Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value: $1.225B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WESTERN ASSET EMRG MKT DEBT | 4,242,492 | $66.65M | 5.4% | $15.50 | — | COM | 95766A101 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 4,627,392 | $52.01M | 4.2% | $11.40 | — | SH BEN INT | 18914E106 |
| — | LIBERTY ALL STAR EQUITY FD | 8,046,069 | $48.68M | 4.0% | $5.58 | — | SH BEN INT | 530158104 |
| — | NUVEEN AMT FREE QLTY MUN INC | 3,361,272 | $46.52M | 3.8% | $13.35 | — | COM | 670657105 |
| — | WESTERN ASSET HIGH INCM OPP | 8,131,479 | $41.63M | 3.4% | $5.05 | — | COM | 95766K109 |
| — | EATON VANCE LTD DUR INCOME F | 2,865,202 | $40.28M | 3.3% | $13.67 | — | COM | 27828H105 |
| — | BLACKROCK CR ALLCTN INC TR | 2,886,482 | $39.37M | 3.2% | $12.98 | — | COM | 092508100 |
| — | BLACKROCK CORPOR HI YLD FD I | 3,149,915 | $35.53M | 2.9% | $11.01 | — | COM | 09255P107 |
| — | NUVEEN CR STRATEGIES INCM FD | 3,825,264 | $32.4M | 2.6% | $9.30 | — | COM SHS | 67073D102 |
| ARCC | ARES CAP CORP | 1,675,309 | $27.49M | 2.2% | $7.42 | -1.9% | COM | 04010L103 |
| — | NUVEEN QUALITY MUNCP INCOME | 1,939,024 | $27.46M | 2.2% | $13.94 | — | COM | 67066V101 |
| — | CLOUGH GLOBAL EQUITY FD | 1,975,785 | $26.34M | 2.1% | $13.01 | — | COM | 18914C100 |
| — | LEGG MASON BW GLB INC OPP FD | 1,892,504 | $25.43M | 2.1% | $13.97 | — | COM | 52469B100 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 1,669,969 | $24.93M | 2.0% | $14.72 | — | COM | 74433A109 |
| — | TEMPLETON GLOBAL INCOME FD | 3,599,712 | $24.3M | 2.0% | $7.32 | — | COM | 880198106 |
| — | INVESCO SR INCOME TR | 5,340,739 | $23.98M | 2.0% | $4.19 | — | COM | 46131H107 |
| — | BROOKFIELD REAL ASSETS INCOM | 1,002,538 | $23.9M | 2.0% | $22.44 | — | SHS BEN INT | 112830104 |
| — | INVESCO DYNAMIC CR OPP FD | 1,956,419 | $23.38M | 1.9% | $11.71 | — | COM | 46132R104 |
| — | WESTERN ASSET GLB HI INCOME | 2,269,578 | $23.38M | 1.9% | $10.10 | — | COM | 95766B109 |
| — | CORNERSTONE STRATEGIC VALUE | 1,456,587 | $21.63M | 1.8% | $14.85 | — | COM | 21924B302 |
| — | WESTERN ASSET CLYM INFL OPP | 1,898,004 | $21.41M | 1.7% | $11.33 | — | COM | 95766R104 |
| — | BLACKROCK DEBT STRAT FD INC | 1,742,399 | $20.35M | 1.7% | $11.52 | — | COM NEW | 09255R202 |
| — | VOYA PRIME RATE TR | 3,602,098 | $18.73M | 1.5% | $5.28 | — | SH BEN INT | 92913A100 |
| — | TEMPLETON EMERG MKTS INCOME | 1,594,718 | $18.42M | 1.5% | $11.04 | — | COM | 880192109 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 1,952,206 | $17.69M | 1.4% | $8.60 | — | COM SH BEN INT N | 021060207 |
| — | ADAMS DIVERSIFIED EQUITY FD | 965,586 | $14.77M | 1.2% | $12.03 | — | COM | 006212104 |
| — | ROYCE VALUE TR INC | 855,296 | $13.54M | 1.1% | $13.65 | — | COM | 780910105 |
| VWO | VANGUARD INTL EQUITY INDEX F | 291,859 | $12.73M | 1.0% | $39.20 | — | FTSE EMR MKT ETF | 922042858 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,585,652 | $12.69M | 1.0% | $12.08 | — | COM | 617477104 |
| — | WESTERN ASSET HGH YLD DFNDFD | 814,688 | $12.66M | 1.0% | $16.30 | — | COM | 95768B107 |
| — | ARES DYNAMIC CR ALLOCATION F | 711,948 | $11.69M | 1.0% | $14.79 | — | COM | 04014F102 |
| — | BLACKSTONE GSO STRATEGIC CR | 718,841 | $11.54M | 0.9% | $16.54 | — | COM SHS BEN IN | 09257R101 |
| NXDT | NEXPOINT CR STRATEGIES FD | 476,440 | $11.01M | 0.9% | $18.82 | — | COM NEW | 65340G205 |
| — | BLACKROCK MULTI-SECTOR INC T | 582,363 | $10.88M | 0.9% | $16.95 | — | COM | 09258A107 |
| — | POWERSHARES ETF TRUST | 100,632 | $10.84M | 0.9% | $73.13 | — | FTSE RAFI 1000 | 73935X583 |
| — | NUVEEN MTG OPPORTUNITY TERM | 424,124 | $10.79M | 0.9% | $23.57 | — | COM | 670735109 |
| — | MANAGED DURATION INVT GRD FU | 768,818 | $10.55M | 0.9% | $13.50 | — | COM | 56165R103 |
| — | SPROTT FOCUS TR INC | 1,293,758 | $10.03M | 0.8% | $6.78 | — | COM | 85208J109 |
| — | CENTRAL FD CDA LTD | 713,165 | $9.321M | 0.8% | $13.18 | — | CL A | 153501101 |
| — | TRI CONTL CORP | 359,663 | $9.229M | 0.8% | $18.22 | — | COM | 895436103 |
| — | ALLIANZGI NFJ DIVID INT & PR | 644,996 | $8.63M | 0.7% | $12.77 | — | COM | 01883A107 |
| — | GENERAL AMERN INVS INC | 232,746 | $8.402M | 0.7% | $32.17 | — | COM | 368802104 |
| — | DELAWARE ENHANCED GBL DIV & | 707,871 | $8.381M | 0.7% | $10.98 | — | COM | 246060107 |
| — | WESTERN ASSET CLYM INFL SEC | 701,628 | $8.069M | 0.7% | $11.49 | — | COM SH BEN INT | 95766Q106 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 456,712 | $7.96M | 0.6% | $17.01 | — | SHS | 67075G103 |
| — | ADVENT CLAYMORE CV SECS & IN | 490,383 | $7.959M | 0.6% | $13.54 | — | COM | 00764C109 |
| — | GARRISON CAP INC | 910,217 | $7.664M | 0.6% | $9.77 | — | COM | 366554103 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 310,077 | $7.646M | 0.6% | $24.12 | — | COM | 67074R100 |
| — | ROYCE MICRO-CAP TR INC | 749,385 | $7.059M | 0.6% | $8.01 | — | COM | 780915104 |
| — | DEUTSCHE HIGH INCOME OPPORT | 453,240 | $6.826M | 0.6% | $14.42 | — | COM | 25158Y102 |
| — | MFS CHARTER INCOME TR | 785,348 | $6.825M | 0.6% | $8.99 | — | SH BEN INT | 552727109 |
| — | EATON VANCE SR INCOME TR | 1,022,508 | $6.769M | 0.6% | $6.39 | — | SH BEN INT | 27826S103 |
| — | POWERSHARES ETF TR II | 307,565 | $6.554M | 0.5% | $19.72 | — | EMER MRKT PORT | 73936T763 |
| — | MORGAN STANLEY EMER MKTS DEB | 644,750 | $6.506M | 0.5% | $9.58 | — | COM | 61744H105 |
| XZFGX | VIRTUS TOTAL RETURN FUND INC | 493,104 | $6.4M | 0.5% | $12.98 | — | COM | 92837G100 |
| — | NEUBERGER BERMAN HGH YLD FD | 521,317 | $6.344M | 0.5% | $12.00 | — | COM | 64128C106 |
| — | ALLIANZGI EQUITY & CONV INCO | 296,535 | $6.138M | 0.5% | $19.13 | — | COM | 018829101 |
| — | MFS MULTIMARKET INCOME TR | 981,244 | $6.133M | 0.5% | $6.40 | — | SH BEN INT | 552737108 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 431,622 | $6.107M | 0.5% | $13.80 | — | COM | 09253X102 |
| — | ANDINA ACQUISITION CORP II | 597,882 | $6.074M | 0.5% | $10.16 | — | SHS | G0441P104 |
| — | INVESCO HIGH INCOME TR II | 378,024 | $5.724M | 0.5% | $13.98 | — | COM | 46131F101 |
| VEA | VANGUARD TAX MANAGED INTL FD | 126,277 | $5.475M | 0.4% | $41.26 | — | FTSE DEV MKT ETF | 921943858 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 606,777 | $5.419M | 0.4% | $7.74 | — | SHS | 25160E102 |
| — | WELLS FARGO INCOME OPPORTUNI | 615,405 | $5.336M | 0.4% | $8.46 | — | WF INC OPPTY FD | 94987B105 |
| — | SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.895M | 0.4% | $25.83 | — | PFD CONV SE B | 84741T302 |
| — | BOULDER GROWTH & INCOME FD I | 470,330 | $4.83M | 0.4% | $8.35 | — | COM | 101507101 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 340,090 | $4.737M | 0.4% | $13.22 | — | COM | 01864U106 |
| — | BLACKROCK ENHANCED GBL DIV T | 343,090 | $4.639M | 0.4% | $12.58 | — | COM | 092501105 |
| — | NUVEEN INT DUR QUAL MUN TRM | 336,925 | $4.464M | 0.4% | $12.36 | — | COM | 670677103 |
| — | PRUDENTIAL SHT DURATION HG Y | 286,738 | $4.373M | 0.4% | $15.26 | — | COM | 74442F107 |
| — | MORGAN STANLEY TRUSTS | 230,385 | $4.216M | 0.3% | $17.22 | — | INCOME SECS INC | 61745P874 |
| — | BLACKROCK LTD DURATION INC T | 227,204 | $3.669M | 0.3% | $15.19 | — | COM SHS | 09249W101 |
| — | PENSARE ACQUISITION CORP | 350,000 | $3.588M | 0.3% | $10.25 | — | UNIT 07/27/2022 | 70957E204 |
| — | GREAT ELM CAP CORP | 141,656 | $3.553M | 0.3% | $11.67 | — | COM | 390320109 |
| — | ADVENT CLAY CONV SEC INC FD | 564,285 | $3.521M | 0.3% | $6.02 | — | COM | 007639107 |
| GDX | VANECK VECTORS ETF TR | 135,594 | $3.125M | 0.3% | $27.71 | — | GOLD MINERS ETF | 92189F106 |
| — | ADVENT CLAYMORE ENH GRW & IN | 343,920 | $2.971M | 0.2% | $8.89 | — | COM | 00765E104 |
| — | FIFTH STR ASSET MGMT INC | 726,266 | $2.832M | 0.2% | $4.85 | — | CL A COM | 31679P109 |
| — | OHA INVT CORP | 2,209,405 | $2.762M | 0.2% | $3.42 | — | COM | 67091U102 |
| — | MODERN MEDIA ACQUISITION | 230,000 | $2.409M | 0.2% | $10.26 | — | UNIT 99/99/9999 | 60765P202 |
| — | KBL MERGER CORP IV | 230,000 | $2.33M | 0.2% | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | HENNESSY CAP ACQUSTON CORP I | 225,000 | $2.329M | 0.2% | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| — | LAZARD WORLD DIVID & INCOME | 197,489 | $2.24M | 0.2% | $10.00 | — | COM | 521076109 |
| NESR | NATIONAL ENERGY SERVICES REU | 230,000 | $2.21M | 0.2% | $9.55 | — | SHS | G6375R107 |
| — | LAZARD GLB TTL RET&INCM FD I | 129,941 | $2.187M | 0.2% | $13.80 | — | COM | 52106W103 |
| PHUN | STELLAR ACQUISITION III INC | 200,000 | $2.03M | 0.2% | $10.18 | — | COM | Y8172W107 |
| — | FORUM MERGER CORP | 200,000 | $1.942M | 0.2% | $9.71 | — | COM CL A | 34985B103 |
| — | CLOUGH GLOBAL DIVND AND INC | 137,135 | $1.908M | 0.2% | $13.59 | — | COM | 18913Y103 |
| — | MADISON CVRED CALL & EQ STR | 240,492 | $1.878M | 0.2% | $7.92 | — | COM | 557437100 |
| — | LMP CAP & INCOME FD INC | 122,016 | $1.763M | 0.1% | $12.45 | — | COM | 50208A102 |
| — | OSPREY ENERGY ACQUISITION CO | 175,000 | $1.741M | 0.1% | $9.95 | — | UNIT 07/21/2022 | 688397207 |
| — | MADISON STRTG SECTOR PREM FD | 138,335 | $1.645M | 0.1% | $11.98 | — | COM | 558268108 |
| — | ATLANTIC ACQUISITION CORP | 150,000 | $1.545M | 0.1% | $10.30 | — | UNIT 02/08/2019 | 048206205 |
| — | I AM CAP ACQUISITION CO | 150,000 | $1.538M | 0.1% | $10.25 | — | UNIT 08/15/2022 | 45074Q207 |
| — | INDUSTREA ACQUISITION CORP | 150,000 | $1.517M | 0.1% | $10.11 | — | UNIT 07/21/2024 | 45579J203 |
| — | WELLS FARGO MULTI SECTOR INC | 110,653 | $1.483M | 0.1% | $13.35 | — | COM | 94987D101 |
| — | SPECIAL OPPORTUNITIES FD INC | 93,949 | $1.483M | 0.1% | $15.33 | — | COM | 84741T104 |
| HUNTF | HUNTER MARITIME ACQUISITION | 150,002 | $1.464M | 0.1% | $9.83 | 0.0% | CL A | Y37828111 |
| — | MATLIN & PARTNERS ACQUISITIO | 150,000 | $1.457M | 0.1% | $9.65 | — | CL A | 57682V106 |
| CGBD | TCG BDC INC | 75,196 | $1.41M | 0.1% | $6.40 | +2.6% | COM | 872280102 |
| — | BLACKROCK RES & COMM STRAT T | 148,302 | $1.33M | 0.1% | $8.42 | — | SHS | 09257A108 |
| — | CAPITALA FIN CORP | 52,440 | $1.31M | 0.1% | $25.30 | — | 5.75% NT CV 22 | 14054R403 |
| — | BISON CAP ACQUISITION CORP | 125,000 | $1.282M | 0.1% | $10.20 | — | UNIT 99/99/9999T | G1142P120 |
| — | FINTECH ACQUISITION CORP II | 125,002 | $1.225M | 0.1% | $9.80 | — | COM | 31810G109 |
| — | DRAPER OAKWOOD TECHNOLOGY | 120,000 | $1.224M | 0.1% | $10.20 | — | UNIT 09/30/2024 | 26146L202 |
| — | CONSTELLATION ALPHA CAP CORP | 120,000 | $1.224M | 0.1% | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| — | BLACKSTONE GSO LNG SHRT CR I | 71,849 | $1.16M | 0.1% | $16.67 | — | COM SHS BN INT | 09257D102 |
| — | ABERDEEN GTR CHINA FD INC | 98,208 | $1.152M | 0.1% | $11.73 | — | COM | 003031101 |
| — | CORNERSTONE TOTAL RTRN FD IN | 75,436 | $1.11M | 0.1% | $14.71 | — | COM | 21924U300 |
| — | ABERDEEN EMERGING MKTS SMALL | 75,076 | $1.049M | 0.1% | $14.10 | — | COM | 00301T102 |
| — | MVC CAPITAL INC | 97,270 | $974K | 0.1% | $9.49 | — | COM | 553829102 |
| — | EATON VANCE SH TM DR DIVR IN | 65,567 | $934K | 0.1% | $14.39 | — | COM | 27828V104 |
| — | FIRST TR ABERDEEN GLBL OPP F | 78,435 | $922K | 0.1% | $10.88 | — | COM SHS | 337319107 |
| — | ABERDEEN LATIN AMER EQTY FD | 30,392 | $832K | 0.1% | $23.39 | — | COM | 00306K106 |
| — | GTY TECHNOLOGY HOLDINGS INC | 80,001 | $798K | 0.1% | $10.04 | — | CL A | G4182A102 |
| — | FIRST TR STRATEGIC HIGH INC | 59,045 | $797K | 0.1% | $13.03 | — | COM SHS NEW | 337353304 |
| — | ABERDEEN INDONESIA FD INC | 97,156 | $754K | 0.1% | $7.55 | — | COM | 00305P106 |
| — | MFS INVT GRADE MUN TR | 72,618 | $725K | 0.1% | $9.67 | — | SH BEN INT | 59318B108 |
| — | WESTERN ASSET GLOBAL CP DEFI | 20,249 | $371K | 0.0% | $17.98 | — | COM | 95790C107 |
| — | AMERICAN CAP SR FLOATING LTD | 16,617 | $189K | 0.0% | $11.37 | — | COM | 02504D108 |
| — | ROSEHILL RES INC | 119,700 | $119K | 0.0% | $1.10 | — | *W EXP 09/16/202 | 777385113 |
| NESRW | NATIONAL ENERGY SERVICES REU | 230,000 | $104K | 0.0% | $0.40 | — | *W EXP 05/05/202 | G6375R115 |
| — | FINTECH ACQUISITION CORP II | 62,501 | $78,000 | 0.0% | $1.20 | — | *W EXP 01/19/202 | 31810G117 |
| — | STELLAR ACQUISITION III INC | 200,000 | $74,000 | 0.0% | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | FORUM MERGER CORP | 200,000 | $54,000 | 0.0% | $0.35 | — | RIGHT 06/01/2019 | 34985B129 |
| — | MATLIN & PARTNERS ACQUISITIO | 150,000 | $53,000 | 0.0% | $0.50 | — | *W EXP 05/28/202 | 57682V114 |
| — | HUNTER MARITIME ACQUISITION | 75,001 | $44,000 | 0.0% | $0.80 | — | *W EXP 99/99/999 | Y37828129 |
| — | FORUM MERGER CORP | 100,000 | $31,000 | 0.0% | $0.34 | — | *W EXP 06/01/202 | 34985B111 |
| — | GTY TECHNOLOGY HOLDINGS INC | 26,667 | $31,000 | 0.0% | $1.16 | — | *W EXP 99/99/999 | G4182A128 |