Location: Vancouver, British Columbia, Canada
CIK: 0001706164 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 29, 2019
Total Value: $297M (69.4% shares, 30.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | AVAYA HLDGS CORP | 19,700,000 | $17.29M | 5.8% | $0.88 | $0.88 | — | NOTE 2.250% 6/1 ADDED | 05351XAB7 |
| KKR | KKR & CO INC | 472,340 | $13.36M | 4.5% | $28.27 * | $22.18 | +11.3% | CL A | 48251W104 |
| SSNC | SS&C TECHNOLOGIES HLDGS INC | 248,250 | $12.58M | 4.2% | $50.66 | $51.60 | -0.9% | COM | 78467J100 |
| — | SUNPOWER CORP | 13,867,000 | $12.37M | 4.2% | $0.89 | $95.71 | — | DBCV 4.000% 1/1 | 867652AL3 |
| — | CARBONITE INC | 761,200 | $12.29M | 4.1% | $16.15 | $22.83 | — | COM | 141337105 |
| — | CARBONITE INC | 12,500,000 | $11.91M | 4.0% | $0.95 | $0.95 | — | NOTE 2.500% 4/0 | 141337AB1 |
| — | HOWARD HUGHES CORP | 96,842 | $10.64M | 3.6% | $109.87 | $12852.51 | — | COM | 44267D107 |
| — | MAXAR TECHNOLOGIES INC | 1,015,756 | $10.46M | 3.5% | $10.30 | $6.24 | — | COM | 57778K105 |
| — | SIERRA WIRELESS INC | 713,039 | $10.19M | 3.4% | $14.29 | $11811.57 | — | COM | 826516106 |
| Z | ZILLOW GROUP INC | 283,000 | $9.443M | 3.2% | $33.37 * | $37.28 | +6.9% | CL C CAP STK | 98954M200 |
| — | PARATEK PHARMACEUTICALS INC | 13,060,000 | $9.3M | 3.1% | $0.71 | $0.69 | — | NOTE 4.750% 5/0 | 699374AB0 |
| — | SUNPOWER CORP | 10,042,000 | $9.219M | 3.1% | $0.92 | $0.91 | — | DBCV 0.875% 6/0 | 867652AJ8 |
| JD | JD INC | 288,205 | $8.957M | 3.0% | $31.08 | $31.05 | — | SPON ADR CL A | 47215P106 |
| — | BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN | 346,666 | $8.705M | 2.9% | $25.11 | $26.01 | — | COM | G16249107 |
| TRIP | TRIPADVISOR INC | 208,647 | $8.191M | 2.8% | $39.26 * | $36.13 | +2.6% | COM | 896945201 |
| MIDD | MIDDLEBY CORP | 66,300 | $8.016M | 2.7% | $120.90 | $120.68 | +1.6% | COM | 596278101 |
| — | TUTOR PERINI CORP | 8,000,000 | $7.76M | 2.6% | $0.97 | $0.97 | — | NOTE 2.875% 6/1 | 901109AD0 |
| — | INFINERA CORPORATION | 8,134,000 | $7.1M | 2.4% | $0.87 | $0.01 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| BIDU | BAIDU INC | 68,541 | $7.081M | 2.4% | $103.31 | $222.29 | — | SPON ADR REP A | 056752108 |
| LILA | LIBERTY LATIN AMERICA LTD | 340,647 | $6.408M | 2.2% | $18.81 * | $17.28 | -8.4% | COM CL A | G9001E102 |
| EGAN | EGAIN CORP NEW | 794,085 | $5.948M | 2.0% | $7.49 * | $8.80 | -13.0% | COM | 28225C806 |
| BB | BLACKBERRY LTD | 856,980 | $5.67M | 1.9% | $6.62 * | $7.88 | -11.0% | COM | 09228F103 |
| — | TWITTER INC | 5,500,000 | $5.388M | 1.8% | $0.98 | $1.00 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| WYNN | WYNN RESORTS LTD | 44,400 | $5.188M | 1.7% | $116.85 * | $102.61 | +10.3% | COM | 983134107 |
| — | HANESBRANDS INC | 306,611 | $4.867M | 1.6% | $15.87 | $351.25 | — | COM | 410345102 |
| — | ZILLOW GROUP INC | 5,380,000 | $4.806M | 1.6% | $0.89 | $0.88 | — | NOTE 1.500% 7/0 | 98954MAC5 |
| — | COLONY CAP INC NEW CL A | 773,374 | $4.346M | 1.5% | $5.62 | $6.70 | — | CL A COM | 19626G108 |
| SD | SANDRIDGE ENERGY INC NEW | 929,156 | $4.256M | 1.4% | $4.58 * | $7.06 | -18.9% | COM | 80007P869 |
| ESI | ELEMENT SOLUTIONS INC | 401,233 | $4.221M | 1.4% | $10.52 * | $10.31 | -11.3% | COM | 28618M106 |
| — | LEAF GROUP LTD | 1,240,227 | $4.056M | 1.4% | $3.27 | $2454.34 | — | COM | 52177G102 |
| — | CLOUDERA INC | 432,400 | $3.889M | 1.3% | $8.99 | $6.99 | — | COM | 18914U100 |
| PAR | PAR TECHNOLOGY CORP | 141,000 | $3.379M | 1.1% | $23.96 | $25.79 | -5.5% | COM | 698884103 |
| KW | KENNEDY-WILSON HLDGS INC | 142,958 | $3.199M | 1.1% | $22.38 * | $17.98 | +18.5% | COM | 489398107 |
| — | POINTS INTL LTD NEW | 217,457 | $3.112M | 1.0% | $14.31 | $8596.09 | — | COM | 730843208 |
| — | GLOBAL EAGLE ENTMT INC | 5,750,000 | $2.735M | 0.9% | $0.48 | $227.99 | — | NOTE 2.750% 2/1 | 37951DAB8 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 180,000 | $2.525M | 0.8% | $14.03 | $14.55 | — | COM | 09253X102 |
| ACNT | SYNALLOY CP DEL | 165,005 | $2.434M | 0.8% | $14.75 * | $16.11 | -0.7% | COM | 871565107 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 160,000 | $2.136M | 0.7% | $13.35 | $12.61 | — | COM | 670656107 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 158,948 | $1.959M | 0.7% | $12.32 | $12892.01 | — | COM | 10537L104 |
| TGB | TASEKO MINES LTD | 3,338,319 | $1.903M | 0.6% | $0.57 * | $0.45 | 0.0% | COM | 876511106 |
| — | ABERDEEN ASIA PACIFIC IN | 410,000 | $1.734M | 0.6% | $4.23 | $4.18 | — | COM | 003009107 |
| — | BRAEMAR HOTELS & RESORTS INC | 76,866 | $1.575M | 0.5% | $20.49 | $18.82 | — | 5.5 CUM CV PFD B | 10482B200 |
| — | ACORDA THERAPEUTICS INC | 2,000,000 | $1.571M | 0.5% | $0.79 | $1.18 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| UPLD | UPLAND SOFTWARE INC | 35,586 | $1.345M | 0.5% | $37.80 * | $25.31 | +64.1% | COM | 91544A109 |
| — | FIRST TR SR FLG RTE INCM FD | 100,000 | $1.198M | 0.4% | $11.98 | $16.15 | — | COM | 33733U108 |
| — | JUST ENERGY GROUP INC | 353,000 | $1.108M | 0.4% | $3.14 | $4.83 | — | COM | 48213W101 |
| — | COLFAX CORP | 33,617 | $1.068M | 0.4% | $31.77 | $40.84 | — | COM | 194014106 |
| XPHDX | PIONEER FLOATING RATE TR | 100,000 | $1.041M | 0.4% | $10.41 | $14.17 | — | COM | 72369J102 |
| — | GOPRO INC | 1,000,000 | $958K | 0.3% | $0.96 | $0.96 | — | NOTE 3.500% 4/1 | 38268TAB9 |
| — | PIXELWORKS INC NEW | 225,000 | $927K | 0.3% | $4.12 | $4289.41 | — | COM | 72581M305 |
| — | BLACKROCK MUNIYIELD CALI QLT | 65,000 | $926K | 0.3% | $14.25 | $13.17 | — | COM | 09254N103 |
| — | NUVEEN QUALITY MUNCP IN E | 60,000 | $862K | 0.3% | $14.37 | $12.54 | — | COM | 67066V101 |
| — | WESTERN ASSET EMRG MKT DEBT | 60,406 | $838K | 0.3% | $13.87 | $14528.20 | — | COM | 95766A101 |
| — | NUVEEN MARYLAND QLT MUN INC | 60,000 | $799K | 0.3% | $13.32 | $5953.73 | — | COM | 67061Q107 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 50,000 | $702K | 0.2% | $14.04 | $13.26 | — | COM | 670972108 |
| — | CHESAPEAKE ENERGY CORP | 500,000 | $693K | 0.2% | $1.39 | $1.41 | — | NOTE 5.500% 9/1 | 165167CY1 |
| — | WESTERN AST INFL LKD OPP & I | 50,000 | $556K | 0.2% | $11.12 | $14.36 | — | COM | 95766R104 |
| — | BROOKFIELD ASSET MGMT INC | 6,700 | $474K | 0.2% | $70.75 | $49385.65 | — | CL A LTD VT SH | 112585104 |
| — | DESPEGAR CORP | 38,100 | $434K | 0.1% | $11.39 | $11.39 | — | ORD SHS | G27358103 |
| TPC | TUTOR PERINI CORP | 20,400 | $338K | 0.1% | $16.57 * | $12.21 | 0.0% | COM | 901109108 |
| STWD | STARWOOD PPTY TR INC | 9,850 | $241K | 0.1% | $24.47 | $20.94 | — | COM | 85571B105 |
| SBUX | STARBUCKS CORP | 2,700 | $225K | 0.1% | $83.33 * | $48.48 | +66.3% | COM | 855244109 |
| YTRA | YATRA ONLINE INC | 54,112 | $214K | 0.1% | $3.95 * | $5.53 | -25.1% | ORD SHS | G98338109 |
| — | ENERGY FUELS INC | 200,000 | $149K | 0.1% | $0.74 | $1050.00 | — | *W EXP 09/20/202 | 292671179 |