DCF Advisers, LLC Hedge Fund

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	69,000	$47,052	12.6%	—	—	PUT	78462F103
HELP	CYBIN INC	775,588	$6,344	1.7%	$6.44	0.0%	COM NEW	23256X407
CRVS	CORVUS PHARMACEUTICALS INC	729,000	$5,613	1.5%	$7.89	0.0%	COM	221015100
BABA	ALIBABA GROUP HLDG LTD	37,400	$5,482	1.5%	$146.58	—	SPONSORED ADS	01609W102
ET	ENERGY TRANSFER L P	300,500	$4,955	1.3%	$16.49	—	COM UT LTD PTN	29273V100
UBER	UBER TECHNOLOGIES INC	55,000	$4,494	1.2%	$90.05	0.0%	COM	90353T100
AZN	ASTRAZENECA PLC	44,300	$4,072	1.1%	$91.93	—	SPONSORED ADR	046353108
TEVA	TEVA PHARMACEUTICAL-SP ADR	97,500	$3,043	0.8%	$18.35	—	PUT	881624209
SOXX	ISHARES TR	10,000	$3,012	0.8%	—	—	PUT	464287523
HD	HOME DEPOT INC	8,500	$2,925	0.8%	$364.59	0.0%	COM	437076102
VRTX	VERTEX PHARMACEUTICALS INC	6,000	$2,720	0.7%	$431.03	0.0%	COM	92532F100
—	BARRICK GOLD CORP	60,000	$2,613	0.7%	$43.55	—	COM	067901108
GPCR	STRUCTURE THERAPEUTICS INC	30,000	$2,087	0.6%	$69.55	—	SPONSORED ADS	86366E106
GOOGL	ALPHABET INC	5,000	$1,565	0.4%	—	—	PUT	02079K305
IMRX	IMMUNEERING CORP	215,000	$1,415	0.4%	$6.42	0.0%	CLASS A COM	45254E107
QQQ	INVESCO QQQ TR	2,000	$1,229	0.3%	—	—	PUT	46090E103
SNY	SANOFI SA	21,000	$1,018	0.3%	$48.46	—	SPONSORED ADR	80105N105
GM	GENERAL MTRS CO	12,500	$1,017	0.3%	$70.40	0.0%	COM	37045V100
UBER	UBER TECHNOLOGIES INC	10,000	$980	0.3%	$90.05	0.0%	PUT	90353T100
ZM	ZOOM VIDEO COMMUNICATIONS IN	10,000	$863	0.2%	$71.12	+18.4%	CALL	98980L101
ARQ	ARQ INC	260,570	$852	0.2%	$4.89	0.0%	COM	00770C101
DOCU	DOCUSIGN INC	9,500	$650	0.2%	—	—	CALL	256163106
ALT	ALTIMMUNE INC	158,000	$570	0.2%	$4.36	0.0%	CALL	02155H200
BIIB	BIOGEN INC	2,500	$440	0.1%	—	—	CALL	09062X103
SBUX	STARBUCKS CORP	5,000	$421	0.1%	—	—	CALL	855244109
VRTX	VERTEX PHARMACEUTICALS INC	500	$227	0.1%	$431.03	0.0%	CALL	92532F100
MEOH	METHANEX CORP	5,500	$218	0.1%	$37.20	0.0%	COM	59151K108
BIDU	BAIDU INC - ADR	1,500	$196	0.1%	$96.21	—	CALL	056752108
BUR	BURFORD CAP LTD	19,500	$174	0.0%	$9.79	0.0%	ORD SHS	G17977110
IFRX	INFLARX NV	158,500	$160	0.0%	$1.24	0.0%	COM	N44821101
ALT	ALTIMMUNE INC	18,700	$68	0.0%	$4.36	0.0%	COM NEW	02155H200
ZLAB	ZAI LAB LTD	1,500	$26	0.0%	$25.44	—	PUT	98887Q104

Increased Positions (15)

TEVA TEVA PHARMACEUTICAL-SP ADR 3.2%

Value ($000) $12,016 (+61.8%) Shares 385,000 (+4.7%) Est. Cost $18.35 Unrealized —

LYFT LYFT INC 0.8%

Value ($000) $2,906 (+294.1%) Shares 150,000 (+347.8%) Est. Cost $19.14 Unrealized +8.6%

ZLAB ZAI LAB LTD 0.5%

Value ($000) $1,720 (-44.8%) Shares 97,500 (+6.0%) Est. Cost $25.44 Unrealized —

AMGN AMGEN INC 1.2%

Value ($000) $4,419 (+36.2%) Shares 13,500 (+17.4%) Est. Cost $274.94 Unrealized +14.9%

AMZN AMAZON COM INC 2.0%

Value ($000) $7,386 (+15.0%) Shares 32,000 (+9.4%) Est. Cost $190.84 Unrealized +19.9%

TDOC TELADOC HEALTH INC 0.3%

Value ($000) $963 (+255.8%) Shares 137,500 (+292.9%) Est. Cost $9.90 Unrealized -20.9%

QCOM QUALCOM INC 0.5%

Value ($000) $1,753 (+36.0%) Shares 10,250 (+32.3%) Est. Cost $128.51 Unrealized +32.9%

BHVN BIOHAVEN LTD 0.1%

Value ($000) $531 (+489.2%) Shares 47,000 (+683.3%) Est. Cost $21.87 Unrealized -43.4%

AMGN AMGEN INC 0.3%

Value ($000) $982 (+74.0%) Shares 3,000 (+50.0%) Est. Cost $274.94 Unrealized +14.9%

ZM ZOOM VIDEO COMMUNICATIONS IN 0.7%

Value ($000) $2,610 (+16.1%) Shares 30,250 (+11.0%) Est. Cost $71.12 Unrealized +18.4%

LYFT LYFT INC 0.1%

Value ($000) $339 (+208.0%) Shares 17,500 (+250.0%) Est. Cost $19.14 Unrealized +8.6%

— NUVEEN CR STRATEGIES INCOME 0.6%

Value ($000) $2,052 (+4.7%) Shares 408,720 (+10.0%) Est. Cost $5.14 Unrealized —

BIDU BAIDU INC - ADR 1.4%

Value ($000) $5,292 (+1.7%) Shares 40,500 (+2.5%) Est. Cost $96.21 Unrealized —

ARDX ARDELYX INC 0.0%

Value ($000) $117 (+111.6%) Shares 20,000 (+100.0%) Est. Cost $4.85 Unrealized +14.9%

ALLT ALLOT COMMUNICATIONS LTD 0.2%

Value ($000) $708 (-4.4%) Shares 72,000 (+2.9%) Est. Cost $7.82 Unrealized +22.7%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TEVA	TEVA PHARMACEUTICAL-SP ADR	385,000 (+4.7%)	$12,016 (+61.8%)	3.2%	$18.35	—	ADRS	881624209
LYFT	LYFT INC	150,000 (+347.8%)	$2,906 (+294.1%)	0.8%	$19.14	+8.6%	CL A COM	55087P104
ZLAB	ZAI LAB LTD	97,500 (+6.0%)	$1,720 (-44.8%)	0.5%	$25.44	—	ADRS	98887Q104
AMGN	AMGEN INC	13,500 (+17.4%)	$4,419 (+36.2%)	1.2%	$274.94	+14.9%	COM	031162100
AMZN	AMAZON COM INC	32,000 (+9.4%)	$7,386 (+15.0%)	2.0%	$190.84	+19.9%	COM	023135106
TDOC	TELADOC HEALTH INC	137,500 (+292.9%)	$963 (+255.8%)	0.3%	$9.90	-20.9%	COM	87918A105
QCOM	QUALCOM INC	10,250 (+32.3%)	$1,753 (+36.0%)	0.5%	$128.51	+32.9%	COM	747525103
BHVN	BIOHAVEN LTD	47,000 (+683.3%)	$531 (+489.2%)	0.1%	$21.87	-43.4%	CALL	G1110E107
AMGN	AMGEN INC	3,000 (+50.0%)	$982 (+74.0%)	0.3%	$274.94	+14.9%	CALL	031162100
ZM	ZOOM VIDEO COMMUNICATIONS IN	30,250 (+11.0%)	$2,610 (+16.1%)	0.7%	$71.12	+18.4%	CL A	98980L101
LYFT	LYFT INC	17,500 (+250.0%)	$339 (+208.0%)	0.1%	$19.14	+8.6%	CALL	55087P104
—	NUVEEN CR STRATEGIES INCOME	408,720 (+10.0%)	$2,052 (+4.7%)	0.6%	$5.14	—	COM SHS	67073D102
BIDU	BAIDU INC - ADR	40,500 (+2.5%)	$5,292 (+1.7%)	1.4%	$96.21	—	COM	056752108
ARDX	ARDELYX INC	20,000 (+100.0%)	$117 (+111.6%)	0.0%	$4.85	+14.9%	Comm	039697107
ALLT	ALLOT COMMUNICATIONS LTD	72,000 (+2.9%)	$708 (-4.4%)	0.2%	$7.82	+22.7%	COM	M0854Q105

Exited Positions (32)

— INVESCO QQQ TR 7.4%

Value ($000) $27,737 Shares 46,200 Est. Cost — Unrealized —

— ALIBABA GROUP HLDG LTD 1.9%

Value ($000) $6,997 Shares 39,150 Est. Cost $178.73 Unrealized —

— CORVUS PHARMACEUTICALS INC 1.5%

Value ($000) $5,664 Shares 768,500 Est. Cost $7.37 Unrealized —

— UBER TECHNOLOGIES INC 1.4%

Value ($000) $5,388 Shares 55,000 Est. Cost $97.97 Unrealized —

— ENERGY TRANSFER L P 1.4%

Value ($000) $5,157 Shares 300,500 Est. Cost $17.16 Unrealized —

— ASTRAZENECA PLC 0.9%

Value ($000) $3,514 Shares 45,800 Est. Cost $76.72 Unrealized —

— HOME DEPOT INC 0.7%

Value ($000) $2,431 Shares 6,000 Est. Cost $405.19 Unrealized —

— CYBIN INC 0.6%

Value ($000) $2,172 Shares 368,768 Est. Cost $5.89 Unrealized —

— HOME DEPOT INC 0.5%

Value ($000) $2,026 Shares 5,000 Est. Cost $405.19 Unrealized —

— BARRICK GOLD CORP 0.5%

Value ($000) $1,966 Shares 60,000 Est. Cost $32.77 Unrealized —

— STRUCTURE THERAPEUTICS INC 0.5%

Value ($000) $1,799 Shares 64,250 Est. Cost $28.00 Unrealized —

AMZN AMAZON COM INC 0.4%

Value ($000) $1,647 Shares 7,500 Est. Cost $190.84 Unrealized +19.9%

C CITIGROUP INC 0.4%

Value ($000) $1,523 Shares 15,000 Est. Cost $59.77 Unrealized +73.4%

— SPDR S&P 500 ETF TR 0.4%

Value ($000) $1,332 Shares 2,000 Est. Cost — Unrealized —

BOXX EA SERIES TRUST 0.3%

Value ($000) $1,139 Shares 10,000 Est. Cost $104.13 Unrealized —

— TARGET CORP 0.3%

Value ($000) $1,032 Shares 11,500 Est. Cost — Unrealized —

— IMMUNEERING CORP 0.3%

Value ($000) $1,029 Shares 147,000 Est. Cost $7.00 Unrealized —

— UBER TECHNOLOGIES INC 0.3%

Value ($000) $980 Shares 10,000 Est. Cost — Unrealized —

BP BP PLC 0.2%

Value ($000) $862 Shares 25,000 Est. Cost $33.79 Unrealized —

— ARQ INC 0.2%

Value ($000) $802 Shares 111,994 Est. Cost $7.16 Unrealized —

— SANOFI SA 0.2%

Value ($000) $767 Shares 16,250 Est. Cost $47.20 Unrealized —

— GENERAL MTRS CO 0.2%

Value ($000) $762 Shares 12,500 Est. Cost $60.97 Unrealized —

— ALTIMMUNE INC 0.1%

Value ($000) $475 Shares 126,000 Est. Cost — Unrealized —

— BURFORD CAP LTD 0.1%

Value ($000) $293 Shares 24,500 Est. Cost $11.96 Unrealized —

— PALO ALTO NETWORKS INC 0.1%

Value ($000) $214 Shares 1,050 Est. Cost $203.62 Unrealized —

— METHANEX CORP 0.1%

Value ($000) $209 Shares 5,250 Est. Cost $39.76 Unrealized —

OI O-I GLASS INC 0.1%

Value ($000) $208 Shares 16,000 Est. Cost $18.68 Unrealized -29.2%

— KRANESHARES TRUST 0.0%

Value ($000) $168 Shares 4,000 Est. Cost $42.01 Unrealized —

— KRANESHARES TRUST 0.0%

Value ($000) $168 Shares 4,000 Est. Cost $42.01 Unrealized —

NN NEXTNAV INC 0.0%

Value ($000) $164 Shares 11,450 Est. Cost $12.34 Unrealized +15.1%

— ESPERION THERAPEUTICS INC NE 0.0%

Value ($000) $99 Shares 100,000 Est. Cost $0.99 Unrealized —

— ALTIMMUNE INC 0.0%

Value ($000) $41 Shares 10,770 Est. Cost $3.77 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	INVESCO QQQ TR	46,200	$27,737	7.4%	—	—	PUT	046090E10
—	ALIBABA GROUP HLDG LTD	39,150	$6,997	1.9%	$178.73	—	—	001609W10
—	CORVUS PHARMACEUTICALS INC	768,500	$5,664	1.5%	$7.37	—	—	022101510
—	UBER TECHNOLOGIES INC	55,000	$5,388	1.4%	$97.97	—	—	090353T10
—	ENERGY TRANSFER L P	300,500	$5,157	1.4%	$17.16	—	—	029273V10
—	ASTRAZENECA PLC	45,800	$3,514	0.9%	$76.72	—	—	004635310
—	HOME DEPOT INC	6,000	$2,431	0.7%	$405.19	—	—	043707610
—	CYBIN INC	368,768	$2,172	0.6%	$5.89	—	—	023256X40
—	HOME DEPOT INC	5,000	$2,026	0.5%	$405.19	—	CALL	043707610
—	BARRICK GOLD CORP	60,000	$1,966	0.5%	$32.77	—	—	006790110
—	STRUCTURE THERAPEUTICS INC	64,250	$1,799	0.5%	$28.00	—	—	086366E10
AMZN	AMAZON COM INC	7,500	$1,647	0.4%	$190.84	+19.9%	CALL	023135106
C	CITIGROUP INC	15,000	$1,523	0.4%	$59.77	+73.4%	PUT	172967424
—	SPDR S&P 500 ETF TR	2,000	$1,332	0.4%	—	—	PUT	078462F10
BOXX	EA SERIES TRUST	10,000	$1,139	0.3%	$104.13	—	—	02072L565
—	TARGET CORP	11,500	$1,032	0.3%	—	—	CALL	087612E10
—	IMMUNEERING CORP	147,000	$1,029	0.3%	$7.00	—	—	045254E10
—	UBER TECHNOLOGIES INC	10,000	$980	0.3%	—	—	PUT	900353T10
BP	BP PLC	25,000	$862	0.2%	$33.79	—	—	055622104
—	ARQ INC	111,994	$802	0.2%	$7.16	—	—	000770C10
—	SANOFI SA	16,250	$767	0.2%	$47.20	—	—	080105N10
—	GENERAL MTRS CO	12,500	$762	0.2%	$60.97	—	—	037045V10
—	ALTIMMUNE INC	126,000	$475	0.1%	—	—	CALL	0002155H0
—	BURFORD CAP LTD	24,500	$293	0.1%	$11.96	—	—	0G1797711
—	PALO ALTO NETWORKS INC	1,050	$214	0.1%	$203.62	—	—	069743510
—	METHANEX CORP	5,250	$209	0.1%	$39.76	—	—	059151K10
OI	O-I GLASS INC	16,000	$208	0.1%	$18.68	-29.2%	CALL	67098H104
—	KRANESHARES TRUST	4,000	$168	0.0%	$42.01	—	PUT	050076730
—	KRANESHARES TRUST	4,000	$168	0.0%	$42.01	—	—	050076730
NN	NEXTNAV INC	11,450	$164	0.0%	$12.34	+15.1%	—	65345N106
—	ESPERION THERAPEUTICS INC NE	100,000	$99	0.0%	$0.99	—	—	029664WAB
—	ALTIMMUNE INC	10,770	$41	0.0%	$3.77	—	—	002155H20

Decreased Positions (22)

MU MICRON TECHNOLOGY INC 12.8%

Value ($000) $47,735 (+39.0%) Shares 167,250 (-18.5%) Est. Cost $64.31 Unrealized +256.6%

ORCL ORACLE CORP 1.5%

Value ($000) $5,555 (-31.9%) Shares 28,500 (-1.7%) Est. Cost $62.11 Unrealized +283.2%

AMD ADVANCED MICRO DEVICES INC 1.7%

Value ($000) $6,425 (+22.2%) Shares 30,000 (-7.7%) Est. Cost $76.80 Unrealized +192.4%

IONS IONIS PHARMACEUTICALS INC 2.2%

Value ($000) $8,148 (+14.9%) Shares 103,000 (-5.0%) Est. Cost $40.73 Unrealized +84.9%

BHVN BIOHAVEN LTD 0.5%

Value ($000) $1,710 (-33.6%) Shares 151,500 (-11.7%) Est. Cost $21.87 Unrealized -43.4%

TEVA TEVA PHARMACEUTICAL-SP ADR 0.1%

Value ($000) $312 (-73.1%) Shares 10,000 (-82.6%) Est. Cost $18.35 Unrealized —

NAMS NEWAMSTERDAM PHARMA COMPANY 1.5%

Value ($000) $5,634 (+13.0%) Shares 160,600 (-8.4%) Est. Cost $20.99 Unrealized +73.4%

GDX VANECK VECTORS GOLD MINERS ETF 2.5%

Value ($000) $9,392 (+7.4%) Shares 109,500 (-4.4%) Est. Cost $40.79 Unrealized —

MRVL MARVELL TECHNOLOGY INC 0.6%

Value ($000) $2,337 (-18.8%) Shares 27,500 (-19.7%) Est. Cost $75.08 Unrealized +16.5%

MU MICRON TECHNOLOGY INC 1.7%

Value ($000) $6,422 (-7.5%) Shares 22,500 (-45.8%) Est. Cost $64.31 Unrealized +256.6%

PYPL PAYPAL HOLDINGS INC 0.1%

Value ($000) $292 (-60.4%) Shares 5,000 (-54.5%) Est. Cost $66.95 Unrealized -3.1%

SLV ISHARES SILVER TR 1.3%

Value ($000) $4,670 (+10.2%) Shares 72,500 (-27.5%) Est. Cost $24.91 Unrealized —

BNED BARNES & NOBLE ED INC 0.5%

Value ($000) $1,975 (-13.5%) Shares 214,943 (-6.3%) Est. Cost $18.46 Unrealized -52.2%

VRDN Viridian Therapeutics Inc 0.4%

Value ($000) $1,640 (+22.5%) Shares 52,700 (-15.0%) Est. Cost $19.29 Unrealized +42.2%

LFCR LIFECORE BIOMEDICAL INC 1.0%

Value ($000) $3,616 (+8.7%) Shares 442,000 (-2.2%) Est. Cost $6.68 Unrealized +10.7%

CSCO CISCO SYS INC 1.0%

Value ($000) $3,852 (-6.2%) Shares 50,000 (-16.7%) Est. Cost $54.24 Unrealized +36.1%

ANAB ANAPTYSBIO INC 0.5%

Value ($000) $1,709 (+16.3%) Shares 35,250 (-26.6%) Est. Cost $17.85 Unrealized +118.4%

GLD SPDR GOLD TR 1.4%

Value ($000) $5,152 (-3.4%) Shares 13,000 (-13.3%) Est. Cost $157.38 Unrealized —

XNCR XENCOR INC 0.6%

Value ($000) $2,369 (+6.4%) Shares 154,736 (-18.4%) Est. Cost $25.87 Unrealized -42.2%

AVGO BROADCOM INC 0.4%

Value ($000) $1,557 (-5.6%) Shares 4,500 (-10.0%) Est. Cost $173.85 Unrealized +105.4%

PRTA PROTHENA CORP PLC 0.5%

Value ($000) $1,869 (-4.6%) Shares 195,747 (-2.5%) Est. Cost $19.53 Unrealized -47.9%

OI O-I GLASS INC 0.3%

Value ($000) $956 (-4.6%) Shares 64,750 (-16.2%) Est. Cost $18.68 Unrealized -29.2%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MU	MICRON TECHNOLOGY INC	167,250 (-18.5%)	$47,735 (+39.0%)	12.8%	$64.31	+256.6%	COM	595112103
ORCL	ORACLE CORP	28,500 (-1.7%)	$5,555 (-31.9%)	1.5%	$62.11	+283.2%	COM	68389X105
AMD	ADVANCED MICRO DEVICES INC	30,000 (-7.7%)	$6,425 (+22.2%)	1.7%	$76.80	+192.4%	COM	007903107
IONS	IONIS PHARMACEUTICALS INC	103,000 (-5.0%)	$8,148 (+14.9%)	2.2%	$40.73	+84.9%	COM	462222100
BHVN	BIOHAVEN LTD	151,500 (-11.7%)	$1,710 (-33.6%)	0.5%	$21.87	-43.4%	COM	G1110E107
TEVA	TEVA PHARMACEUTICAL-SP ADR	10,000 (-82.6%)	$312 (-73.1%)	0.1%	$18.35	—	CALL	881624209
NAMS	NEWAMSTERDAM PHARMA COMPANY	160,600 (-8.4%)	$5,634 (+13.0%)	1.5%	$20.99	+73.4%	ORDINARY SHARES	N62509109
GDX	VANECK VECTORS GOLD MINERS ETF	109,500 (-4.4%)	$9,392 (+7.4%)	2.5%	$40.79	—	ETF	92189F106
MRVL	MARVELL TECHNOLOGY INC	27,500 (-19.7%)	$2,337 (-18.8%)	0.6%	$75.08	+16.5%	COM	573874104
MU	MICRON TECHNOLOGY INC	22,500 (-45.8%)	$6,422 (-7.5%)	1.7%	$64.31	+256.6%	PUT	595112103
PYPL	PAYPAL HOLDINGS INC	5,000 (-54.5%)	$292 (-60.4%)	0.1%	$66.95	-3.1%	COM	70450Y103
SLV	ISHARES SILVER TR	72,500 (-27.5%)	$4,670 (+10.2%)	1.3%	$24.91	—	ISHARES	46428Q109
BNED	BARNES & NOBLE ED INC	214,943 (-6.3%)	$1,975 (-13.5%)	0.5%	$18.46	-52.2%	COM NEW	06777U200
VRDN	Viridian Therapeutics Inc	52,700 (-15.0%)	$1,640 (+22.5%)	0.4%	$19.29	+42.2%	COM	92790C104
LFCR	LIFECORE BIOMEDICAL INC	442,000 (-2.2%)	$3,616 (+8.7%)	1.0%	$6.68	+10.7%	COM	514766104
CSCO	CISCO SYS INC	50,000 (-16.7%)	$3,852 (-6.2%)	1.0%	$54.24	+36.1%	COM	17275R102
ANAB	ANAPTYSBIO INC	35,250 (-26.6%)	$1,709 (+16.3%)	0.5%	$17.85	+118.4%	COM	032724106
GLD	SPDR GOLD TR	13,000 (-13.3%)	$5,152 (-3.4%)	1.4%	$157.38	—	GOLD SHS	78463V107
XNCR	XENCOR INC	154,736 (-18.4%)	$2,369 (+6.4%)	0.6%	$25.87	-42.2%	COM	98401F105
AVGO	BROADCOM INC	4,500 (-10.0%)	$1,557 (-5.6%)	0.4%	$173.85	+105.4%	COM	11135F101
PRTA	PROTHENA CORP PLC	195,747 (-2.5%)	$1,869 (-4.6%)	0.5%	$19.53	-47.9%	SHS	G72800108
OI	O-I GLASS INC	64,750 (-16.2%)	$956 (-4.6%)	0.3%	$18.68	-29.2%	COM	67098H104

Unchanged Positions (26)

GOOG ALPHABET INC 4.8%

Value ($000) $17,887 Shares 57,000 Est. Cost $109.06 Unrealized +162.5%

LLY LILLY ELI & CO 2.4%

Value ($000) $8,920 Shares 8,300 Est. Cost $306.89 Unrealized +211.4%

REGN REGENERON PHARMACEUTICALS 2.1%

Value ($000) $7,719 Shares 10,000 Est. Cost $505.45 Unrealized +34.3%

ARGX ARGENX SE 3.1%

Value ($000) $11,479 Shares 13,650 Est. Cost $191.94 Unrealized —

IAU ISHARES GOLD TR 2.2%

Value ($000) $8,117 Shares 100,000 Est. Cost $33.71 Unrealized —

EVO EVOTEC AG 1.0%

Value ($000) $3,693 Shares 1,198,993 Est. Cost $4.04 Unrealized —

INCY INCYTE CORP 1.1%

Value ($000) $4,099 Shares 41,500 Est. Cost $77.17 Unrealized +25.4%

C CITIGROUP INC 1.1%

Value ($000) $4,201 Shares 36,000 Est. Cost $59.77 Unrealized +73.4%

BAC BK OF AMERICA CORP 1.8%

Value ($000) $6,573 Shares 119,500 Est. Cost $29.26 Unrealized +80.0%

GDXJ VANECK ETF TRUST 0.8%

Value ($000) $3,015 Shares 26,500 Est. Cost $50.91 Unrealized —

— LAM RESEARCH CORP 0.3%

Value ($000) $1,284 Shares 7,500 Est. Cost $110.27 Unrealized —

ZBH ZIMMER BIOMET HOLDINGS INC 0.7%

Value ($000) $2,743 Shares 30,500 Est. Cost $122.24 Unrealized -22.6%

URNM SPROTT FDS TR 0.5%

Value ($000) $1,921 Shares 35,000 Est. Cost $46.86 Unrealized —

AAPL APPLE INC 0.7%

Value ($000) $2,515 Shares 9,250 Est. Cost $155.41 Unrealized +72.7%

META META PLATFORMS INC 0.4%

Value ($000) $1,320 Shares 2,000 Est. Cost $227.11 Unrealized +193.8%

SPOT SPOTIFY TECHNOLOGY S A 0.2%

Value ($000) $726 Shares 1,250 Est. Cost $198.84 Unrealized +214.4%

INTC INTEL CORP 0.4%

Value ($000) $1,476 Shares 40,000 Est. Cost $28.46 Unrealized +32.7%

LNSR LENSAR INC 0.4%

Value ($000) $1,375 Shares 118,217 Est. Cost $7.83 Unrealized +45.7%

— ABERDEEN TOTAL DYNAMIC DIVD 0.7%

Value ($000) $2,594 Shares 266,000 Est. Cost $8.76 Unrealized —

TPB TURNING PT BRANDS INC 0.2%

Value ($000) $759 Shares 7,000 Est. Cost $29.89 Unrealized +227.2%

ABBV ABBVIE INC 0.7%

Value ($000) $2,456 Shares 10,750 Est. Cost $81.20 Unrealized +180.2%

PFE PFIZER INC 0.3%

Value ($000) $1,170 Shares 47,000 Est. Cost $27.13 Unrealized -7.7%

— SRH TOTAL RETURN FUND INC 0.2%

Value ($000) $927 Shares 50,000 Est. Cost $10.79 Unrealized —

IWM ISHARES RUSSELL 2000 0.2%

Value ($000) $738 Shares 3,000 Est. Cost $179.76 Unrealized —

CTLP CANTALOUPE INC 0.1%

Value ($000) $356 Shares 33,500 Est. Cost $8.86 Unrealized +19.6%

GDX VANECK VECTORS GOLD MINERS ETF 0.3%

Value ($000) $1,146 Shares 15,000 Est. Cost $40.79 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
GOOG	ALPHABET INC	57,000	$17,887	4.8%	$109.06	+162.5%	CAP STK CL C	02079K107
LLY	LILLY ELI & CO	8,300	$8,920	2.4%	$306.89	+211.4%	COM	532457108
REGN	REGENERON PHARMACEUTICALS	10,000	$7,719	2.1%	$505.45	+34.3%	COM	75886F107
ARGX	ARGENX SE	13,650	$11,479	3.1%	$191.94	—	SPONSORED ADR	04016X101
IAU	ISHARES GOLD TR	100,000	$8,117	2.2%	$33.71	—	ISHARES NEW	464285204
EVO	EVOTEC AG	1,198,993	$3,693	1.0%	$4.04	—	SPONSORED ADS	30050E105
INCY	INCYTE CORP	41,500	$4,099	1.1%	$77.17	+25.4%	COM	45337C102
C	CITIGROUP INC	36,000	$4,201	1.1%	$59.77	+73.4%	COM NEW	172967424
BAC	BK OF AMERICA CORP	119,500	$6,573	1.8%	$29.26	+80.0%	COM	060505104
GDXJ	VANECK ETF TRUST	26,500	$3,015	0.8%	$50.91	—	JUNIOR GOLD MINE	92189F791
—	LAM RESEARCH CORP	7,500	$1,284	0.3%	$110.27	—	COM	512807108
ZBH	ZIMMER BIOMET HOLDINGS INC	30,500	$2,743	0.7%	$122.24	-22.6%	COM	98956P102
URNM	SPROTT FDS TR	35,000	$1,921	0.5%	$46.86	—	URANIUM MINERS E	85208P303
AAPL	APPLE INC	9,250	$2,515	0.7%	$155.41	+72.7%	COM	037833100
META	META PLATFORMS INC	2,000	$1,320	0.4%	$227.11	+193.8%	CL A	30303M102
SPOT	SPOTIFY TECHNOLOGY S A	1,250	$726	0.2%	$198.84	+214.4%	SHS	L8681T102
INTC	INTEL CORP	40,000	$1,476	0.4%	$28.46	+32.7%	COM	458140100
LNSR	LENSAR INC	118,217	$1,375	0.4%	$7.83	+45.7%	COM	52634L108
—	ABERDEEN TOTAL DYNAMIC DIVD	266,000	$2,594	0.7%	$8.76	—	COM SH BEN INT	00326L100
TPB	TURNING PT BRANDS INC	7,000	$759	0.2%	$29.89	+227.2%	COM	90041L105
ABBV	ABBVIE INC	10,750	$2,456	0.7%	$81.20	+180.2%	COM	00287Y109
PFE	PFIZER INC	47,000	$1,170	0.3%	$27.13	-7.7%	COM	717081103
—	SRH TOTAL RETURN FUND INC	50,000	$927	0.2%	$10.79	—	COM	101507101
IWM	ISHARES RUSSELL 2000	3,000	$738	0.2%	$179.76	—	ETF	464287655
CTLP	CANTALOUPE INC	33,500	$356	0.1%	$8.86	+19.6%	COM	138103106
GDX	VANECK VECTORS GOLD MINERS ETF	15,000	$1,146	0.3%	$40.79	—	PUT	92189F106