SURO CAPITAL CORP

Ticker: SSSS CUSIP: 86887Q109 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
GABELLI FUNDS LLC1,262,208$11,915
GatePass Capital, LLC508,400$4,799
NEEDHAM INVESTMENT MANAGEMENT LLC426,594$4,027
MGO ONE SEVEN LLC262,005$2,473
GAMCO INVESTORS, INC. ET AL261,300$2,467
JANE STREET GROUP, LLC251,035$2,370
FRANKLIN RESOURCES INC210,183$1,984
ACADIAN ASSET MANAGEMENT LLC176,066$2
LPL Financial LLC174,810$1,650
BlackRock, Inc.151,524$1,430
TWO SIGMA INVESTMENTS, LP143,203$1,352
INTREPID FAMILY OFFICE LLC100,000$944
Invesco Ltd.99,449$939
HARBOR CAPITAL ADVISORS, INC.73,063$1
Supplemental Annuity Collective Trust of NJ71,507$675
Janney Montgomery Scott LLC59,472$1
Green Alpha Advisors, LLC53,426$504
MORGAN STANLEY52,995$500
MANGROVE PARTNERS IM, LLC52,610$497
Trexquant Investment LP47,746$451
Private Advisor Group, LLC45,588$430
Catalyst Capital Advisors LLC42,466$401
NORTHERN TRUST CORP41,276$390
Stratos Wealth Partners, LTD.39,408$372
WELLS FARGO & COMPANY/MN37,476$354
Hillsdale Investment Management Inc.37,400$353
O'SHAUGHNESSY ASSET MANAGEMENT, LLC36,694$346
CITADEL ADVISORS LLC34,721$328
Cambridge Investment Research Advisors, Inc.33,109$0
Pathstone Holdings, LLC32,664$308
IMC-Chicago, LLC30,330$286
GREAT WEST LIFE ASSURANCE CO /CAN/29,975$0
Cresset Asset Management, LLC28,126$266
Byrne Asset Management LLC27,400$259
Wellington Shields & Co., LLC26,023$246
Qube Research & Technologies Ltd24,158$228
JPMORGAN CHASE & CO23,936$226
Farther Finance Advisors, LLC23,038$217
UBS Group AG22,936$217
Granahan Investment Management, LLC21,549$203
RITHOLTZ WEALTH MANAGEMENT21,402$202
Tactive Advisors, LLC20,369$192
ROYAL BANK OF CANADA15,293$144
Heron Bay Capital Management14,513$137
Coastal Bridge Advisors, LLC11,274$106
SIMPLEX TRADING, LLC9,347$88
GROUP ONE TRADING, L.P.8,860$84
HAZLETT, BURT & WATSON, INC.7,405$0
OSAIC HOLDINGS, INC.4,967$47
Wealth Preservation Advisors, LLC3,448$33
Avion Wealth3,001$0
Strive Financial Group ,LLC1,695$16
N.E.W. Advisory Services LLC1,100$10
Darwin Wealth Management, LLC850$8
JONES FINANCIAL COMPANIES LLLP835$8
Rockefeller Capital Management L.P.500$5
Allworth Financial LP427$4
Tower Research Capital LLC (TRC)338$3
Larson Financial Group LLC321$3
Quarry LP248$2
HARBOUR INVESTMENTS, INC.205$2
Chung Wu Investment Group, LLC200$2
EVOLUTION WEALTH MANAGEMENT INC.100$1
Citizens National Bank Trust Department78$1
Intesa Sanpaolo S.p.A.73$1
Atlantic Union Bankshares Corp59$1
MAI Capital Management54$1
HUNTINGTON NATIONAL BANK1$0
CITIGROUP INC1$0
Total (69 institutions)5,202,833$45,511