Location: Portland, OR
CIK: 0001668256 · Show all filings
Period: Q2 2021 (← Previous) (Next →)
Filing Date: Aug 11, 2021
Total Value: $316M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | HIGHLAND INCOME FD | 1,377,000 | $15.02M | 4.8% | $10.91 | $9.66 | — | HIGHLAND INCOME | 43010E404 |
| — | CENTRAL SECS CORP | 294,940 | $12.44M | 3.9% | $42.19 | $27.31 | — | COM | 155123102 |
| — | ADAMS DIVERSIFIED EQUITY FD | 601,248 | $11.89M | 3.8% | $19.77 | $13.62 | — | COM | 006212104 |
| NXDT | NEXPOINT STRATEGIC OPPORTES | 755,600 | $10.4M | 3.3% | $13.76 | $11.56 | — | COM NEW | 65340G205 |
| — | MORGAN STANLEY CHINA A SH FD | 413,549 | $9.458M | 3.0% | $22.87 | $19.24 | — | COM | 617468103 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 1,232,502 | $9.33M | 3.0% | $7.57 | $4.65 | — | COM | 48661E108 |
| — | CALAMOS LNG SHR EQT DYNAMIC | 446,000 | $9.268M | 2.9% | $20.78 | $15.58 | — | COM | 12812C106 |
| — | MORGAN STANLEY EMERGING MKTS | 1,418,799 | $8.683M | 2.7% | $6.12 | $5.32 | — | COM | 617477104 |
| — | TORTOISE ENERGY INFRA CORP | 284,517 | $8.188M | 2.6% | $28.78 | $20.29 | — | COM | 89147L886 |
| — | ASA GOLD AND PRECIOUS MTLS L | 346,647 | $7.477M | 2.4% | $21.57 | $16.99 | — | SHS | G3156P103 |
| — | PIMCO ENERGY & TACTICAL CR O | 564,558 | $7.057M | 2.2% | $12.50 | $5.37 | — | COM SHS BEN INT | 69346N107 |
| — | MORGAN STANLEY INDIA INVT FD | 278,761 | $6.877M | 2.2% | $24.67 | $16.09 | — | COM | 61745C105 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 295,271 | $6.812M | 2.2% | $23.07 | $13.43 | — | COM | 18469P209 |
| DGRO | ISHARES TR | 129,908 | $6.542M | 2.1% | $50.36 | $39.85 | +26.4% | CORE DIV GRWTH | 46434V621 |
| — | HIGHLAND GLOBAL ALLOCATION F | 688,900 | $6.241M | 2.0% | $9.06 | $6.50 | — | COM | 43010T104 |
| — | NEUBERGER BERMAN MLP & ENERG | 1,223,585 | $6.118M | 1.9% | $5.00 | $3.37 | — | COM | 64129H104 |
| — | TORTOISE MIDSTRM ENERGY FD I | 189,000 | $5.655M | 1.8% | $29.92 | $21.42 | — | COM | 89148B200 |
| — | GENERAL AMERN INVS CO INC | 129,957 | $5.643M | 1.8% | $43.42 | $31.53 | — | COM | 368802104 |
| — | BOULDER GROWTH & INCOME FD I | 407,018 | $5.511M | 1.7% | $13.54 | $9.57 | — | COM | 101507101 |
| — | ROYCE MICRO-CAP TR INC | 413,000 | $5.121M | 1.6% | $12.40 | $9.12 | — | COM | 780915104 |
| MSFT | MICROSOFT CORP | 18,804 | $5.094M | 1.6% | $270.90 * | $86.00 | +203.7% | COM | 594918104 |
| — | TORTOISE ESSENTIAL ASSETS IN | 331,170 | $4.908M | 1.6% | $14.82 | $10.10 | — | COM SH BEN INT | 89148A103 |
| AAPL | APPLE INC | 34,110 | $4.672M | 1.5% | $136.97 * | $91.91 | +45.5% | COM | 037833100 |
| — | GABELLI DIVID & INCOME TR | 165,002 | $4.341M | 1.4% | $26.31 | $17.18 | — | COM | 36242H104 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 917,913 | $4.066M | 1.3% | $4.43 | $3.69 | — | COM | 003009107 |
| CCIF | VERTICAL CAP INCOME FD | 370,375 | $4M | 1.3% | $10.80 | $9.47 | — | SHS BEN INT | 92535C104 |
| AMLP | ALPS ETF TR | 100,000 | $3.641M | 1.2% | $36.41 | $28.17 | +29.3% | ALERIAN MLP | 00162Q452 |
| — | RMR MORTGAGE TR | 302,305 | $3.606M | 1.1% | $11.93 | $17.48 | — | COM | 76970B101 |
| — | TEKLA LIFE SCIENCES INVS | 165,000 | $3.538M | 1.1% | $21.44 | $16.16 | — | SH BEN INT | 87911K100 |
| — | JAPAN SMALLER CAPITALIZATION | 388,706 | $3.506M | 1.1% | $9.02 | $7.18 | — | COM | 47109U104 |
| — | TAIWAN FD INC | 93,000 | $3.286M | 1.0% | $35.33 | $18.81 | — | COM | 874036106 |
| — | SALIENT MIDSTREAM & MLP FD | 540,700 | $3.223M | 1.0% | $5.96 | $4.33 | — | SH BEN INT | 79471V105 |
| — | MACQUARIE GLOBAL INFRASTRUCT | 136,000 | $3.139M | 1.0% | $23.08 | $20.29 | — | COM | 55608D101 |
| — | BLACKROCK HEALTH SCIENCS TR | 107,000 | $3.094M | 1.0% | $28.92 | $26.30 | — | COM SHS | 09260E105 |
| — | GABELLI GLOBAL SMALL & MID C | 191,947 | $3.071M | 1.0% | $16.00 | $9.99 | — | COM | 36249W104 |
| — | KAYNE ANDERSON ENERGY INFRST | 343,603 | $3.055M | 1.0% | $8.89 | $3.63 | — | COM | 486606106 |
| — | SWISS HELVETIA FD INC | 311,903 | $3.035M | 1.0% | $9.73 | $7.34 | — | COM | 870875101 |
| — | LAM RESEARCH CORP | 4,580 | $2.98M | 0.9% | $650.66 | $353.89 | — | COM | 512807108 |
| AMZN | AMAZON COM INC | 824 | $2.835M | 0.9% | $3440.53 * | $66.32 | +159.4% | COM | 023135106 |
| — | GABELLI HLTHCARE & WELLNESS | 206,220 | $2.784M | 0.9% | $13.50 | $11.21 | — | SHS | 36246K103 |
| XXCHNXX | CHINA FD INC | 83,434 | $2.545M | 0.8% | $30.50 | $22.85 | — | COM | 169373107 |
| ASND | ASCENDIS PHARMA A/S | 19,090 | $2.511M | 0.8% | $131.53 | $104.47 | — | SPONSORED ADR | 04351P101 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 273,234 | $2.407M | 0.8% | $8.81 | $6.85 | — | COM | 00306J109 |
| — | PRINCIPAL REAL ESTATE INCOME | 148,877 | $2.258M | 0.7% | $15.17 | $12.10 | — | SHS BEN INT | 74255X104 |
| — | TEKLA HEALTHCARE INVS | 86,000 | $2.213M | 0.7% | $25.73 | $20.05 | — | SH BEN INT | 87911J103 |
| — | ROYCE VALUE TR INC | 114,207 | $2.167M | 0.7% | $18.97 | $14.87 | — | COM | 780910105 |
| USB | US BANCORP DEL | 37,266 | $2.123M | 0.7% | $56.97 * | $29.67 | +57.3% | COM NEW | 902973304 |
| — | CENTER COAST BRKFLD MLP ENRG | 147,000 | $1.962M | 0.6% | $13.35 | $9.97 | — | SHS BEN INT | 151461209 |
| — | CUSHING MLP & INFRASTRUCT | 66,048 | $1.949M | 0.6% | $29.51 | $21.82 | — | COM NEW | 231631300 |
| — | GDL FD | 213,513 | $1.937M | 0.6% | $9.07 | $9.11 | — | COM SH BEN IT | 361570104 |
| — | TEMPLETON EMERGING MKTS INCO | 235,531 | $1.877M | 0.6% | $7.97 | $8.06 | — | COM | 880192109 |
| — | GOLDMAN SACHS MLP ENERGY REN | 147,902 | $1.693M | 0.5% | $11.45 | $7.73 | — | COM | 38148G206 |
| ELV | ANTHEM INC | 4,272 | $1.631M | 0.5% | $381.79 * | $272.14 | +31.9% | COM | 036752103 |
| GOOGL | ALPHABET INC | 630 | $1.538M | 0.5% | $2441.27 * | $72.14 | +68.0% | CAP STK CL A | 02079K305 |
| — | SHOCKWAVE MED INC | 8,106 | $1.538M | 0.5% | $189.74 | $113.86 | — | COM | 82489T104 |
| — | CENTRAL & EASTERN EUROPE FD | 52,035 | $1.46M | 0.5% | $28.06 | $18.04 | — | COM | 153436100 |
| — | ABERDEEN STD GLOBAL INFRASTR | 63,342 | $1.357M | 0.4% | $21.42 | $18.58 | — | COM SHS BEN INT | 00326W106 |
| MLPX | GLOBAL X FDS | 37,000 | $1.345M | 0.4% | $36.35 | $27.83 | +30.6% | GLB X MLP ENRG I | 37954Y293 |
| NKE | NIKE INC | 7,300 | $1.128M | 0.4% | $154.52 * | $45.73 | +215.9% | CL B | 654106103 |
| — | NEW IRELAND FD INC | 92,063 | $1.122M | 0.4% | $12.19 | $8.83 | — | COM | 645673104 |
| XNDPX | TORTOISE ENERGY INDEPENDENC | 55,000 | $1.113M | 0.4% | $20.24 | $13.27 | — | COM | 89148K200 |
| — | ABERDEEN EMRG MRKTS EQT INM | 121,636 | $1.101M | 0.3% | $9.05 | $6.28 | — | COM | 00301W105 |
| XVMMX | DELAWARE INVTS MINN MUN INCO | 70,000 | $989K | 0.3% | $14.13 | $13.46 | — | COM | 24610V103 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQUI | 73,522 | $986K | 0.3% | $13.41 | $12.69 | — | COM SHS | 33740D107 |
| — | NUVEEN DIVERSIFIED DIVID & I | 93,813 | $976K | 0.3% | $10.40 | $7.04 | — | COM | 6706EP105 |
| — | ANGEL OAK DYNAMIC FINL STRAT | 47,000 | $950K | 0.3% | $20.21 | $18.40 | — | COM BEN INT | 03462A102 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 65,100 | $944K | 0.3% | $14.50 | $13.12 | — | COM | 64123C101 |
| — | VIRTUS ALLIANZGI CONVERTIBLE | 170,010 | $910K | 0.3% | $5.35 | $4.98 | — | COM | 92838U108 |
| — | NUVEEN NEW JERSEY QULT MUN F | 56,146 | $875K | 0.3% | $15.58 | $13.40 | — | COM | 67069Y102 |
| — | NUVEEN SHORT DURATION CR OPP | 58,000 | $869K | 0.3% | $14.98 | $13.07 | — | COM | 67074X107 |
| — | BRANDYWINEGBL GBL INCM OPP F | 68,000 | $857K | 0.3% | $12.60 | $12.45 | — | COM | 10537L104 |
| XNBOX | NEUBERGER BERMAN N Y MUN FD | 64,148 | $854K | 0.3% | $13.31 | $12.33 | — | COM | 64124K102 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 52,000 | $829K | 0.3% | $15.94 | $13.83 | — | COM | 69346J106 |
| — | EAGLE CAP GROWTH FD INC | 90,401 | $827K | 0.3% | $9.15 | $7.80 | — | COM | 269451100 |
| INTC | INTEL CORP | 14,674 | $824K | 0.3% | $56.15 * | $32.31 | +59.0% | COM | 458140100 |
| — | MORGAN STANLEY EMKT DBT FD I | 87,000 | $813K | 0.3% | $9.34 | $8.49 | — | COM | 61744H105 |
| — | EATON VANCE CALIF MUN INCOM | 57,800 | $808K | 0.3% | $13.98 | $13.24 | — | SH BEN INT | 27826F101 |
| HD | HOME DEPOT INC | 2,504 | $799K | 0.3% | $319.09 * | $173.79 | +64.3% | COM | 437076102 |
| — | APOLLO TACTICAL INCOME FD IN | 50,826 | $795K | 0.3% | $15.64 | $11.48 | — | COM | 037638103 |
| — | INVESCO PA VALUE MUN INC TR | 55,837 | $747K | 0.2% | $13.38 | $12.65 | — | COM | 46132K109 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 49,815 | $747K | 0.2% | $15.00 | $13.45 | — | SH BEN INT | 09248E102 |
| XYZ | SQUARE INC | 3,000 | $731K | 0.2% | $243.67 | $233.85 | +4.3% | CL A | 852234103 |
| — | DTF TAX-FREE INCOME INC | 48,000 | $720K | 0.2% | $15.00 | $14.33 | — | COM | 23334J107 |
| — | APOLLO SR FLOATING RATE FD I | 41,793 | $659K | 0.2% | $15.77 | $13.78 | — | COM | 037636107 |
| — | HERZFELD CARIBBEAN BASIN FD | 102,275 | $641K | 0.2% | $6.27 | $3.48 | — | COM | 42804T106 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 38,103 | $618K | 0.2% | $16.22 | $13.54 | — | SHS | 67075G103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,205 | $613K | 0.2% | $278.00 | $149.76 | +85.6% | CL B NEW | 084670702 |
| ARVN | ARVINAS INC | 7,930 | $611K | 0.2% | $77.05 | $24.89 | +209.4% | COM | 04335A105 |
| MED | MEDIFAST INC | 2,150 | $608K | 0.2% | $282.79 * | $105.60 | +138.6% | COM | 58470H101 |
| IWD | ISHARES TR | 3,764 | $597K | 0.2% | $158.61 | $143.15 | +10.8% | RUS 1000 VAL ETF | 464287598 |
| — | ANGEL OAK FINL STRATEGIES IN | 33,057 | $594K | 0.2% | $17.97 | $16.83 | — | COM BEN INT | 03464A100 |
| — | IVY HIGH INCOME OPPORTUNITIE | 41,193 | $579K | 0.2% | $14.06 | $13.62 | — | COM | 465893105 |
| NOC | NORTHROP GRUMMAN CORP | 1,560 | $567K | 0.2% | $363.46 * | $169.04 | +99.8% | COM | 666807102 |
| — | MAXIM INTEGRATED PRODS INC | 5,233 | $551K | 0.2% | $105.29 | $39.94 | — | COM | 57772K101 |
| — | BLACKSTONE STRATEGIC CREDIT | 39,000 | $543K | 0.2% | $13.92 | $10.72 | — | COM SHS BEN IN | 09257R101 |
| — | CUSHING NEXTGEN INFRA INCM F | 11,226 | $543K | 0.2% | $48.37 | $36.34 | — | COM | 231647207 |
| — | BLACKSTONE LONG SHORT CR INC | 34,700 | $525K | 0.2% | $15.13 | $10.53 | — | COM SHS BN INT | 09257D102 |
| LOW | LOWES COS INC | 2,700 | $524K | 0.2% | $194.07 * | $156.97 | +13.4% | COM | 548661107 |
| MA | MASTERCARD INCORPORATED | 1,416 | $517K | 0.2% | $365.11 * | $204.31 | +74.1% | CL A | 57636Q104 |
| — | WESTERN AST INFL LKD OPP & I | 38,800 | $509K | 0.2% | $13.12 | $11.02 | — | COM | 95766R104 |
| ISRG | INTUITIVE SURGICAL INC | 541 | $498K | 0.2% | $920.52 * | $115.47 | +165.5% | COM NEW | 46120E602 |
| SBUX | STARBUCKS CORP | 4,445 | $497K | 0.2% | $111.81 * | $46.75 | +115.5% | COM | 855244109 |
| DIS | DISNEY WALT CO | 2,670 | $469K | 0.1% | $175.66 * | $180.17 | -4.7% | COM | 254687106 |
| WMT | WALMART INC | 3,320 | $468K | 0.1% | $140.96 * | $16.79 | +163.7% | COM | 931142103 |
| HUBS | HUBSPOT INC | 800 | $466K | 0.1% | $582.50 | $521.54 | +11.7% | COM | 443573100 |
| RNG | RINGCENTRAL INC | 1,600 | $465K | 0.1% | $290.63 | $362.54 | -19.8% | CL A | 76680R206 |
| JPM | JPMORGAN CHASE & CO | 2,976 | $463K | 0.1% | $155.58 * | $127.57 | +8.5% | COM | 46625H100 |
| — | RIVERNORTH SPECIALTY FIN COR | 22,532 | $448K | 0.1% | $19.88 | $16.62 | — | COM | 76882B108 |
| PYPL | PAYPAL HLDGS INC | 1,500 | $437K | 0.1% | $291.33 | $251.93 | +15.4% | COM | 70450Y103 |
| COST | COSTCO WHSL CORP NEW | 1,086 | $430K | 0.1% | $395.95 * | $169.26 | +122.1% | COM | 22160K105 |
| LMT | LOCKHEED MARTIN CORP | 1,125 | $426K | 0.1% | $378.67 * | $177.68 | +88.3% | COM | 539830109 |
| XLU | SELECT SECTOR SPDR TR | 6,594 | $417K | 0.1% | $63.24 * | $31.98 | -1.1% | SBI INT-UTILS | 81369Y886 |
| — | FIRST TR ENERGY INFRASTRCTR | 30,000 | $409K | 0.1% | $13.63 | $10.03 | — | COM | 33738C103 |
| ARKK | ARK ETF TR | 3,090 | $404K | 0.1% | $130.74 | $116.56 | +12.2% | INNOVATION ETF | 00214Q104 |
| SBIO | ALPS ETF TR | 7,544 | $369K | 0.1% | $48.91 | $39.57 | +23.6% | MED BREAKTHGH | 00162Q593 |
| TM | TOYOTA MOTOR CORP | 2,000 | $350K | 0.1% | $175.00 | $151.26 | +15.6% | SP ADR REP2COM | 892331307 |
| — | NUVEEN OHIO QLTY MUN INCOME | 20,608 | $337K | 0.1% | $16.35 | $14.77 | — | COM | 670980101 |
| GD | GENERAL DYNAMICS CORP | 1,770 | $333K | 0.1% | $188.14 * | $114.56 | +49.0% | COM | 369550108 |
| — | BARINGS GLOBAL SHORT DURATIO | 18,888 | $323K | 0.1% | $17.10 | $16.04 | — | COM | 06760L100 |
| TGT | TARGET CORP | 1,300 | $314K | 0.1% | $241.54 * | $163.21 | +29.8% | COM | 87612E106 |
| GOLD | A-MARK PRECIOUS METALS INC | 6,500 | $302K | 0.1% | $46.46 * | $15.68 | +48.3% | COM | 00181T107 |
| UNH | UNITEDHEALTH GROUP INC | 750 | $300K | 0.1% | $400.00 * | $261.11 | +42.4% | COM | 91324P102 |
| — | KALA PHARMACEUTICALS INC | 56,100 | $297K | 0.1% | $5.29 | $7.75 | — | COM | 483119103 |
| MMM | 3M CO | 1,430 | $284K | 0.1% | $198.60 * | $94.99 | +47.7% | COM | 88579Y101 |
| XTTPX | TORTOISE PIPELINE & ENERGY F | 11,721 | $280K | 0.1% | $23.89 | $16.98 | — | COM | 89148H207 |
| COIN | COINBASE GLOBAL INC | 1,101 | $279K | 0.1% | $253.41 | $259.62 | -2.4% | COM CL A | 19260Q107 |
| JNJ | JOHNSON & JOHNSON | 1,670 | $275K | 0.1% | $164.67 * | $102.48 | +41.2% | COM | 478160104 |
| SCZ | ISHARES TR | 3,700 | $274K | 0.1% | $74.05 | $57.32 | +29.4% | EAFE SML CP ETF | 464288273 |
| — | FORMA THERAPEUTICS HLDGS INC | 10,500 | $261K | 0.1% | $24.86 | $24.86 | — | SHS | 34633R104 |
| CVX | CHEVRON CORP NEW | 2,429 | $254K | 0.1% | $104.57 * | $65.02 | +33.7% | COM | 166764100 |
| — | FIRST TR HIGH YIELD OPPRT 20 | 11,510 | $231K | 0.1% | $20.07 | $19.81 | — | COM | 33741Q107 |
| ITW | ILLINOIS TOOL WKS INC | 1,000 | $224K | 0.1% | $224.00 * | $181.01 | +11.1% | COM | 452308109 |
| V | VISA INC | 960 | $224K | 0.1% | $233.33 * | $197.22 | +14.7% | COM CL A | 92826C839 |
| VWO | VANGUARD INTL EQUITY INDEX F | 4,100 | $223K | 0.1% | $54.39 | $53.26 | +2.0% | FTSE EMR MKT ETF | 922042858 |
| HUM | HUMANA INC | 499 | $221K | 0.1% | $442.89 * | $259.35 | +63.6% | COM | 444859102 |
| PG | PROCTER AND GAMBLE CO | 1,633 | $220K | 0.1% | $134.72 * | $116.35 | +3.6% | COM | 742718109 |
| VT | VANGUARD INTL EQUITY INDEX F | 2,000 | $207K | 0.1% | $103.50 | $101.97 | +1.6% | TT WRLD ST ETF | 922042742 |
| — | 1LIFE HEALTHCARE INC | 6,194 | $205K | 0.1% | $33.10 | $39.07 | — | COM | 68269G107 |
| — | INVESCO TR INVT GRADE NEW YO | 14,300 | $199K | 0.1% | $13.92 | $12.38 | — | COM | 46131T101 |
| — | VERASTEM INC | 35,000 | $142K | 0.0% | $4.06 | $2.64 | — | COM | 92337C104 |
| — | SIENTRA INC | 13,818 | $110K | 0.0% | $7.96 | $3.40 | — | COM | 82621J105 |
| — | CREDIT SUISSE HIGH YIELD BD | 42,500 | $107K | 0.0% | $2.52 | $2.40 | — | SH BEN INT | 22544F103 |
| WVE | WAVE LIFE SCIENCES LTD | 15,173 | $101K | 0.0% | $6.66 | $23.09 | -71.2% | SHS | Y95308105 |
| UUUU | ENERGY FUELS INC | 16,758 | $101K | 0.0% | $6.03 | $2.50 | +141.8% | COM NEW | 292671708 |
| NG | NOVAGOLD RES INC | 10,000 | $80,000 | 0.0% | $8.00 | $4.27 | +87.6% | COM NEW | 66987E206 |
| — | ORCHARD THERAPEUTICS PLC | 14,000 | $61,000 | 0.0% | $4.36 | $4.15 | — | ADS | 68570P101 |
| — | SOLID BIOSCIENCES INC | 15,500 | $57,000 | 0.0% | $3.68 | $8.81 | — | COM | 83422E105 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 13,480 | $34,000 | 0.0% | $2.52 | $2.14 | +18.8% | COM CL A | 532257805 |