BREAKTHRU ADVISORY SERVICES, LLC Quant / Systematic

CIK: 0002055645 · Show all filings

Period: Q4 2025 (← Previous)

Filing Date: Jan 12, 2026

Total Value ($000): $156,466 (100.0% shares, 0.0% debt)

Holdings (63)

New Positions (6)

XAR SPDR SERIES TRUST 5.9%

Value ($000) $9,259 Shares 38,380 Est. Cost $241.24 Unrealized —

QTUM ETF SER SOLUTIONS 3.7%

Value ($000) $5,853 Shares 53,377 Est. Cost $109.66 Unrealized —

STCE SCHWAB STRATEGIC TR 2.2%

Value ($000) $3,396 Shares 56,637 Est. Cost $59.96 Unrealized —

AMD ADVANCED MICRO DEVICES INC 0.2%

Value ($000) $271 Shares 1,265 Est. Cost $224.60 Unrealized 0.0%

JNJ JOHNSON & JOHNSON 0.2%

Value ($000) $235 Shares 1,137 Est. Cost $197.01 Unrealized 0.0%

TMO THERMO FISHER SCIENTIFIC INC 0.1%

Value ($000) $204 Shares 352 Est. Cost $565.16 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
XAR	SPDR SERIES TRUST	38,380	$9,259	5.9%	$241.24	—	STATE STREET SPD	78464A631
QTUM	ETF SER SOLUTIONS	53,377	$5,853	3.7%	$109.66	—	DEFIANCE QUANTUM	26922A420
STCE	SCHWAB STRATEGIC TR	56,637	$3,396	2.2%	$59.96	—	CRYPTO THEMATIC	808524656
AMD	ADVANCED MICRO DEVICES INC	1,265	$271	0.2%	$224.60	0.0%	COM	007903107
JNJ	JOHNSON & JOHNSON	1,137	$235	0.2%	$197.01	0.0%	COM	478160104
TMO	THERMO FISHER SCIENTIFIC INC	352	$204	0.1%	$565.16	0.0%	COM	883556102

Increased Positions (41)

ESN NORTHERN LTS FD TR II 14.0%

Value ($000) $21,847 (+35.0%) Shares 1,273,016 (+34.2%) Est. Cost $17.09 Unrealized —

SCHZ SCHWAB STRATEGIC TR 5.8%

Value ($000) $9,001 (+7.9%) Shares 385,142 (+8.4%) Est. Cost $23.46 Unrealized —

SCYB SCHWAB STRATEGIC TR 3.9%

Value ($000) $6,059 (+11.5%) Shares 229,327 (+12.8%) Est. Cost $26.69 Unrealized —

NUKZ EXCHANGE TRADED CONCEPTS TRU 7.1%

Value ($000) $11,087 (+5.7%) Shares 174,599 (+8.3%) Est. Cost $47.18 Unrealized —

BUFR FIRST TR EXCHNG TRADED FD VI 2.4%

Value ($000) $3,751 (+17.9%) Shares 109,496 (+15.0%) Est. Cost $30.96 Unrealized —

GOOGL ALPHABET INC 1.0%

Value ($000) $1,579 (+32.8%) Shares 5,046 (+3.2%) Est. Cost $211.54 Unrealized +35.0%

GOOG ALPHABET INC 1.0%

Value ($000) $1,497 (+32.2%) Shares 4,772 (+2.6%) Est. Cost $211.85 Unrealized +35.2%

AAPL APPLE INC 2.2%

Value ($000) $3,417 (+10.1%) Shares 12,570 (+3.1%) Est. Cost $226.86 Unrealized +18.3%

LLY ELI LILLY & CO 0.5%

Value ($000) $765 (+46.4%) Shares 712 (+3.9%) Est. Cost $750.33 Unrealized +27.3%

AMZN AMAZON COM INC 1.0%

Value ($000) $1,617 (+11.2%) Shares 7,007 (+5.7%) Est. Cost $226.48 Unrealized +1.0%

QQQ INVESCO QQQ TR 1.0%

Value ($000) $1,635 (+8.5%) Shares 2,661 (+6.1%) Est. Cost $601.17 Unrealized —

MSFT MICROSOFT CORP 1.8%

Value ($000) $2,847 (-4.1%) Shares 5,887 (+2.7%) Est. Cost $508.49 Unrealized -1.6%

TSLA TESLA INC 0.6%

Value ($000) $952 (+14.0%) Shares 2,116 (+12.7%) Est. Cost $357.73 Unrealized +23.9%

NFLX NETFLIX INC 0.2%

Value ($000) $367 (-23.6%) Shares 3,918 (+877.1%) Est. Cost $109.27 Unrealized -1.3%

AVGO BROADCOM INC 0.9%

Value ($000) $1,416 (+8.3%) Shares 4,090 (+3.3%) Est. Cost $307.35 Unrealized +16.2%

NVDA NVIDIA CORPORATION 2.3%

Value ($000) $3,524 (+3.1%) Shares 18,893 (+3.1%) Est. Cost $174.65 Unrealized +6.6%

META META PLATFORMS INC 0.7%

Value ($000) $1,054 (-7.6%) Shares 1,596 (+2.8%) Est. Cost $741.19 Unrealized -10.0%

LRCX LAM RESEARCH CORP 0.2%

Value ($000) $305 (+30.3%) Shares 1,779 (+1.9%) Est. Cost $106.47 Unrealized +45.9%

RDVY FIRST TR EXCHANGE TRADED FD 0.5%

Value ($000) $846 (+8.9%) Shares 12,174 (+5.4%) Est. Cost $59.67 Unrealized —

LDSF FIRST TR EXCHNG TRADED FD VI 0.2%

Value ($000) $377 (+21.1%) Shares 19,693 (+20.9%) Est. Cost $18.84 Unrealized —

CAT CATERPILLAR INC 0.2%

Value ($000) $315 (+22.3%) Shares 550 (+1.9%) Est. Cost $427.76 Unrealized +29.9%

WMT WALMART INC 0.3%

Value ($000) $514 (+11.3%) Shares 4,618 (+2.9%) Est. Cost $99.46 Unrealized +7.8%

KLAC KLA CORP 0.2%

Value ($000) $335 (+14.3%) Shares 276 (+1.5%) Est. Cost $933.86 Unrealized +25.5%

COF CAPITAL ONE FINL CORP 0.2%

Value ($000) $304 (+15.3%) Shares 1,255 (+1.1%) Est. Cost $217.85 Unrealized +2.0%

BAC BANK AMERICA CORP 0.3%

Value ($000) $488 (+8.8%) Shares 8,866 (+2.0%) Est. Cost $48.43 Unrealized +8.7%

JPM JPMORGAN CHASE & CO. 0.6%

Value ($000) $871 (+4.7%) Shares 2,704 (+2.5%) Est. Cost $296.26 Unrealized +4.5%

V VISA INC 0.4%

Value ($000) $670 (+5.3%) Shares 1,909 (+2.5%) Est. Cost $345.02 Unrealized -1.3%

XOM EXXON MOBIL CORP 0.3%

Value ($000) $399 (+9.1%) Shares 3,316 (+2.2%) Est. Cost $109.82 Unrealized +5.2%

ACN ACCENTURE PLC IRELAND 0.2%

Value ($000) $294 (+12.1%) Shares 1,095 (+3.0%) Est. Cost $260.42 Unrealized -2.4%

AXP AMERICAN EXPRESS CO 0.2%

Value ($000) $245 (+13.3%) Shares 663 (+1.7%) Est. Cost $317.22 Unrealized +12.5%

COST COSTCO WHSL CORP NEW 0.3%

Value ($000) $393 (-5.8%) Shares 456 (+1.1%) Est. Cost $956.14 Unrealized -5.3%

APH AMPHENOL CORP NEW 0.2%

Value ($000) $245 (+10.9%) Shares 1,815 (+1.6%) Est. Cost $109.77 Unrealized +21.7%

BRK/B BERKSHIRE HATHAWAY INC DEL 0.5%

Value ($000) $746 (+2.7%) Shares 1,485 (+2.8%) Est. Cost $484.71 Unrealized +2.6%

MA MASTERCARD INCORPORATED 0.3%

Value ($000) $436 (+3.2%) Shares 764 (+2.8%) Est. Cost $573.07 Unrealized -2.5%

SCHM SCHWAB STRATEGIC TR 0.2%

Value ($000) $289 (+3.2%) Shares 9,595 (+1.7%) Est. Cost $29.65 Unrealized —

MCD MCDONALDS CORP 0.2%

Value ($000) $315 (+2.7%) Shares 1,032 (+2.1%) Est. Cost $301.48 Unrealized +1.2%

PLTR PALANTIR TECHNOLOGIES INC 0.1%

Value ($000) $227 (+3.5%) Shares 1,279 (+6.2%) Est. Cost $163.18 Unrealized +10.9%

UNH UNITEDHEALTH GROUP INC 0.2%

Value ($000) $284 (-2.6%) Shares 861 (+1.9%) Est. Cost $299.65 Unrealized +12.5%

SDVY FIRST TR EXCHANGE-TRADED FD 0.1%

Value ($000) $225 (+2.1%) Shares 5,880 (+1.3%) Est. Cost $35.88 Unrealized —

ABBV ABBVIE INC 0.3%

Value ($000) $399 (+1.0%) Shares 1,746 (+2.3%) Est. Cost $202.54 Unrealized +12.3%

UNP UNION PAC CORP 0.1%

Value ($000) $201 (-0.3%) Shares 867 (+1.9%) Est. Cost $223.23 Unrealized +1.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ESN	NORTHERN LTS FD TR II	1,273,016 (+34.2%)	$21,847 (+35.0%)	14.0%	$17.09	—	ESSENTIAL 40 STO	664925708
SCHZ	SCHWAB STRATEGIC TR	385,142 (+8.4%)	$9,001 (+7.9%)	5.8%	$23.46	—	US AGGREGATE B	808524839
SCYB	SCHWAB STRATEGIC TR	229,327 (+12.8%)	$6,059 (+11.5%)	3.9%	$26.69	—	HIGH YIELD BD ET	808524631
NUKZ	EXCHANGE TRADED CONCEPTS TRU	174,599 (+8.3%)	$11,087 (+5.7%)	7.1%	$47.18	—	RANGE NUCLEAR RE	301505475
BUFR	FIRST TR EXCHNG TRADED FD VI	109,496 (+15.0%)	$3,751 (+17.9%)	2.4%	$30.96	—	FT VEST LADDERED	33740F755
GOOGL	ALPHABET INC	5,046 (+3.2%)	$1,579 (+32.8%)	1.0%	$211.54	+35.0%	CAP STK CL A	02079K305
GOOG	ALPHABET INC	4,772 (+2.6%)	$1,497 (+32.2%)	1.0%	$211.85	+35.2%	CAP STK CL C	02079K107
AAPL	APPLE INC	12,570 (+3.1%)	$3,417 (+10.1%)	2.2%	$226.86	+18.3%	COM	037833100
LLY	ELI LILLY & CO	712 (+3.9%)	$765 (+46.4%)	0.5%	$750.33	+27.3%	COM	532457108
AMZN	AMAZON COM INC	7,007 (+5.7%)	$1,617 (+11.2%)	1.0%	$226.48	+1.0%	COM	023135106
QQQ	INVESCO QQQ TR	2,661 (+6.1%)	$1,635 (+8.5%)	1.0%	$601.17	—	UNIT SER 1	46090E103
MSFT	MICROSOFT CORP	5,887 (+2.7%)	$2,847 (-4.1%)	1.8%	$508.49	-1.6%	COM	594918104
TSLA	TESLA INC	2,116 (+12.7%)	$952 (+14.0%)	0.6%	$357.73	+23.9%	COM	88160R101
NFLX	NETFLIX INC	3,918 (+877.1%)	$367 (-23.6%)	0.2%	$109.27	-1.3%	COM	64110L106
AVGO	BROADCOM INC	4,090 (+3.3%)	$1,416 (+8.3%)	0.9%	$307.35	+16.2%	COM	11135F101
NVDA	NVIDIA CORPORATION	18,893 (+3.1%)	$3,524 (+3.1%)	2.3%	$174.65	+6.6%	COM	67066G104
META	META PLATFORMS INC	1,596 (+2.8%)	$1,054 (-7.6%)	0.7%	$741.19	-10.0%	CL A	30303M102
LRCX	LAM RESEARCH CORP	1,779 (+1.9%)	$305 (+30.3%)	0.2%	$106.47	+45.9%	COM NEW	512807306
RDVY	FIRST TR EXCHANGE TRADED FD	12,174 (+5.4%)	$846 (+8.9%)	0.5%	$59.67	—	RISNG DIVD ACHIV	33738R506
LDSF	FIRST TR EXCHNG TRADED FD VI	19,693 (+20.9%)	$377 (+21.1%)	0.2%	$18.84	—	LOW DUR STRTGC	33740F870
CAT	CATERPILLAR INC	550 (+1.9%)	$315 (+22.3%)	0.2%	$427.76	+29.9%	COM	149123101
WMT	WALMART INC	4,618 (+2.9%)	$514 (+11.3%)	0.3%	$99.46	+7.8%	COM	931142103
KLAC	KLA CORP	276 (+1.5%)	$335 (+14.3%)	0.2%	$933.86	+25.5%	COM NEW	482480100
COF	CAPITAL ONE FINL CORP	1,255 (+1.1%)	$304 (+15.3%)	0.2%	$217.85	+2.0%	COM	14040H105
BAC	BANK AMERICA CORP	8,866 (+2.0%)	$488 (+8.8%)	0.3%	$48.43	+8.7%	COM	060505104
JPM	JPMORGAN CHASE & CO.	2,704 (+2.5%)	$871 (+4.7%)	0.6%	$296.26	+4.5%	COM	46625H100
V	VISA INC	1,909 (+2.5%)	$670 (+5.3%)	0.4%	$345.02	-1.3%	COM CL A	92826C839
XOM	EXXON MOBIL CORP	3,316 (+2.2%)	$399 (+9.1%)	0.3%	$109.82	+5.2%	COM	30231G102
ACN	ACCENTURE PLC IRELAND	1,095 (+3.0%)	$294 (+12.1%)	0.2%	$260.42	-2.4%	SHS CLASS A	G1151C101
AXP	AMERICAN EXPRESS CO	663 (+1.7%)	$245 (+13.3%)	0.2%	$317.22	+12.5%	COM	025816109
COST	COSTCO WHSL CORP NEW	456 (+1.1%)	$393 (-5.8%)	0.3%	$956.14	-5.3%	COM	22160K105
APH	AMPHENOL CORP NEW	1,815 (+1.6%)	$245 (+10.9%)	0.2%	$109.77	+21.7%	CL A	032095101
BRK/B	BERKSHIRE HATHAWAY INC DEL	1,485 (+2.8%)	$746 (+2.7%)	0.5%	$484.71	+2.6%	CL B NEW	084670702
MA	MASTERCARD INCORPORATED	764 (+2.8%)	$436 (+3.2%)	0.3%	$573.07	-2.5%	CL A	57636Q104
SCHM	SCHWAB STRATEGIC TR	9,595 (+1.7%)	$289 (+3.2%)	0.2%	$29.65	—	US MID-CAP ETF	808524508
MCD	MCDONALDS CORP	1,032 (+2.1%)	$315 (+2.7%)	0.2%	$301.48	+1.2%	COM	580135101
PLTR	PALANTIR TECHNOLOGIES INC	1,279 (+6.2%)	$227 (+3.5%)	0.1%	$163.18	+10.9%	CL A	69608A108
UNH	UNITEDHEALTH GROUP INC	861 (+1.9%)	$284 (-2.6%)	0.2%	$299.65	+12.5%	COM	91324P102
SDVY	FIRST TR EXCHANGE-TRADED FD	5,880 (+1.3%)	$225 (+2.1%)	0.1%	$35.88	—	SMID RISNG ETF	33741X102
ABBV	ABBVIE INC	1,746 (+2.3%)	$399 (+1.0%)	0.3%	$202.54	+12.3%	COM	00287Y109
UNP	UNION PAC CORP	867 (+1.9%)	$201 (-0.3%)	0.1%	$223.23	+1.8%	COM	907818108

Exited Positions (5)

TPZ TORTOISE CAPITAL SERIES TRUS 5.0%

Value ($000) $7,889 Shares 375,510 Est. Cost $21.01 Unrealized —

SMR NUSCALE PWR CORP 0.2%

Value ($000) $341 Shares 9,469 Est. Cost $39.85 Unrealized -28.2%

VGSH VANGUARD SCOTTSDALE FDS 0.2%

Value ($000) $254 Shares 4,315 Est. Cost $58.85 Unrealized —

ETN EATON CORP PLC 0.1%

Value ($000) $219 Shares 585 Est. Cost $363.27 Unrealized -2.4%

PG PROCTER AND GAMBLE CO 0.1%

Value ($000) $213 Shares 1,389 Est. Cost $154.90 Unrealized -5.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TPZ	TORTOISE CAPITAL SERIES TRUS	375,510	$7,889	5.0%	$21.01	—	—	890930100
SMR	NUSCALE PWR CORP	9,469	$341	0.2%	$39.85	-28.2%	—	67079K100
VGSH	VANGUARD SCOTTSDALE FDS	4,315	$254	0.2%	$58.85	—	—	92206C102
ETN	EATON CORP PLC	585	$219	0.1%	$363.27	-2.4%	—	G29183103
PG	PROCTER AND GAMBLE CO	1,389	$213	0.1%	$154.90	-5.0%	—	742718109

Decreased Positions (8)

XLI SELECT SECTOR SPDR TR 0.3%

Value ($000) $438 (-96.6%) Shares 2,823 (-96.6%) Est. Cost $132.86 Unrealized —

IVV ISHARES TR 17.3%

Value ($000) $27,017 (-10.9%) Shares 39,444 (-13.0%) Est. Cost $618.98 Unrealized —

JMTG J P MORGAN EXCHANGE TRADED F 2.9%

Value ($000) $4,609 (-7.2%) Shares 90,259 (-7.3%) Est. Cost $51.00 Unrealized —

SGOV ISHARES TR 1.3%

Value ($000) $1,978 (-11.3%) Shares 19,710 (-11.0%) Est. Cost $100.70 Unrealized —

LUMN LUMEN TECHNOLOGIES INC 0.1%

Value ($000) $140 (+13.8%) Shares 18,004 (-10.3%) Est. Cost $4.80 Unrealized +71.5%

SPYG SPDR SERIES TRUST 0.4%

Value ($000) $576 (-2.4%) Shares 5,395 (-4.4%) Est. Cost $104.51 Unrealized —

MS MORGAN STANLEY 0.3%

Value ($000) $415 (+1.9%) Shares 2,339 (-8.7%) Est. Cost $146.45 Unrealized +13.7%

MDYG SPDR SERIES TRUST 0.1%

Value ($000) $218 (-1.4%) Shares 2,355 (-2.3%) Est. Cost $91.56 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
XLI	SELECT SECTOR SPDR TR	2,823 (-96.6%)	$438 (-96.6%)	0.3%	$132.86	—	STATE STREET IND	81369Y704
IVV	ISHARES TR	39,444 (-13.0%)	$27,017 (-10.9%)	17.3%	$618.98	—	CORE S&P500 ETF	464287200
JMTG	J P MORGAN EXCHANGE TRADED F	90,259 (-7.3%)	$4,609 (-7.2%)	2.9%	$51.00	—	MORTGAGE BACKED	46654Q575
SGOV	ISHARES TR	19,710 (-11.0%)	$1,978 (-11.3%)	1.3%	$100.70	—	0-3 MNTH TREASRY	46436E718
LUMN	LUMEN TECHNOLOGIES INC	18,004 (-10.3%)	$140 (+13.8%)	0.1%	$4.80	+71.5%	COM	550241103
SPYG	SPDR SERIES TRUST	5,395 (-4.4%)	$576 (-2.4%)	0.4%	$104.51	—	STATE STREET SPD	78464A409
MS	MORGAN STANLEY	2,339 (-8.7%)	$415 (+1.9%)	0.3%	$146.45	+13.7%	COM NEW	617446448
MDYG	SPDR SERIES TRUST	2,355 (-2.3%)	$218 (-1.4%)	0.1%	$91.56	—	STATE STREET SPD	78464A821

Unchanged Positions (8)

SPY SPDR S&P 500 ETF TR 6.0%

Value ($000) $9,348 Shares 13,708 Est. Cost $666.18 Unrealized —

ORCL ORACLE CORP 0.2%

Value ($000) $391 Shares 2,006 Est. Cost $254.17 Unrealized -6.3%

EFA ISHARES TR 2.2%

Value ($000) $3,482 Shares 36,260 Est. Cost $93.37 Unrealized —

HD HOME DEPOT INC 0.3%

Value ($000) $482 Shares 1,401 Est. Cost $389.16 Unrealized -6.3%

IWM ISHARES TR 2.5%

Value ($000) $3,850 Shares 15,642 Est. Cost $241.96 Unrealized —

SCHX SCHWAB STRATEGIC TR 0.8%

Value ($000) $1,221 Shares 45,378 Est. Cost $25.29 Unrealized —

VYM VANGUARD WHITEHALL FDS 0.5%

Value ($000) $729 Shares 5,077 Est. Cost $140.95 Unrealized —

MDYV SPDR SERIES TRUST 0.1%

Value ($000) $215 Shares 2,540 Est. Cost $83.41 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	13,708	$9,348	6.0%	$666.18	—	TR UNIT	78462F103
ORCL	ORACLE CORP	2,006	$391	0.2%	$254.17	-6.3%	COM	68389X105
EFA	ISHARES TR	36,260	$3,482	2.2%	$93.37	—	MSCI EAFE ETF	464287465
HD	HOME DEPOT INC	1,401	$482	0.3%	$389.16	-6.3%	COM	437076102
IWM	ISHARES TR	15,642	$3,850	2.5%	$241.96	—	RUSSELL 2000 ETF	464287655
SCHX	SCHWAB STRATEGIC TR	45,378	$1,221	0.8%	$25.29	—	US LRG CAP ETF	808524201
VYM	VANGUARD WHITEHALL FDS	5,077	$729	0.5%	$140.95	—	HIGH DIV YLD	921946406
MDYV	SPDR SERIES TRUST	2,540	$215	0.1%	$83.41	—	STATE STREET SPD	78464A839