $551 Shares 11,225 Est. Cost $49.74 Unrealized
HSIC HENRY SCHEIN INC 0.6%
Value ($000) $529 Shares 3,345 Est. Cost $55.31 Unrealized +7.5%
iSHARES MSCI WORLD UCITS ETF 0.6%
Value ($000) $516 Shares 12,500 Est. Cost $42.64 Unrealized
CHKP CHECK POINT SOFTWARE TECH LTD 0.5%
Value ($000) $469 Shares 5,760 Est. Cost $82.92 Unrealized 0.0%
XOM EXXON MOBIL CORP (NEW) 0.5%
Value ($000) $461 Shares 5,911 Est. Cost $58.00 Unrealized -11.4%
PFE PFIZER INC 0.5%
Value ($000) $440 Shares 13,616 Est. Cost $17.97 Unrealized +13.4%
CWI SPDR MSCI ACWI (ex-US) 0.5%
Value ($000) $438 Shares 14,212 Est. Cost $33.08 Unrealized
MO ALTRIA GROUP INC 0.5%
Value ($000) $398 Shares 6,834 Est. Cost $23.76 Unrealized +24.0%
BIV VANGUARD INTER-TRM BOND ETF 0.4%
Value ($000) $386 Shares 4,650 Est. Cost $84.70 Unrealized
iSHS CHINA LRGE CAP UCITS ETF 0.4%
Value ($000) $374 Shares 3,700 Est. Cost $131.62 Unrealized
INTC INTEL CORP 0.4%
Value ($000) $343 Shares 9,970 Est. Cost $26.63 Unrealized +0.1%
ORANGE COUNTY BUS BANK 0.4%
Value ($000) $312 Shares 27,832 Est. Cost $6.22 Unrealized
IWP iSHARES RUSSELL MIDCAP GRWTH 0.3%
Value ($000) $284 Shares 3,090 Est. Cost $96.89 Unrealized
T AT&T INC 0.3%
Value ($000) $280 Shares 8,124 Est. Cost $11.81 Unrealized +5.3%
SPY SPDR S&P 500 ETF 0.3%
Value ($000) $257 Shares 1,263 Est. Cost $205.86 Unrealized
INTEGRATED DEVICE TECH INC 0.3%
Value ($000) $237 Shares 9,000 Est. Cost $26.33 Unrealized
NKE NIKE INC CL B 0.2%
Value ($000) $218 Shares 3,492 Est. Cost $53.13 Unrealized +6.7%
EIX EDISON INTERNATIONAL 0.2%
Value ($000) $215 Shares 3,639 Est. Cost $40.28 Unrealized +1.1%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.2%
Value ($000) $211 Shares 1,600 Est. Cost $144.15 Unrealized -6.9%
JNJ JOHNSON& JOHNSON 0.2%
Value ($000) $205 Shares 1,999 Est. Cost $75.93 Unrealized 0.0%
AXGN AXOGEN INC 0.1%
Value ($000) $125 Shares 25,000 Est. Cost $3.23 Unrealized +53.1%
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $3 Shares 20,000 Est. Cost $0.69 Unrealized -73.3%
DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost Unrealized