Westwind Capital Diversified Active

Location: Las Cruces, NM

CIK: 0001729269 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Oct 7, 2019

Total Value: $189M (100.0% shares, 0.0% debt)

Holdings (43)

MA MASTERCARD INC CL A 10.2%

Value $19.39M Shares 71,395 Est. Cost $155.64 Unrealized +71.0%

MSFT MICROSOFT CORP COM 8.8%

Value $16.57M Shares 119,204 Est. Cost $92.37 Unrealized +40.6%

V VISA INC COM CL A 8.3%

Value $15.74M Shares 91,530 Est. Cost $109.79 Unrealized +55.1%

GOOG ALPHABET INC CAP STK CL C 6.7%

Value $12.72M Shares 10,435 Est. Cost $51.48 Unrealized +14.1%

CSGP COSTAR GROUP INC COM 6.4%

Value $12.17M Shares 20,509 Est. Cost $41.62 Unrealized +43.8%

ISRG INTUITIVE SURGICAL INC COM NEW 6.3%

Value $11.89M Shares 22,031 Est. Cost $131.57 Unrealized +31.5%

ROKU ROKU INC COM CL A 6.0%

Value $11.34M Shares 111,415 Est. Cost $38.08 Unrealized +221.1%

IDXX IDEXX LABS INC COM 5.5%

Value $10.4M Shares 38,229 Est. Cost $168.55 Unrealized +65.1%

TYL TYLER TECHNOLOGIES INC COM 5.1%

Value $9.731M Shares 37,072 Est. Cost $186.99 Unrealized +31.0%

— TWITTER INC COM 4.7%

Value $8.899M Shares 215,990 Est. Cost $29.01 Unrealized —

ADBE ADOBE INC COM 4.3%

Value $8.215M Shares 29,738 Est. Cost $190.04 Unrealized +53.6%

VEEV VEEVA SYS INC CL A COM 4.1%

Value $7.855M Shares 51,444 Est. Cost $98.47 Unrealized +62.9%

— SPLUNK INC COM 4.1%

Value $7.764M Shares 65,878 Est. Cost $88.07 Unrealized —

NOW SERVICENOW INC COM 4.1%

Value $7.715M Shares 30,391 Est. Cost $54.38 Unrealized 0.0%

DIS DISNEY WALT CO COM DISNEY 4.0%

Value $7.543M Shares 57,878 Est. Cost $134.25 Unrealized 0.0%

MDB MONGODB INC CL A 3.5%

Value $6.664M Shares 55,311 Est. Cost $75.22 Unrealized +91.9%

ILMN ILLUMINA INC COM 2.7%

Value $5.074M Shares 16,678 Est. Cost $307.86 Unrealized -4.3%

QQQE DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES 1.1%

Value $2.118M Shares 42,858 Est. Cost $47.84 Unrealized —

SCHM SCHWAB U.S. MID-CAP ETF 1.0%

Value $1.966M Shares 34,777 Est. Cost $54.88 Unrealized —

SCHG SCHWAB U.S. LARGE-CAP GROWTH ETF 1.0%

Value $1.96M Shares 23,332 Est. Cost $81.71 Unrealized —

SCHA SCHWAB U.S. SMALL-CAP ETF 1.0%

Value $1.93M Shares 27,671 Est. Cost $73.55 Unrealized —

AIQ GLOBAL X FUTURE ANALYTICS TECH ETF 0.2%

Value $469K Shares 29,336 Est. Cost $15.99 Unrealized —

— ALERIAN MLP ETF 0.1%

Value $191K Shares 20,922 Est. Cost $10.50 Unrealized —

SCHK SCHWAB 1000 INDEX ETF 0.1%

Value $185K Shares 6,348 Est. Cost $28.90 Unrealized —

VOO VANGUARD S&P 500 ETF 0.1%

Value $138K Shares 505 Est. Cost $247.83 Unrealized —

ACWX ISHARES MSCI ACWI EX US INDEX FUND 0.1%

Value $126K Shares 2,731 Est. Cost $48.51 Unrealized —

AGG ISHARES CORE U.S. AGGREGATE BOND ETF 0.1%

Value $102K Shares 901 Est. Cost $107.83 Unrealized —

IWR ISHARES RUSSELL MID-CAP ETF 0.0%

Value $81,000 Shares 1,448 Est. Cost $86.50 Unrealized —

IWM ISHARES RUSSELL 2000 ETF 0.0%

Value $81,000 Shares 538 Est. Cost $152.42 Unrealized —

VNQ VANGUARD REAL ESTATE ETF 0.0%

Value $66,000 Shares 706 Est. Cost $83.03 Unrealized —

IT GARTNER INC COM 0.0%

Value $58,000 Shares 408 Est. Cost $124.29 Unrealized +17.0%

KMI KINDER MORGAN INC DEL COM 0.0%

Value $34,000 Shares 1,640 Est. Cost $11.20 Unrealized +25.7%

— FLAHERTY & CRUMRIN PFD & INM S COM 0.0%

Value $34,000 Shares 1,624 Est. Cost $18.65 Unrealized —

GOOGL ALPHABET INC CAP STK CL A 0.0%

Value $27,000 Shares 22 Est. Cost $55.04 Unrealized +6.8%

AMZN AMAZON COM INC COM 0.0%

Value $24,000 Shares 14 Est. Cost $70.77 Unrealized +31.0%

SCHD SCHWAB US DIVIDEND EQUITY ETF 0.0%

Value $22,000 Shares 409 Est. Cost $50.83 Unrealized —

— PIMCO CORPORATE INCOME STRATEG COM 0.0%

Value $20,000 Shares 1,100 Est. Cost $17.71 Unrealized —

— COHEN & STEERS REIT & PFD &INM COM 0.0%

Value $16,000 Shares 640 Est. Cost $21.88 Unrealized —

— NUVEEN PFD & INCM SECURTIES FD COM 0.0%

Value $13,000 Shares 1,369 Est. Cost $9.29 Unrealized —

CRM SALESFORCE COM INC COM 0.0%

Value $11,000 Shares 71 Est. Cost $100.69 Unrealized +49.1%

— FLAHERTY & CRUMRINE TOTAL RETU COM 0.0%

Value $11,000 Shares 475 Est. Cost $18.49 Unrealized —

— HANCOCK JOHN PFD INCOME FD SH BEN INT 0.0%

Value $10,000 Shares 400 Est. Cost $20.00 Unrealized —

IMVP INVESCO INDIA ETF 0.0%

Value $6,000 Shares 250 Est. Cost $24.00 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
MA	MASTERCARD INC CL A	71,395	$19.39M	10.2%	$155.64	+71.0%	COM	57636Q104
MSFT	MICROSOFT CORP COM	119,204	$16.57M	8.8%	$92.37	+40.6%	COM	594918104
V	VISA INC COM CL A	91,530	$15.74M	8.3%	$109.79	+55.1%	COM	92826C839
GOOG	ALPHABET INC CAP STK CL C	10,435	$12.72M	6.7%	$51.48	+14.1%	COM	02079K107
CSGP	COSTAR GROUP INC COM	20,509	$12.17M	6.4%	$41.62	+43.8%	COM	22160N109
ISRG	INTUITIVE SURGICAL INC COM NEW	22,031	$11.89M	6.3%	$131.57	+31.5%	COM	46120E602
ROKU	ROKU INC COM CL A	111,415	$11.34M	6.0%	$38.08	+221.1%	COM	77543R102
IDXX	IDEXX LABS INC COM	38,229	$10.4M	5.5%	$168.55	+65.1%	COM	45168D104
TYL	TYLER TECHNOLOGIES INC COM	37,072	$9.731M	5.1%	$186.99	+31.0%	COM	902252105
—	TWITTER INC COM	215,990	$8.899M	4.7%	$29.01	—	COM	90184L102
ADBE	ADOBE INC COM	29,738	$8.215M	4.3%	$190.04	+53.6%	COM	00724F101
VEEV	VEEVA SYS INC CL A COM	51,444	$7.855M	4.1%	$98.47	+62.9%	COM	922475108
—	SPLUNK INC COM	65,878	$7.764M	4.1%	$88.07	—	COM	848637104
NOW	SERVICENOW INC COM	30,391	$7.715M	4.1%	$54.38	0.0%	COM	81762P102
DIS	DISNEY WALT CO COM DISNEY	57,878	$7.543M	4.0%	$134.25	0.0%	COM	254687106
MDB	MONGODB INC CL A	55,311	$6.664M	3.5%	$75.22	+91.9%	COM	60937P106
ILMN	ILLUMINA INC COM	16,678	$5.074M	2.7%	$307.86	-4.3%	COM	452327109
QQQE	DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES	42,858	$2.118M	1.1%	$47.84	—	ETF	25459Y207
SCHM	SCHWAB U.S. MID-CAP ETF	34,777	$1.966M	1.0%	$54.88	—	ETF	808524508
SCHG	SCHWAB U.S. LARGE-CAP GROWTH ETF	23,332	$1.96M	1.0%	$81.71	—	ETF	808524300
SCHA	SCHWAB U.S. SMALL-CAP ETF	27,671	$1.93M	1.0%	$73.55	—	ETF	808524607
AIQ	GLOBAL X FUTURE ANALYTICS TECH ETF	29,336	$469K	0.2%	$15.99	—	ETF	37954Y632
—	ALERIAN MLP ETF	20,922	$191K	0.1%	$10.50	—	ETF	00162Q866
SCHK	SCHWAB 1000 INDEX ETF	6,348	$185K	0.1%	$28.90	—	ETF	808524722
VOO	VANGUARD S&P 500 ETF	505	$138K	0.1%	$247.83	—	ETF	922908363
ACWX	ISHARES MSCI ACWI EX US INDEX FUND	2,731	$126K	0.1%	$48.51	—	ETF	464288240
AGG	ISHARES CORE U.S. AGGREGATE BOND ETF	901	$102K	0.1%	$107.83	—	ETF	464287226
IWR	ISHARES RUSSELL MID-CAP ETF	1,448	$81,000	0.0%	$86.50	—	ETF	464287499
IWM	ISHARES RUSSELL 2000 ETF	538	$81,000	0.0%	$152.42	—	ETF	464287655
VNQ	VANGUARD REAL ESTATE ETF	706	$66,000	0.0%	$83.03	—	ETF	922908553
IT	GARTNER INC COM	408	$58,000	0.0%	$124.29	+17.0%	COM	366651107
KMI	KINDER MORGAN INC DEL COM	1,640	$34,000	0.0%	$11.20	+25.7%	COM	49456B101
—	FLAHERTY & CRUMRIN PFD & INM S COM	1,624	$34,000	0.0%	$18.65	—	COM	338478100
GOOGL	ALPHABET INC CAP STK CL A	22	$27,000	0.0%	$55.04	+6.8%	COM	02079K305
AMZN	AMAZON COM INC COM	14	$24,000	0.0%	$70.77	+31.0%	COM	023135106
SCHD	SCHWAB US DIVIDEND EQUITY ETF	409	$22,000	0.0%	$50.83	—	ETF	808524797
—	PIMCO CORPORATE INCOME STRATEG COM	1,100	$20,000	0.0%	$17.71	—	COM	72200U100
—	COHEN & STEERS REIT & PFD &INM COM	640	$16,000	0.0%	$21.88	—	COM	19247X100
—	NUVEEN PFD & INCM SECURTIES FD COM	1,369	$13,000	0.0%	$9.29	—	COM	67072C105
CRM	SALESFORCE COM INC COM	71	$11,000	0.0%	$100.69	+49.1%	COM	79466L302
—	FLAHERTY & CRUMRINE TOTAL RETU COM	475	$11,000	0.0%	$18.49	—	COM	338479108
—	HANCOCK JOHN PFD INCOME FD SH BEN INT	400	$10,000	0.0%	$20.00	—	COM	41013W108
IMVP	INVESCO INDIA ETF	250	$6,000	0.0%	$24.00	—	ETF	46137R109