Location: Fort Lee, NJ
CIK: 0001696778 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 14, 2020
Total Value: $204M (32.9% shares, 67.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WAYFAIR INC | 14,535,000 | $27.77M | 13.6% | $1.91 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| — | TESLA INC | 7,325,000 | $25.73M | 12.6% | $2.01 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | TELADOC HEALTH INC | 5,000,000 | $17.82M | 8.8% | $2.93 | — | NOTE 1.375% 5/1 | 87918AAC9 |
| — | LIBERTY MEDIA CORP DEL | 15,207,000 | $16.15M | 7.9% | $1.29 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | WORLD WRESTLING ENTMT INC | 7,021,000 | $13.12M | 6.4% | $2.48 | — | NOTE 3.375%12/1 | 98156QAB4 |
| — | WELLPOINT INC | 2,540,000 | $9.342M | 4.6% | $3.89 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | NUANCE COMMUNICATIONS INC | 6,840,000 | $8.097M | 4.0% | $1.18 | — | DBCV 1.000%12/1 | 67020YAK6 |
| — | ON SEMICONDUCTOR CORP | 5,415,000 | $6.339M | 3.1% | $1.00 | — | NOTE 1.000%12/0 | 682189AK1 |
| — | CLEVELAND CLIFFS INC | 4,560,000 | $4.181M | 2.1% | $0.97 | — | DBCV 1.500% 1/1 | 185899AA9 |
| — | NAUTILUS INC | 367,391 | $3.406M | 1.7% | $2.14 | — | COM | 63910B102 |
| — | CARNIVAL CORP | 548,700 | $2.96M | 1.5% | — | — | Put | 143658950 |
| MTSI | MACOM TECH SOLUTIONS HLDGS I | 78,540 | $2.698M | 1.3% | $29.21 | 0.0% | COM | 55405Y100 |
| — | OCEAN BIO CHEM INC | 180,681 | $2.52M | 1.2% | $13.95 | — | COM | 674631106 |
| — | SYNAPTICS INC | 2,280,000 | $2.428M | 1.2% | $1.06 | — | NOTE 0.500% 6/1 | 87157DAD1 |
| — | II-VI INC | 51,000 | $2.409M | 1.2% | $47.24 | — | COM | 902104108 |
| — | ANTERIX INC | 439,800 | $2.31M | 1.1% | — | — | Call | 03676C900 |
| MXL | MAXLINEAR INC | 106,847 | $2.293M | 1.1% | $17.25 | 0.0% | COM | 57776J100 |
| — | KBR INC | 1,821,000 | $2.053M | 1.0% | $1.06 | — | NOTE 2.500%11/0 | 48242WAB2 |
| — | CYBEROPTICS CORP | 62,700 | $2.02M | 1.0% | $17.11 | — | COM | 232517102 |
| MRAM | EVERSPIN TECHNOLOGIES INC | 267,586 | $1.878M | 0.9% | $4.92 | 0.0% | COM | 30041T104 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 471,128 | $1.663M | 0.8% | $3.42 | — | COM | 87157B103 |
| AIRG | AIRGAIN INC | 154,222 | $1.656M | 0.8% | $10.34 | -17.4% | COM | 00938A104 |
| — | FLEXION THERAPEUTICS INC | 102,000 | $1.342M | 0.7% | $13.16 | — | COM | 33938J106 |
| SILC | SILICOM LTD | 35,550 | $1.305M | 0.6% | $31.78 | +1.2% | ORD | M84116108 |
| — | SCPHARMACEUTICALS INC | 175,526 | $1.292M | 0.6% | $6.15 | — | COM | 810648105 |
| — | NEVRO CORP | 855,000 | $1.174M | 0.6% | $1.37 | — | NOTE 2.750% 4/0 | 64157FAC7 |
| IWM | ISHARES TR | 7,961 | $1.14M | 0.6% | $138.12 | — | RUSSELL 2000 ETF | 464287655 |
| — | INTERCEPT PHARMACEUTICALS IN | 1,569,000 | $1.134M | 0.6% | $0.89 | — | NOTE 2.000% 5/1 | 45845PAB4 |
| APPS | DIGITAL TURBINE INC | 88,397 | $1.111M | 0.5% | $4.04 | +72.6% | COM NEW | 25400W102 |
| ALLT | ALLOT LTD | 101,867 | $1.067M | 0.5% | $10.60 | 0.0% | SHS | M0854Q105 |
| MIRM | MIRUM PHARMACEUTICALS INC | 53,151 | $1.035M | 0.5% | $13.52 | +23.6% | COM | 604749101 |
| — | CHIMERIX INC | 333,685 | $1.034M | 0.5% | $3.10 | — | COM | 16934W106 |
| CLFD | CLEARFIELD INC | 72,550 | $1.013M | 0.5% | $12.98 | -0.2% | COM | 18482P103 |
| CPRX | CATALYST PHARMACEUTICALS INC | 212,950 | $983K | 0.5% | $4.10 | +9.5% | COM | 14888U101 |
| VUZI | VUZIX CORP | 370,617 | $885K | 0.4% | $2.07 | 0.0% | COM NEW | 92921W300 |
| — | CATABASIS PHARMACEUTICALS IN | 137,425 | $883K | 0.4% | $4.15 | — | COM NEW | 14875P206 |
| ASPN | ASPEN AEROGELS INC | 124,487 | $819K | 0.4% | $5.13 | +25.0% | COM | 04523Y105 |
| — | ALIMERA SCIENCES INC | 127,333 | $802K | 0.4% | $6.79 | — | COM NEW | 016259202 |
| — | CATALYST BIOSCIENCES INC | 127,983 | $751K | 0.4% | $4.37 | — | COM NEW | 14888D208 |
| ATEN | A10 NETWORKS INC | 107,926 | $735K | 0.4% | $6.46 | -2.8% | COM | 002121101 |
| — | STRONGBRIDGE BIOPHARMA PLC | 185,153 | $700K | 0.3% | $3.78 | — | SHS USD | G85347105 |
| BKNG | BOOKING HOLDINGS INC | 439 | $699K | 0.3% | $1497.60 | 0.0% | COM | 09857L108 |
| XLV | SELECT SECTOR SPDR TR | 6,828 | $683K | 0.3% | $86.18 | — | SBI HEALTHCARE | 81369Y209 |
| — | MICROCHIP TECHNOLOGY INC. | 302,000 | $675K | 0.3% | $2.24 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | CELSION CORP | 178,500 | $664K | 0.3% | $3.72 | — | COM PAR NEW | 15117N503 |
| — | PIONEER NAT RES CO | 6,751 | $659K | 0.3% | $97.62 | — | COM | 723787107 |
| — | TECHTARGET INC | 21,623 | $649K | 0.3% | $22.94 | — | COM | 87874R100 |
| — | NIO INC | 639,000 | $638K | 0.3% | $0.55 | — | NOTE 4.500% 2/0 | 62914VAB2 |
| — | ROSS STORES INC | 42,100 | $627K | 0.3% | — | — | Call | 778296903 |
| — | BIODELIVERY SCIENCES INTL IN | 143,676 | $626K | 0.3% | $4.18 | — | COM | 09060J106 |
| — | ADAMAS PHARMACEUTICALS INC | 243,706 | $624K | 0.3% | $2.77 | — | COM | 00548A106 |
| — | DSP GROUP INC | 38,608 | $613K | 0.3% | $13.78 | — | COM | 23332B106 |
| ANVS | ANNOVIS BIO INC | 139,617 | $607K | 0.3% | $4.92 | -16.1% | COM | 03615A108 |
| — | CEL SCI CORP | 246,100 | $604K | 0.3% | — | — | Put | 150837957 |
| — | EMCORE CORP | 185,277 | $590K | 0.3% | $3.18 | — | COM NEW | 290846203 |
| — | ISHARES TR | 76,500 | $586K | 0.3% | — | — | Put | 464287955 |
| — | PIXELWORKS INC | 176,019 | $569K | 0.3% | $4.13 | — | COM NEW | 72581M305 |
| — | NORWEGIAN CRUISE LINE HLDG L | 180,100 | $567K | 0.3% | — | — | Put | G66721954 |
| AGX | ARGAN INC | 9,013 | $564K | 0.3% | $34.53 | -5.6% | COM | 04010E109 |
| VAC | MARRIOTT VACTINS WORLDWID CO | 6,746 | $555K | 0.3% | $81.45 | 0.0% | COM | 57164Y107 |
| XBI | SPDR SER TR | 4,915 | $550K | 0.3% | $73.93 | — | S&P BIOTECH | 78464A870 |
| — | ACER THERAPEUTICS INC | 158,787 | $544K | 0.3% | $3.43 | — | COM | 00444P108 |
| — | ENERGY FOCUS INC | 76,500 | $530K | 0.3% | $6.93 | — | COM | 29268T409 |
| — | CELLECTAR BIOSCIENCES INC | 399,126 | $511K | 0.3% | $1.28 | — | COM PAR | 15117F500 |
| — | OREILLY AUTOMOTIVE INC | 92,000 | $474K | 0.2% | — | — | Call | 67103H907 |
| DHX | DHI GROUP INC | 225,138 | $473K | 0.2% | $3.25 | -20.8% | COM | 23331S100 |
| VGT | VANGUARD WORLD FTS | 1,653 | $461K | 0.2% | $161.02 | — | INF TECH ETF | 92204A702 |
| XLY | SELECT SECTOR SPDR TR | 3,590 | $458K | 0.2% | $103.82 | — | SBI CONS DISCR | 81369Y407 |
| — | FARO TECHNOLOGIES INC | 8,327 | $446K | 0.2% | $47.63 | — | COM | 311642102 |
| — | ALLENA PHARMACEUTICALS INC | 255,000 | $403K | 0.2% | $2.04 | — | COM | 018119107 |
| — | MARRIOTT VACTINS WORLDWID CO | 59,000 | $395K | 0.2% | — | — | Put | 57164Y957 |
| — | RIGEL PHARMACEUTICALS INC | 214,040 | $391K | 0.2% | $1.58 | — | COM NEW | 766559603 |
| — | SONIM TECHNOLOGIES INC | 462,198 | $370K | 0.2% | $2.06 | — | COM | 83548F101 |
| — | BJS RESTAURANTS INC | 126,600 | $360K | 0.2% | — | — | Call | 09180C906 |
| — | ANNALY CAPITAL MANAGEMENT IN | 53,200 | $349K | 0.2% | $6.56 | — | COM | 035710409 |
| — | SALARIUS PHARMACEUTICALS INC | 258,249 | $341K | 0.2% | $0.68 | — | COM NEW | 79400X107 |
| WY | WEYERHAEUSER CO MTN BE | 13,500 | $303K | 0.1% | $16.44 | 0.0% | COM NEW | 962166104 |
| — | APTEVO THERAPEUTICS INC | 35,350 | $295K | 0.1% | $3.71 | — | COM NEW | 03835L207 |
| XLI | SELECT SECTOR SPDR TR | 4,248 | $292K | 0.1% | $65.64 | — | SBI INT-INDS | 81369Y704 |
| PINE | ALPINE INCOME PPTY TR INC | 17,298 | $281K | 0.1% | $16.24 | — | COM | 02083X103 |
| CLPT | CLEARPOINT NEURO INC | 76,361 | $272K | 0.1% | $4.91 | -24.3% | COM | 18507C103 |
| — | EMBRAER S.A. | 254,200 | $267K | 0.1% | — | — | Call | 29082A907 |
| DCTH | DELCATH SYS INC | 25,500 | $262K | 0.1% | $9.55 | 0.0% | COM NEW | 24661P807 |
| — | APARTMENT INVT & MGMT CO | 6,925 | $261K | 0.1% | $37.69 | — | CL A | 03748R754 |
| — | BRIGHTCOVE INC | 32,869 | $259K | 0.1% | $7.88 | — | COM | 10921T101 |
| XLF | SELECT SECTOR SPDR TR | 11,040 | $255K | 0.1% | $23.35 | — | SBI INT-FINL | 81369Y605 |
| — | AVADEL PHARMACEUTICALS PLC | 115,500 | $243K | 0.1% | — | — | Put | 05337M954 |
| — | NANOVIBRONIX INC | 107,880 | $243K | 0.1% | $2.53 | — | COM | 63008J108 |
| — | CTO REALTY GROWTH INC | 5,848 | $231K | 0.1% | $39.50 | — | COM | 22948P103 |
| — | EQUITY COMWLTH | 7,053 | $227K | 0.1% | $32.18 | — | COM SH BEN INT | 294628102 |
| — | COLUMBIA PPTY TR INC | 17,275 | $227K | 0.1% | $13.14 | — | COM NEW | 198287203 |
| — | CONTRAFECT CORP | 35,069 | $224K | 0.1% | $6.39 | — | COM NEW | 212326300 |
| KTCC | KEY TRONIC CORP | 39,352 | $208K | 0.1% | $4.24 | 0.0% | COM | 493144109 |
| MCS | MARCUS CORP | 15,379 | $204K | 0.1% | $13.40 | 0.0% | COM | 566330106 |
| XPH | SPDR SER TR | 4,673 | $201K | 0.1% | $22.50 | — | S&P PHARMAC | 78464A722 |
| STAG | STAG INDL INC | 6,825 | $200K | 0.1% | $29.30 | — | COM | 85254J102 |
| RFIL | RF INDS LTD | 40,783 | $190K | 0.1% | $7.37 | -31.1% | COM PAR $0.01 | 749552105 |
| KRG | KITE RLTY GROUP TR | 15,807 | $182K | 0.1% | $11.51 | — | COM NEW | 49803T300 |
| GSIT | GSI TECHNOLOGY | 23,847 | $171K | 0.1% | $7.26 | 0.0% | COM | 36241U106 |
| — | UNITED STATES STL CORP NEW | 201,900 | $166K | 0.1% | — | — | Put | 912909958 |
| DUOT | DUOS TECHNOLOGIES GROUP INC | 34,639 | $160K | 0.1% | $6.05 | -19.8% | COM | 266042407 |
| IPWR | IDEAL PWR INC | 24,203 | $158K | 0.1% | $2.31 | +25.5% | COM NEW | 451622203 |
| — | AMBAC FINL GROUP INC | 41,400 | $123K | 0.1% | — | — | Call | 023139904 |
| — | HILTON GRAND VACATIONS INC | 48,000 | $101K | 0.0% | — | — | Call | 43283X905 |
| — | DICKS SPORTING GOODS INC | 41,100 | $100K | 0.0% | — | — | Put | 253393952 |
| — | CLEVELAND CLIFFS INC | 353,800 | $87,000 | 0.0% | — | — | Put | 185899951 |
| — | ENTERA BIO LTD | 302,644 | $82,000 | 0.0% | $0.27 | — | *W EXP 06/27/202 | M40527117 |
| — | ACORDA THERAPEUTICS INC | 102,500 | $66,000 | 0.0% | — | — | Put | 00484M956 |
| — | BLOOMIN BRANDS INC | 70,600 | $39,000 | 0.0% | — | — | Put | 094235958 |
| — | AMERICAN EAGLE OUTFITTERS IN | 42,700 | $31,000 | 0.0% | — | — | Put | 02553E956 |
| — | AMGEN INC | 107,000 | $21,000 | 0.0% | — | — | Put | 031162950 |
| — | INTERCEPT PHARMACEUTICALS IN | 31,300 | $20,000 | 0.0% | — | — | Put | 45845P958 |
| — | BOOKING HOLDINGS INC | 100 | $15,000 | 0.0% | — | — | Put | 09857L958 |
| — | RETROPHIN INC | 42,800 | $12,000 | 0.0% | — | — | Put | 761299956 |
| — | KBR INC | 40,300 | $7,000 | 0.0% | — | — | Put | 48242W956 |
| — | QUALCOMM INC | 41,700 | $4,000 | 0.0% | — | — | Call | 747525903 |
| — | QUALCOMM INC | 51,900 | $3,000 | 0.0% | — | — | Put | 747525953 |