Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	FWONA 1.375 10/15/23 CVT	23,726,000	$22.93M	14.1%	$1.29	—	NOTE 1.375%10/1	531229AB8
—	SE 2.250 07/01/23 CVT	9,119,000	$21.17M	13.0%	$2.32	—	NOTE 2.250% 7/0	81141RAB6
—	TDOC 1.375 05/15/25 CVT	5,700,000	$16.7M	10.3%	$2.93	—	NOTE 1.375% 5/1	87918AAC9
—	WWE 3.375 12/15/23 CVT	7,179,000	$11.06M	6.8%	$2.48	—	NOTE 3.375%12/1	98156QAB4
—	TSLA 2.000 05/15/24 CVT	4,760,000	$8.741M	5.4%	$1.20	—	NOTE 2.000% 5/1	88160RAG6
—	ANTMX 2.750 10/15/42 CVT	2,540,000	$8.079M	5.0%	$3.89	—	NOTE 2.750%10/1	94973VBG1
—	ON 1.000 12/01/20 CVT	5,757,000	$5.753M	3.5%	$1.00	—	NOTE 1.000%12/0	682189AK1
—	KBR 2.500 11/01/23 CVT	4,927,000	$5.244M	3.2%	$1.06	—	NOTE 2.500%11/0	48242WAB2
—	ICPT 2.000 05/15/26 CVT	5,814,000	$5.191M	3.2%	$0.89	—	NOTE 2.000% 5/1	45845PAB4
—	WDAY 1.500 07/15/20 CVT	2,605,000	$4.157M	2.6%	$2.47	—	NOTE 1.500% 7/1	98138HAD3
—	RTRX 2.500 09/15/25 CVT	4,838,000	$3.854M	2.4%	$0.92	—	NOTE 2.500% 9/1	761299AB2
—	CLF 1.500 01/15/25 CVT	4,275,000	$3.07M	1.9%	$0.97	—	DBCV 1.500% 1/1	185899AA9
—	CZR 5.000 10/01/24 CVT	2,223,000	$2.405M	1.5%	$1.51	—	NOTE 5.000%10/0	127686AA1
—	WMGI 2.250 11/15/21 CVT	1,425,000	$1.987M	1.2%	$1.34	—	NOTE 2.250%11/1	98236JAB4
DBX	DROPBOX CL A ORD	105,750	$1.914M	1.2%	$18.19	0.0%	CL A	26210C104
—	LIMELIGHT NETWORKS ORD	325,000	$1.852M	1.1%	$5.70	—	Common Stock	53261M104
—	NAUTILUS GROUP ORD	620,344	$1.619M	1.0%	$2.14	—	Common Stock	63910B102
—	SYNCHRONOSS TECHNOLOGIES ORD	471,128	$1.437M	0.9%	$3.42	—	Common Stock	87157B103
ASPN	ASPEN AEROGELS ORD	208,144	$1.278M	0.8%	$5.13	+58.1%	Common Stock	04523Y105
SILC	SILICOM ORD	43,561	$1.176M	0.7%	$31.78	0.0%	ORD	M84116108
NTNX	NUTANIX CL A ORD	72,150	$1.14M	0.7%	$25.56	+9.9%	Call	67059N108
—	CYBEROPTICS ORD	62,700	$1.073M	0.7%	$17.11	—	Common Stock	232517102
—	SCPHARMACEUTICALS ORD	143,646	$1.063M	0.7%	$5.89	—	Common Stock	810648105
—	ALLOT ORD	109,082	$1.031M	0.6%	$9.45	—	Put	M0854Q955
AIRG	AIRGAIN ORD	130,272	$963K	0.6%	$10.67	-18.5%	Common Stock	00938A104
CPRX	CATALYST PHARMACEUTICALS ORD	234,625	$903K	0.6%	$4.10	0.0%	Common Stock	14888U101
CLFD	CLEARFIELD ORD	75,089	$890K	0.5%	$12.98	-7.4%	Common Stock	18482P103
—	BOINGO WIRELESS ORD	82,063	$871K	0.5%	$10.78	—	Common Stock	09739C102
APPS	DIGITAL TURBINE ORD	196,727	$848K	0.5%	$4.04	+52.9%	New Common Stock	25400W102
IWM	ISHARES RUSSELL 2000 ETF	7,389	$846K	0.5%	$137.72	—	RUSSELL 2000 ETF	464287655
—	DSP GROUP ORD	62,231	$834K	0.5%	$13.78	—	Common Stock	23332B106
—	PIXELWORKS ORD	280,443	$799K	0.5%	$4.13	—	New Common Stock	72581M305
—	RP 1.500 11/15/22 CVT	570,000	$778K	0.5%	$1.36	—	NOTE 1.500%11/1	75606NAB5
BMRN	BIOMARIN PHARMACEUTICAL ORD	9,120	$771K	0.5%	$93.44	-7.8%	Common Stock	09061G101
MIRM	MIRUM PHARMACEUTICALS ORD	53,912	$755K	0.5%	$13.52	+21.4%	Common Stock	604749101
—	ATEX Apr0 55.0 C	118,700	$706K	0.4%	—	—	Call	03676C900
—	CATABASIS PHARMACEUTICALS ORD	162,411	$674K	0.4%	$4.15	—	New Common Stock	14875P206
XLV	SELECT SECTOR HEALTH CARE SPDR ETF	7,224	$640K	0.4%	$86.18	—	SBI HEALTHCARE	81369Y209
—	NIOX 4.500 02/01/24 CVT PUT	1,140,000	$630K	0.4%	$0.55	—	NOTE 4.500% 2/0 ADDED	62914VAB2
—	MELLANOX TECHNOLOGIES ORD	5,049	$613K	0.4%	$121.41	—	SHS	M51363113
—	CATALYST BIOSCIENCES ORD	129,166	$564K	0.3%	$4.37	—	New Common Stock	14888D208
—	BIODELIVERY SCIENCE INTERNATIONL ORD	145,550	$551K	0.3%	$4.18	—	Common Stock	09060J106
—	ZAFGEN ORD	713,621	$550K	0.3%	$0.96	—	Common Stock	98885E103
XBI	SPDR S&P BIOTECH ETF	7,044	$545K	0.3%	$73.93	—	S&P BIOTECH	78464A870
—	RIGEL PHARMACEUTICALS ORD	333,389	$520K	0.3%	$1.58	—	New Common Stock	766559603
—	ALIMERA SCIENCES ORD	127,333	$509K	0.3%	$6.79	—	New Common Stock	016259202
AGX	ARGAN ORD	10,327	$496K	0.3%	$34.53	+1.8%	Common Stock	04010E109
ATEN	A10 NETWORKS ORD	78,590	$488K	0.3%	$6.53	-8.5%	Common Stock	002121101
—	SMITH MICRO SOFTWARE ORD	114,592	$483K	0.3%	$4.21	—	New Common Stock	832154207
VGT	VANGUARD INFORMATION TECHNOLOGY ETF	2,272	$481K	0.3%	$161.02	—	INF TECH ETF	92204A702
—	QUANTUM ORD	158,914	$468K	0.3%	$2.94	—	New Common Stock	747906501
—	ADAMAS PHARMACEUTICALS ORD	157,142	$454K	0.3%	$2.89	—	Common Stock	00548A106
—	TECHTARGET ORD	21,908	$452K	0.3%	$22.94	—	Common Stock	87874R100
—	AVDL Jun0 12.5 C	267,500	$447K	0.3%	—	—	Call	05337M904
—	OPTINOSE ORD	98,864	$444K	0.3%	$4.49	—	Common Stock	68404V100
ANVS	ANNOVIS BIO ORD	143,750	$432K	0.3%	$4.92	0.0%	Common Stock	03615A108
ORGO	ORGANOGENESIS HOLDINGS CL A ORD	121,858	$393K	0.2%	$6.34	-32.5%	Common Stock	68621F102
DHX	DHI GROUP ORD	181,270	$392K	0.2%	$3.41	-21.3%	Common Stock	23331S100
—	FARO TECHNOLOGIES ORD	8,718	$388K	0.2%	$47.63	—	Common Stock	311642102
—	LA JOLLA PHARMACEUTICAL ORD	85,425	$358K	0.2%	$5.50	—	COM PAR $.0001 2	503459604
—	ROST Jan1 80.0 C	19,500	$356K	0.2%	—	—	Call	778296903
XLY	SPDR FUND CONSUMER DISCRE SELECT ETF	3,268	$320K	0.2%	$101.48	—	SBI CONS DISCR	81369Y407
DMAC	DIAMEDICA THERAPEUTI ORD	105,842	$296K	0.2%	$5.43	-23.9%	New Common Stock	25253X207
XLF	SELECT STR FINANCIAL SELECT SPDR ETF	13,920	$290K	0.2%	$23.35	—	SBI INT-FINL	81369Y605
CLPT	CLEARPOINT NEURO ORD	80,911	$290K	0.2%	$4.91	0.0%	Common Stock	18507C103
—	SPY 1Ap0 245.0 P	124,500	$284K	0.2%	—	—	Put	78462F953
XLI	SELECT SECTOR INDUSTRIAL SPDR ETF	4,604	$272K	0.2%	$65.64	—	SBI INT-INDS	81369Y704
RFIL	RF INDUSTRIES ORD	65,372	$259K	0.2%	$7.37	-21.2%	COM PAR $0.01	749552105
XPH	SPDR S&P PHARMACEUTICALS ETF	6,577	$237K	0.1%	$22.50	—	S&P PHARMAC	78464A722
—	NANOVIBRONIX ORD	109,607	$236K	0.1%	$2.53	—	Common Stock	63008J108
—	RESONANT ORD	148,491	$219K	0.1%	$1.47	—	Common Stock	76118L102
—	SONIM TECHNOLOGIES ORD	311,415	$218K	0.1%	$2.67	—	Common Stock	83548F101
—	X Jan2 3.0 P	177,900	$215K	0.1%	—	—	Put	912909958
—	BIOLASE ORD	563,949	$212K	0.1%	$0.54	—	New Common Stock	090911207
—	ACOR Jul0 2.0 P	100,200	$208K	0.1%	—	—	Put	00484M956
—	SALARIUS PHARMACEUTICALS ORD	304,347	$208K	0.1%	$0.68	—	New Common Stock	79400X107
MX	MAGNACHIP SEMICONDUCTR ORD	18,236	$201K	0.1%	$12.13	0.0%	Common Stock	55933J203
SAVA	CASSAVA SCIENCES ORD	48,535	$200K	0.1%	$1.17	+465.6%	Common Stock	14817C107
DUOT	DUOS TECHNOLOGIES GROUP ORD	34,639	$164K	0.1%	$6.05	0.0%	Common Stock	266042407
—	TRUECAR ORD	67,050	$163K	0.1%	$2.43	—	Common Stock	89785L107
—	SYK Jun0 150.0 P	16,600	$160K	0.1%	—	—	Put	863667951
—	MR COOPER GROUP ORD	20,750	$152K	0.1%	$7.33	—	Common Stock	62482R107
—	SUNESIS PHARMACEUTICALS ORD	362,330	$150K	0.1%	$0.41	—	Common Stock	867328700
—	APTEVO THERAPEUTICS ORD	35,350	$131K	0.1%	$3.71	—	New Common Stock	03835L207
—	COOP Apr0 7.5 C	119,500	$120K	0.1%	—	—	Call	62482R907
PDSB	PDS BIOTECHNOLOGY ORD	162,000	$118K	0.1%	$1.73	0.0%	Common Stock	70465T107
—	RTRX Sep0 7.5 P	71,800	$106K	0.1%	—	—	Put	761299956
—	AVDL Sep0 5.0 P	58,800	$103K	0.1%	—	—	Put	05337M954
—	ALLENA PHARMACEUTICALS ORD	102,794	$99,000	0.1%	$2.73	—	Common Stock	018119107
—	QUMU ORD	46,896	$78,000	0.0%	$3.62	—	Common Stock	749063103
—	ICPT Sep0 25.0 P	30,300	$76,000	0.0%	—	—	Put	45845P958
—	NIO Apr0 1.5 P	234,400	$68,000	0.0%	—	—	Put	62914V956
IPWR	IDEAL POWER ORD	33,525	$65,000	0.0%	$2.31	0.0%	New Common Stock	451622203
—	CZR Jun0 4.0 P	50,800	$64,000	0.0%	—	—	Put	127686953
—	NTNX Jan1 30.0 C	34,900	$49,000	0.0%	—	—	Call	67059N908
NNDM	NANO DIMENSION 1 ADR REP 50 ORD	51,104	$48,000	0.0%	$0.94	—	SPONSORD ADS NEW	63008G203
—	APLS Jul0 25.0 P	11,700	$47,000	0.0%	—	—	Put	03753U956
—	KBR Sep0 13.0 P	39,100	$39,000	0.0%	—	—	Put	48242W956
—	BJRI Apr0 17.5 C	41,500	$24,000	0.0%	—	—	Call	09180C906
—	BMRN Apr0 65.0 P	12,100	$15,000	0.0%	—	—	Put	09061G951
—	BMRN Apr0 100.0C	14,900	$8,000	0.0%	—	—	Call	09061G901
—	IWM JN0Q 153.0 C	25,500	$5,000	0.0%	—	—	Call	464287905
—	CBAY Apr0 2.5 C	166,900	$4,000	0.0%	—	—	Call	23257D903
—	QCOM Apr0 95.0 C	41,500	$2,000	0.0%	—	—	Call	747525903