Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	PERSHING SQUARE TONTINE HLDG	747,000	$14.72M	5.4%	$19.70	—	COM CL A	71531R109
—	HIGHLAND INCOME FD	1,233,000	$13.28M	4.9%	$9.66	—	HIGHLAND INCOME	43010E404
—	ADAMS DIVERSIFIED EQUITY FD	578,248	$11.45M	4.2%	$13.62	—	COM	006212104
—	CENTRAL SECS CORP	262,240	$11.08M	4.1%	$27.31	—	COM	155123102
NXDT	NEXPOINT STRATEGIC OPPORTES	712,000	$9.904M	3.6%	$11.56	—	COM NEW	65340G205
—	KAYNE ANDERSON NEXTGEN ENRGY	1,180,050	$8.591M	3.2%	$4.65	—	COM	48661E108
DGRO	ISHARES TR	144,608	$7.265M	2.7%	$40.51	—	CORE DIV GRWTH	46434V621
—	TORTOISE ENERGY INFRA CORP	264,700	$7.173M	2.6%	$20.29	—	COM	89147L886
—	MORGAN STANLEY INDIA INVT FD	258,540	$7.133M	2.6%	$16.09	—	COM	61745C105
—	PIMCO ENERGY & TACTICAL CR O	510,000	$6.227M	2.3%	$5.37	—	COM SHS BEN INT	69346N107
—	CLEARBRIDGE ENERGY MIDSTRM O	276,900	$6.05M	2.2%	$13.43	—	COM	18469P209
—	MORGAN STANLEY CHINA A SH FD	282,035	$5.92M	2.2%	$19.24	—	COM	617468103
—	ASA GOLD AND PRECIOUS MTLS L	310,248	$5.861M	2.2%	$16.99	—	SHS	G3156P103
—	MORGAN STANLEY EMERGING MKTS	996,408	$5.829M	2.1%	$5.32	—	COM	617477104
—	NEUBERGER BERMAN MLP & ENERG	1,166,605	$5.751M	2.1%	$3.37	—	COM	64129H104
—	HIGHLAND GLOBAL ALLOCATION F	628,923	$5.717M	2.1%	$6.50	—	COM	43010T104
MSFT	MICROSOFT CORP	18,670	$5.264M	1.9%	$86.00	+226.4%	COM	594918104
—	GENERAL AMERN INVS CO INC	121,952	$5.251M	1.9%	$31.53	—	COM	368802104
—	BOULDER GROWTH & INCOME FD I	387,493	$5.08M	1.9%	$9.57	—	COM	101507101
—	TORTOISE MIDSTRM ENERGY FD I	169,891	$4.905M	1.8%	$21.42	—	COM	89148B200
AAPL	APPLE INC	34,266	$4.849M	1.8%	$91.91	+56.6%	COM	037833100
XTEAX	ECOFIN SUSTAINABLE AND SOCIA	320,249	$4.461M	1.6%	$13.93	—	COM SH BEN INT	27901F109
—	JAPAN SMALLER CAPITALIZATION	366,386	$3.316M	1.2%	$7.18	—	COM	47109U104
—	SALIENT MIDSTREAM & MLP FD	510,700	$3.243M	1.2%	$4.33	—	SH BEN INT	79471V105
ASND	ASCENDIS PHARMA A/S	19,910	$3.173M	1.2%	$106.73	—	SPONSORED ADR	04351P101
—	ROYCE MICRO-CAP TR INC	277,831	$3.173M	1.2%	$9.12	—	COM	780915104
AMZN	AMAZON COM INC	920	$3.022M	1.1%	$77.39	+122.9%	COM	023135106
—	TAIWAN FD INC	84,300	$2.968M	1.1%	$18.81	—	COM	874036106
—	RMR MORTGAGE TR	287,718	$2.966M	1.1%	$17.48	—	COM	76970B101
—	MACQUARIE GLOBAL INFRASTRUCT	119,100	$2.776M	1.0%	$20.29	—	COM	55608D101
—	SWISS HELVETIA FD INC	292,100	$2.681M	1.0%	$7.34	—	COM	870875101
—	CALAMOS LNG SHR EQT DYNAMIC	131,692	$2.68M	1.0%	$15.58	—	COM	12812C106
—	GABELLI HLTHCARE & WELLNESS	196,463	$2.595M	1.0%	$11.21	—	SHS	36246K103
XJEQX	ABERDEEN JAPAN EQUITY FD INC	254,216	$2.479M	0.9%	$6.85	—	COM	00306J109
—	LAM RESEARCH CORP	3,997	$2.275M	0.8%	$353.89	—	COM	512807108
USB	US BANCORP DEL	37,266	$2.215M	0.8%	$29.67	+57.3%	COM NEW	902973304
CCIF	VERTICAL CAP INCOME FD	208,890	$2.191M	0.8%	$9.47	—	SHS BEN INT	92535C104
XXCHNXX	CHINA FD INC	80,080	$2.036M	0.7%	$22.85	—	COM	169373107
—	GABELLI GLOBAL SMALL & MID C	120,674	$1.922M	0.7%	$9.99	—	COM	36249W104
—	CENTER COAST BRKFLD MLP ENRG	126,071	$1.754M	0.6%	$9.97	—	SHS BEN INT	151461209
GOOGL	ALPHABET INC	638	$1.706M	0.6%	$72.93	+85.2%	CAP STK CL A	02079K305
—	PRINCIPAL REAL ESTATE INCOME	116,000	$1.705M	0.6%	$12.10	—	SHS BEN INT	74255X104
—	GDL FD	185,744	$1.668M	0.6%	$9.11	—	COM SH BEN IT	361570104
—	SHOCKWAVE MED INC	8,086	$1.665M	0.6%	$113.86	—	COM	82489T104
ELV	ANTHEM INC	4,272	$1.593M	0.6%	$272.14	+31.4%	COM	036752103
—	CUSHING MLP & INFRASTRUCT	44,005	$1.399M	0.5%	$21.82	—	COM NEW	231631300
—	GOLDMAN SACHS MLP ENERGY REN	125,730	$1.353M	0.5%	$7.73	—	COM	38148G206
—	KAYNE ANDERSON ENERGY INFRST	163,189	$1.306M	0.5%	$3.63	—	COM	486606106
—	ABERDEEN ASIA-PACIFIC INCOME	278,700	$1.157M	0.4%	$3.69	—	COM	003009107
—	NEW IRELAND FD INC	89,150	$1.098M	0.4%	$8.83	—	COM	645673104
NKE	NIKE INC	7,248	$1.053M	0.4%	$45.73	+233.6%	CL B	654106103
XVMMX	DELAWARE INVTS MINN MUN INCO	70,000	$993K	0.4%	$13.46	—	COM	24610V103
—	ANGEL OAK DYNAMIC FINL STRAT	47,000	$961K	0.4%	$18.40	—	COM BEN INT	03462A102
—	CENTRAL & EASTERN EUROPE FD	32,706	$944K	0.3%	$18.04	—	COM	153436100
—	NEUBERGER BRMAN CLIFRN MUNI	65,100	$932K	0.3%	$13.12	—	COM	64123C101
—	NUVEEN SHORT DURATION CR OPP	58,000	$876K	0.3%	$13.07	—	COM	67074X107
—	ABERDEEN STD GLOBAL INFRASTR	43,674	$870K	0.3%	$18.58	—	COM SHS BEN INT	00326W106
—	NUVEEN NEW JERSEY QULT MUN F	56,146	$866K	0.3%	$13.40	—	COM	67069Y102
—	BRANDYWINEGBL GBL INCM OPP F	68,000	$851K	0.3%	$12.45	—	COM	10537L104
XNBOX	NEUBERGER BERMAN N Y MUN FD	64,148	$843K	0.3%	$12.33	—	COM	64124K102
HD	HOME DEPOT INC	2,564	$842K	0.3%	$176.61	+66.8%	COM	437076102
—	EAGLE CAP GROWTH FD INC	88,396	$830K	0.3%	$7.80	—	COM	269451100
—	APOLLO TACTICAL INCOME FD IN	50,826	$804K	0.3%	$11.48	—	COM	037638103
—	PGIM GLOBAL HIGH YIELD FD FO	52,000	$801K	0.3%	$13.83	—	COM	69346J106
—	MORGAN STANLEY EMKT DBT FD I	87,000	$793K	0.3%	$8.49	—	COM	61744H105
—	EATON VANCE CALIF MUN INCOM	57,800	$787K	0.3%	$13.24	—	SH BEN INT	27826F101
INTC	INTEL CORP	13,954	$743K	0.3%	$32.31	+54.2%	COM	458140100
—	INVESCO PA VALUE MUN INC TR	55,837	$740K	0.3%	$12.65	—	COM	46132K109
XBFZX	BLACKROCK CALIF MUN INCOME T	49,815	$735K	0.3%	$13.45	—	SH BEN INT	09248E102
XYZ	SQUARE INC	3,000	$720K	0.3%	$233.85	+9.8%	CL A	852234103
—	DTF TAX-FREE INCOME INC	48,000	$694K	0.3%	$14.33	—	COM	23334J107
SHOP	SHOPIFY INC	500	$678K	0.2%	$149.84	0.0%	CL A	82509L107
—	APOLLO SR FLOATING RATE FD I	41,793	$660K	0.2%	$13.78	—	COM	037636107
ARVN	ARVINAS INC	7,730	$635K	0.2%	$24.89	+255.1%	COM	04335A105
—	NUVEEN GLOBAL HIGH INCOME FD	38,103	$612K	0.2%	$13.54	—	SHS	67075G103
VPU	VANGUARD WORLD FDS	4,400	$612K	0.2%	$139.09	—	UTILITIES ETF	92204A876
HUBS	HUBSPOT INC	900	$608K	0.2%	$535.17	+20.4%	COM	443573100
BRK/B	BERKSHIRE HATHAWAY INC DEL	2,205	$602K	0.2%	$149.76	+87.5%	CL B NEW	084670702
ADI	ANALOG DEVICES INC	3,416	$572K	0.2%	$155.29	0.0%	COM	032654105
—	ANGEL OAK FINL STRATEGIES IN	33,057	$563K	0.2%	$16.83	—	COM BEN INT	03464A100
—	DELAWARE IVY HIGH INCOME OPP	41,193	$563K	0.2%	$13.67	—	COM	246107106
NOC	NORTHROP GRUMMAN CORP	1,560	$562K	0.2%	$169.04	+99.0%	COM	666807102
LOW	LOWES COS INC	2,700	$548K	0.2%	$156.97	+16.9%	COM	548661107
—	BLACKSTONE STRATEGIC CREDIT	39,000	$540K	0.2%	$10.72	—	COM SHS BEN IN	09257R101
ISRG	INTUITIVE SURGICAL INC	541	$538K	0.2%	$115.47	+190.8%	COM NEW	46120E602
XFDEX	FIRST TR DYNAMIC EUROPE EQUI	41,600	$536K	0.2%	$12.69	—	COM SHS	33740D107
—	BLACKSTONE LONG SHORT CR INC	34,700	$526K	0.2%	$10.53	—	COM SHS BN INT	09257D102
RNG	RINGCENTRAL INC	2,400	$522K	0.2%	$326.20	-22.3%	CL A	76680R206
MED	MEDIFAST INC	2,700	$520K	0.2%	$128.71	+70.2%	COM	58470H101
—	WESTERN AST INFL LKD OPP & I	38,800	$516K	0.2%	$11.02	—	COM	95766R104
COST	COSTCO WHSL CORP NEW	1,125	$506K	0.2%	$177.89	+135.1%	COM	22160K105
JPM	JPMORGAN CHASE & CO	3,031	$496K	0.2%	$127.80	+9.8%	COM	46625H100
MA	MASTERCARD INCORPORATED	1,416	$492K	0.2%	$204.31	+73.6%	CL A	57636Q104
SBUX	STARBUCKS CORP	4,445	$490K	0.2%	$46.75	+126.1%	COM	855244109
WMT	WALMART INC	3,389	$472K	0.2%	$17.37	+161.7%	COM	931142103
SPMB	SPDR SER TR	17,408	$448K	0.2%	$25.74	—	PORTFLI MORTGAGE	78464A383
VTIP	VANGUARD MALVERN FDS	8,500	$447K	0.2%	$52.59	—	STRM INFPROIDX	922020805
—	ISHARES TR	17,600	$446K	0.2%	$25.34	—	IBONDS 21 TRM TS	46436E700
—	ISHARES TR	17,400	$446K	0.2%	$25.63	—	IBONDS 23 TRM TS	46436E882
—	ISHARES TR	17,500	$445K	0.2%	$25.43	—	IBONDS 22 TRM TS	46436E809
IBTE	ISHARES TR	17,300	$445K	0.2%	$25.72	—	IBONDS 24 TRM TS	46436E874
FTSD	FRANKLIN ETF TR	4,700	$445K	0.2%	$94.68	—	LIBERTY SHRT ETF	353506108
TBLL	INVESCO EXCH TRADED FD TR II	4,200	$444K	0.2%	$105.71	—	TREAS COLATERL	46138G888
—	ISHARES TR	17,300	$444K	0.2%	$25.66	—	IBONDS 25 TRM TS	46436E866
STIP	ISHARES TR	4,200	$444K	0.2%	$105.71	—	0-5 YR TIPS ETF	46429B747
SPTS	SPDR SER TR	14,500	$444K	0.2%	$30.62	—	PORTFOLIO SH TSR	78468R101
VGSH	VANGUARD SCOTTSDALE FDS	7,200	$442K	0.2%	$61.39	—	SHORT TERM TREAS	92206C102
SHV	ISHARES TR	4,000	$442K	0.2%	$110.50	—	SHORT TREAS BD	464288679
TFLO	ISHARES TR	8,800	$442K	0.2%	$50.23	—	TRS FLT RT BD	46434V860
GBIL	GOLDMAN SACHS ETF TR	4,400	$440K	0.2%	$100.00	—	ACCES TREASURY	381430529
SGOV	ISHARES TR	4,400	$440K	0.2%	$100.00	—	0-3 MNTH TREASRY	46436E718
PBTP	INVESCO EXCH TRADED FD TR II	16,600	$440K	0.2%	$26.51	—	PURBTA 0 5 YR	46138E495
SHY	ISHARES TR	5,100	$439K	0.2%	$86.08	—	1 3 YR TREAS BD	464287457
BIL	SPDR SER TR	4,800	$439K	0.2%	$91.46	—	SPDR BLOOMBERG	78468R663
AGZ	ISHARES TR	3,700	$438K	0.2%	$118.38	—	AGENCY BOND ETF	464288166
XLU	SELECT SECTOR SPDR TR	6,641	$424K	0.2%	$55.43	—	SBI INT-UTILS	81369Y886
LMT	LOCKHEED MARTIN CORP	1,150	$397K	0.1%	$180.79	+77.4%	COM	539830109
—	RIVERNORTH SPECIALTY FIN COR	20,592	$395K	0.1%	$16.62	—	COM	76882B108
GOLD	A-MARK PRECIOUS METALS INC	6,500	$390K	0.1%	$15.68	+61.3%	COM	00181T107
IWD	ISHARES TR	2,400	$376K	0.1%	$147.36	—	RUS 1000 VAL ETF	464287598
TM	TOYOTA MOTOR CORP	2,000	$356K	0.1%	$156.00	—	SP ADR REP2COM	892331307
GD	GENERAL DYNAMICS CORP	1,770	$347K	0.1%	$114.56	+55.9%	COM	369550108
SBIO	ALPS ETF TR	7,544	$343K	0.1%	$41.90	—	MED BREAKTHGH	00162Q593
ARKK	ARK ETF TR	3,090	$342K	0.1%	$130.74	—	INNOVATION ETF	00214Q104
—	NUVEEN OHIO QLTY MUN INCOME	20,608	$327K	0.1%	$14.77	—	COM	670980101
—	BARINGS GLOBAL SHORT DURATIO	18,888	$323K	0.1%	$16.04	—	COM	06760L100
TGT	TARGET CORP	1,300	$297K	0.1%	$163.21	+34.7%	COM	87612E106
UNH	UNITEDHEALTH GROUP INC	750	$293K	0.1%	$261.11	+47.4%	COM	91324P102
JNJ	JOHNSON & JOHNSON	1,670	$270K	0.1%	$102.48	+46.6%	COM	478160104
MMM	3M CO	1,430	$251K	0.1%	$94.99	+44.6%	COM	88579Y101
COIN	COINBASE GLOBAL INC	1,101	$250K	0.1%	$259.62	-5.2%	COM CL A	19260Q107
CVX	CHEVRON CORP NEW	2,370	$240K	0.1%	$65.02	+28.1%	COM	166764100
—	FORMA THERAPEUTICS HLDGS INC	10,200	$237K	0.1%	$24.86	—	SHS	34633R104
PG	PROCTER AND GAMBLE CO	1,633	$228K	0.1%	$116.35	+9.4%	COM	742718109
V	VISA INC	1,015	$226K	0.1%	$198.83	+14.2%	COM CL A	92826C839
ITW	ILLINOIS TOOL WKS INC	1,000	$207K	0.1%	$181.01	+12.1%	COM	452308109
VWO	VANGUARD INTL EQUITY INDEX F	4,100	$205K	0.1%	$54.39	—	FTSE EMR MKT ETF	922042858
VT	VANGUARD INTL EQUITY INDEX F	2,000	$204K	0.1%	$103.50	—	TT WRLD ST ETF	922042742
—	INVESCO TR INVT GRADE NEW YO	14,300	$193K	0.1%	$12.38	—	COM	46131T101
—	KALA PHARMACEUTICALS INC	56,100	$147K	0.1%	$7.75	—	COM	483119103
UUUU	ENERGY FUELS INC	16,758	$118K	0.0%	$2.50	+127.7%	COM NEW	292671708
—	VERASTEM INC	35,000	$108K	0.0%	$2.64	—	COM	92337C104
—	CREDIT SUISSE HIGH YIELD BD	42,500	$105K	0.0%	$2.40	—	SH BEN INT	22544F103
—	SIENTRA INC	15,818	$91,000	0.0%	$3.70	—	COM	82621J105
NG	NOVAGOLD RES INC	10,000	$69,000	0.0%	$4.27	+73.4%	COM NEW	66987E206
WVE	WAVE LIFE SCIENCES LTD	13,223	$65,000	0.0%	$23.09	-73.7%	SHS	Y95308105
—	SOLID BIOSCIENCES INC	15,500	$37,000	0.0%	$8.81	—	COM	83422E105
—	ORCHARD THERAPEUTICS PLC	14,000	$32,000	0.0%	$4.15	—	ADS	68570P101
LPTH	LIGHTPATH TECHNOLOGIES INC	13,480	$29,000	0.0%	$2.14	+3.4%	COM CL A	532257805
—	ANGEL OAK FINL STRATEGIES IN	33,057	$7,000	0.0%	$0.21	—	RIGHT 10/14/2021	03464A118