FWL INVESTMENT MANAGEMENT, LLC Diversified Active

CIK: 0001829231 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 10, 2021

Total Value ($000): $158,984 (100.0% shares, 0.0% debt)

Holdings (47)

GOOG ALPHABET INC 6.1%

Value ($000) $9,638 Shares 3,616 Est. Cost $84.18 Unrealized +62.6%

AMZN AMAZON COM INC 5.6%

Value ($000) $8,939 Shares 2,721 Est. Cost $160.49 Unrealized +7.5%

— ATLANTICA SUSTAINABLE INFR P 5.3%

Value ($000) $8,491 Shares 246,033 Est. Cost $37.41 Unrealized —

AMLP ALPS ETF TR 5.2%

Value ($000) $8,195 Shares 245,871 Est. Cost $26.69 Unrealized —

AGNC AGNC INVT CORP 5.1%

Value ($000) $8,138 Shares 516,040 Est. Cost $15.88 Unrealized —

MSFT MICROSOFT CORP 4.9%

Value ($000) $7,801 Shares 27,671 Est. Cost $211.48 Unrealized +32.7%

SPG SIMON PPTY GROUP INC NEW 4.9%

Value ($000) $7,762 Shares 59,721 Est. Cost $57.65 Unrealized +77.4%

— BUNGE LIMITED 4.9%

Value ($000) $7,758 Shares 95,407 Est. Cost $73.61 Unrealized —

CRM SALESFORCE COM INC 4.7%

Value ($000) $7,528 Shares 27,757 Est. Cost $235.19 Unrealized +6.7%

FTGC FIRST TR EXCHANGE TRAD FD VI 4.0%

Value ($000) $6,408 Shares 265,779 Est. Cost $21.61 Unrealized —

TWLO TWILIO INC 3.6%

Value ($000) $5,687 Shares 17,824 Est. Cost $326.29 Unrealized +11.6%

BFH ALLIANCE DATA SYSTEMS CORP 3.5%

Value ($000) $5,617 Shares 55,674 Est. Cost $50.68 Unrealized +40.5%

AAPL APPLE INC 3.4%

Value ($000) $5,330 Shares 37,665 Est. Cost $117.61 Unrealized +22.4%

V VISA INC 3.1%

Value ($000) $4,996 Shares 22,427 Est. Cost $201.85 Unrealized +12.5%

SNAP SNAP INC 3.1%

Value ($000) $4,939 Shares 66,858 Est. Cost $57.67 Unrealized +25.3%

ICE INTERCONTINENTAL EXCHANGE IN 3.1%

Value ($000) $4,917 Shares 42,822 Est. Cost $98.96 Unrealized +13.2%

— ACTIVISION BLIZZARD INC 2.7%

Value ($000) $4,352 Shares 56,229 Est. Cost $91.99 Unrealized —

NEE NEXTERA ENERGY INC 2.4%

Value ($000) $3,861 Shares 49,178 Est. Cost $66.31 Unrealized +8.4%

INDA ISHARES TR 2.1%

Value ($000) $3,306 Shares 67,907 Est. Cost $40.93 Unrealized —

— PGIM HIGH YIELD BOND FUND IN 2.0%

Value ($000) $3,248 Shares 200,005 Est. Cost $15.14 Unrealized —

IBN ICICI BANK LIMITED 2.0%

Value ($000) $3,231 Shares 171,229 Est. Cost $15.41 Unrealized —

MRK MERCK & CO INC 1.8%

Value ($000) $2,854 Shares 38,003 Est. Cost $66.14 Unrealized 0.0%

RUN SUNRUN INC 1.7%

Value ($000) $2,779 Shares 63,158 Est. Cost $47.72 Unrealized 0.0%

CWEN CLEARWAY ENERGY INC 1.7%

Value ($000) $2,676 Shares 88,404 Est. Cost $23.07 Unrealized +2.3%

MGNI MAGNITE INC 1.7%

Value ($000) $2,643 Shares 94,402 Est. Cost $30.09 Unrealized 0.0%

MTB M & T BK CORP 1.5%

Value ($000) $2,376 Shares 15,907 Est. Cost $131.06 Unrealized -8.3%

KBE SPDR SER TR 1.2%

Value ($000) $1,927 Shares 36,411 Est. Cost $52.92 Unrealized —

— INVESCO SR INCOME TR 1.1%

Value ($000) $1,701 Shares 382,320 Est. Cost $3.98 Unrealized —

XMUIX BLACKROCK MUNICIPAL INCOME 1.0%

Value ($000) $1,538 Shares 101,089 Est. Cost $14.94 Unrealized —

QTEC FIRST TR NASDAQ 100 TECH IND 0.9%

Value ($000) $1,491 Shares 9,448 Est. Cost $138.06 Unrealized —

BZH BEAZER HOMES USA INC 0.7%

Value ($000) $1,099 Shares 63,711 Est. Cost $14.37 Unrealized +24.5%

IWF ISHARES TR 0.6%

Value ($000) $973 Shares 3,550 Est. Cost $241.03 Unrealized —

WMB WILLIAMS COS INC 0.5%

Value ($000) $763 Shares 29,429 Est. Cost $20.40 Unrealized 0.0%

— PGIM GLOBAL HIGH YIELD FD FO 0.5%

Value ($000) $751 Shares 48,789 Est. Cost $14.54 Unrealized —

PLUG PLUG POWER INC 0.4%

Value ($000) $703 Shares 27,515 Est. Cost $22.73 Unrealized +17.9%

META FACEBOOK INC 0.4%

Value ($000) $660 Shares 1,945 Est. Cost $272.24 Unrealized +31.4%

IAU ISHARES GOLD TR 0.4%

Value ($000) $643 Shares 19,250 Est. Cost $33.71 Unrealized —

KRE SPDR SER TR 0.3%

Value ($000) $518 Shares 7,650 Est. Cost $67.71 Unrealized —

VTV VANGUARD INDEX FDS 0.3%

Value ($000) $420 Shares 3,104 Est. Cost $121.67 Unrealized —

EZU ISHARES INC 0.3%

Value ($000) $402 Shares 8,354 Est. Cost $48.89 Unrealized —

VUG VANGUARD INDEX FDS 0.2%

Value ($000) $392 Shares 1,350 Est. Cost $253.55 Unrealized —

QQQ INVESCO QQQ TR 0.2%

Value ($000) $337 Shares 942 Est. Cost $313.93 Unrealized —

GOOGL ALPHABET INC 0.2%

Value ($000) $332 Shares 124 Est. Cost $83.49 Unrealized +61.8%

BRK/B BERKSHIRE HATHAWAY INC DEL 0.2%

Value ($000) $262 Shares 960 Est. Cost $220.20 Unrealized +27.5%

SPY SPDR S&P 500 ETF TR 0.2%

Value ($000) $256 Shares 597 Est. Cost $374.39 Unrealized —

TGT TARGET CORP 0.2%

Value ($000) $247 Shares 1,080 Est. Cost $163.21 Unrealized +34.7%

— CBRE ACQUISITION HLDGS INC 0.1%

Value ($000) $99 Shares 10,000 Est. Cost $9.80 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
GOOG	ALPHABET INC	3,616	$9,638	6.1%	$84.18	+62.6%	CAP STK CL C	02079K107
AMZN	AMAZON COM INC	2,721	$8,939	5.6%	$160.49	+7.5%	COM	023135106
—	ATLANTICA SUSTAINABLE INFR P	246,033	$8,491	5.3%	$37.41	—	SHS	G0751N103
AMLP	ALPS ETF TR	245,871	$8,195	5.2%	$26.69	—	ALERIAN MLP	00162Q452
AGNC	AGNC INVT CORP	516,040	$8,138	5.1%	$15.88	—	COM	00123Q104
MSFT	MICROSOFT CORP	27,671	$7,801	4.9%	$211.48	+32.7%	COM	594918104
SPG	SIMON PPTY GROUP INC NEW	59,721	$7,762	4.9%	$57.65	+77.4%	COM	828806109
—	BUNGE LIMITED	95,407	$7,758	4.9%	$73.61	—	COM	G16962105
CRM	SALESFORCE COM INC	27,757	$7,528	4.7%	$235.19	+6.7%	COM	79466L302
FTGC	FIRST TR EXCHANGE TRAD FD VI	265,779	$6,408	4.0%	$21.61	—	FST TR GLB FD	33739H101
TWLO	TWILIO INC	17,824	$5,687	3.6%	$326.29	+11.6%	CL A	90138F102
BFH	ALLIANCE DATA SYSTEMS CORP	55,674	$5,617	3.5%	$50.68	+40.5%	COM	018581108
AAPL	APPLE INC	37,665	$5,330	3.4%	$117.61	+22.4%	COM	037833100
V	VISA INC	22,427	$4,996	3.1%	$201.85	+12.5%	COM CL A	92826C839
SNAP	SNAP INC	66,858	$4,939	3.1%	$57.67	+25.3%	CL A	83304A106
ICE	INTERCONTINENTAL EXCHANGE IN	42,822	$4,917	3.1%	$98.96	+13.2%	COM	45866F104
—	ACTIVISION BLIZZARD INC	56,229	$4,352	2.7%	$91.99	—	COM	00507V109
NEE	NEXTERA ENERGY INC	49,178	$3,861	2.4%	$66.31	+8.4%	COM	65339F101
INDA	ISHARES TR	67,907	$3,306	2.1%	$40.93	—	MSCI INDIA ETF	46429B598
—	PGIM HIGH YIELD BOND FUND IN	200,005	$3,248	2.0%	$15.14	—	COM	69346H100
IBN	ICICI BANK LIMITED	171,229	$3,231	2.0%	$15.41	—	ADR	45104G104
MRK	MERCK & CO INC	38,003	$2,854	1.8%	$66.14	0.0%	COM	58933Y105
RUN	SUNRUN INC	63,158	$2,779	1.7%	$47.72	0.0%	COM	86771W105
CWEN	CLEARWAY ENERGY INC	88,404	$2,676	1.7%	$23.07	+2.3%	CL C	18539C204
MGNI	MAGNITE INC	94,402	$2,643	1.7%	$30.09	0.0%	COM	55955D100
MTB	M & T BK CORP	15,907	$2,376	1.5%	$131.06	-8.3%	COM	55261F104
KBE	SPDR SER TR	36,411	$1,927	1.2%	$52.92	—	S&P BK ETF	78464A797
—	INVESCO SR INCOME TR	382,320	$1,701	1.1%	$3.98	—	COM	46131H107
XMUIX	BLACKROCK MUNICIPAL INCOME	101,089	$1,538	1.0%	$14.94	—	COM	09253X102
QTEC	FIRST TR NASDAQ 100 TECH IND	9,448	$1,491	0.9%	$138.06	—	SHS	337345102
BZH	BEAZER HOMES USA INC	63,711	$1,099	0.7%	$14.37	+24.5%	COM NEW	07556Q881
IWF	ISHARES TR	3,550	$973	0.6%	$241.03	—	RUS 1000 GRW ETF	464287614
WMB	WILLIAMS COS INC	29,429	$763	0.5%	$20.40	0.0%	COM	969457100
—	PGIM GLOBAL HIGH YIELD FD FO	48,789	$751	0.5%	$14.54	—	COM	69346J106
PLUG	PLUG POWER INC	27,515	$703	0.4%	$22.73	+17.9%	COM NEW	72919P202
META	FACEBOOK INC	1,945	$660	0.4%	$272.24	+31.4%	CL A	30303M102
IAU	ISHARES GOLD TR	19,250	$643	0.4%	$33.71	—	ISHARES NEW	464285204
KRE	SPDR SER TR	7,650	$518	0.3%	$67.71	—	S&P REGL BKG	78464A698
VTV	VANGUARD INDEX FDS	3,104	$420	0.3%	$121.67	—	VALUE ETF	922908744
EZU	ISHARES INC	8,354	$402	0.3%	$48.89	—	MSCI EURZONE ETF	464286608
VUG	VANGUARD INDEX FDS	1,350	$392	0.2%	$253.55	—	GROWTH ETF	922908736
QQQ	INVESCO QQQ TR	942	$337	0.2%	$313.93	—	UNIT SER 1	46090E103
GOOGL	ALPHABET INC	124	$332	0.2%	$83.49	+61.8%	CAP STK CL A	02079K305
BRK/B	BERKSHIRE HATHAWAY INC DEL	960	$262	0.2%	$220.20	+27.5%	CL B NEW	084670702
SPY	SPDR S&P 500 ETF TR	597	$256	0.2%	$374.39	—	TR UNIT	78462F103
TGT	TARGET CORP	1,080	$247	0.2%	$163.21	+34.7%	COM	87612E106
—	CBRE ACQUISITION HLDGS INC	10,000	$99	0.1%	$9.80	—	COM CL A	12510J106