Ticker: SSSS CUSIP: 86887Q109 Class: CEF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Green Alpha Advisors, LLC | 53,426 | $504 |
| MANGROVE PARTNERS IM, LLC | 52,610 | $497 |
| Heron Bay Capital Management | 14,513 | $137 |
| Pathstone Holdings, LLC | 32,664 | $308 |
| IMC-Chicago, LLC | 30,330 | $286 |
| SIMPLEX TRADING, LLC | 9,347 | $88 |
| GROUP ONE TRADING, L.P. | 8,860 | $84 |
| Tower Research Capital LLC (TRC) | 338 | $3 |
| HARBOUR INVESTMENTS, INC. | 205 | $2 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| GatePass Capital, LLC | 496,100 | 508,400 | +12,300 (+2.5%) |
| Byrne Asset Management LLC | 9,210 | 27,400 | +18,190 (+197.5%) |
| Trexquant Investment LP | 10,395 | 47,746 | +37,351 (+359.3%) |
| JANE STREET GROUP, LLC | 124,239 | 251,035 | +126,796 (+102.1%) |
| LPL Financial LLC | 87,884 | 174,810 | +86,926 (+98.9%) |
| Invesco Ltd. | 15,060 | 99,449 | +84,389 (+560.4%) |
| Stratos Wealth Partners, LTD. | 24,886 | 39,408 | +14,522 (+58.4%) |
| WELLS FARGO & COMPANY/MN | 9,000 | 37,476 | +28,476 (+316.4%) |
| Cresset Asset Management, LLC | 13,365 | 28,126 | +14,761 (+110.4%) |
| FRANKLIN RESOURCES INC | 189,699 | 210,183 | +20,484 (+10.8%) |
| UBS Group AG | 12,464 | 22,936 | +10,472 (+84.0%) |
| ROYAL BANK OF CANADA | 5,638 | 15,293 | +9,655 (+171.2%) |
| BlackRock, Inc. | 143,232 | 151,524 | +8,292 (+5.8%) |
| Qube Research & Technologies Ltd | 17,594 | 24,158 | +6,564 (+37.3%) |
| JPMORGAN CHASE & CO | 17,451 | 23,936 | +6,485 (+37.2%) |
| RITHOLTZ WEALTH MANAGEMENT | 17,611 | 21,402 | +3,791 (+21.5%) |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 32,773 | 36,694 | +3,921 (+12.0%) |
| Farther Finance Advisors, LLC | 20,132 | 23,038 | +2,906 (+14.4%) |
| Hillsdale Investment Management Inc. | 35,400 | 37,400 | +2,000 (+5.6%) |
| HAZLETT, BURT & WATSON, INC. | 3,655 | 7,405 | +3,750 (+102.6%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Supplemental Annuity Collective Trust of NJ | 84,007 | 71,507 | -12,500 (-14.9%) |
| GABELLI FUNDS LLC | 1,474,344 | 1,262,208 | -212,136 (-14.4%) |
| Granahan Investment Management, LLC | 34,599 | 21,549 | -13,050 (-37.7%) |
| TWO SIGMA INVESTMENTS, LP | 211,905 | 143,203 | -68,702 (-32.4%) |
| GAMCO INVESTORS, INC. ET AL | 282,500 | 261,300 | -21,200 (-7.5%) |
| MORGAN STANLEY | 91,712 | 52,995 | -38,717 (-42.2%) |
| MGO ONE SEVEN LLC | 268,544 | 262,005 | -6,539 (-2.4%) |
| CITADEL ADVISORS LLC | 52,543 | 34,721 | -17,822 (-33.9%) |
| NORTHERN TRUST CORP | 45,655 | 41,276 | -4,379 (-9.6%) |
| Wellington Shields & Co., LLC | 26,591 | 26,023 | -568 (-2.1%) |
| Private Advisor Group, LLC | 46,771 | 45,588 | -1,183 (-2.5%) |
| Allworth Financial LP | 927 | 427 | -500 (-53.9%) |
| Larson Financial Group LLC | 715 | 321 | -394 (-55.1%) |
| OSAIC HOLDINGS, INC. | 5,278 | 4,967 | -311 (-5.9%) |
| HARBOR CAPITAL ADVISORS, INC. | 78,665 | 73,063 | -5,602 (-7.1%) |
| CITIGROUP INC | 2 | 1 | -1 (-50.0%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Bulldog Investors, LLP | 121,453 | $1,093 |
| Intrinsic Edge Capital Management LLC | 40,000 | $360 |
| Dynamic Technology Lab Private Ltd | 12,645 | $114 |
| Quadrature Capital Ltd | 20,833 | $188 |
| TWO SIGMA ADVISERS, LP | 44,000 | $396 |
| MILLENNIUM MANAGEMENT LLC | 45,834 | $413 |
| MARSHALL WACE, LLP | 31,695 | $285 |
| Verition Fund Management LLC | 13,987 | $126 |
| Virtu Financial LLC | 23,082 | $0 |
| BANK OF AMERICA CORP /DE/ | 765 | $7 |
| HRT FINANCIAL LP | 24,427 | $0 |