ALX ONCOLOGY HLDGS INC

Ticker: ALXO CUSIP: 00166B105 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
venBio Partners LLC9,699,925$10,961
Redmile Group, LLC3,264,718$3,689
MILLENNIUM MANAGEMENT LLC3,204,619$3,621
Almitas Capital LLC2,536,891$2,867
VANGUARD GROUP INC1,630,940$1,843
DRIEHAUS CAPITAL MANAGEMENT LLC1,422,882$1,608
ACADIAN ASSET MANAGEMENT LLC1,374,273$2
UBS Group AG865,991$979
TWO SIGMA ADVISERS, LP710,400$803
TWO SIGMA INVESTMENTS, LP640,205$723
BANK OF AMERICA CORP /DE/531,845$601
BANK OF MONTREAL /CAN/474,781$537
BlackRock, Inc.450,430$509
RENAISSANCE TECHNOLOGIES LLC423,099$478
GEODE CAPITAL MANAGEMENT, LLC353,696$400
JANE STREET GROUP, LLC185,961$210
SUSQUEHANNA INTERNATIONAL GROUP, LLP151,027$171
NORTHERN TRUST CORP149,097$168
STATE STREET CORP124,228$140
Seven Fleet Capital Management LP117,817$133
BANK OF NOVA SCOTIA105,858$120
GSA CAPITAL PARTNERS LLP92,654$0
IEQ CAPITAL, LLC92,233$104
MORGAN STANLEY83,757$95
BRIDGEWAY CAPITAL MANAGEMENT, LLC76,072$86
CITADEL ADVISORS LLC56,732$64
NAN FUNG TRINITY (HK) LTD41,950$47
DekaBank Deutsche Girozentrale41,000$1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC37,992$41
Callan Family Office, LLC28,308$32
MARSHALL WACE, LLP26,376$30
HC Advisors, LLC23,900$27
Point72 Asset Management, L.P.20,217$23
JSF Financial, LLC17,500$20
GOLDMAN SACHS GROUP INC17,262$20
NINE MASTS CAPITAL Ltd15,475$17
MONETA GROUP INVESTMENT ADVISORS LLC15,196$17
COMMONWEALTH EQUITY SERVICES, LLC15,102$17
Virtu Financial LLC13,702$0
Lido Advisors, LLC13,220$24
FMR LLC12,986$15
Abel Hall, LLC12,598$14
BARCLAYS PLC10,515$12
HSBC HOLDINGS PLC10,105$12
SIMPLEX TRADING, LLC3,553$4
Tower Research Capital LLC (TRC)3,142$4
Torren Management, LLC1,632$2
NISA INVESTMENT ADVISORS, LLC1,106$1
Bradley & Co. Private Wealth Management, LLC1,000$1
ROYAL BANK OF CANADA963$1
GROUP ONE TRADING, L.P.518$1
BNP PARIBAS ARBITRAGE, SA480$1
SBI Securities Co., Ltd.412$0
PNC Financial Services Group, Inc.100$0
JPMORGAN CHASE & CO99$0
CWM, LLC96$0
Optiver Holding B.V.27$0
Total (57 institutions)29,206,663$31,294