Ticker: CSWC CUSIP: 140501107 Class: CEF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| GraniteShares Advisors LLC | 122,472 | $2,713 |
| FJ Capital Management LLC | 92,685 | $2,053 |
| Catalina Capital Group, LLC | 11,897 | $264 |
| Atom Investors LP | 65,809 | $1,458 |
| Symphony Financial, Ltd. Co. | 39,441 | $870 |
| Accel Wealth Management | 12,495 | $277 |
| SageGuard Financial Group, LLC | 12,113 | $268 |
| Osbon Capital Management LLC | 2,500 | $55 |
| Belpointe Asset Management LLC | 23,582 | $522 |
| Connor, Clark & Lunn Investment Management Ltd. | 188,921 | $4,185 |
| Triumph Capital Management | 1,400 | $31 |
| AMERIPRISE FINANCIAL INC | 20,106 | $445 |
| SageView Advisory Group, LLC | 1,551 | $34 |
| JONES FINANCIAL COMPANIES LLLP | 804 | $18 |
| Quarry LP | 280 | $6 |
| Archer Investment Corp | 138 | $3 |
| FLAGSHIP HARBOR ADVISORS, LLC | 109 | $2 |
| Weiss Asset Management LP | 44 | $1 |
| BNP Paribas Investment Partners S.A. | 3,677 | $0 |
| Avion Wealth | 500 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Muzinich & Co., Inc. | 273,265 | 425,322 | +152,057 (+55.6%) |
| Womack Financial LLC | 206,354 | 217,125 | +10,771 (+5.2%) |
| EPIQ PARTNERS, LLC | 295,429 | 310,965 | +15,536 (+5.3%) |
| Melia Wealth LLC | 490,451 | 502,988 | +12,537 (+2.6%) |
| SMH CAPITAL ADVISORS INC | 76,509 | 78,404 | +1,895 (+2.5%) |
| Sound Income Strategies, LLC | 756,786 | 885,967 | +129,181 (+17.1%) |
| Columbus Macro, LLC | 318,887 | 345,520 | +26,633 (+8.4%) |
| First Dallas Securities Inc. | 84,031 | 89,911 | +5,880 (+7.0%) |
| Legacy Capital Wealth Partners, LLC | 58,639 | 66,218 | +7,579 (+12.9%) |
| VPR Management LLC | 5,500 | 8,500 | +3,000 (+54.5%) |
| Samalin Investment Counsel, LLC | 26,186 | 28,343 | +2,157 (+8.2%) |
| Hodges Capital Management Inc. | 101,641 | 108,462 | +6,821 (+6.7%) |
| Catalyst Capital Advisors LLC | 20,000 | 49,000 | +29,000 (+145.0%) |
| TWO SIGMA INVESTMENTS, LP | 892,353 | 1,049,382 | +157,029 (+17.6%) |
| Verition Fund Management LLC | 32,962 | 88,378 | +55,416 (+168.1%) |
| TWO SIGMA ADVISERS, LP | 994,806 | 1,062,917 | +68,111 (+6.8%) |
| COZAD ASSET MANAGEMENT INC | 49,676 | 52,380 | +2,704 (+5.4%) |
| Sumitomo Mitsui Trust Holdings, Inc. | 220,072 | 284,778 | +64,706 (+29.4%) |
| MILLENNIUM MANAGEMENT LLC | 130,052 | 197,168 | +67,116 (+51.6%) |
| Legal & General Group Plc | 331,901 | 389,580 | +57,679 (+17.4%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| REDMONT WEALTH ADVISORS LLC | 67,876 | 335 | -67,541 (-99.5%) |
| Zuckerman Investment Group, LLC | 415,436 | 44,930 | -370,506 (-89.2%) |
| Moerus Capital Management LLC | 73,983 | 61,698 | -12,285 (-16.6%) |
| Union Bancaire Privee, UBP SA | 9,349 | 7,265 | -2,084 (-22.3%) |
| Newbridge Financial Services Group, Inc. | 38,439 | 1,000 | -37,439 (-97.4%) |
| Trexquant Investment LP | 221,689 | 22,122 | -199,567 (-90.0%) |
| Virtus Investment Advisers, LLC | 40,161 | 32,682 | -7,479 (-18.6%) |
| Mraz, Amerine & Associates, Inc. | 39,724 | 28,910 | -10,814 (-27.2%) |
| CALDWELL SUTTER CAPITAL, INC. | 41,052 | 38,084 | -2,968 (-7.2%) |
| DENALI ADVISORS LLC | 87,806 | 76,284 | -11,522 (-13.1%) |
| Quantbot Technologies LP | 63,316 | 19,278 | -44,038 (-69.6%) |
| GRACE & WHITE INC /NY | 167,897 | 164,697 | -3,200 (-1.9%) |
| CreativeOne Wealth, LLC | 97,033 | 50,840 | -46,193 (-47.6%) |
| B. Riley Wealth Advisors, Inc. | 90,512 | 69,675 | -20,837 (-23.0%) |
| Sunbelt Securities, Inc. | 45,100 | 35,500 | -9,600 (-21.3%) |
| Naviter Wealth, LLC | 102,757 | 99,245 | -3,512 (-3.4%) |
| Advisors Asset Management, Inc. | 122,635 | 103,463 | -19,172 (-15.6%) |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 220,367 | 169,858 | -50,509 (-22.9%) |
| HRT FINANCIAL LP | 258,970 | 63,145 | -195,825 (-75.6%) |
| Point72 Asset Management, L.P. | 69,900 | 13,784 | -56,116 (-80.3%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| SANDERS MORRIS HARRIS LLC | 1,368,607 | $29,918 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 68,256 | $1,492 |
| Kingstone Capital Partners Texas, LLC | 9,678 | $212 |
| BARD ASSOCIATES INC | 12,373 | $270 |
| Sciencast Management LP | 13,192 | $288 |
| Engineers Gate Manager LP | 88,930 | $1,944 |
| DRW Securities, LLC | 46,161 | $1,011 |
| Campbell & CO Investment Adviser LLC | 12,513 | $274 |
| MARSHALL WACE, LLP | 252,245 | $5,514 |
| XTX Topco Ltd | 10,798 | $236 |
| Argent Trust Co | 9,294 | $203 |
| CITADEL ADVISORS LLC | 207,150 | $4,528 |
| Jump Financial, LLC | 12,890 | $282 |
| Qube Research & Technologies Ltd | 42,372 | $926 |
| Quadrature Capital Ltd | 10,605 | $232 |
| Centiva Capital, LP | 10,358 | $226 |
| Corient Private Wealth LLC | 13,352 | $292 |
| Focus Partners Wealth | 10,772 | $235 |
| BNP PARIBAS ARBITRAGE, SA | 5,763 | $126 |
| Virtu Financial LLC | 11,154 | $0 |