Location: Hinsdale, IL
CIK: 0001908765 · Show all filings
Period: Q1 2022 (← Previous) (Next →)
Filing Date: Apr 21, 2022
Total Value: $2.295B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 4,252,518 | $743M | 32.4% | $154.71 | +6.5% | COM | 037833100 |
| VUG | VANGUARD INDEX FDS | 994,491 | $286M | 12.5% | $320.90 | — | GROWTH ETF | 922908736 |
| AMZN | AMAZON COM INC | 57,736 | $188M | 8.2% | $171.15 | -9.7% | COM | 023135106 |
| MSFT | MICROSOFT CORP | 434,273 | $134M | 5.8% | $313.41 | -7.0% | COM | 594918104 |
| GOOG | ALPHABET INC | 45,595 | $127M | 5.5% | $143.45 | -5.9% | CAP STK CL C | 02079K107 |
| VIG | VANGUARD SPECIALIZED FUNDS | 476,373 | $77.25M | 3.4% | $171.75 | — | DIV APP ETF | 921908844 |
| NVDA | NVIDIA CORPORATION | 196,939 | $53.74M | 2.3% | $27.46 | -8.8% | COM | 67066G104 |
| V | VISA INC | 216,459 | $48M | 2.1% | $208.13 | +0.9% | COM CL A | 92826C839 |
| VTV | VANGUARD INDEX FDS | 320,436 | $47.35M | 2.1% | $147.67 | — | VALUE ETF | 922908744 |
| VBK | VANGUARD INDEX FDS | 166,555 | $41.33M | 1.8% | $281.79 | — | SML CP GRW ETF | 922908595 |
| BX | BLACKSTONE INC | 313,325 | $39.77M | 1.7% | $116.12 | -7.7% | COM | 09260D107 |
| TSLA | TESLA INC | 34,615 | $37.3M | 1.6% | $335.39 | -7.1% | COM | 88160R101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 90,313 | $31.87M | 1.4% | $290.51 | +11.3% | CL B NEW | 084670702 |
| GS | GOLDMAN SACHS GROUP INC | 89,285 | $29.47M | 1.3% | $352.21 | -9.2% | COM | 38141G104 |
| ZBRA | ZEBRA TECHNOLOGIES CORPORATI | 64,087 | $26.51M | 1.2% | $567.76 | -19.1% | CL A | 989207105 |
| ADBE | ADOBE SYSTEMS INCORPORATED | 56,501 | $25.74M | 1.1% | $625.08 | -23.0% | COM | 00724F101 |
| VYM | VANGUARD WHITEHALL FDS | 226,079 | $25.38M | 1.1% | $112.13 | — | HIGH DIV YLD | 921946406 |
| ZTS | ZOETIS INC | 118,306 | $22.31M | 1.0% | $210.50 | -9.6% | CL A | 98978V103 |
| ABT | ABBOTT LABS | 152,904 | $18.1M | 0.8% | $118.69 | -2.8% | COM | 002824100 |
| PTLO | PORTILLOS INC | 710,608 | $17.45M | 0.8% | $26.48 | 0.0% | COM CL A | 73642K106 |
| JPM | JPMORGAN CHASE & CO | 119,112 | $16.24M | 0.7% | $144.34 | -7.4% | COM | 46625H100 |
| KKR | KKR & CO INC | 241,694 | $14.13M | 0.6% | $71.22 | -14.5% | COM | 48251W104 |
| BAC | BK OF AMERICA CORP | 305,580 | $12.6M | 0.5% | $40.94 | -0.3% | COM | 060505104 |
| COST | COSTCO WHSL CORP NEW | 20,536 | $11.83M | 0.5% | $488.10 | +2.6% | COM | 22160K105 |
| NKE | NIKE INC | 85,467 | $11.5M | 0.5% | $154.10 | -14.4% | CL B | 654106103 |
| SPY | SPDR S&P 500 ETF TR | 19,705 | $8.9M | 0.4% | $474.95 | — | TR UNIT | 78462F103 |
| ABBV | ABBVIE INC | 54,240 | $8.793M | 0.4% | $101.71 | +24.3% | COM | 00287Y109 |
| SBUX | STARBUCKS CORP | 93,372 | $8.494M | 0.4% | $102.21 | -15.9% | COM | 855244109 |
| TROW | PRICE T ROWE GROUP INC | 55,331 | $8.365M | 0.4% | $168.65 | -23.5% | COM | 74144T108 |
| CG | CARLYLE GROUP INC | 158,940 | $7.774M | 0.3% | $47.03 | -11.5% | COM | 14316J108 |
| AMGN | AMGEN INC | 28,469 | $6.884M | 0.3% | $185.15 | +9.8% | COM | 031162100 |
| CORP | PIMCO ETF TR | 65,291 | $6.799M | 0.3% | $112.76 | — | INV GRD CRP BD | 72201R817 |
| JNJ | JOHNSON & JOHNSON | 34,205 | $6.062M | 0.3% | $149.38 | +1.6% | COM | 478160104 |
| AGG | ISHARES TR | 56,269 | $6.026M | 0.3% | $114.08 | — | CORE US AGGBD ET | 464287226 |
| GNRC | GENERAC HLDGS INC | 18,101 | $5.381M | 0.2% | $414.80 | -27.7% | COM | 368736104 |
| GOOGL | ALPHABET INC | 1,904 | $5.296M | 0.2% | $142.94 | -5.7% | CAP STK CL A | 02079K305 |
| IJK | ISHARES TR | 66,969 | $5.175M | 0.2% | $85.26 | — | S&P MC 400GR ETF | 464287606 |
| MCD | MCDONALDS CORP | 20,666 | $5.11M | 0.2% | $229.60 | -0.8% | COM | 580135101 |
| TIP | ISHARES TR | 34,487 | $4.296M | 0.2% | $129.20 | — | TIPS BD ETF | 464287176 |
| WMT | WALMART INC | 28,049 | $4.177M | 0.2% | $45.18 | -1.3% | COM | 931142103 |
| DGX | QUEST DIAGNOSTICS INC | 29,923 | $4.095M | 0.2% | $140.46 | -8.1% | COM | 74834L100 |
| BND | VANGUARD BD INDEX FDS | 42,842 | $3.408M | 0.1% | $84.76 | — | TOTAL BND MRKT | 921937835 |
| DXCM | DEXCOM INC | 6,197 | $3.17M | 0.1% | $143.69 | -23.9% | COM | 252131107 |
| IWS | ISHARES TR | 26,076 | $3.12M | 0.1% | $122.38 | — | RUS MDCP VAL ETF | 464287473 |
| XLU | SELECT SECTOR SPDR TR | 41,393 | $3.082M | 0.1% | $71.67 | — | SBI INT-UTILS | 81369Y886 |
| HYMB | SPDR SER TR | 52,595 | $2.901M | 0.1% | $60.08 | — | NUVEEN BLOOMBERG | 78464A284 |
| DIS | DISNEY WALT CO | 21,061 | $2.889M | 0.1% | $157.79 | -10.5% | COM | 254687106 |
| CME | CME GROUP INC | 11,781 | $2.802M | 0.1% | $184.82 | +8.6% | COM | 12572Q105 |
| AMAT | APPLIED MATLS INC | 20,124 | $2.652M | 0.1% | $139.45 | -4.7% | COM | 038222105 |
| UNH | UNITEDHEALTH GROUP INC | 4,690 | $2.392M | 0.1% | $423.82 | +6.4% | COM | 91324P102 |
| IDXX | IDEXX LABS INC | 4,225 | $2.311M | 0.1% | $627.75 | -16.2% | COM | 45168D104 |
| CRM | SALESFORCE COM INC | 10,717 | $2.275M | 0.1% | $277.61 | -23.4% | COM | 79466L302 |
| CAT | CATERPILLAR INC | 9,104 | $2.028M | 0.1% | $188.27 | +3.8% | COM | 149123101 |
| SHY | ISHARES TR | 24,243 | $2.021M | 0.1% | $84.78 | — | 1 3 YR TREAS BD | 464287457 |
| VTIP | VANGUARD MALVERN FDS | 39,108 | $2.003M | 0.1% | $51.39 | — | STRM INFPROIDX | 922020805 |
| HYG | ISHARES TR | 23,860 | $1.963M | 0.1% | $87.00 | — | IBOXX HI YD ETF | 464288513 |
| PH | PARKER-HANNIFIN CORP | 6,821 | $1.936M | 0.1% | $292.73 | -2.2% | COM | 701094104 |
| NVO | NOVO-NORDISK A S | 15,008 | $1.667M | 0.1% | $111.92 | — | ADR | 670100205 |
| DVY | ISHARES TR | 12,659 | $1.622M | 0.1% | $122.60 | — | SELECT DIVID ETF | 464287168 |
| ULTA | ULTA BEAUTY INC | 3,518 | $1.401M | 0.1% | $388.17 | -3.0% | COM | 90384S303 |
| PYPL | PAYPAL HLDGS INC | 12,093 | $1.399M | 0.1% | $215.88 | -38.5% | COM | 70450Y103 |
| — | CYBERARK SOFTWARE LTD | 8,196 | $1.383M | 0.1% | $173.26 | — | SHS | M2682V108 |
| BUSE | FIRST BUSEY CORP | 53,960 | $1.367M | 0.1% | $22.18 | +4.9% | COM NEW | 319383204 |
| XLV | SELECT SECTOR SPDR TR | 9,690 | $1.327M | 0.1% | $140.41 | — | SBI HEALTHCARE | 81369Y209 |
| IWF | ISHARES TR | 4,779 | $1.327M | 0.1% | $305.58 | — | RUS 1000 GRW ETF | 464287614 |
| EW | EDWARDS LIFESCIENCES CORP | 11,098 | $1.306M | 0.1% | $116.64 | -3.8% | COM | 28176E108 |
| ALB | ALBEMARLE CORP | 5,698 | $1.26M | 0.1% | $233.00 | -13.8% | COM | 012653101 |
| ITW | ILLINOIS TOOL WKS INC | 5,896 | $1.235M | 0.1% | $210.30 | -3.2% | COM | 452308109 |
| LQD | ISHARES TR | 9,565 | $1.157M | 0.1% | $132.42 | — | IBOXX INV CP ETF | 464287242 |
| IWN | ISHARES TR | 7,112 | $1.148M | 0.1% | $166.06 | — | RUS 2000 VAL ETF | 464287630 |
| FSLR | FIRST SOLAR INC | 13,000 | $1.089M | 0.0% | $102.83 | -25.5% | COM | 336433107 |
| HD | HOME DEPOT INC | 3,632 | $1.087M | 0.0% | $338.49 | -7.2% | COM | 437076102 |
| LLY | LILLY ELI & CO | 3,695 | $1.058M | 0.0% | $244.20 | +1.8% | COM | 532457108 |
| ECL | ECOLAB INC | 5,941 | $1.049M | 0.0% | $215.53 | -16.7% | COM | 278865100 |
| IVV | ISHARES TR | 2,270 | $1.03M | 0.0% | $476.35 | — | CORE S&P500 ETF | 464287200 |
| QQQ | INVESCO QQQ TR | 2,839 | $1.029M | 0.0% | $398.03 | — | UNIT SER 1 | 46090E103 |
| MRK | MERCK & CO INC | 12,141 | $996K | 0.0% | $69.89 | -0.1% | COM | 58933Y105 |
| INMD | INMODE LTD | 26,732 | $987K | 0.0% | $80.21 | -44.2% | SHS | M5425M103 |
| VOO | VANGUARD INDEX FDS | 2,304 | $957K | 0.0% | $436.47 | — | S&P 500 ETF SHS | 922908363 |
| IWM | ISHARES TR | 4,619 | $948K | 0.0% | $222.48 | — | RUSSELL 2000 ETF | 464287655 |
| IWO | ISHARES TR | 3,303 | $845K | 0.0% | $293.07 | — | RUS 2000 GRW ETF | 464287648 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,415 | $834K | 0.0% | $106.49 | +5.3% | COM | 459200101 |
| IWR | ISHARES TR | 10,500 | $819K | 0.0% | $83.05 | — | RUS MID CAP ETF | 464287499 |
| HDV | ISHARES TR | 7,579 | $810K | 0.0% | $100.99 | — | CORE HIGH DV ETF | 46429B663 |
| JOE | ST JOE CO | 13,296 | $788K | 0.0% | $48.48 | +6.7% | COM | 790148100 |
| VTI | VANGUARD INDEX FDS | 3,388 | $771K | 0.0% | $241.35 | — | TOTAL STK MKT | 922908769 |
| — | LITHIUM AMERS CORP NEW | 20,000 | $770K | 0.0% | $29.10 | — | COM NEW | 53680Q207 |
| TXN | TEXAS INSTRS INC | 4,175 | $766K | 0.0% | $170.14 | -7.6% | COM | 882508104 |
| MUB | ISHARES TR | 6,930 | $760K | 0.0% | $116.31 | — | NATIONAL MUN ETF | 464288414 |
| IJJ | ISHARES TR | 6,899 | $756K | 0.0% | $110.74 | — | S&P MC 400VL ETF | 464287705 |
| GLW | CORNING INC | 19,793 | $731K | 0.0% | $33.34 | +4.8% | COM | 219350105 |
| PG | PROCTER AND GAMBLE CO | 4,688 | $716K | 0.0% | $134.13 | +6.0% | COM | 742718109 |
| IJR | ISHARES TR | 6,540 | $706K | 0.0% | $114.55 | — | CORE S&P SCP ETF | 464287804 |
| IYR | ISHARES TR | 6,525 | $706K | 0.0% | $116.20 | — | U.S. REAL ES ETF | 464287739 |
| PFF | ISHARES TR | 19,228 | $700K | 0.0% | $39.41 | — | PFD AND INCM SEC | 464288687 |
| PEB | PEBBLEBROOK HOTEL TR | 28,015 | $686K | 0.0% | $22.64 | — | COM | 70509V100 |
| PFE | PFIZER INC | 13,222 | $684K | 0.0% | $40.44 | +5.0% | COM | 717081103 |
| DVA | DAVITA INC | 6,000 | $679K | 0.0% | $107.49 | +4.4% | COM | 23918K108 |
| KO | COCA COLA CO | 9,664 | $599K | 0.0% | $50.81 | +6.4% | COM | 191216100 |
| IJT | ISHARES TR | 4,622 | $578K | 0.0% | $138.90 | — | S&P SML 600 GWT | 464287887 |
| IJH | ISHARES TR | 2,114 | $567K | 0.0% | $283.12 | — | CORE S&P MCP ETF | 464287507 |
| ACN | ACCENTURE PLC IRELAND | 1,679 | $566K | 0.0% | $343.31 | -7.2% | SHS CLASS A | G1151C101 |
| QCOM | QUALCOMM INC | 3,641 | $556K | 0.0% | $147.06 | +4.4% | COM | 747525103 |
| ROST | ROSS STORES INC | 5,877 | $532K | 0.0% | $103.96 | -12.4% | COM | 778296103 |
| PEP | PEPSICO INC | 3,138 | $525K | 0.0% | $143.45 | +3.5% | COM | 713448108 |
| ALGN | ALIGN TECHNOLOGY INC | 1,192 | $520K | 0.0% | $642.93 | -24.3% | COM | 016255101 |
| SDY | SPDR SER TR | 3,917 | $502K | 0.0% | $129.07 | — | S&P DIVID ETF | 78464A763 |
| MRNA | MODERNA INC | 2,910 | $501K | 0.0% | $241.24 | -30.2% | COM | 60770K107 |
| DOCU | DOCUSIGN INC | 4,509 | $483K | 0.0% | $219.22 | -47.6% | COM | 256163106 |
| BAX | BAXTER INTL INC | 6,067 | $470K | 0.0% | $73.17 | +4.4% | COM | 071813109 |
| BMY | BRISTOL-MYERS SQUIBB CO | 6,402 | $468K | 0.0% | $49.23 | +15.4% | COM | 110122108 |
| AMD | ADVANCED MICRO DEVICES INC | 4,146 | $453K | 0.0% | $119.38 | 0.0% | COM | 007903107 |
| HON | HONEYWELL INTL INC | 2,284 | $444K | 0.0% | $185.07 | -7.9% | COM | 438516106 |
| AWK | AMERICAN WTR WKS CO INC NEW | 2,670 | $442K | 0.0% | $160.41 | -8.9% | COM | 030420103 |
| VNQ | VANGUARD INDEX FDS | 4,018 | $435K | 0.0% | $116.04 | — | REAL ESTATE ETF | 922908553 |
| LNT | ALLIANT ENERGY CORP | 6,774 | $423K | 0.0% | $50.05 | +4.6% | COM | 018802108 |
| RRX | REGAL REXNORD CORPORATION | 2,760 | $411K | 0.0% | $158.35 | +1.2% | COM | 758750103 |
| ADP | AUTOMATIC DATA PROCESSING IN | 1,801 | $410K | 0.0% | $207.28 | -5.0% | COM | 053015103 |
| UPS | UNITED PARCEL SERVICE INC | 1,891 | $406K | 0.0% | $168.57 | +5.1% | CL B | 911312106 |
| IRDM | IRIDIUM COMMUNICATIONS INC | 9,996 | $403K | 0.0% | $40.39 | -6.8% | COM | 46269C102 |
| NOBL | PROSHARES TR | 4,179 | $397K | 0.0% | $95.00 | — | S&P 500 DV ARIST | 74348A467 |
| TGT | TARGET CORP | 1,855 | $394K | 0.0% | $214.19 | -10.7% | COM | 87612E106 |
| NTRS | NORTHERN TR CORP | 3,237 | $377K | 0.0% | $105.01 | -0.4% | COM | 665859104 |
| PANW | PALO ALTO NETWORKS INC | 589 | $367K | 0.0% | $86.53 | +3.4% | COM | 697435105 |
| ORCL | ORACLE CORP | 4,441 | $367K | 0.0% | $88.90 | -13.4% | COM | 68389X105 |
| VGT | VANGUARD WORLD FDS | 859 | $358K | 0.0% | $458.67 | — | INF TECH ETF | 92204A702 |
| LMT | LOCKHEED MARTIN CORP | 779 | $344K | 0.0% | $308.96 | +18.2% | COM | 539830109 |
| MO | ALTRIA GROUP INC | 6,525 | $341K | 0.0% | $32.79 | +13.2% | COM | 02209S103 |
| AIVL | WISDOMTREE TR | 3,400 | $337K | 0.0% | $101.18 | — | US AI ENHANCED | 97717W406 |
| SCI | SERVICE CORP INTL | 5,000 | $329K | 0.0% | $66.44 | -5.2% | COM | 817565104 |
| MDT | MEDTRONIC PLC | 2,915 | $323K | 0.0% | $102.03 | -8.2% | SHS | G5960L103 |
| XLY | SELECT SECTOR SPDR TR | 1,729 | $320K | 0.0% | $204.55 | — | SBI CONS DISCR | 81369Y407 |
| GE | GENERAL ELECTRIC CO | 3,469 | $317K | 0.0% | $61.56 | -4.9% | COM NEW | 369604301 |
| VDC | VANGUARD WORLD FDS | 1,575 | $309K | 0.0% | $200.00 | — | CONSUM STP ETF | 92204A207 |
| IVE | ISHARES TR | 1,935 | $301K | 0.0% | $156.80 | — | S&P 500 VAL ETF | 464287408 |
| IWP | ISHARES TR | 2,980 | $299K | 0.0% | $115.10 | — | RUS MD CP GR ETF | 464287481 |
| VZ | VERIZON COMMUNICATIONS INC | 5,774 | $294K | 0.0% | $40.39 | +2.8% | COM | 92343V104 |
| — | WALGREENS BOOTS ALLIANCE INC | 6,540 | $293K | 0.0% | $52.13 | — | COM | 931427108 |
| XLK | SELECT SECTOR SPDR TR | 1,830 | $291K | 0.0% | $169.89 | — | TECHNOLOGY | 81369Y803 |
| UNP | UNION PAC CORP | 1,059 | $289K | 0.0% | $215.41 | +7.0% | COM | 907818108 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 5,808 | $279K | 0.0% | $50.13 | — | FTSE DEV MKT ETF | 921943858 |
| NOW | SERVICENOW INC | 488 | $272K | 0.0% | $131.29 | -14.7% | COM | 81762P102 |
| IRM | IRON MTN INC NEW | 4,889 | $271K | 0.0% | $40.12 | +2.1% | COM | 46284V101 |
| HOLX | HOLOGIC INC | 3,433 | $264K | 0.0% | $71.91 | 0.0% | COM | 436440101 |
| MS | MORGAN STANLEY | 2,981 | $261K | 0.0% | $86.77 | -2.5% | COM NEW | 617446448 |
| IEMG | ISHARES INC | 4,672 | $260K | 0.0% | $59.81 | — | CORE MSCI EMKT | 46434G103 |
| GWW | GRAINGER W W INC | 500 | $258K | 0.0% | $452.39 | +4.6% | COM | 384802104 |
| GRBK | GREEN BRICK PARTNERS INC | 13,000 | $257K | 0.0% | $26.24 | -11.9% | COM | 392709101 |
| — | REVANCE THERAPEUTICS INC | 13,000 | $254K | 0.0% | $16.31 | — | COM | 761330109 |
| RSP | INVESCO EXCHANGE TRADED FD T | 1,587 | $250K | 0.0% | $161.89 | — | S&P500 EQL WGT | 46137V357 |
| INTC | INTEL CORP | 5,017 | $249K | 0.0% | $47.29 | -2.3% | COM | 458140100 |
| CMCSA | COMCAST CORP NEW | 5,247 | $246K | 0.0% | $46.14 | -7.1% | CL A | 20030N101 |
| MSI | MOTOROLA SOLUTIONS INC | 990 | $240K | 0.0% | $239.53 | -7.4% | COM NEW | 620076307 |
| SCHW | SCHWAB CHARLES CORP | 2,834 | $239K | 0.0% | $83.37 | 0.0% | COM | 808513105 |
| CMI | CUMMINS INC | 1,160 | $238K | 0.0% | $205.83 | -4.5% | COM | 231021106 |
| NEE | NEXTERA ENERGY INC | 2,796 | $237K | 0.0% | $77.35 | -6.8% | COM | 65339F101 |
| IWD | ISHARES TR | 1,414 | $235K | 0.0% | $167.61 | — | RUS 1000 VAL ETF | 464287598 |
| — | VMWARE INC | 2,057 | $234K | 0.0% | $113.76 | — | CL A COM | 928563402 |
| — | SPLUNK INC | 1,524 | $226K | 0.0% | $148.29 | — | COM | 848637104 |
| STZ | CONSTELLATION BRANDS INC | 977 | $225K | 0.0% | $212.48 | +1.6% | CL A | 21036P108 |
| — | LUMINAR TECHNOLOGIES INC | 14,360 | $224K | 0.0% | $16.63 | — | COM CL A | 550424105 |
| TMO | THERMO FISHER SCIENTIFIC INC | 368 | $217K | 0.0% | $615.38 | -7.7% | COM | 883556102 |
| VBR | VANGUARD INDEX FDS | 1,220 | $215K | 0.0% | $178.78 | — | SM CP VAL ETF | 922908611 |
| DE | DEERE & CO | 514 | $214K | 0.0% | $363.01 | 0.0% | COM | 244199105 |
| CSCO | CISCO SYS INC | 3,846 | $214K | 0.0% | $50.47 | -0.4% | COM | 17275R102 |
| DLN | WISDOMTREE TR | 3,220 | $212K | 0.0% | $66.15 | — | US LARGECAP DIVD | 97717W307 |
| HCA | HCA HEALTHCARE INC | 840 | $211K | 0.0% | $242.68 | 0.0% | COM | 40412C101 |
| T | AT&T INC | 8,829 | $209K | 0.0% | $14.67 | +1.7% | COM | 00206R102 |
| KMB | KIMBERLY-CLARK CORP | 1,695 | $209K | 0.0% | $115.26 | -1.1% | COM | 494368103 |
| RSPT | INVESCO EXCHANGE TRADED FD T | 710 | $205K | 0.0% | $323.94 | — | S&P500 EQL TEC | 46137V282 |
| SPTM | SPDR SER TR | 3,679 | $204K | 0.0% | $58.44 | — | PORTFOLI S&P1500 | 78464A805 |
| AMT | AMERICAN TOWER CORP NEW | 807 | $203K | 0.0% | $239.48 | -10.3% | COM | 03027X100 |
| MCHP | MICROCHIP TECHNOLOGY INC. | 2,690 | $202K | 0.0% | $73.87 | -6.6% | COM | 595017104 |
| — | MCEWEN MNG INC | 100,000 | $84,000 | 0.0% | $0.84 | — | COM | 58039P107 |
| IAG | IAMGOLD CORP | 10,500 | $37,000 | 0.0% | $3.00 | 0.0% | COM | 450913108 |
| — | MANDIANT INC | 18,000 | $18,000 | 0.0% | $1.00 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | IMPAX LABORATORIES INC | 17,000 | $17,000 | 0.0% | $1.06 | — | NOTE 2.000% 6/1 | 45256BAE1 |
| GAU | GALIANO GOLD INC | 24,000 | $13,000 | 0.0% | $0.66 | 0.0% | COM | 36352H100 |