Ticker: NMFC CUSIP: 647551100 Class: COM
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Truffle Hound Capital, LLC | 550,000 | $5,066 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,338,277 | $12,326 |
| Navis Wealth Advisors, LLC | 25,000 | $230 |
| Almitas Capital LLC | 45,000 | $414 |
| PharVision Advisers, LLC | 17,017 | $157 |
| XTX Topco Ltd | 187,632 | $1,728 |
| Nordwand Advisors, LLC | 41,800 | $385 |
| Genesee Capital Advisors, LLC | 10,730 | $99 |
| FOX RUN MANAGEMENT, L.L.C. | 22,800 | $210 |
| TrueMark Investments, LLC | 18,558 | $171 |
| OAK FAMILY ADVISORS, LLC | 13,445 | $124 |
| TWO SIGMA SECURITIES, LLC | 17,936 | $165 |
| Corient Private Wealth LLC | 808,882 | $7,450 |
| CALTON & ASSOCIATES, INC. | 13,609 | $125 |
| SEVEN MILE ADVISORY | 10,630 | $98 |
| Quantbot Technologies LP | 37,261 | $343 |
| SRS Capital Advisors, Inc. | 44,643 | $411 |
| HB Wealth Management, LLC | 101,354 | $933 |
| Focus Partners Wealth | 317,189 | $2,921 |
| MILLENNIUM MANAGEMENT LLC | 186,965 | $1,722 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Muzinich & Co., Inc. | 671,056 | 849,437 | +178,381 (+26.6%) |
| GraniteShares Advisors LLC | 271,956 | 293,799 | +21,843 (+8.0%) |
| DIMENSION CAPITAL MANAGEMENT LLC | 1,132,487 | 1,149,335 | +16,848 (+1.5%) |
| Hennion & Walsh Asset Management, Inc. | 480,420 | 562,980 | +82,560 (+17.2%) |
| Campbell & CO Investment Adviser LLC | 42,461 | 84,336 | +41,875 (+98.6%) |
| Pathstone Holdings, LLC | 310,543 | 649,512 | +338,969 (+109.2%) |
| CenterStar Asset Management, LLC | 15,200 | 24,400 | +9,200 (+60.5%) |
| Trexquant Investment LP | 87,700 | 206,344 | +118,644 (+135.3%) |
| Next Capital Management LLC | 26,150 | 29,680 | +3,530 (+13.5%) |
| Russell Investments Group, Ltd. | 52,644 | 350,366 | +297,722 (+565.5%) |
| ARES MANAGEMENT LLC | 596,371 | 602,575 | +6,204 (+1.0%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 209,500 | 344,000 | +134,500 (+64.2%) |
| UBS Group AG | 1,155,237 | 1,541,128 | +385,891 (+33.4%) |
| TWO SIGMA INVESTMENTS, LP | 445,095 | 586,617 | +141,522 (+31.8%) |
| JANE STREET GROUP, LLC | 11,365 | 390,590 | +379,225 (+3336.8%) |
| JPMORGAN CHASE & CO | 1,595,646 | 2,038,662 | +443,016 (+27.8%) |
| &PARTNERS | 32,798 | 85,498 | +52,700 (+160.7%) |
| MORGAN STANLEY | 827,133 | 1,126,025 | +298,892 (+36.1%) |
| CAXTON ASSOCIATES LLP | 40,695 | 58,368 | +17,673 (+43.4%) |
| Sumitomo Mitsui Trust Holdings, Inc. | 606,264 | 690,497 | +84,233 (+13.9%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Tranquility Partners, LLC | 316,671 | 268,073 | -48,598 (-15.3%) |
| TRANSCEND CAPITAL ADVISORS, LLC | 715,793 | 420,509 | -295,284 (-41.3%) |
| WEALTHEDGE INVESTMENT ADVISORS, LLC | 96,218 | 20,477 | -75,741 (-78.7%) |
| Union Bancaire Privee, UBP SA | 28,812 | 22,392 | -6,420 (-22.3%) |
| PALISADE CAPITAL MANAGEMENT, LP | 480,007 | 284,699 | -195,308 (-40.7%) |
| Naviter Wealth, LLC | 203,085 | 157,881 | -45,204 (-22.3%) |
| Virtus Investment Advisers, LLC | 97,912 | 85,862 | -12,050 (-12.3%) |
| Cerity Partners LLC | 2,072,024 | 1,042,196 | -1,029,828 (-49.7%) |
| DENALI ADVISORS LLC | 97,434 | 78,828 | -18,606 (-19.1%) |
| TWO SIGMA ADVISERS, LP | 604,600 | 275,000 | -329,600 (-54.5%) |
| Advisors Asset Management, Inc. | 231,621 | 178,778 | -52,843 (-22.8%) |
| BANK OF AMERICA CORP /DE/ | 616,746 | 222,126 | -394,620 (-64.0%) |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 318,226 | 294,765 | -23,461 (-7.4%) |
| PFG Investments, LLC | 29,571 | 20,600 | -8,971 (-30.3%) |
| NATIXIS | 42,216 | 532 | -41,684 (-98.7%) |
| Larson Financial Group LLC | 10,975 | 263 | -10,712 (-97.6%) |
| WELLS FARGO & COMPANY/MN | 428,894 | 357,712 | -71,182 (-16.6%) |
| LPL Financial LLC | 266,370 | 233,810 | -32,560 (-12.2%) |
| ROYAL BANK OF CANADA | 95,688 | 64,036 | -31,652 (-33.1%) |
| CAPTRUST FINANCIAL ADVISORS | 40,822 | 17,819 | -23,003 (-56.3%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Rockingstone Advisors LLC | 186,932 | $1,802 |
| Arlington Capital Management, Inc. | 127,521 | $1,229 |
| Everstar Asset Management, LLC | 82,310 | $793 |
| Key Client Fiduciary Advisors, LLC | 40,611 | $391 |
| Dorsey & Whitney Trust CO LLC | 112,410 | $1,084 |
| Catalina Capital Group, LLC | 11,220 | $108 |
| BARD ASSOCIATES INC | 21,996 | $212 |
| SANDERS MORRIS HARRIS LLC | 16,375 | $158 |
| Kovitz Investment Group Partners, LLC | 238,543 | $2,300 |
| Zuckerman Investment Group, LLC | 25,000 | $241 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 12,038 | $116 |
| Epoch Investment Partners, Inc. | 73,315 | $707 |
| MACQUARIE GROUP LTD | 95,300 | $919 |
| Brevan Howard Capital Management LP | 45,295 | $437 |
| Clearstead Trust, LLC | 4,145 | $40 |
| Vise Technologies, Inc. | 15,408 | $149 |
| MARSHALL WACE, LLP | 32,273 | $311 |
| SEI INVESTMENTS CO | 24,003 | $231 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 20,061 | $187 |
| BANK OF MONTREAL /CAN/ | 19,267 | $186 |