CIK: 0001668256 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 8, 2021
Total Value ($000): $271,706 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PERSHING SQUARE TONTINE HLDG | 747,000 | $14,716 | 5.4% | $19.70 | — | COM CL A | 71531R109 |
| — | HIGHLAND INCOME FD | 1,233,000 | $13,279 | 4.9% | $9.66 | — | HIGHLAND INCOME | 43010E404 |
| — | ADAMS DIVERSIFIED EQUITY FD | 578,248 | $11,449 | 4.2% | $13.62 | — | COM | 006212104 |
| — | CENTRAL SECS CORP | 262,240 | $11,080 | 4.1% | $27.31 | — | COM | 155123102 |
| NXDT | NEXPOINT STRATEGIC OPPORTES | 712,000 | $9,904 | 3.6% | $11.56 | — | COM NEW | 65340G205 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 1,180,050 | $8,591 | 3.2% | $4.65 | — | COM | 48661E108 |
| DGRO | ISHARES TR | 144,608 | $7,265 | 2.7% | $40.51 | — | CORE DIV GRWTH | 46434V621 |
| — | TORTOISE ENERGY INFRA CORP | 264,700 | $7,173 | 2.6% | $20.29 | — | COM | 89147L886 |
| — | MORGAN STANLEY INDIA INVT FD | 258,540 | $7,133 | 2.6% | $16.09 | — | COM | 61745C105 |
| — | PIMCO ENERGY & TACTICAL CR O | 510,000 | $6,227 | 2.3% | $5.37 | — | COM SHS BEN INT | 69346N107 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 276,900 | $6,050 | 2.2% | $13.43 | — | COM | 18469P209 |
| — | MORGAN STANLEY CHINA A SH FD | 282,035 | $5,920 | 2.2% | $19.24 | — | COM | 617468103 |
| — | ASA GOLD AND PRECIOUS MTLS L | 310,248 | $5,861 | 2.2% | $16.99 | — | SHS | G3156P103 |
| — | MORGAN STANLEY EMERGING MKTS | 996,408 | $5,829 | 2.1% | $5.32 | — | COM | 617477104 |
| — | NEUBERGER BERMAN MLP & ENERG | 1,166,605 | $5,751 | 2.1% | $3.37 | — | COM | 64129H104 |
| — | HIGHLAND GLOBAL ALLOCATION F | 628,923 | $5,717 | 2.1% | $6.50 | — | COM | 43010T104 |
| MSFT | MICROSOFT CORP | 18,670 | $5,264 | 1.9% | $86.00 | +226.4% | COM | 594918104 |
| — | GENERAL AMERN INVS CO INC | 121,952 | $5,251 | 1.9% | $31.53 | — | COM | 368802104 |
| — | BOULDER GROWTH & INCOME FD I | 387,493 | $5,080 | 1.9% | $9.57 | — | COM | 101507101 |
| — | TORTOISE MIDSTRM ENERGY FD I | 169,891 | $4,905 | 1.8% | $21.42 | — | COM | 89148B200 |
| AAPL | APPLE INC | 34,266 | $4,849 | 1.8% | $91.91 | +56.6% | COM | 037833100 |
| XTEAX | ECOFIN SUSTAINABLE AND SOCIA | 320,249 | $4,461 | 1.6% | $13.93 | — | COM SH BEN INT | 27901F109 |
| — | JAPAN SMALLER CAPITALIZATION | 366,386 | $3,316 | 1.2% | $7.18 | — | COM | 47109U104 |
| — | SALIENT MIDSTREAM & MLP FD | 510,700 | $3,243 | 1.2% | $4.33 | — | SH BEN INT | 79471V105 |
| ASND | ASCENDIS PHARMA A/S | 19,910 | $3,173 | 1.2% | $106.73 | — | SPONSORED ADR | 04351P101 |
| — | ROYCE MICRO-CAP TR INC | 277,831 | $3,173 | 1.2% | $9.12 | — | COM | 780915104 |
| AMZN | AMAZON COM INC | 920 | $3,022 | 1.1% | $77.39 | +122.9% | COM | 023135106 |
| — | TAIWAN FD INC | 84,300 | $2,968 | 1.1% | $18.81 | — | COM | 874036106 |
| — | RMR MORTGAGE TR | 287,718 | $2,966 | 1.1% | $17.48 | — | COM | 76970B101 |
| — | MACQUARIE GLOBAL INFRASTRUCT | 119,100 | $2,776 | 1.0% | $20.29 | — | COM | 55608D101 |
| — | SWISS HELVETIA FD INC | 292,100 | $2,681 | 1.0% | $7.34 | — | COM | 870875101 |
| — | CALAMOS LNG SHR EQT DYNAMIC | 131,692 | $2,680 | 1.0% | $15.58 | — | COM | 12812C106 |
| — | GABELLI HLTHCARE & WELLNESS | 196,463 | $2,595 | 1.0% | $11.21 | — | SHS | 36246K103 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 254,216 | $2,479 | 0.9% | $6.85 | — | COM | 00306J109 |
| — | LAM RESEARCH CORP | 3,997 | $2,275 | 0.8% | $353.89 | — | COM | 512807108 |
| USB | US BANCORP DEL | 37,266 | $2,215 | 0.8% | $29.67 | +57.3% | COM NEW | 902973304 |
| CCIF | VERTICAL CAP INCOME FD | 208,890 | $2,191 | 0.8% | $9.47 | — | SHS BEN INT | 92535C104 |
| XXCHNXX | CHINA FD INC | 80,080 | $2,036 | 0.7% | $22.85 | — | COM | 169373107 |
| — | GABELLI GLOBAL SMALL & MID C | 120,674 | $1,922 | 0.7% | $9.99 | — | COM | 36249W104 |
| — | CENTER COAST BRKFLD MLP ENRG | 126,071 | $1,754 | 0.6% | $9.97 | — | SHS BEN INT | 151461209 |
| GOOGL | ALPHABET INC | 638 | $1,706 | 0.6% | $72.93 | +85.2% | CAP STK CL A | 02079K305 |
| — | PRINCIPAL REAL ESTATE INCOME | 116,000 | $1,705 | 0.6% | $12.10 | — | SHS BEN INT | 74255X104 |
| — | GDL FD | 185,744 | $1,668 | 0.6% | $9.11 | — | COM SH BEN IT | 361570104 |
| — | SHOCKWAVE MED INC | 8,086 | $1,665 | 0.6% | $113.86 | — | COM | 82489T104 |
| ELV | ANTHEM INC | 4,272 | $1,593 | 0.6% | $272.14 | +31.4% | COM | 036752103 |
| — | CUSHING MLP & INFRASTRUCT | 44,005 | $1,399 | 0.5% | $21.82 | — | COM NEW | 231631300 |
| — | GOLDMAN SACHS MLP ENERGY REN | 125,730 | $1,353 | 0.5% | $7.73 | — | COM | 38148G206 |
| — | KAYNE ANDERSON ENERGY INFRST | 163,189 | $1,306 | 0.5% | $3.63 | — | COM | 486606106 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 278,700 | $1,157 | 0.4% | $3.69 | — | COM | 003009107 |
| — | NEW IRELAND FD INC | 89,150 | $1,098 | 0.4% | $8.83 | — | COM | 645673104 |
| NKE | NIKE INC | 7,248 | $1,053 | 0.4% | $45.73 | +233.6% | CL B | 654106103 |
| XVMMX | DELAWARE INVTS MINN MUN INCO | 70,000 | $993 | 0.4% | $13.46 | — | COM | 24610V103 |
| — | ANGEL OAK DYNAMIC FINL STRAT | 47,000 | $961 | 0.4% | $18.40 | — | COM BEN INT | 03462A102 |
| — | CENTRAL & EASTERN EUROPE FD | 32,706 | $944 | 0.3% | $18.04 | — | COM | 153436100 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 65,100 | $932 | 0.3% | $13.12 | — | COM | 64123C101 |
| — | NUVEEN SHORT DURATION CR OPP | 58,000 | $876 | 0.3% | $13.07 | — | COM | 67074X107 |
| — | ABERDEEN STD GLOBAL INFRASTR | 43,674 | $870 | 0.3% | $18.58 | — | COM SHS BEN INT | 00326W106 |
| — | NUVEEN NEW JERSEY QULT MUN F | 56,146 | $866 | 0.3% | $13.40 | — | COM | 67069Y102 |
| — | BRANDYWINEGBL GBL INCM OPP F | 68,000 | $851 | 0.3% | $12.45 | — | COM | 10537L104 |
| XNBOX | NEUBERGER BERMAN N Y MUN FD | 64,148 | $843 | 0.3% | $12.33 | — | COM | 64124K102 |
| HD | HOME DEPOT INC | 2,564 | $842 | 0.3% | $176.61 | +66.8% | COM | 437076102 |
| — | EAGLE CAP GROWTH FD INC | 88,396 | $830 | 0.3% | $7.80 | — | COM | 269451100 |
| — | APOLLO TACTICAL INCOME FD IN | 50,826 | $804 | 0.3% | $11.48 | — | COM | 037638103 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 52,000 | $801 | 0.3% | $13.83 | — | COM | 69346J106 |
| — | MORGAN STANLEY EMKT DBT FD I | 87,000 | $793 | 0.3% | $8.49 | — | COM | 61744H105 |
| — | EATON VANCE CALIF MUN INCOM | 57,800 | $787 | 0.3% | $13.24 | — | SH BEN INT | 27826F101 |
| INTC | INTEL CORP | 13,954 | $743 | 0.3% | $32.31 | +54.2% | COM | 458140100 |
| — | INVESCO PA VALUE MUN INC TR | 55,837 | $740 | 0.3% | $12.65 | — | COM | 46132K109 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 49,815 | $735 | 0.3% | $13.45 | — | SH BEN INT | 09248E102 |
| XYZ | SQUARE INC | 3,000 | $720 | 0.3% | $233.85 | +9.8% | CL A | 852234103 |
| — | DTF TAX-FREE INCOME INC | 48,000 | $694 | 0.3% | $14.33 | — | COM | 23334J107 |
| SHOP | SHOPIFY INC | 500 | $678 | 0.2% | $149.84 | 0.0% | CL A | 82509L107 |
| — | APOLLO SR FLOATING RATE FD I | 41,793 | $660 | 0.2% | $13.78 | — | COM | 037636107 |
| ARVN | ARVINAS INC | 7,730 | $635 | 0.2% | $24.89 | +255.1% | COM | 04335A105 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 38,103 | $612 | 0.2% | $13.54 | — | SHS | 67075G103 |
| VPU | VANGUARD WORLD FDS | 4,400 | $612 | 0.2% | $139.09 | — | UTILITIES ETF | 92204A876 |
| HUBS | HUBSPOT INC | 900 | $608 | 0.2% | $535.17 | +20.4% | COM | 443573100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,205 | $602 | 0.2% | $149.76 | +87.5% | CL B NEW | 084670702 |
| ADI | ANALOG DEVICES INC | 3,416 | $572 | 0.2% | $155.29 | 0.0% | COM | 032654105 |
| — | DELAWARE IVY HIGH INCOME OPP | 41,193 | $563 | 0.2% | $13.67 | — | COM | 246107106 |
| — | ANGEL OAK FINL STRATEGIES IN | 33,057 | $563 | 0.2% | $16.83 | — | COM BEN INT | 03464A100 |
| NOC | NORTHROP GRUMMAN CORP | 1,560 | $562 | 0.2% | $169.04 | +99.0% | COM | 666807102 |
| LOW | LOWES COS INC | 2,700 | $548 | 0.2% | $156.97 | +16.9% | COM | 548661107 |
| — | BLACKSTONE STRATEGIC CREDIT | 39,000 | $540 | 0.2% | $10.72 | — | COM SHS BEN IN | 09257R101 |
| ISRG | INTUITIVE SURGICAL INC | 541 | $538 | 0.2% | $115.47 | +190.8% | COM NEW | 46120E602 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQUI | 41,600 | $536 | 0.2% | $12.69 | — | COM SHS | 33740D107 |
| — | BLACKSTONE LONG SHORT CR INC | 34,700 | $526 | 0.2% | $10.53 | — | COM SHS BN INT | 09257D102 |
| RNG | RINGCENTRAL INC | 2,400 | $522 | 0.2% | $326.20 | -22.3% | CL A | 76680R206 |
| MED | MEDIFAST INC | 2,700 | $520 | 0.2% | $128.71 | +70.2% | COM | 58470H101 |
| — | WESTERN AST INFL LKD OPP & I | 38,800 | $516 | 0.2% | $11.02 | — | COM | 95766R104 |
| COST | COSTCO WHSL CORP NEW | 1,125 | $506 | 0.2% | $177.89 | +135.1% | COM | 22160K105 |
| JPM | JPMORGAN CHASE & CO | 3,031 | $496 | 0.2% | $127.80 | +9.8% | COM | 46625H100 |
| MA | MASTERCARD INCORPORATED | 1,416 | $492 | 0.2% | $204.31 | +73.6% | CL A | 57636Q104 |
| SBUX | STARBUCKS CORP | 4,445 | $490 | 0.2% | $46.75 | +126.1% | COM | 855244109 |
| WMT | WALMART INC | 3,389 | $472 | 0.2% | $17.37 | +161.7% | COM | 931142103 |
| SPMB | SPDR SER TR | 17,408 | $448 | 0.2% | $25.74 | — | PORTFLI MORTGAGE | 78464A383 |
| VTIP | VANGUARD MALVERN FDS | 8,500 | $447 | 0.2% | $52.59 | — | STRM INFPROIDX | 922020805 |
| — | ISHARES TR | 17,400 | $446 | 0.2% | $25.63 | — | IBONDS 23 TRM TS | 46436E882 |
| — | ISHARES TR | 17,600 | $446 | 0.2% | $25.34 | — | IBONDS 21 TRM TS | 46436E700 |
| — | ISHARES TR | 17,500 | $445 | 0.2% | $25.43 | — | IBONDS 22 TRM TS | 46436E809 |
| IBTE | ISHARES TR | 17,300 | $445 | 0.2% | $25.72 | — | IBONDS 24 TRM TS | 46436E874 |
| FTSD | FRANKLIN ETF TR | 4,700 | $445 | 0.2% | $94.68 | — | LIBERTY SHRT ETF | 353506108 |
| STIP | ISHARES TR | 4,200 | $444 | 0.2% | $105.71 | — | 0-5 YR TIPS ETF | 46429B747 |
| SPTS | SPDR SER TR | 14,500 | $444 | 0.2% | $30.62 | — | PORTFOLIO SH TSR | 78468R101 |
| — | ISHARES TR | 17,300 | $444 | 0.2% | $25.66 | — | IBONDS 25 TRM TS | 46436E866 |
| TBLL | INVESCO EXCH TRADED FD TR II | 4,200 | $444 | 0.2% | $105.71 | — | TREAS COLATERL | 46138G888 |
| SHV | ISHARES TR | 4,000 | $442 | 0.2% | $110.50 | — | SHORT TREAS BD | 464288679 |
| TFLO | ISHARES TR | 8,800 | $442 | 0.2% | $50.23 | — | TRS FLT RT BD | 46434V860 |
| VGSH | VANGUARD SCOTTSDALE FDS | 7,200 | $442 | 0.2% | $61.39 | — | SHORT TERM TREAS | 92206C102 |
| PBTP | INVESCO EXCH TRADED FD TR II | 16,600 | $440 | 0.2% | $26.51 | — | PURBTA 0 5 YR | 46138E495 |
| SGOV | ISHARES TR | 4,400 | $440 | 0.2% | $100.00 | — | 0-3 MNTH TREASRY | 46436E718 |
| GBIL | GOLDMAN SACHS ETF TR | 4,400 | $440 | 0.2% | $100.00 | — | ACCES TREASURY | 381430529 |
| SHY | ISHARES TR | 5,100 | $439 | 0.2% | $86.08 | — | 1 3 YR TREAS BD | 464287457 |
| BIL | SPDR SER TR | 4,800 | $439 | 0.2% | $91.46 | — | SPDR BLOOMBERG | 78468R663 |
| AGZ | ISHARES TR | 3,700 | $438 | 0.2% | $118.38 | — | AGENCY BOND ETF | 464288166 |
| XLU | SELECT SECTOR SPDR TR | 6,641 | $424 | 0.2% | $55.43 | — | SBI INT-UTILS | 81369Y886 |
| LMT | LOCKHEED MARTIN CORP | 1,150 | $397 | 0.1% | $180.79 | +77.4% | COM | 539830109 |
| — | RIVERNORTH SPECIALTY FIN COR | 20,592 | $395 | 0.1% | $16.62 | — | COM | 76882B108 |
| GOLD | A-MARK PRECIOUS METALS INC | 6,500 | $390 | 0.1% | $15.68 | +61.3% | COM | 00181T107 |
| IWD | ISHARES TR | 2,400 | $376 | 0.1% | $147.36 | — | RUS 1000 VAL ETF | 464287598 |
| TM | TOYOTA MOTOR CORP | 2,000 | $356 | 0.1% | $156.00 | — | SP ADR REP2COM | 892331307 |
| GD | GENERAL DYNAMICS CORP | 1,770 | $347 | 0.1% | $114.56 | +55.9% | COM | 369550108 |
| SBIO | ALPS ETF TR | 7,544 | $343 | 0.1% | $41.90 | — | MED BREAKTHGH | 00162Q593 |
| ARKK | ARK ETF TR | 3,090 | $342 | 0.1% | $130.74 | — | INNOVATION ETF | 00214Q104 |
| — | NUVEEN OHIO QLTY MUN INCOME | 20,608 | $327 | 0.1% | $14.77 | — | COM | 670980101 |
| — | BARINGS GLOBAL SHORT DURATIO | 18,888 | $323 | 0.1% | $16.04 | — | COM | 06760L100 |
| TGT | TARGET CORP | 1,300 | $297 | 0.1% | $163.21 | +34.7% | COM | 87612E106 |
| UNH | UNITEDHEALTH GROUP INC | 750 | $293 | 0.1% | $261.11 | +47.4% | COM | 91324P102 |
| JNJ | JOHNSON & JOHNSON | 1,670 | $270 | 0.1% | $102.48 | +46.6% | COM | 478160104 |
| MMM | 3M CO | 1,430 | $251 | 0.1% | $94.99 | +44.6% | COM | 88579Y101 |
| COIN | COINBASE GLOBAL INC | 1,101 | $250 | 0.1% | $259.62 | -5.2% | COM CL A | 19260Q107 |
| CVX | CHEVRON CORP NEW | 2,370 | $240 | 0.1% | $65.02 | +28.1% | COM | 166764100 |
| — | FORMA THERAPEUTICS HLDGS INC | 10,200 | $237 | 0.1% | $24.86 | — | SHS | 34633R104 |
| PG | PROCTER AND GAMBLE CO | 1,633 | $228 | 0.1% | $116.35 | +9.4% | COM | 742718109 |
| V | VISA INC | 1,015 | $226 | 0.1% | $198.83 | +14.2% | COM CL A | 92826C839 |
| ITW | ILLINOIS TOOL WKS INC | 1,000 | $207 | 0.1% | $181.01 | +12.1% | COM | 452308109 |
| VWO | VANGUARD INTL EQUITY INDEX F | 4,100 | $205 | 0.1% | $54.39 | — | FTSE EMR MKT ETF | 922042858 |
| VT | VANGUARD INTL EQUITY INDEX F | 2,000 | $204 | 0.1% | $103.50 | — | TT WRLD ST ETF | 922042742 |
| — | INVESCO TR INVT GRADE NEW YO | 14,300 | $193 | 0.1% | $12.38 | — | COM | 46131T101 |
| — | KALA PHARMACEUTICALS INC | 56,100 | $147 | 0.1% | $7.75 | — | COM | 483119103 |
| UUUU | ENERGY FUELS INC | 16,758 | $118 | 0.0% | $2.50 | +127.7% | COM NEW | 292671708 |
| — | VERASTEM INC | 35,000 | $108 | 0.0% | $2.64 | — | COM | 92337C104 |
| — | CREDIT SUISSE HIGH YIELD BD | 42,500 | $105 | 0.0% | $2.40 | — | SH BEN INT | 22544F103 |
| — | SIENTRA INC | 15,818 | $91 | 0.0% | $3.70 | — | COM | 82621J105 |
| NG | NOVAGOLD RES INC | 10,000 | $69 | 0.0% | $4.27 | +73.4% | COM NEW | 66987E206 |
| WVE | WAVE LIFE SCIENCES LTD | 13,223 | $65 | 0.0% | $23.09 | -73.7% | SHS | Y95308105 |
| — | SOLID BIOSCIENCES INC | 15,500 | $37 | 0.0% | $8.81 | — | COM | 83422E105 |
| — | ORCHARD THERAPEUTICS PLC | 14,000 | $32 | 0.0% | $4.15 | — | ADS | 68570P101 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 13,480 | $29 | 0.0% | $2.14 | +3.4% | COM CL A | 532257805 |
| — | ANGEL OAK FINL STRATEGIES IN | 33,057 | $7 | 0.0% | $0.21 | — | RIGHT 10/14/2021 | 03464A118 |