Location: Shelton, CT
CIK: 0001697303 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Apr 28, 2020
Total Value: $92.47M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AGG | ISHARES TR | 104,251 | $12.03M | 13.0% | $115.37 | $111.35 | +3.6% | CORE US AGGBD ET | 464287226 |
| IVV | ISHARES TR | 46,065 | $11.9M | 12.9% | $258.40 | $297.37 | -13.1% | CORE S&P500 ETF | 464287200 |
| LRGF | ISHARES TR | 325,334 | $8.605M | 9.3% | $26.45 | $31.84 | -16.9% | MULTIFACTOR USA | 46434V282 |
| ACWI | ISHARES TR | 100,024 | $6.259M | 6.8% | $62.57 | $74.07 | -15.5% | MSCI ACWI ETF | 464288257 |
| ARKK | ARK ETF TR | 86,394 | $3.801M | 4.1% | $44.00 | $45.44 | -3.2% | INNOVATION ETF | 00214Q104 |
| GLD | SPDR GOLD TRUST | 21,642 | $3.204M | 3.5% | $148.05 | $116.19 | +27.4% | GOLD SHS | 78463V107 |
| HYG | ISHARES TR | 38,836 | $2.993M | 3.2% | $77.07 | $86.20 | -10.6% | IBOXX HI YD ETF | 464288513 |
| — | DURECT CORP | 1,910,650 | $2.962M | 3.2% | $1.55 | $1.05 | — | COM | 266605104 |
| VNQ | VANGUARD INDEX FDS | 38,299 | $2.675M | 2.9% | $69.85 | $87.75 | -20.4% | REAL ESTATE ETF | 922908553 |
| FLOT | ISHARES TR | 48,334 | $2.36M | 2.6% | $48.83 | $50.73 | -3.9% | FLTG RATE NT ETF | 46429B655 |
| BAC | BK OF AMERICA CORP | 108,580 | $2.305M | 2.5% | $21.23 * | $22.89 | -19.4% | COM | 060505104 |
| SMLF | ISHARES TR | 71,613 | $2.133M | 2.3% | $29.79 | $40.46 | -26.4% | MULTIFACTOR USA | 46434V290 |
| IEFA | ISHARES TR | 42,020 | $2.096M | 2.3% | $49.88 | $61.27 | -18.6% | CORE MSCI EAFE | 46432F842 |
| IWF | ISHARES TR | 10,966 | $1.652M | 1.8% | $150.65 * | $37.09 | +1.6% | RUS 1000 GRW ETF | 464287614 |
| MSFT | MICROSOFT CORP | 9,840 | $1.552M | 1.7% | $157.72 * | $109.46 | +37.2% | COM | 594918104 |
| INTF | ISHARES TR | 73,621 | $1.492M | 1.6% | $20.27 | $26.08 | -22.3% | MULTIFACTOR INTL | 46434V274 |
| JD | JD COM INC | 32,095 | $1.3M | 1.4% | $40.50 | $32.70 | +23.9% | SPON ADR CL A | 47215P106 |
| AAPL | APPLE INC | 4,894 | $1.244M | 1.3% | $254.19 * | $46.01 | +33.7% | COM | 037833100 |
| IEMG | ISHARES INC | 28,419 | $1.15M | 1.2% | $40.47 | $50.68 | -20.1% | CORE MSCI EMKT | 46434G103 |
| AMZN | AMAZON COM INC | 540 | $1.053M | 1.1% | $1950.00 * | $84.81 | +14.9% | COM | 023135106 |
| PAAS | PAN AMERN SILVER CORP | 71,044 | $1.018M | 1.1% | $14.33 | $15.10 | -5.1% | COM | 697900108 |
| AMGN | AMGEN INC | 4,137 | $839K | 0.9% | $202.80 * | $168.16 | +0.9% | COM | 031162100 |
| EEM | ISHARES TR | 24,013 | $820K | 0.9% | $34.15 | $40.25 | -15.2% | MSCI EMG MKT ETF | 464287234 |
| NVAX | NOVAVAX INC | 60,000 | $815K | 0.9% | $13.58 | $5.99 | +126.7% | COM NEW | 670002401 |
| EMGF | ISHARES INC | 23,493 | $807K | 0.9% | $34.35 | $42.00 | -18.2% | MLT FCTR EMG MKT | 46434G889 |
| SLV | ISHARES SILVER TRUST | 56,401 | $736K | 0.8% | $13.05 | $13.94 | -6.4% | ISHARES | 46428Q109 |
| T | AT&T INC | 24,695 | $720K | 0.8% | $29.16 * | $15.50 | -5.4% | COM | 00206R102 |
| IJJ | ISHARES TR | 6,304 | $692K | 0.7% | $109.77 * | $76.49 | -28.3% | S&P MC 400VL ETF | 464287705 |
| IWM | ISHARES TR | 5,363 | $614K | 0.7% | $114.49 | $149.21 | -23.3% | RUSSELL 2000 ETF | 464287655 |
| BABA | ALIBABA GROUP HLDG LTD | 3,140 | $611K | 0.7% | $194.59 | $164.68 | +18.1% | SPONSORED ADS | 01609W102 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 18,044 | $602K | 0.7% | $33.36 | $39.59 | -15.8% | FTSE DEV MKT ETF | 921943858 |
| IWD | ISHARES TR | 5,995 | $595K | 0.6% | $99.25 | $120.18 | -17.5% | RUS 1000 VAL ETF | 464287598 |
| SPY | SPDR S&P 500 ETF TR | 2,150 | $557K | 0.6% | $259.07 | $269.65 | -4.4% | TR UNIT | 78462F103 |
| VZ | VERIZON COMMUNICATIONS INC | 9,304 | $500K | 0.5% | $53.74 * | $38.85 | -0.8% | COM | 92343V104 |
| XOM | EXXON MOBIL CORP | 12,578 | $478K | 0.5% | $38.00 * | $55.69 | -47.7% | COM | 30231G102 |
| GOOG | ALPHABET INC | 387 | $450K | 0.5% | $1162.79 * | $53.53 | +7.8% | CAP STK CL C | 02079K107 |
| VCIT | VANGUARD SCOTTSDALE FDS | 5,041 | $439K | 0.5% | $87.09 | $82.45 | +5.6% | INT-TERM CORP | 92206C870 |
| ES | EVERSOURCE ENERGY | 5,602 | $438K | 0.5% | $78.19 * | $51.76 | +22.2% | COM | 30040W108 |
| BAB | INVESCO EXCHANGE-TRADED FD T | 13,592 | $420K | 0.5% | $30.90 | $28.97 | +6.7% | TAXABLE MUN BD | 46138G805 |
| NFLX | NETFLIX INC | 1,111 | $417K | 0.5% | $375.34 * | $30.07 | +24.9% | COM | 64110L106 |
| PWB | INVESCO EXCHANGE TRADED FD T | 9,500 | $416K | 0.4% | $43.79 | $44.42 | -1.5% | DYNMC LRG GWTH | 46137V746 |
| FTSM | FIRST TR EXCHANGE-TRADED FD | 6,953 | $411K | 0.4% | $59.11 | $59.96 | -1.6% | FIRST TR ENH NEW | 33739Q408 |
| VWO | VANGUARD INTL EQUITY INDEX F | 11,621 | $390K | 0.4% | $33.56 | $39.58 | -15.2% | FTSE EMR MKT ETF | 922042858 |
| CVX | CHEVRON CORP NEW | 5,294 | $384K | 0.4% | $72.53 * | $84.74 | -33.8% | COM | 166764100 |
| QQQ | INVESCO QQQ TR | 1,986 | $379K | 0.4% | $190.84 | $189.57 | +0.4% | UNIT SER 1 | 46090E103 |
| PYPL | PAYPAL HLDGS INC | 3,932 | $376K | 0.4% | $95.63 | $83.10 | +14.9% | COM | 70450Y103 |
| WPM | WHEATON PRECIOUS METALS CORP | 11,889 | $328K | 0.4% | $27.59 * | $20.18 | +28.0% | COM | 962879102 |
| GOOGL | ALPHABET INC | 280 | $325K | 0.4% | $1160.71 * | $60.83 | -5.2% | CAP STK CL A | 02079K305 |
| META | FACEBOOK INC | 1,935 | $323K | 0.3% | $166.93 | $145.45 | +13.9% | CL A | 30303M102 |
| ELV | ANTHEM INC | 1,308 | $297K | 0.3% | $227.06 * | $250.16 | -16.0% | COM | 036752103 |
| FISV | FISERV INC | 2,939 | $279K | 0.3% | $94.93 | $102.09 | -7.0% | COM | 337738108 |
| NEM | NEWMONT CORP | 6,048 | $274K | 0.3% | $45.30 * | $28.89 | +31.9% | COM | 651639106 |
| LQD | ISHARES TR | 2,122 | $262K | 0.3% | $123.47 | $112.43 | +9.9% | IBOXX INV CP ETF | 464287242 |
| AEM | AGNICO EAGLE MINES LTD | 6,392 | $254K | 0.3% | $39.74 * | $49.01 | -29.2% | COM | 008474108 |
| HON | HONEYWELL INTL INC | 1,885 | $252K | 0.3% | $133.69 * | $118.04 | -5.2% | COM | 438516106 |
| GDX | VANECK VECTORS ETF TR | 10,846 | $250K | 0.3% | $23.05 | $27.95 | -17.6% | GOLD MINERS ETF | 92189F106 |
| — | NUVEEN AMT FREE QLTY MUN INC | 17,255 | $235K | 0.3% | $13.62 | $13.62 | — | COM | 670657105 |
| CSCO | CISCO SYS INC | 5,949 | $234K | 0.3% | $39.33 * | $37.15 | -11.6% | COM | 17275R102 |
| JNJ | JOHNSON & JOHNSON | 1,718 | $225K | 0.2% | $130.97 * | $114.21 | -2.4% | COM | 478160104 |
| IYJ | ISHARES TR | 1,763 | $219K | 0.2% | $124.22 * | $78.68 | -21.1% | US INDUSTRIALS | 464287754 |
| DUK | DUKE ENERGY CORP NEW | 2,545 | $206K | 0.2% | $80.94 * | $64.35 | -0.0% | COM NEW | 26441C204 |
| UYG | PROSHARES TR | 8,484 | $202K | 0.2% | $23.81 | $38.29 | -38.0% | ULTRA FNCLS NEW | 74347X633 |
| EMLP | FIRST TR EXCHANGE-TRADED FD | 10,289 | $183K | 0.2% | $17.79 | $22.94 | -22.4% | NO AMER ENERGY | 33738D101 |
| MNKD | MANNKIND CORP | 94,200 | $97,000 | 0.1% | $1.03 | $1.46 | -29.5% | COM NEW | 56400P706 |
| — | GENERAL ELECTRIC CO | 10,590 | $84,000 | 0.1% | $7.93 | $7.93 | — | COM | 369604103 |
| — | MALLINCKRODT PUB LTD CO | 32,500 | $64,000 | 0.1% | $1.97 | $3.04 | — | SHS | G5785G107 |
| — | DIREXION SHS ETF TR | 13,000 | $52,000 | 0.1% | $4.00 | $4.00 | — | DAILY JR GLD MIN | 25460E166 |
| — | TELLURIAN INC NEW | 50,000 | $45,000 | 0.0% | $0.90 | $2.38 | — | COM | 87968A104 |
| — | ALPS ETF TR | 11,430 | $39,000 | 0.0% | $3.41 | $8.53 | — | ALERIAN MLP | 00162Q866 |
| LCTX | LINEAGE CELL THERAPEUTICS IN | 45,000 | $37,000 | 0.0% | $0.82 | $1.03 | -19.5% | COM | 53566P109 |
| — | AGEX THERAPEUTICS INC | 12,000 | $11,000 | 0.0% | $0.92 | $3.67 | — | COM | 00848H108 |
| — | CALLON PETE CO DEL | 12,500 | $7,000 | 0.0% | $0.56 | $0.56 | — | COM | 13123X102 |