Spence Asset Management Diversified Active

CIK: 0001729269 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Jan 6, 2020

Total Value ($000): $205,845 (100.0% shares, 0.0% debt)

Holdings (43)

MA MASTERCARD INC CL A 10.2%

Value ($000) $20,975 Shares 70,246 Est. Cost $155.64 Unrealized +75.1%

MSFT MICROSOFT CORP COM 9.1%

Value ($000) $18,740 Shares 118,833 Est. Cost $92.37 Unrealized +50.7%

V VISA INC COM CL A 8.5%

Value ($000) $17,411 Shares 92,662 Est. Cost $110.56 Unrealized +56.1%

ROKU ROKU INC COM CL A 7.2%

Value ($000) $14,755 Shares 110,192 Est. Cost $38.08 Unrealized +260.9%

GOOG ALPHABET INC CAP STK CL C 6.8%

Value ($000) $13,996 Shares 10,468 Est. Cost $51.48 Unrealized +24.4%

ISRG INTUITIVE SURGICAL INC COM NEW 6.3%

Value ($000) $12,961 Shares 21,925 Est. Cost $131.57 Unrealized +42.3%

CSGP COSTAR GROUP INC COM 6.0%

Value ($000) $12,273 Shares 20,513 Est. Cost $41.62 Unrealized +40.3%

VEEV VEEVA SYS INC CL A COM 5.6%

Value ($000) $11,596 Shares 82,439 Est. Cost $116.69 Unrealized +25.9%

TYL TYLER TECHNOLOGIES INC COM 5.4%

Value ($000) $11,102 Shares 37,005 Est. Cost $186.99 Unrealized +49.0%

IDXX IDEXX LABS INC COM 5.0%

Value ($000) $10,218 Shares 39,130 Est. Cost $170.73 Unrealized +54.3%

— SPLUNK INC COM 4.8%

Value ($000) $9,828 Shares 65,622 Est. Cost $88.07 Unrealized —

ADBE ADOBE INC COM 4.8%

Value ($000) $9,796 Shares 29,701 Est. Cost $190.04 Unrealized +54.8%

NOW SERVICENOW INC COM 4.2%

Value ($000) $8,711 Shares 30,855 Est. Cost $54.35 Unrealized -3.1%

DIS DISNEY WALT CO COM DISNEY 4.1%

Value ($000) $8,361 Shares 57,813 Est. Cost $134.25 Unrealized +1.1%

MDB MONGODB INC CL A 3.6%

Value ($000) $7,402 Shares 56,244 Est. Cost $76.15 Unrealized +72.4%

— TWITTER INC COM 3.3%

Value ($000) $6,721 Shares 209,709 Est. Cost $29.01 Unrealized —

SPY SPDR S&P 500 ETF 3.2%

Value ($000) $6,625 Shares 20,585 Est. Cost $321.84 Unrealized —

— ETFMG PRIME MOBILE PAYMENTS ETF 0.5%

Value ($000) $1,118 Shares 22,555 Est. Cost $49.57 Unrealized —

IGV ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF 0.5%

Value ($000) $1,034 Shares 4,439 Est. Cost $232.94 Unrealized —

IHI ISHARES U.S. MEDICAL DEVICES ETF 0.4%

Value ($000) $797 Shares 3,014 Est. Cost $264.43 Unrealized —

VOO VANGUARD S&P 500 ETF 0.1%

Value ($000) $174 Shares 588 Est. Cost $254.62 Unrealized —

QQQE DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES 0.1%

Value ($000) $167 Shares 3,039 Est. Cost $47.84 Unrealized —

— ALERIAN MLP ETF 0.1%

Value ($000) $162 Shares 19,030 Est. Cost $10.50 Unrealized —

ACWX ISHARES MSCI ACWI EX US INDEX FUND 0.1%

Value ($000) $162 Shares 3,299 Est. Cost $48.62 Unrealized —

AGG ISHARES CORE U.S. AGGREGATE BOND ETF 0.1%

Value ($000) $124 Shares 1,103 Est. Cost $108.67 Unrealized —

IWR ISHARES RUSSELL MID-CAP ETF 0.1%

Value ($000) $116 Shares 1,952 Est. Cost $79.51 Unrealized —

IWM ISHARES RUSSELL 2000 ETF 0.1%

Value ($000) $116 Shares 700 Est. Cost $155.49 Unrealized —

VNQ VANGUARD REAL ESTATE ETF 0.0%

Value ($000) $71 Shares 767 Est. Cost $83.79 Unrealized —

IT GARTNER INC COM 0.0%

Value ($000) $63 Shares 408 Est. Cost $124.29 Unrealized +22.9%

ILMN ILLUMINA INC COM 0.0%

Value ($000) $53 Shares 159 Est. Cost $307.86 Unrealized -1.6%

KMI KINDER MORGAN INC DEL COM 0.0%

Value ($000) $35 Shares 1,640 Est. Cost $11.20 Unrealized +25.5%

GOOGL ALPHABET INC CAP STK CL A 0.0%

Value ($000) $29 Shares 22 Est. Cost $55.04 Unrealized +16.3%

AMZN AMAZON COM INC COM 0.0%

Value ($000) $26 Shares 14 Est. Cost $70.77 Unrealized +25.1%

SCHA SCHWAB U.S. SMALL-CAP ETF 0.0%

Value ($000) $22 Shares 288 Est. Cost $73.55 Unrealized —

SCHD SCHWAB US DIVIDEND EQUITY ETF 0.0%

Value ($000) $22 Shares 386 Est. Cost $50.83 Unrealized —

— COHEN & STEERS REIT & PFD &INM COM 0.0%

Value ($000) $15 Shares 640 Est. Cost $21.88 Unrealized —

— NUVEEN PFD & INCM SECURTIES FD COM 0.0%

Value ($000) $14 Shares 1,369 Est. Cost $9.29 Unrealized —

— FLAHERTY & CRUMRIN PFD & INM S COM 0.0%

Value ($000) $13 Shares 600 Est. Cost $18.65 Unrealized —

CRM SALESFORCE COM INC COM 0.0%

Value ($000) $12 Shares 71 Est. Cost $100.69 Unrealized +53.8%

— FLAHERTY & CRUMRINE TOTAL RETU COM 0.0%

Value ($000) $11 Shares 475 Est. Cost $18.49 Unrealized —

— HANCOCK JOHN PFD INCOME FD SH BEN INT 0.0%

Value ($000) $9 Shares 400 Est. Cost $20.00 Unrealized —

IJH ISHARES S&P MIDCAP FUND 0.0%

Value ($000) $7 Shares 33 Est. Cost $212.12 Unrealized —

IVV ISHARES CORE S&P 500 ETF 0.0%

Value ($000) $2 Shares 6 Est. Cost $333.33 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MA	MASTERCARD INC CL A	70,246	$20,975	10.2%	$155.64	+75.1%	COM	57636Q104
MSFT	MICROSOFT CORP COM	118,833	$18,740	9.1%	$92.37	+50.7%	COM	594918104
V	VISA INC COM CL A	92,662	$17,411	8.5%	$110.56	+56.1%	COM	92826C839
ROKU	ROKU INC COM CL A	110,192	$14,755	7.2%	$38.08	+260.9%	COM	77543R102
GOOG	ALPHABET INC CAP STK CL C	10,468	$13,996	6.8%	$51.48	+24.4%	COM	02079K107
ISRG	INTUITIVE SURGICAL INC COM NEW	21,925	$12,961	6.3%	$131.57	+42.3%	COM	46120E602
CSGP	COSTAR GROUP INC COM	20,513	$12,273	6.0%	$41.62	+40.3%	COM	22160N109
VEEV	VEEVA SYS INC CL A COM	82,439	$11,596	5.6%	$116.69	+25.9%	COM	922475108
TYL	TYLER TECHNOLOGIES INC COM	37,005	$11,102	5.4%	$186.99	+49.0%	COM	902252105
IDXX	IDEXX LABS INC COM	39,130	$10,218	5.0%	$170.73	+54.3%	COM	45168D104
—	SPLUNK INC COM	65,622	$9,828	4.8%	$88.07	—	COM	848637104
ADBE	ADOBE INC COM	29,701	$9,796	4.8%	$190.04	+54.8%	COM	00724F101
NOW	SERVICENOW INC COM	30,855	$8,711	4.2%	$54.35	-3.1%	COM	81762P102
DIS	DISNEY WALT CO COM DISNEY	57,813	$8,361	4.1%	$134.25	+1.1%	COM	254687106
MDB	MONGODB INC CL A	56,244	$7,402	3.6%	$76.15	+72.4%	COM	60937P106
—	TWITTER INC COM	209,709	$6,721	3.3%	$29.01	—	COM	90184L102
SPY	SPDR S&P 500 ETF	20,585	$6,625	3.2%	$321.84	—	ETF	78462F103
—	ETFMG PRIME MOBILE PAYMENTS ETF	22,555	$1,118	0.5%	$49.57	—	ETF	26924G409
IGV	ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF	4,439	$1,034	0.5%	$232.94	—	ETF	464287515
IHI	ISHARES U.S. MEDICAL DEVICES ETF	3,014	$797	0.4%	$264.43	—	ETF	464288810
VOO	VANGUARD S&P 500 ETF	588	$174	0.1%	$254.62	—	ETF	922908363
QQQE	DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES	3,039	$167	0.1%	$47.84	—	ETF	25459Y207
—	ALERIAN MLP ETF	19,030	$162	0.1%	$10.50	—	ETF	00162Q866
ACWX	ISHARES MSCI ACWI EX US INDEX FUND	3,299	$162	0.1%	$48.62	—	ETF	464288240
AGG	ISHARES CORE U.S. AGGREGATE BOND ETF	1,103	$124	0.1%	$108.67	—	ETF	464287226
IWR	ISHARES RUSSELL MID-CAP ETF	1,952	$116	0.1%	$79.51	—	ETF	464287499
IWM	ISHARES RUSSELL 2000 ETF	700	$116	0.1%	$155.49	—	ETF	464287655
VNQ	VANGUARD REAL ESTATE ETF	767	$71	0.0%	$83.79	—	ETF	922908553
IT	GARTNER INC COM	408	$63	0.0%	$124.29	+22.9%	COM	366651107
ILMN	ILLUMINA INC COM	159	$53	0.0%	$307.86	-1.6%	COM	452327109
KMI	KINDER MORGAN INC DEL COM	1,640	$35	0.0%	$11.20	+25.5%	COM	49456B101
GOOGL	ALPHABET INC CAP STK CL A	22	$29	0.0%	$55.04	+16.3%	COM	02079K305
AMZN	AMAZON COM INC COM	14	$26	0.0%	$70.77	+25.1%	COM	023135106
SCHA	SCHWAB U.S. SMALL-CAP ETF	288	$22	0.0%	$73.55	—	ETF	808524607
SCHD	SCHWAB US DIVIDEND EQUITY ETF	386	$22	0.0%	$50.83	—	ETF	808524797
—	COHEN & STEERS REIT & PFD &INM COM	640	$15	0.0%	$21.88	—	COM	19247X100
—	NUVEEN PFD & INCM SECURTIES FD COM	1,369	$14	0.0%	$9.29	—	COM	67072C105
—	FLAHERTY & CRUMRIN PFD & INM S COM	600	$13	0.0%	$18.65	—	COM	338478100
CRM	SALESFORCE COM INC COM	71	$12	0.0%	$100.69	+53.8%	COM	79466L302
—	FLAHERTY & CRUMRINE TOTAL RETU COM	475	$11	0.0%	$18.49	—	COM	338479108
—	HANCOCK JOHN PFD INCOME FD SH BEN INT	400	$9	0.0%	$20.00	—	COM	41013W108
IJH	ISHARES S&P MIDCAP FUND	33	$7	0.0%	$212.12	—	ETF	464287507
IVV	ISHARES CORE S&P 500 ETF	6	$2	0.0%	$333.33	—	ETF	464287200