ALLOGENE THERAPEUTICS INC

Ticker: ALLO CUSIP: 019770106 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Pfizer Inc22,032,040$30,184
TPG GP A, LLC18,716,306$25,641
BlackRock, Inc.17,676,029$24,216
CITADEL ADVISORS LLC12,111,420$16,593
VANGUARD GROUP INC9,251,609$12,675
PRIMECAP MANAGEMENT CO/CA/8,139,840$11,152
Patient Square Capital LP4,963,756$6,800
GEODE CAPITAL MANAGEMENT, LLC3,932,910$5,389
Frazier Life Sciences Management, L.P.3,868,750$5,300
Woodline Partners LP3,500,499$4,796
TWO SIGMA INVESTMENTS, LP3,423,441$4,690
PRICE T ROWE ASSOCIATES INC /MD/3,209,275$4
Wildcat Capital Management, LLC2,920,787$4,001
TWO SIGMA ADVISERS, LP2,890,200$3,960
STATE STREET CORP2,761,400$3,783
Kalehua Capital Management LLC2,546,129$3,488
Candriam S.C.A.2,305,644$3,159
GOLDMAN SACHS GROUP INC2,289,458$3,137
RENAISSANCE TECHNOLOGIES LLC2,187,084$2,996
JANE STREET GROUP, LLC2,160,383$2,960
abrdn plc2,086,332$2,858
MILLENNIUM MANAGEMENT LLC1,841,307$2,523
FMR LLC1,445,761$1,981
AQR CAPITAL MANAGEMENT LLC1,429,247$1,958
UBS Group AG1,389,593$1,904
DAFNA Capital Management LLC1,380,118$1,891
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,355,809$1,857
D. E. Shaw & Co., Inc.1,282,971$1,758
NORTHERN TRUST CORP1,198,467$1,642
BANK OF AMERICA CORP /DE/1,007,328$1,380
ACADIAN ASSET MANAGEMENT LLC995,141$1
JPMORGAN CHASE & CO979,112$1,341
DIMENSIONAL FUND ADVISORS LP957,816$1,312
BNP PARIBAS ARBITRAGE, SA900,424$1,234
Raiffeisen Bank International AG900,000$1,179
MORGAN STANLEY703,138$963
BARCLAYS PLC642,687$880
GSA CAPITAL PARTNERS LLP613,998$1
Invesco Ltd.609,807$835
CITIGROUP INC591,952$811
Man Group plc526,106$721
MANUFACTURERS LIFE INSURANCE COMPANY, THE484,622$638
XTX Topco Ltd476,307$653
IEQ CAPITAL, LLC435,267$596
TD Asset Management Inc414,074$567
Bank of New York Mellon Corp405,843$556
ALLIANCEBERNSTEIN L.P.296,498$406
MARSHALL WACE, LLP285,561$391
Quadrature Capital Ltd274,416$376
Creative Planning273,384$375
Nuveen, LLC272,007$373
BRIDGEWAY CAPITAL MANAGEMENT, LLC250,000$343
RHUMBLINE ADVISERS203,006$278
WELLS FARGO & COMPANY/MN200,276$274
ALGERT GLOBAL LLC196,400$0
Harold Davidson & Associates Inc.194,753$267
ZACKS INVESTMENT MANAGEMENT192,731$264
Virtus Investment Advisers, LLC176,178$241
LPL Financial LLC170,750$234
OpenArc Corporate Advisory, LLC162,984$223
PARTNERS CAPITAL INVESTMENT GROUP, LLP161,597$221
Graham Capital Management, L.P.148,671$204
HSBC HOLDINGS PLC148,136$199
NOMURA ASSET MANAGEMENT INTERNATIONAL INC.146,779$201
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.138,900$188
DEUTSCHE BANK AG\131,086$180
Squarepoint Ops LLC104,656$143
Point72 Asset Management, L.P.103,740$142
NWI MANAGEMENT LP100,000$0
Cerity Partners LLC97,909$134
SUSQUEHANNA INTERNATIONAL GROUP, LLP91,253$125
INTECH INVESTMENT MANAGEMENT LLC86,637$119
R Squared Ltd86,215$118
HRT FINANCIAL LP72,751$0
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.71,451$98
TUDOR INVESTMENT CORP ET AL71,008$97
Brevan Howard Capital Management LP70,429$96
Vanguard Personalized Indexing Management, LLC67,788$93
CWM, LLC62,738$0
Vontobel Holding Ltd.62,080$85
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC55,583$78
CAPTRUST FINANCIAL ADVISORS53,101$73
Aquatic Capital Management LLC51,894$71
GREAT WEST LIFE ASSURANCE CO /CAN/50,951$0
Navalign, LLC49,398$68
ROYAL BANK OF CANADA48,794$67
SEI INVESTMENTS CO48,320$66
Headlands Technologies LLC46,778$64
Police & Firemen's Retirement System of New Jersey46,557$64
Caitong International Asset Management Co., Ltd44,334$61
Virtu Financial LLC42,351$0
OSAIC HOLDINGS, INC.40,466$55
Russell Investments Group, Ltd.40,041$55
Connor, Clark & Lunn Investment Management Ltd.39,781$55
CHOREO, LLC38,849$51
CANADA PENSION PLAN INVESTMENT BOARD38,200$52
ProShare Advisors LLC38,034$52
China Universal Asset Management Co., Ltd.36,620$50
Mariner, LLC36,493$49
LOS ANGELES CAPITAL MANAGEMENT LLC35,970$44
70 other institutions650,000$827
Total (170 institutions)162,645,470$215,354