Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value: $1.438B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WESTERN ASSET EMRG MKT DEBT | 4,108,669 | $63.89M | 4.4% | $15.50 | — | COM | 95766A101 |
| — | LIBERTY ALL STAR EQUITY FD | 9,741,422 | $61.37M | 4.3% | $5.71 | — | SH BEN INT | 530158104 |
| — | NUVEEN AMT FREE QLTY MUN INC | 3,444,496 | $47.36M | 3.3% | $13.36 | — | COM | 670657105 |
| — | EATON VANCE LTD DUR INCOME F | 3,419,809 | $46.68M | 3.2% | $13.67 | — | COM | 27828H105 |
| — | WESTERN ASSET HIGH INCM OPP | 8,872,673 | $44.98M | 3.1% | $5.05 | — | COM | 95766K109 |
| — | BLACKROCK CR ALLCTN INC TR | 2,823,677 | $37.61M | 2.6% | $12.98 | — | COM | 092508100 |
| — | NUVEEN CR STRATEGIES INCM FD | 4,366,070 | $35.89M | 2.5% | $9.16 | — | COM SHS | 67073D102 |
| — | BLACKROCK CORPOR HI YLD FD I | 3,236,072 | $35.4M | 2.5% | $11.01 | — | COM | 09255P107 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 2,616,692 | $28.47M | 2.0% | $11.40 | — | SH BEN INT | 18914E106 |
| — | NUVEEN QUALITY MUNCP INCOME | 1,963,926 | $27.61M | 1.9% | $13.94 | — | COM | 67066V101 |
| — | INVESCO SR INCOME TR | 6,202,007 | $27.23M | 1.9% | $4.22 | — | COM | 46131H107 |
| — | LEGG MASON BW GLB INC OPP FD | 2,125,351 | $27.14M | 1.9% | $13.84 | — | COM | 52469B100 |
| — | CORNERSTONE STRATEGIC VALUE | 1,743,743 | $26.98M | 1.9% | $14.95 | — | COM | 21924B302 |
| — | TEMPLETON GLOBAL INCOME FD | 4,054,370 | $26.19M | 1.8% | $7.22 | — | COM | 880198106 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 2,751,259 | $26.05M | 1.8% | $8.86 | — | COM SH BEN INT N | 021060207 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 1,807,847 | $26.05M | 1.8% | $14.69 | — | COM | 74433A109 |
| — | WESTERN ASSET CLYM INFL OPP | 2,098,093 | $23.96M | 1.7% | $11.34 | — | COM | 95766R104 |
| — | VOYA PRIME RATE TR | 4,697,097 | $23.81M | 1.7% | $5.23 | — | SH BEN INT | 92913A100 |
| — | WESTERN ASSET GLB HI INCOME | 2,280,402 | $23.31M | 1.6% | $10.10 | — | COM | 95766B109 |
| — | TEMPLETON EMERG MKTS INCOME | 2,078,501 | $23.22M | 1.6% | $11.07 | — | COM | 880192109 |
| — | CORPORATE CAP TR INC | 1,436,616 | $22.96M | 1.6% | $15.98 | — | COM | 219880101 |
| ARCC | ARES CAP CORP | 1,432,345 | $22.52M | 1.6% | $7.42 | +0.8% | COM | 04010L103 |
| NXDT | NEXPOINT CR STRATEGIES FD | 880,861 | $22.28M | 1.5% | $21.79 | — | COM NEW | 65340G205 |
| — | INVESCO DYNAMIC CR OPP FD | 1,894,139 | $22.18M | 1.5% | $11.71 | — | COM | 46132R104 |
| — | PIMCO HIGH INCOME FD | 2,722,471 | $20.31M | 1.4% | $7.46 | — | COM SHS | 722014107 |
| — | BROOKFIELD REAL ASSETS INCOM | 856,365 | $20.01M | 1.4% | $22.44 | — | SHS BEN INT | 112830104 |
| — | HIGHLAND FLOATNG RATE OPPRT | 1,271,587 | $19.71M | 1.4% | $15.50 | — | SHS BEN INT | 43010E404 |
| — | BLACKROCK DEBT STRAT FD INC | 1,554,844 | $18.21M | 1.3% | $11.52 | — | COM NEW | 09255R202 |
| — | PIMCO DYNMIC CREDIT AND MRT | 783,300 | $17.58M | 1.2% | $22.44 | — | COM SHS | 72202D106 |
| — | FIRST TR SR FLOATING RATE 20 | 1,873,238 | $17.1M | 1.2% | $9.13 | — | COM SHS | 33740K101 |
| — | ALLIANZGI CON INCM 2024 TARG | 1,539,142 | $14.01M | 1.0% | $9.10 | — | COM | 01883H102 |
| XZFGX | VIRTUS TOTAL RETURN FUND INC | 1,055,048 | $13.61M | 0.9% | $12.94 | — | COM | 92837G100 |
| VWO | VANGUARD INTL EQUITY INDEX F | 291,859 | $13.4M | 0.9% | $39.20 | — | FTSE EMR MKT ETF | 922042858 |
| — | WESTERN ASSET HGH YLD DFNDFD | 858,840 | $12.99M | 0.9% | $16.24 | — | COM | 95768B107 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,640,229 | $12.63M | 0.9% | $11.94 | — | COM | 617477104 |
| — | MANAGED DURATION INVT GRD FU | 858,074 | $11.52M | 0.8% | $13.49 | — | COM | 56165R103 |
| — | BLACKROCK MULTI-SECTOR INC T | 634,189 | $11.51M | 0.8% | $17.04 | — | COM | 09258A107 |
| — | DELAWARE ENHANCED GBL DIV & | 944,346 | $11.46M | 0.8% | $11.27 | — | COM | 246060107 |
| — | POWERSHARES ETF TRUST | 100,632 | $11.43M | 0.8% | $73.13 | — | FTSE RAFI 1000 | 73935X583 |
| — | SPROTT FOCUS TR INC | 1,330,896 | $10.54M | 0.7% | $6.82 | — | COM | 85208J109 |
| — | PRUDENTIAL SHT DURATION HG Y | 709,477 | $10.48M | 0.7% | $14.97 | — | COM | 74442F107 |
| — | KAYNE ANDERSON MLP INVT CO | 549,485 | $10.47M | 0.7% | $19.05 | — | COM | 486606106 |
| — | ARES DYNAMIC CR ALLOCATION F | 636,633 | $10.45M | 0.7% | $14.79 | — | COM | 04014F102 |
| — | REAVES UTIL INCOME FD | 323,907 | $10.02M | 0.7% | $30.94 | — | COM SH BEN INT | 756158101 |
| — | INVESCO HIGH INCOME TR II | 654,463 | $9.627M | 0.7% | $14.29 | — | COM | 46131F101 |
| — | MORGAN STANLEY EMER MKTS DEB | 960,421 | $9.585M | 0.7% | $9.71 | — | COM | 61744H105 |
| — | CENTRAL FD CDA LTD | 713,165 | $9.556M | 0.7% | $13.18 | — | CL A | 153501101 |
| — | NUVEEN MTG OPPORTUNITY TERM | 382,717 | $9.449M | 0.7% | $23.57 | — | COM | 670735109 |
| — | WESTERN ASSET CLYM INFL SEC | 793,644 | $9.357M | 0.7% | $11.52 | — | COM SH BEN INT | 95766Q106 |
| — | FS INVT CORP | 1,242,787 | $9.134M | 0.6% | $7.35 | — | COM | 302635107 |
| — | ALLIANZGI NFJ DIVID INT & PR | 685,530 | $8.946M | 0.6% | $12.79 | — | COM | 01883A107 |
| — | CLOUGH GLOBAL EQUITY FD | 651,932 | $8.716M | 0.6% | $13.01 | — | COM | 18914C100 |
| — | GARRISON CAP INC | 1,060,624 | $8.602M | 0.6% | $9.53 | — | COM | 366554103 |
| — | TRI CONTL CORP | 304,950 | $8.215M | 0.6% | $18.22 | — | COM | 895436103 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 344,618 | $8.181M | 0.6% | $24.08 | — | COM | 67074R100 |
| — | WELLS FARGO INCOME OPPORTUNI | 968,965 | $8.139M | 0.6% | $8.44 | — | WF INC OPPTY FD | 94987B105 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 471,657 | $7.976M | 0.6% | $17.01 | — | SHS | 67075G103 |
| — | BLACKSTONE GSO STRATEGIC CR | 503,955 | $7.917M | 0.6% | $16.54 | — | COM SHS BEN IN | 09257R101 |
| — | ADVENT CLAYMORE CV SECS & IN | 497,069 | $7.893M | 0.5% | $13.57 | — | COM | 00764C109 |
| — | GENERAL AMERN INVS INC | 223,737 | $7.697M | 0.5% | $32.17 | — | COM | 368802104 |
| — | GABELLI EQUITY TR INC | 1,229,885 | $7.613M | 0.5% | $6.19 | — | COM | 362397101 |
| — | DEUTSCHE HIGH INCOME OPPORT | 479,363 | $7.2M | 0.5% | $14.45 | — | COM | 25158Y102 |
| — | POWERSHARES ETF TR II | 307,565 | $6.868M | 0.5% | $19.72 | — | EMER MRKT PORT | 73936T763 |
| — | WESTERN ASSET HIGH INCM FD I | 978,123 | $6.818M | 0.5% | $6.97 | — | COM | 95766J102 |
| — | MFS CHARTER INCOME TR | 784,804 | $6.655M | 0.5% | $8.99 | — | SH BEN INT | 552727109 |
| — | EATON VANCE SR INCOME TR | 1,007,769 | $6.571M | 0.5% | $6.39 | — | SH BEN INT | 27826S103 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 458,778 | $6.386M | 0.4% | $13.81 | — | COM | 09253X102 |
| — | NEUBERGER BERMAN HGH YLD FD | 521,317 | $6.131M | 0.4% | $12.00 | — | COM | 64128C106 |
| — | ROYCE MICRO-CAP TR INC | 647,033 | $6.108M | 0.4% | $8.01 | — | COM | 780915104 |
| — | ANDINA ACQUISITION CORP II | 587,582 | $6.052M | 0.4% | $10.16 | — | SHS | G0441P104 |
| — | TORTOISE ENERGY INFRA CORP | 200,334 | $5.826M | 0.4% | $29.08 | — | COM | 89147L100 |
| VEA | VANGUARD TAX MANAGED INTL FD | 126,277 | $5.665M | 0.4% | $41.26 | — | FTSE DEV MKT ETF | 921943858 |
| XEFLX | EATON VANCE FLTNG RATE 2022 | 587,581 | $5.429M | 0.4% | $9.24 | — | COM | 27831H100 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 606,777 | $5.37M | 0.4% | $7.74 | — | SHS | 25160E102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 1,050,762 | $5.128M | 0.4% | $4.88 | — | COM | 003009107 |
| — | ROYCE VALUE TR INC | 313,910 | $5.076M | 0.4% | $13.65 | — | COM | 780910105 |
| — | NUVEEN INT DUR QUAL MUN TRM | 392,172 | $5.047M | 0.4% | $12.43 | — | COM | 670677103 |
| — | SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.945M | 0.3% | $25.83 | — | PFD CONV SE B | 84741T302 |
| — | EAGLE GRWTH & INCOME OPPTY F | 291,675 | $4.839M | 0.3% | $16.59 | — | COM SHS BEN IN | 26958J105 |
| — | ALLIANZGI EQUITY & CONV INCO | 223,682 | $4.726M | 0.3% | $19.13 | — | COM | 018829101 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 340,235 | $4.559M | 0.3% | $13.22 | — | COM | 01864U106 |
| — | ADVENT CLAY CONV SEC INC FD | 751,247 | $4.5M | 0.3% | $6.01 | — | COM | 007639107 |
| — | MORGAN STANLEY TRUSTS | 230,385 | $4.228M | 0.3% | $17.22 | — | INCOME SECS INC | 61745P874 |
| — | AMERICAN CAP SR FLOATING LTD | 394,212 | $4.149M | 0.3% | $10.56 | — | COM | 02504D108 |
| — | PENSARE ACQUISITION CORP | 399,994 | $3.868M | 0.3% | $9.67 | — | COM | 70957E105 |
| — | CORNERSTONE TOTAL RTRN FD IN | 250,859 | $3.834M | 0.3% | $15.11 | — | COM | 21924U300 |
| — | PIMCO STRATEGIC INCOME FD IN | 409,046 | $3.755M | 0.3% | $9.18 | — | COM | 72200X104 |
| — | ADVENT CLAYMORE ENH GRW & IN | 437,172 | $3.644M | 0.3% | $8.78 | — | COM | 00765E104 |
| — | MADISON CVRED CALL & EQ STR | 461,269 | $3.561M | 0.2% | $7.82 | — | COM | 557437100 |
| — | GOLDMAN SACHS MLP ENERGY REN | 535,840 | $3.295M | 0.2% | $6.15 | — | COM | 38148G107 |
| — | TRIANGLE CAP CORP | 344,556 | $3.27M | 0.2% | $9.49 | — | COM | 895848109 |
| — | HENNESSY CAP ACQUSTON CORP I | 325,000 | $3.185M | 0.2% | $9.80 | — | COM | 42588L105 |
| GDX | VANECK VECTORS ETF TR | 135,594 | $3.151M | 0.2% | $27.71 | — | GOLD MINERS ETF | 92189F106 |
| — | APOLLO TACTICAL INCOME FD IN | 194,728 | $3.067M | 0.2% | $15.75 | — | COM | 037638103 |
| — | LAZARD WORLD DIVID & INCOME | 263,009 | $3.059M | 0.2% | $10.41 | — | COM | 521076109 |
| — | LEISURE ACQUISITION CORP | 306,600 | $3.038M | 0.2% | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | HAYMAKER ACQUISITION | 295,000 | $2.921M | 0.2% | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| — | CM SEVEN STAR ACQUISITION CO | 300,000 | $2.895M | 0.2% | $9.65 | — | SHS | G2345N102 |
| — | NUVEEN EMERGING MKTS DEBT 20 | 306,049 | $2.878M | 0.2% | $9.40 | — | COM | 67077P101 |
| — | BLACKROCK LTD DURATION INC T | 179,684 | $2.855M | 0.2% | $15.19 | — | COM SHS | 09249W101 |
| — | OHA INVT CORP | 2,164,634 | $2.489M | 0.2% | $3.42 | — | COM | 67091U102 |
| — | ADAMS DIVERSIFIED EQUITY FD | 164,346 | $2.47M | 0.2% | $12.03 | — | COM | 006212104 |
| — | BIG ROCK PARTNERS ACQUISI CO | 240,000 | $2.456M | 0.2% | $10.23 | — | UNIT 11/20/2022 | 089482202 |
| — | MADISON STRTG SECTOR PREM FD | 203,018 | $2.377M | 0.2% | $11.89 | — | COM | 558268108 |
| SLRC | SOLAR CAP LTD | 114,074 | $2.305M | 0.2% | $9.71 | 0.0% | COM | 83413U100 |
| NESR | NATIONAL ENERGY SERVICES REU | 230,000 | $2.289M | 0.2% | $9.55 | — | SHS | G6375R107 |
| — | MODERN MEDIA ACQUISITION | 230,000 | $2.254M | 0.2% | $9.80 | — | COM | 60765P103 |
| — | KBL MERGER CORP IV | 230,000 | $2.233M | 0.2% | $9.71 | — | COM | 48242A104 |
| PHUN | STELLAR ACQUISITION III INC | 200,000 | $2.042M | 0.1% | $10.18 | — | COM | Y8172W107 |
| — | BLACKROCK RES & COMM STRAT T | 205,579 | $2.009M | 0.1% | $8.79 | — | SHS | 09257A108 |
| — | FORUM MERGER CORP | 200,000 | $1.996M | 0.1% | $9.71 | — | COM CL A | 34985B103 |
| — | LEGACY ACQUISITION CORP | 200,000 | $1.988M | 0.1% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | BLACK RIDGE ACQUISITION CORP | 200,000 | $1.93M | 0.1% | $9.65 | — | COM | 09216T107 |
| — | OSPREY ENERGY ACQUISITION CO | 175,000 | $1.68M | 0.1% | $9.60 | — | CL A COM | 688397108 |
| — | PIMCO MUNICIPAL INCOME FD | 125,578 | $1.633M | 0.1% | $13.00 | — | COM | 72200R107 |
| — | MFS MULTIMARKET INCOME TR | 252,833 | $1.535M | 0.1% | $6.40 | — | SH BEN INT | 552737108 |
| — | ATLANTIC ACQUISITION CORP | 150,000 | $1.479M | 0.1% | $9.86 | — | COM | 048206106 |
| — | MATLIN & PARTNERS ACQUISITIO | 150,000 | $1.464M | 0.1% | $9.65 | — | CL A | 57682V106 |
| — | INDUSTREA ACQUISITION CORP | 150,000 | $1.463M | 0.1% | $9.75 | — | CL A | 45579J104 |
| — | SPECIAL OPPORTUNITIES FD INC | 97,279 | $1.448M | 0.1% | $15.31 | — | COM | 84741T104 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 105,373 | $1.249M | 0.1% | $11.85 | — | COM SHS | 723763108 |
| — | EATON VANCE MUNI INCOME TRUS | 100,675 | $1.248M | 0.1% | $12.40 | — | SH BEN INT | 27826U108 |
| — | LMP CAP & INCOME FD INC | 89,235 | $1.245M | 0.1% | $12.45 | — | COM | 50208A102 |
| — | FINTECH ACQUISITION CORP II | 125,002 | $1.24M | 0.1% | $9.80 | — | COM | 31810G109 |
| — | BISON CAP ACQUISITION CORP | 125,000 | $1.234M | 0.1% | $9.87 | — | ORD SHS | G1142P104 |
| — | DRAPER OAKWOOD TECHNOLOGY | 120,000 | $1.174M | 0.1% | $9.78 | — | COM CL A | 26146L103 |
| — | CONSTELLATION ALPHA CAP CORP | 120,000 | $1.17M | 0.1% | $9.75 | — | SHS | G2379F108 |
| — | UBS AG JERSEY BRH | 55,000 | $1.142M | 0.1% | $20.76 | — | ETRAC WELLS BDCI | 902641588 |
| — | BLACKROCK 2022 GBL INCM OPP | 114,301 | $1.117M | 0.1% | $9.77 | — | COM | 09258P104 |
| — | MORGAN STANLEY EMER MKTS FD | 62,328 | $1.115M | 0.1% | $17.89 | — | COM | 61744G107 |
| — | UBS AG LONDON BRH | 52,000 | $855K | 0.1% | $16.44 | — | ETRAC 2X LEV LNG | 90267B765 |
| — | GTY TECHNOLOGY HOLDINGS INC | 80,001 | $794K | 0.1% | $10.04 | — | CL A | G4182A102 |
| — | GOLDMAN SACHS MLP INC OPP FD | 86,882 | $777K | 0.1% | $8.94 | — | COM SHS | 38147W103 |
| — | BOULDER GROWTH & INCOME FD I | 65,326 | $724K | 0.1% | $8.35 | — | COM | 101507101 |
| — | BLACKSTONE GSO LNG SHRT CR I | 44,430 | $707K | 0.0% | $16.67 | — | COM SHS BN INT | 09257D102 |
| — | MFS INVT GRADE MUN TR | 72,618 | $705K | 0.0% | $9.67 | — | SH BEN INT | 59318B108 |
| — | DELAWARE INVTS DIV & INCOME | 63,861 | $685K | 0.0% | $10.73 | — | COM | 245915103 |
| XPHTX | PIONEER HIGH INCOME TR | 47,635 | $463K | 0.0% | $9.72 | — | COM | 72369H106 |
| — | CAPITALA FIN CORP | 14,047 | $349K | 0.0% | $25.30 | — | 5.75% NT CV 22 | 14054R403 |
| — | ABERDEEN EMERGING MKTS SMALL | 23,680 | $344K | 0.0% | $14.10 | — | COM | 00301T102 |
| NESRW | NATIONAL ENERGY SERVICES REU | 230,000 | $189K | 0.0% | $0.40 | — | *W EXP 05/05/202 | G6375R115 |
| — | PENSARE ACQUISITION CORP | 349,994 | $175K | 0.0% | $0.50 | — | RIGHT 99/99/9999 | 70957E121 |
| — | HENNESSY CAP ACQUSTON CORP I | 168,750 | $143K | 0.0% | $0.85 | — | *W EXP 06/15/202 | 42588L113 |
| — | FORUM MERGER CORP | 200,000 | $132K | 0.0% | $0.35 | — | RIGHT 06/01/2019 | 34985B129 |
| — | ROSEHILL RES INC | 119,700 | $119K | 0.0% | $1.10 | — | *W EXP 09/16/202 | 777385113 |
| — | BLACK RIDGE ACQUISITION CORP | 300,000 | $99,000 | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | PENSARE ACQUISITION CORP | 174,997 | $96,000 | 0.0% | $0.55 | — | *W EXP 07/27/202 | 70957E113 |
| — | CM SEVEN STAR ACQUISITION CO | 300,000 | $96,000 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | ATLANTIC ACQUISITION CORP | 150,000 | $90,000 | 0.0% | $0.60 | — | RIGHT 02/08/2019 | 048206304 |
| — | MODERN MEDIA ACQUISITION | 230,000 | $90,000 | 0.0% | $0.39 | — | RIGHT 99/99/9999 | 60765P129 |
| — | FINTECH ACQUISITION CORP II | 62,501 | $86,000 | 0.0% | $1.20 | — | *W EXP 01/19/202 | 31810G117 |
| — | FORUM MERGER CORP | 100,000 | $68,000 | 0.0% | $0.34 | — | *W EXP 06/01/202 | 34985B111 |
| — | KBL MERGER CORP IV | 230,000 | $67,000 | 0.0% | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | INDUSTREA ACQUISITION CORP | 150,000 | $63,000 | 0.0% | $0.42 | — | *W EXP 08/01/202 | 45579J112 |
| — | MODERN MEDIA ACQUISITION | 115,000 | $63,000 | 0.0% | $0.55 | — | *W EXP 05/17/202 | 60765P111 |
| — | MATLIN & PARTNERS ACQUISITIO | 150,000 | $63,000 | 0.0% | $0.50 | — | *W EXP 05/28/202 | 57682V114 |
| — | STELLAR ACQUISITION III INC | 200,000 | $62,000 | 0.0% | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | OSPREY ENERGY ACQUISITION CO | 87,500 | $61,000 | 0.0% | $0.70 | — | *W EXP 07/21/202 | 688397116 |
| — | DRAPER OAKWOOD TECHNOLOGY | 120,000 | $60,000 | 0.0% | $0.50 | — | RIGHT 09/19/2018 | 26146L129 |
| — | I AM CAP ACQUISITION CO | 150,000 | $50,000 | 0.0% | $0.33 | — | *W EXP 05/22/202 | 45074Q116 |
| — | BISON CAP ACQUISITION CORP | 125,000 | $47,000 | 0.0% | $0.38 | — | RIGHT 03/20/2019 | G1142P138 |
| — | KBL MERGER CORP IV | 230,000 | $45,000 | 0.0% | $0.20 | — | *W EXP 01/15/202 | 48242A112 |
| — | CM SEVEN STAR ACQUISITION CO | 150,000 | $44,000 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | DRAPER OAKWOOD TECHNOLOGY | 60,000 | $40,000 | 0.0% | $0.67 | — | *W EXP 09/19/202 | 26146L111 |
| — | CONSTELLATION ALPHA CAP CORP | 120,000 | $37,000 | 0.0% | $0.31 | — | RIGHT 99/99/9999 | G2379F132 |
| — | GTY TECHNOLOGY HOLDINGS INC | 26,667 | $36,000 | 0.0% | $1.16 | — | *W EXP 99/99/999 | G4182A128 |
| — | BLACK RIDGE ACQUISITION CORP | 100,000 | $28,000 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | CONSTELLATION ALPHA CAP CORP | 120,000 | $26,000 | 0.0% | $0.22 | — | *W EXP 03/23/202 | G2379F116 |
| — | BISON CAP ACQUISITION CORP | 62,500 | $23,000 | 0.0% | $0.37 | — | *W EXP 06/20/202 | G1142P112 |
| — | HUNTER MARITIME ACQUISITION | 75,001 | $23,000 | 0.0% | $0.80 | — | *W EXP 99/99/999 | Y37828129 |