Spence Asset Management Diversified Active

CIK: 0001729269 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Oct 7, 2019

Total Value ($000): $189,380 (100.0% shares, 0.0% debt)

Holdings (43)

MA MASTERCARD INC CL A 10.2%

Value ($000) $19,389 Shares 71,395 Est. Cost $155.64 Unrealized +71.0%

MSFT MICROSOFT CORP COM 8.8%

Value ($000) $16,573 Shares 119,204 Est. Cost $92.37 Unrealized +40.6%

V VISA INC COM CL A 8.3%

Value ($000) $15,744 Shares 91,530 Est. Cost $109.79 Unrealized +55.1%

GOOG ALPHABET INC CAP STK CL C 6.7%

Value ($000) $12,720 Shares 10,435 Est. Cost $51.48 Unrealized +14.1%

CSGP COSTAR GROUP INC COM 6.4%

Value ($000) $12,166 Shares 20,509 Est. Cost $41.62 Unrealized +43.8%

ISRG INTUITIVE SURGICAL INC COM NEW 6.3%

Value ($000) $11,895 Shares 22,031 Est. Cost $131.57 Unrealized +31.5%

ROKU ROKU INC COM CL A 6.0%

Value ($000) $11,338 Shares 111,415 Est. Cost $38.08 Unrealized +221.1%

IDXX IDEXX LABS INC COM 5.5%

Value ($000) $10,396 Shares 38,229 Est. Cost $168.55 Unrealized +65.1%

TYL TYLER TECHNOLOGIES INC COM 5.1%

Value ($000) $9,731 Shares 37,072 Est. Cost $186.99 Unrealized +31.0%

— TWITTER INC COM 4.7%

Value ($000) $8,899 Shares 215,990 Est. Cost $29.01 Unrealized —

ADBE ADOBE INC COM 4.3%

Value ($000) $8,215 Shares 29,738 Est. Cost $190.04 Unrealized +53.6%

VEEV VEEVA SYS INC CL A COM 4.1%

Value ($000) $7,855 Shares 51,444 Est. Cost $98.47 Unrealized +62.9%

— SPLUNK INC COM 4.1%

Value ($000) $7,764 Shares 65,878 Est. Cost $88.07 Unrealized —

NOW SERVICENOW INC COM 4.1%

Value ($000) $7,715 Shares 30,391 Est. Cost $54.38 Unrealized 0.0%

DIS DISNEY WALT CO COM DISNEY 4.0%

Value ($000) $7,543 Shares 57,878 Est. Cost $134.25 Unrealized 0.0%

MDB MONGODB INC CL A 3.5%

Value ($000) $6,664 Shares 55,311 Est. Cost $75.22 Unrealized +91.9%

ILMN ILLUMINA INC COM 2.7%

Value ($000) $5,074 Shares 16,678 Est. Cost $307.86 Unrealized -4.3%

QQQE DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES 1.1%

Value ($000) $2,118 Shares 42,858 Est. Cost $47.84 Unrealized —

SCHM SCHWAB U.S. MID-CAP ETF 1.0%

Value ($000) $1,966 Shares 34,777 Est. Cost $54.88 Unrealized —

SCHG SCHWAB U.S. LARGE-CAP GROWTH ETF 1.0%

Value ($000) $1,960 Shares 23,332 Est. Cost $81.71 Unrealized —

SCHA SCHWAB U.S. SMALL-CAP ETF 1.0%

Value ($000) $1,930 Shares 27,671 Est. Cost $73.55 Unrealized —

AIQ GLOBAL X FUTURE ANALYTICS TECH ETF 0.2%

Value ($000) $469 Shares 29,336 Est. Cost $15.99 Unrealized —

— ALERIAN MLP ETF 0.1%

Value ($000) $191 Shares 20,922 Est. Cost $10.50 Unrealized —

SCHK SCHWAB 1000 INDEX ETF 0.1%

Value ($000) $185 Shares 6,348 Est. Cost $28.90 Unrealized —

VOO VANGUARD S&P 500 ETF 0.1%

Value ($000) $138 Shares 505 Est. Cost $247.83 Unrealized —

ACWX ISHARES MSCI ACWI EX US INDEX FUND 0.1%

Value ($000) $126 Shares 2,731 Est. Cost $48.51 Unrealized —

AGG ISHARES CORE U.S. AGGREGATE BOND ETF 0.1%

Value ($000) $102 Shares 901 Est. Cost $107.83 Unrealized —

IWR ISHARES RUSSELL MID-CAP ETF 0.0%

Value ($000) $81 Shares 1,448 Est. Cost $86.50 Unrealized —

IWM ISHARES RUSSELL 2000 ETF 0.0%

Value ($000) $81 Shares 538 Est. Cost $152.42 Unrealized —

VNQ VANGUARD REAL ESTATE ETF 0.0%

Value ($000) $66 Shares 706 Est. Cost $83.03 Unrealized —

IT GARTNER INC COM 0.0%

Value ($000) $58 Shares 408 Est. Cost $124.29 Unrealized +17.0%

KMI KINDER MORGAN INC DEL COM 0.0%

Value ($000) $34 Shares 1,640 Est. Cost $11.20 Unrealized +25.7%

— FLAHERTY & CRUMRIN PFD & INM S COM 0.0%

Value ($000) $34 Shares 1,624 Est. Cost $18.65 Unrealized —

GOOGL ALPHABET INC CAP STK CL A 0.0%

Value ($000) $27 Shares 22 Est. Cost $55.04 Unrealized +6.8%

AMZN AMAZON COM INC COM 0.0%

Value ($000) $24 Shares 14 Est. Cost $70.77 Unrealized +31.0%

SCHD SCHWAB US DIVIDEND EQUITY ETF 0.0%

Value ($000) $22 Shares 409 Est. Cost $50.83 Unrealized —

— PIMCO CORPORATE INCOME STRATEG COM 0.0%

Value ($000) $20 Shares 1,100 Est. Cost $17.71 Unrealized —

— COHEN & STEERS REIT & PFD &INM COM 0.0%

Value ($000) $16 Shares 640 Est. Cost $21.88 Unrealized —

— NUVEEN PFD & INCM SECURTIES FD COM 0.0%

Value ($000) $13 Shares 1,369 Est. Cost $9.29 Unrealized —

CRM SALESFORCE COM INC COM 0.0%

Value ($000) $11 Shares 71 Est. Cost $100.69 Unrealized +49.1%

— FLAHERTY & CRUMRINE TOTAL RETU COM 0.0%

Value ($000) $11 Shares 475 Est. Cost $18.49 Unrealized —

— HANCOCK JOHN PFD INCOME FD SH BEN INT 0.0%

Value ($000) $10 Shares 400 Est. Cost $20.00 Unrealized —

IMVP INVESCO INDIA ETF 0.0%

Value ($000) $6 Shares 250 Est. Cost $24.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MA	MASTERCARD INC CL A	71,395	$19,389	10.2%	$155.64	+71.0%	COM	57636Q104
MSFT	MICROSOFT CORP COM	119,204	$16,573	8.8%	$92.37	+40.6%	COM	594918104
V	VISA INC COM CL A	91,530	$15,744	8.3%	$109.79	+55.1%	COM	92826C839
GOOG	ALPHABET INC CAP STK CL C	10,435	$12,720	6.7%	$51.48	+14.1%	COM	02079K107
CSGP	COSTAR GROUP INC COM	20,509	$12,166	6.4%	$41.62	+43.8%	COM	22160N109
ISRG	INTUITIVE SURGICAL INC COM NEW	22,031	$11,895	6.3%	$131.57	+31.5%	COM	46120E602
ROKU	ROKU INC COM CL A	111,415	$11,338	6.0%	$38.08	+221.1%	COM	77543R102
IDXX	IDEXX LABS INC COM	38,229	$10,396	5.5%	$168.55	+65.1%	COM	45168D104
TYL	TYLER TECHNOLOGIES INC COM	37,072	$9,731	5.1%	$186.99	+31.0%	COM	902252105
—	TWITTER INC COM	215,990	$8,899	4.7%	$29.01	—	COM	90184L102
ADBE	ADOBE INC COM	29,738	$8,215	4.3%	$190.04	+53.6%	COM	00724F101
VEEV	VEEVA SYS INC CL A COM	51,444	$7,855	4.1%	$98.47	+62.9%	COM	922475108
—	SPLUNK INC COM	65,878	$7,764	4.1%	$88.07	—	COM	848637104
NOW	SERVICENOW INC COM	30,391	$7,715	4.1%	$54.38	0.0%	COM	81762P102
DIS	DISNEY WALT CO COM DISNEY	57,878	$7,543	4.0%	$134.25	0.0%	COM	254687106
MDB	MONGODB INC CL A	55,311	$6,664	3.5%	$75.22	+91.9%	COM	60937P106
ILMN	ILLUMINA INC COM	16,678	$5,074	2.7%	$307.86	-4.3%	COM	452327109
QQQE	DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES	42,858	$2,118	1.1%	$47.84	—	ETF	25459Y207
SCHM	SCHWAB U.S. MID-CAP ETF	34,777	$1,966	1.0%	$54.88	—	ETF	808524508
SCHG	SCHWAB U.S. LARGE-CAP GROWTH ETF	23,332	$1,960	1.0%	$81.71	—	ETF	808524300
SCHA	SCHWAB U.S. SMALL-CAP ETF	27,671	$1,930	1.0%	$73.55	—	ETF	808524607
AIQ	GLOBAL X FUTURE ANALYTICS TECH ETF	29,336	$469	0.2%	$15.99	—	ETF	37954Y632
—	ALERIAN MLP ETF	20,922	$191	0.1%	$10.50	—	ETF	00162Q866
SCHK	SCHWAB 1000 INDEX ETF	6,348	$185	0.1%	$28.90	—	ETF	808524722
VOO	VANGUARD S&P 500 ETF	505	$138	0.1%	$247.83	—	ETF	922908363
ACWX	ISHARES MSCI ACWI EX US INDEX FUND	2,731	$126	0.1%	$48.51	—	ETF	464288240
AGG	ISHARES CORE U.S. AGGREGATE BOND ETF	901	$102	0.1%	$107.83	—	ETF	464287226
IWR	ISHARES RUSSELL MID-CAP ETF	1,448	$81	0.0%	$86.50	—	ETF	464287499
IWM	ISHARES RUSSELL 2000 ETF	538	$81	0.0%	$152.42	—	ETF	464287655
VNQ	VANGUARD REAL ESTATE ETF	706	$66	0.0%	$83.03	—	ETF	922908553
IT	GARTNER INC COM	408	$58	0.0%	$124.29	+17.0%	COM	366651107
KMI	KINDER MORGAN INC DEL COM	1,640	$34	0.0%	$11.20	+25.7%	COM	49456B101
—	FLAHERTY & CRUMRIN PFD & INM S COM	1,624	$34	0.0%	$18.65	—	COM	338478100
GOOGL	ALPHABET INC CAP STK CL A	22	$27	0.0%	$55.04	+6.8%	COM	02079K305
AMZN	AMAZON COM INC COM	14	$24	0.0%	$70.77	+31.0%	COM	023135106
SCHD	SCHWAB US DIVIDEND EQUITY ETF	409	$22	0.0%	$50.83	—	ETF	808524797
—	PIMCO CORPORATE INCOME STRATEG COM	1,100	$20	0.0%	$17.71	—	COM	72200U100
—	COHEN & STEERS REIT & PFD &INM COM	640	$16	0.0%	$21.88	—	COM	19247X100
—	NUVEEN PFD & INCM SECURTIES FD COM	1,369	$13	0.0%	$9.29	—	COM	67072C105
CRM	SALESFORCE COM INC COM	71	$11	0.0%	$100.69	+49.1%	COM	79466L302
—	FLAHERTY & CRUMRINE TOTAL RETU COM	475	$11	0.0%	$18.49	—	COM	338479108
—	HANCOCK JOHN PFD INCOME FD SH BEN INT	400	$10	0.0%	$20.00	—	COM	41013W108
IMVP	INVESCO INDIA ETF	250	$6	0.0%	$24.00	—	ETF	46137R109