POET TECHNOLOGIES INC

Ticker: POET CUSIP: 73044W302 Class: Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MMCAP International Inc. SPC1,526,205$9,661
MORGAN STANLEY1,220,206$7,724
RAYMOND JAMES FINANCIAL INC689,017$4,361
SUSQUEHANNA INTERNATIONAL GROUP, LLP686,181$4,344
CITADEL ADVISORS LLC678,216$4,293
Federation des caisses Desjardins du Quebec618,604$3,910
Paragon Capital Management Ltd465,720$2,948
Private Advisor Group, LLC427,696$2,707
JANE STREET GROUP, LLC349,776$2,214
IMC-Chicago, LLC314,783$1,993
TWO SIGMA INVESTMENTS, LP305,639$1,935
UBS Group AG301,274$1,907
GOLDMAN SACHS GROUP INC293,663$1,859
LPL Financial LLC289,301$1,831
Walleye Trading LLC167,113$1,058
Cambridge Investment Research Advisors, Inc.128,356$1
SIMPLEX TRADING, LLC124,733$790
ROYAL BANK OF CANADA124,468$788
Aptus Capital Advisors, LLC113,709$720
Walleye Capital LLC106,788$676
SevenBridge Financial Group, LLC101,459$655
SONA ASSET MANAGEMENT (US) LLC100,000$633
CAPTRUST FINANCIAL ADVISORS95,575$605
OSAIC HOLDINGS, INC.86,642$548
WEXFORD CAPITAL LP83,094$526
BANK OF AMERICA CORP /DE/79,980$506
PharVision Advisers, LLC69,072$437
WOODSTOCK CORP67,900$430
Cedar Wealth Management, LLC66,555$421
STATE STREET CORP64,647$409
ENVESTNET ASSET MANAGEMENT INC61,576$390
GEODE CAPITAL MANAGEMENT, LLC57,806$366
Caitong International Asset Management Co., Ltd56,408$357
SBI Securities Co., Ltd.53,609$339
KLCM Advisors, Inc.50,000$317
Keebeck Wealth Management50,000$317
Squarepoint Ops LLC48,091$304
WADDELL & ASSOCIATES, LLC41,346$262
Mariner, LLC41,084$260
MML INVESTORS SERVICES, LLC37,517$237
US BANCORP \DE\29,688$188
Marex Group plc29,000$184
NATIONAL BANK OF CANADA /FI/28,405$180
BANK OF MONTREAL /CAN/27,756$128
OXFORD ASSET MANAGEMENT LLP26,948$171
Toroso Investments, LLC26,306$167
GSA CAPITAL PARTNERS LLP24,235$0
Graham Capital Management, L.P.23,634$150
MONETA GROUP INVESTMENT ADVISORS LLC23,533$149
PARTNERS CAPITAL INVESTMENT GROUP, LLP23,000$146
WealthPlan Investment Management, LLC21,755$138
CIBC WORLD MARKET INC.20,148$128
Apollon Wealth Management, LLC20,000$127
Cresset Asset Management, LLC18,544$117
Rockefeller Capital Management L.P.17,256$109
JONES FINANCIAL COMPANIES LLLP16,903$107
Quadrature Capital Ltd16,552$105
SCOTIA CAPITAL INC.16,446$104
Cetera Investment Advisers15,660$99
BOOTHBAY FUND MANAGEMENT, LLC14,628$93
Traynor Capital Management, Inc.14,300$91
COLDSTREAM CAPITAL MANAGEMENT INC13,473$85
HighPoint Advisor Group LLC13,300$84
IFP Advisors, Inc13,075$83
Fortis Group Advisors, LLC12,780$74
Redhawk Wealth Advisors, Inc.12,079$76
CAPITAL FINANCIAL GROUP INC\CO\ /ADV11,500$73
HUB Investment Partners, LLC11,000$70
PHILADELPHIA TRUST CO10,250$0
ALBION FINANCIAL GROUP /UT10,000$63
TD Waterhouse Canada Inc.6,078$38
Farther Finance Advisors, LLC5,128$32
Quarry LP4,654$29
CoreCap Advisors, LLC4,590$29
Root Financial Partners, LLC2,100$13
WELLS FARGO & COMPANY/MN2,000$13
Avion Wealth2,000$0
Allworth Financial LP1,100$7
Game Plan Financial Advisors, LLC1,000$6
HIGHLINE WEALTH PARTNERS LLC1,000$6
Aspect Partners, LLC983$6
Cape Investment Advisory, Inc.300$2
HARBOUR INVESTMENTS, INC.250$2
Fairscale Capital, LLC250$2
Zurcher Kantonalbank (Zurich Cantonalbank)201$1
Sound Income Strategies, LLC200$2
CIBC Private Wealth Group, LLC150$1
Tower Research Capital LLC (TRC)106$1
MCF Advisors LLC100$1
GHP Investment Advisors, Inc.46$0
MAI Capital Management10$0
CITIGROUP INC5$0
RHUMBLINE ADVISERS3$0
Total (93 institutions)10,838,217$67,516