RIVERNORTH CAPITAL MANAGEMENT, LLC Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	NUVEEN QUALITY MUNCP INCOME	4,154,927	$56,382	3.7%	$13.10	—	COM	67066V101
—	EATON VANCE LTD DUR INCOME F	4,348,169	$55,004	3.6%	$13.30	—	COM	27828H105
—	WESTERN ASSET EMRG MKT DEBT	3,998,083	$54,534	3.6%	$15.00	—	COM	95766A101
—	WESTERN ASSET HIGH INCM OPP	10,653,537	$51,457	3.4%	$4.98	—	COM	95766K109
—	NUVEEN AMT FREE QLTY MUN INC	3,447,084	$46,053	3.0%	$13.05	—	COM	670657105
—	HIGHLAND FLOATNG RATE OPPRT	3,111,994	$43,226	2.8%	$14.23	—	SH BEN INT	43010E404
—	NUVEEN CR STRATEGIES INCM FD	5,532,166	$42,764	2.8%	$8.78	—	COM SHS	67073D102
—	INVESCO SR INCOME TR	9,008,791	$37,837	2.5%	$4.16	—	COM	46131H107
—	VOYA PRIME RATE TR	7,771,555	$37,148	2.4%	$5.00	—	SH BEN INT	92913A100
—	BLACKROCK CR ALLCTN INC TR	2,943,523	$36,529	2.4%	$12.97	—	COM	092508100
—	PGIM GLOBAL HIGH YIELD FD IN	2,570,211	$35,829	2.4%	$13.73	—	COM	69346J106
—	WESTERN ASSET GLB HI INCOME	3,746,649	$35,181	2.3%	$9.69	—	COM	95766B109
—	INVESCO DYNAMIC CR OPP FD	2,951,788	$32,027	2.1%	$11.31	—	COM	46132R104
—	TEMPLETON GLOBAL INCOME FD	5,054,399	$31,843	2.1%	$7.02	—	COM	880198106
—	BRANDYWINEGBL GLBAL INM OPRT	2,699,495	$30,045	2.0%	$12.43	—	COM	10537L104
BBDC	BARINGS BDC INC	2,616,468	$25,668	1.7%	$5.22	-2.2%	COM	06759L103
—	WESTERN AST INFL LKD OPP & I	2,013,529	$21,605	1.4%	$11.25	—	COM	95766R104
—	PGIM HIGH YIELD BOND FUND IN	1,469,411	$20,836	1.4%	$13.93	—	COM	69346H100
—	BLACKROCK DEBT STRAT FD INC	1,847,419	$19,804	1.3%	$10.15	—	COM NEW	09255R202
—	NUVEEN CA QUALTY MUN INCOME	1,361,421	$18,760	1.2%	$12.77	—	COM	67066Y105
—	GOLDMAN SACHS MLP ENERGY REN	2,042,861	$16,854	1.1%	$7.19	—	COM	38148G107
—	NUVEEN MTG OPPORTUNITY TERM	720,967	$16,748	1.1%	$23.33	—	COM	670735109
—	NUVEEN FLOATING RATE INCOME	1,617,481	$15,576	1.0%	$9.40	—	COM	67072T108
—	BLACKROCK MULTI-SECTOR INC T	888,373	$14,738	1.0%	$16.50	—	COM	09258A107
—	WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD	1,856,356	$14,628	1.0%	$7.89	—	COM	94987B105
—	ALLIANZGI NFJ DIVID INT & PR	1,206,442	$14,550	1.0%	$12.41	—	COM	01883A107
—	PUTNAM MUN OPPORTUNITIES TR	1,184,776	$14,525	1.0%	$11.73	—	SH BEN INT	746922103
—	NEUBERGER BERMAN HGH YLD FD	1,268,675	$14,323	0.9%	$11.38	—	COM	64128C106
—	EATON VANCE FLTING RATE INC	1,052,569	$13,883	0.9%	$12.92	—	COM	278279104
—	WESTERN ASSET HGH YLD DFNDFD	936,260	$13,829	0.9%	$15.81	—	COM	95768B107
—	FS KKR CAPITAL CORP	2,277,385	$13,778	0.9%	$5.33	—	COM	302635107
—	BLACKROCK CORPOR HI YLD FD I	1,265,352	$12,983	0.9%	$10.77	—	COM	09255P107
—	TORTOISE MIDSTRM ENERGY FD I	918,533	$12,878	0.8%	$14.89	—	COM	89148B101
—	ADVENT CLAYMORE CV SECS & IN	865,196	$12,770	0.8%	$14.05	—	COM	00764C109
—	NUVEEN AMT FREE MUN CR INC F	834,232	$12,605	0.8%	$13.73	—	COM	67071L106
—	INVESCO MUN OPPORTUNITY TR	1,030,012	$12,288	0.8%	$11.04	—	COM	46132C107
—	EATON VANCE SR FLTNG RTE TR	937,942	$12,212	0.8%	$12.53	—	COM	27828Q105
—	ALLIANCEBERNSTEIN GBL HGH IN	1,015,739	$11,772	0.8%	$10.95	—	COM	01879R106
—	CLOUGH GLOBAL OPPORTUNITIES	1,171,751	$11,319	0.7%	$11.38	—	SH BEN INT	18914E106
—	DELAWARE ENHANCED GBL DIV &	1,157,877	$11,197	0.7%	$11.31	—	COM	246060107
—	CORNERSTONE STRATEGIC VALUE	896,747	$10,922	0.7%	$14.00	—	COM	21924B302
—	FRANKLIN LTD DURATION INC TR	1,132,074	$10,902	0.7%	$9.10	—	COM	35472T101
—	WESTERN ASSET HIGH INCM FD I	1,555,481	$10,080	0.7%	$6.70	—	COM	95766J102
—	NUVEEN NEW YORK AMT QLT MUNI	769,180	$9,784	0.6%	$11.61	—	COM	670656107
SPY	SPDR S&P 500 ETF TR TR UNIT	34,521	$9,751	0.6%	$270.54	—	TR UNIT	78462F103
—	INVESCO HIGH INCOME TR II	647,444	$9,284	0.6%	$14.18	—	COM	46131F101
—	FIRST TR HIGH INCOME L/S FD	624,498	$9,124	0.6%	$14.14	—	COM	33738E109
—	NUVEEN GLOBAL HIGH INCOME FD	600,198	$9,099	0.6%	$15.65	—	SHS	67075G103
—	BLACKROCK MUN 2030 TAR TERM	399,534	$8,886	0.6%	$20.39	—	COM SH BEN INT	09257P105
—	BLACKROCK MUNIYIELD QLTY FD	683,169	$8,833	0.6%	$12.93	—	COM	09254E103
—	EATON VANCE MUN BD FD	702,819	$8,715	0.6%	$11.88	—	COM	27827X101
—	ARES DYNAMIC CR ALLOCATION F	582,107	$8,638	0.6%	$14.45	—	COM	04014F102
—	ALLIANCE CALIF MUN INCOME FD	584,013	$8,632	0.6%	$13.45	—	COM	018546101
—	ALLIANZGI CON INCM 2024 TARG	955,749	$8,602	0.6%	$8.87	—	COM	01883H102
—	GARRISON CAP INC COM	1,189,066	$8,537	0.6%	$9.05	—	COM	366554103
—	BLACKROCK FLOAT RATE OME STR	681,219	$8,515	0.6%	$11.84	—	COM	09255X100
—	BLACKROCK FLOATING RATE INCO	687,173	$8,390	0.6%	$11.71	—	COM	091941104
—	KAYNE ANDERSN MLP MIDS INVT	520,664	$8,346	0.6%	$17.87	—	COM	486606106
—	MORGAN STANLEY EMER MKTS DEB	901,223	$8,102	0.5%	$9.57	—	COM	61744H105
—	ABERDEEN EMRG MRKTS EQT INM	1,090,233	$7,926	0.5%	$6.79	—	COM	00301W105
—	FIRST TR SR FLG RTE INCM FD	658,037	$7,778	0.5%	$11.47	—	COM	33733U108
—	SPROTT FOCUS TR INC	1,115,271	$7,595	0.5%	$6.79	—	COM	85208J109
XBFZX	BLACKROCK CALIF MUN INCOME T	591,551	$7,590	0.5%	$12.48	—	SH BEN INT	09248E102
XEVMX	EATON VANCE CALIF MUN BD FD	676,854	$7,141	0.5%	$10.05	—	COM	27828A100
—	BLACKROCK LTD DURATION INC T	475,181	$6,985	0.5%	$14.84	—	COM SHS	09249W101
PRF	INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000	61,419	$6,963	0.5%	$118.76	—	COM	46137V613
—	TEMPLETON EMERG MKTS INCOME	668,568	$6,846	0.5%	$11.09	—	COM	880192109
—	EATON VANCE SR INCOME TR	1,095,165	$6,735	0.4%	$6.36	—	SH BEN INT	27826S103
—	BLACKROCK MUNIYIELD CALI QLT	488,489	$6,580	0.4%	$13.15	—	COM	09254N103
—	WESTERN ASSET CORPORATE LN F	644,279	$6,101	0.4%	$8.94	—	COM	95790J102
XMHIX	PIONEER MUN HIGH INCOME TR	469,503	$5,606	0.4%	$10.86	—	COM SHS	723763108
—	BLACKROCK MUNIHLDNGS CALI QL	420,866	$5,576	0.4%	$12.79	—	COM	09254L107
—	ALLIANCEBERNSTEIN NATL MUNI	430,309	$5,573	0.4%	$12.70	—	COM	01864U106
—	NUVEEN MTG OPPTY TERM FD 2	245,169	$5,516	0.4%	$23.90	—	COM	67074R100
—	NUVEEN INTER DURATION MN TMF	419,263	$5,513	0.4%	$12.48	—	COM	670671106
—	NEUBERGER BRMAN CLIFRN MUNI	417,975	$5,446	0.4%	$12.44	—	COM	64123C101
—	NUVEEN CALIFORNIA AMT QLT MU	349,786	$4,869	0.3%	$12.62	—	COM	670651108
—	SPECIAL OPPORTUNITIES FD INC	191,280	$4,792	0.3%	$25.83	—	PFD CONV SE B	84741T302
XZFGX	VIRTUS TOTAL RETURN FUND INC	463,710	$4,660	0.3%	$10.84	—	COM	92837G100
XPHDX	PIONEER FLOATING RATE TR	415,513	$4,321	0.3%	$9.99	—	COM	72369J102
—	CORNERSTONE TOTAL RTRN FD IN	355,460	$4,262	0.3%	$13.88	—	COM	21924U300
PACK	ONE MADISON CORP	398,073	$4,080	0.3%	$9.70	—	COM CL A	G6772P100
—	APOLLO SR FLOATING RATE FD I	274,383	$4,069	0.3%	$14.52	—	COM	037636107
—	LAZARD WORLD DIVID & INCOME	408,678	$4,050	0.3%	$9.81	—	COM	521076109
PXH	INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG	187,653	$4,018	0.3%	$21.14	—	COM	46138E727
—	PENSARE ACQUISITION CORP	389,994	$4,005	0.3%	$10.00	—	COM	70957E105
—	NUVEEN SR INCOME FD	688,605	$3,994	0.3%	$5.47	—	COM	67067Y104
—	BLACKROCK NY MUNI INC QLTY T	304,532	$3,913	0.3%	$12.22	—	COM	09249U105
—	EATON VANCE TAX MNGD BUY WRI	416,486	$3,857	0.3%	$8.66	—	COM SH BEN INT	27829M103
—	SPECIAL OPPORTUNITIES FD INC	274,230	$3,683	0.2%	$13.13	—	COM	84741T104
—	BLACKROCK MUNICIPL INC QLTY	263,978	$3,540	0.2%	$12.47	—	COM	092479104
—	EAGLE GRWTH & INCOME OPPTY F	227,990	$3,504	0.2%	$15.76	—	COM SH BEN INT	26958J105
—	WESTERN ASSET GLOBAL CP DEFI	211,119	$3,475	0.2%	$15.49	—	COM	95790C107
—	NUVEEN INT DUR QUAL MUN TRM	256,527	$3,355	0.2%	$12.43	—	COM	670677103
XNBOX	NEUBERGER BRMAN NY MUNI FD I	260,180	$3,231	0.2%	$11.27	—	COM	64124K102
—	DREYFUS STRATEGIC MUNS INC	402,731	$3,178	0.2%	$7.17	—	COM	261932107
—	TKK SYMPHONY ACQUISITION COR	300,000	$3,083	0.2%	$10.10	—	UNIT 08/15/2023	G88950111
—	LEISURE ACQUISITION CORP	306,594	$3,081	0.2%	$9.68	—	COM	52539T107
—	DD3 ACQUISITION CORP	300,000	$3,042	0.2%	$10.00	—	UNIT 10/12/2023	G2692M129
—	GRAF INDL CORP	300,000	$3,036	0.2%	$10.01	—	12/31/2025	384278206
—	ANDINA ACQUISITION CORP III	300,000	$3,030	0.2%	$10.10	—	UNIT 09/24/2020	G04415116
—	SCHULTZE SPL PURP ACQUISITIO	300,000	$3,020	0.2%	$9.95	—	UNIT 12/31/2023	80821R208
—	FIRST TR SR FLOATING RATE 20	330,328	$2,887	0.2%	$8.29	—	COM SHS	33740K101
—	NUVEEN EMERGING MKTS DEBT 20	316,407	$2,756	0.2%	$8.46	—	COM	67077P101
—	TRINE ACQUISITION CORP	275,000	$2,756	0.2%	$10.02	—	UNIT 03/31/2021	89628U207
VWO	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF	63,796	$2,711	0.2%	$39.35	—	COM	922042858
—	TUSCAN HOLDINGS CORP	250,000	$2,605	0.2%	$10.42	—	UNIT 99/99/9999	90069K203
—	OPES ACQUISITION CORP	250,000	$2,538	0.2%	$9.70	—	COM	68373P100
—	BLACKROCK TCP CAPITAL CORP	2,500,000	$2,528	0.2%	$1.01	—	NOTE 5.250%12/1	87238QAB9
—	BIG ROCK PARTNERS ACQUISI CO	239,998	$2,484	0.2%	$9.94	—	COM	089482103
—	INDIA FD INC	114,166	$2,441	0.2%	$23.85	—	COM	454089103
—	8I ENTERPRISES ACQUISITIN CO	240,000	$2,410	0.2%	$10.04	—	UNIT 99/99/9999	G2956M138
—	BLACKROCK MUNIYIELD NY QLTY	193,891	$2,387	0.2%	$11.77	—	COM	09255E102
—	NUVEEN FLTNG RTE INCM OPP FD COM SHS	241,634	$2,317	0.2%	$9.77	—	COM SHS	6706EN100
—	ROYCE VALUE TR INC	167,669	$2,307	0.2%	$11.74	—	COM	780910105
NXDT	NEXPOINT STRATEGIC OPORTUNT	105,465	$2,296	0.2%	$21.83	—	COM NEW	65340G205
VEA	VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF	55,877	$2,284	0.2%	$41.26	—	COM	921943858
—	NUVEEN CONNECTICUT QLTY MUN COM	189,360	$2,282	0.2%	$11.59	—	COM	67060D107
—	LIBERTY ALL-STAR GROWTH FD I	407,487	$2,266	0.1%	$4.36	—	COM	529900102
—	PURE ACQUISITION CORP	224,996	$2,261	0.1%	$9.65	—	CL A	74621Q106
—	WEALTHBRIDGE ACQUISITION LTD	225,000	$2,259	0.1%	$10.04	—	UNIT 99/99/9999	G4887W102
—	TWELVE SEAS INVESTMENT COMPA	225,000	$2,256	0.1%	$9.60	—	SHS	G9145A107
—	NUVEEN NORTH CAROLINA QLTY M	173,709	$2,213	0.1%	$12.01	—	COM	67060P100
—	CM SEVEN STAR ACQUISITION CO	300,000	$2,193	0.1%	$9.65	—	SHS	G2345N102
—	ALBERTON ACQUISITION CORP	200,000	$2,118	0.1%	$10.09	—	UNIT 04/22/2020	G35006116
—	LIBERTY ALL STAR EQUITY FD	340,864	$2,083	0.1%	$5.71	—	SH BEN INT	530158104
—	AMCI ACQUISITION CORP	200,000	$2,024	0.1%	$9.95	—	UNIT 01/07/2019	00165R200
—	MUDRICK CAP ACQUISITION CORP	200,000	$2,016	0.1%	$9.64	—	COM CLASS A	624745105
—	HENNESSY CAP ACQUSTION CORP	200,000	$2,016	0.1%	$10.08	—	UNIT 99/99/9999	42589C203
—	NUVEEN CALIF MUN VALUE FD	210,736	$2,015	0.1%	$9.22	—	COM	67062C107
—	BOXWOOD MERGER CORP	200,000	$2,014	0.1%	$9.96	—	UNIT 11/26/2025	10319T200
—	LEGACY ACQUISITION CORP	200,000	$2,008	0.1%	$9.64	—	COM CL A	524643103
—	CHARDAN HEALTHCARE ACQUISITI	200,000	$2,006	0.1%	$10.01	—	UNIT 12/13/2023	15957A207
—	CRESCENT ACQUISITION CORP	200,000	$2,000	0.1%	$10.00	—	UNIT 99/99/9999	22564L204
—	OHA INVT CORP	1,640,387	$1,968	0.1%	$3.42	—	COM	67091U102
—	BLACK RIDGE ACQUISITION CORP	191,057	$1,951	0.1%	$9.65	—	COM	09216T107
—	GORDON POINTE ACQUISITION CO	175,000	$1,785	0.1%	$9.73	—	COM CL A	382788107
—	BLACKROCK RES & COMM STRAT T	194,697	$1,591	0.1%	$8.52	—	SHS	09257A108
—	MTECH ACQUISITION CORP	155,000	$1,565	0.1%	$9.81	—	COM CL A	55378W107
—	MEGALITH FINL ACQUISITION CO	150,000	$1,538	0.1%	$10.10	—	UNIT 09/30/2025	58518F208
—	CF FIN ACQUISITION CORP	150,000	$1,530	0.1%	$10.00	—	UNIT 04/30/2025	12528N206
—	THUNDER BRIDGE ACQUISITION L	150,000	$1,530	0.1%	$9.71	—	SHS CLASS A	G8857R100
—	FINTECH ACQUISITION CORP III	150,000	$1,529	0.1%	$9.96	—	UNIT 12/01/2023	31811A309
—	TRIDENT ACQUISITIONS CORP	150,000	$1,529	0.1%	$9.75	—	COM	89615T106
—	INVESCO QUALITY MUNI INC TRS	124,370	$1,506	0.1%	$11.34	—	COM	46133G107
—	VECTOIQ ACQUISITION CORP	149,999	$1,502	0.1%	$9.58	—	COM	92243N103
—	NUVEEN NEW YORK QLT MUN INC	108,500	$1,453	0.1%	$12.27	—	COM	67066X107
—	DWS MUN INCOME TR NEW	123,914	$1,366	0.1%	$10.26	—	COM	233368109
—	MEXICO EQUITY & INCOME FD	126,685	$1,345	0.1%	$10.62	—	COM	592834105
XMUIX	BLACKROCK MUNI INTER DR FD I	94,168	$1,297	0.1%	$13.43	—	COM	09253X102
—	TENZING ACQUISITION CORP	125,000	$1,278	0.1%	$10.06	—	UNIT 08/24/2024	G8708A124
—	TIBERIUS ACQUISITION CORP	125,000	$1,260	0.1%	$9.61	—	COM	88633A107
—	HL ACQUISITIONS CORP	125,000	$1,246	0.1%	$9.56	—	SHS	G4603R106
TOTA	TOTTENHAM ACQUISITION I LTD	118,000	$1,192	0.1%	$9.70	—	SHS	G8959N106
—	BLACKROCK MUNIHLDGS NY QLTY	85,231	$1,101	0.1%	$11.92	—	COM	09255C106
—	EATON VANCE CA MUNI INCOME T	91,005	$1,092	0.1%	$12.00	—	SH BEN INT	27826F101
—	NUVEEN OHIO QLTY MUN INCOME	75,449	$1,092	0.1%	$14.47	—	COM	670980101
—	PIVOTAL ACQUISITION CORP	100,000	$1,030	0.1%	$10.30	—	UNIT 12/01/2025	72583A200
—	LONGEVITY ACQUISITION CORP	100,000	$1,025	0.1%	$10.24	—	UNIT 08/29/2024	G56372108
—	EDTECHX HLDGS ACQUISITION CO	100,000	$1,023	0.1%	$9.98	—	UNIT 12/31/2025	28138X202
XXHYBXX	NEW AMER HIGH INCOME FD INC	119,342	$1,014	0.1%	$8.50	—	COM NEW	641876800
—	INSURANCE ACQUISITION CORP	100,000	$1,010	0.1%	$10.10	—	UNIT 03/31/2024	457867307
—	CHASERG TECHNLGY ACQUISITN C	100,000	$1,010	0.1%	$9.98	—	UNIT 09/30/2023	16166A202
—	LF CAP ACQUISITION CORP	100,000	$1,006	0.1%	$9.60	—	CL A	50200K108
—	ALLEGRO MERGER CORP	100,000	$998	0.1%	$9.53	—	COM	01749N103
—	NUVEEN GEORGIA QLTY MUN INC	83,078	$990	0.1%	$11.92	—	COM	67072B107
—	TRINITY MERGER CORP	96,000	$981	0.1%	$9.77	—	COM CL A	89653L106
—	EATON VANCE SH TM DR DIVR IN	72,000	$934	0.1%	$12.97	—	COM	27828V104
—	BLACKROCK MUNI N Y INTER DUR	58,084	$790	0.1%	$13.60	—	COM	09255F109
—	BLACKROCK NY MUN INCOME TR I	57,261	$779	0.1%	$12.38	—	COM	09249R102
—	GREENLAND ACQUISITIN CORPORA	75,000	$755	0.0%	$9.67	—	SHS	G40981139
—	MONOCLE ACQUISITION CORP	75,000	$753	0.0%	$10.04	—	UNIT 99/99/9999	609754205
—	MFS CALIF MUN FD	64,990	$740	0.0%	$10.05	—	COM	59318C106
—	NUVEEN MUNICIPAL CREDIT INC	46,691	$704	0.0%	$13.30	—	COM SH BEN INT	67070X101
—	CHURCHILL CAP CORP	49,998	$672	0.0%	$13.44	—	COM CL A	17142R103
—	NEW MTN FIN CORP	626,000	$628	0.0%	$1.00	—	NOTE 5.000% 6/1	647551AB6
—	INVESCO MUN TR	48,704	$587	0.0%	$11.05	—	COM	46131J103
—	FAR PT ACQUISITION CORP	49,995	$497	0.0%	$9.68	—	COM CL A	30734W109
—	DREYFUS MUN INCOME INC	51,063	$429	0.0%	$7.62	—	COM	26201R102
XMQTX	BLACKROCK MUNIY QUALITY FD I	26,725	$329	0.0%	$11.41	—	COM	09254G108
—	PHUNWARE INC	175,000	$290	0.0%	$0.22	—	*W EXP 12/26/202	71948P118
—	VOYA EMERGING MKTS HIGH DIVI	34,261	$272	0.0%	$8.07	—	COM	92912P108
—	HIGHLAND GLOBAL ALLOCATION F	19,401	$251	0.0%	$12.94	—	COM	43010T104
—	ONE MADISON CORP	199,999	$238	0.0%	$1.03	—	*W EXP 99/99/999	G6772P126
NESRW	NATIONAL ENERGY SERVICES REU	197,089	$225	0.0%	$0.40	—	*W EXP 05/05/202	G6375R115
—	COLLIER CREEK HOLDINGS	20,000	$206	0.0%	$10.05	—	UNIT 99/99/9999	G22707122
—	PURE ACQUISITION CORP	112,498	$125	0.0%	$1.28	—	*W EXP 04/17/202	74621Q114
—	MUDRICK CAP ACQUISITION CORP	200,000	$110	0.0%	$0.64	—	*W EXP 02/12/202	624745113
—	THUNDER BRIDGE ACQUISITION L	150,000	$108	0.0%	$0.45	—	*W EXP 01/01/202	G8857R126
—	PENSARE ACQUISITION CORP	349,994	$105	0.0%	$0.50	—	RIGHT 99/99/9999	70957E121
—	MTECH ACQUISITION CORP	155,000	$99	0.0%	$0.73	—	*W EXP 08/01/202	55378W115
—	CM SEVEN STAR ACQUISITION CO	300,000	$99	0.0%	$0.32	—	RIGHT 08/21/2022	G2345N136
—	BLACK RIDGE ACQUISITION CORP	300,000	$90	0.0%	$0.33	—	*W EXP 07/10/202	09216T115
—	BIG ROCK PARTNERS ACQUISI CO	239,998	$83	0.0%	$0.46	—	RIGHT 12/01/2022	089482129
—	CHURCHILL CAP CORP	24,999	$82	0.0%	$3.28	—	*W EXP 09/11/202	17142R111
—	LEISURE ACQUISITION CORP	153,297	$81	0.0%	$0.81	—	*W EXP 12/05/201	52539T115
—	FALCON MINERALS CORP	87,490	$72	0.0%	$1.70	—	*W EXP 07/21/202	30607B208
BIOX	BIOCERES CROP SOLUTIONS CORP	13,199	$69	0.0%	$8.27	0.0%	SHS	G1117K114
—	HAYMAKER ACQUISITION CORP	28,198	$68	0.0%	$0.95	—	*W EXP 10/27/202	420870115
—	GORDON POINTE ACQUISITION CO	175,000	$67	0.0%	$0.56	—	*W EXP 07/30/202	382788115
—	VECTOIQ ACQUISITION CORP	149,999	$65	0.0%	$0.52	—	*W EXP 05/11/202	92243N111
—	NRC GROUP HLDGS CORP	70,068	$63	0.0%	$0.75	—	*W EXP 10/17/202	629375114
—	MODERN MEDIA ACQUISITION	230,000	$61	0.0%	$0.39	—	RIGHT 99/99/9999	60765P129
—	TWELVE SEAS INVESTMENT COMPA	225,000	$61	0.0%	$0.42	—	RIGHT 12/22/2019	G9145A131
—	LEGACY ACQUISITION CORP	200,000	$60	0.0%	$0.44	—	*W EXP 11/30/202	524643111
—	OPES ACQUISITION CORP	250,000	$60	0.0%	$0.36	—	*W EXP 03/13/202	68373P118
—	TWELVE SEAS INVESTMENT COMPA	225,000	$59	0.0%	$0.36	—	*W EXP 12/22/202	G9145A115
—	TIBERIUS ACQUISITION CORP	125,000	$55	0.0%	$0.56	—	*W EXP 02/28/202	88633A115
—	BIOCERES CROP SOLUTIONS CORP	200,000	$54	0.0%	$0.27	—	*W EXP 07/01/202	G1117K106
—	KBL MERGER CORP IV	230,000	$53	0.0%	$0.29	—	RIGHT 06/07/2019	48242A120
—	BISON CAP ACQUISITION CORP	125,000	$44	0.0%	$0.38	—	RIGHT 03/20/2019	G1142P138
—	HL ACQUISITIONS CORP	125,000	$41	0.0%	$0.40	—	RIGHT 07/17/2023	G4603R130
—	MODERN MEDIA ACQUISITION	115,000	$40	0.0%	$0.55	—	*W EXP 05/17/202	60765P111
—	LF CAP ACQUISITION CORP	100,000	$39	0.0%	$0.55	—	*W EXP 06/22/202	50200K116
—	TOTTENHAM ACQUISITION I LTD RIGHT 06/05/2020	118,000	$38	0.0%	$0.37	—	RIGHT 06/05/2020	G8959N122
—	HUNTER MARITIME ACQUISITION	75,001	$38	0.0%	$0.80	—	*W EXP 11/17/202	Y37828129
—	PENSARE ACQUISITION CORP	174,997	$35	0.0%	$5.82	—	*W EXP 07/27/202	70957E113
—	BLACK RIDGE ACQUISITION COR	100,000	$35	0.0%	$0.28	—	RIGHT 07/10/2019	09216T123
—	TRINITY MERGER CORP	96,000	$32	0.0%	$0.40	—	*W EXP 05/11/202	89653L114
—	ALLEGRO MERGER CORP	100,000	$31	0.0%	$0.40	—	RIGHT 12/31/2023	01749N129
—	HL ACQUISITIONS CORP	125,000	$31	0.0%	$0.36	—	*W EXP 06/21/202	G4603R122
—	ALLEGRO MERGER CORP	100,000	$27	0.0%	$0.35	—	*W EXP 01/06/202	01749N111
—	CM SEVEN STAR ACQUISITION CO	150,000	$27	0.0%	$0.29	—	*W EXP 08/21/202	G2345N110
—	KBL MERGER CORP IV	230,000	$26	0.0%	$0.20	—	*W EXP 01/15/202	48242A112
—	FAR PT ACQUISITION CORP	16,665	$23	0.0%	$1.62	—	*W EXP 06/01/202	30734W117
—	BIG ROCK PARTNERS ACQUISI CO	119,999	$22	0.0%	$0.40	—	*W EXP 12/01/202	089482111
—	TRIDENT ACQUISITIONS CORP	150,000	$20	0.0%	$0.32	—	*W EXP 05/09/202	89615T114
—	TOTTENHAM ACQUISITION I LTD	118,000	$19	0.0%	$0.20	—	*W EXP 05/06/202	G8959N114
—	GREENLAND ACQUISITIN CORPORA	75,000	$19	0.0%	$0.36	—	RIGHT 04/27/2025	G40981113
—	GTY TECHNOLOGY HOLDINGS INC	26,667	$16	0.0%	$1.16	—	*W EXP 10/25/202	G4182A128
—	CONSTELLATION ALPHA CAP CORP	120,000	$15	0.0%	$0.31	—	RIGHT 99/99/9999	G2379F132
—	CONSTELLATION ALPHA CAP CORP	120,000	$14	0.0%	$0.22	—	*W EXP 03/23/202	G2379F116
—	BISON CAP ACQUISITION CORP	62,500	$13	0.0%	$0.37	—	*W EXP 06/20/202	G1142P112
—	GREENLAND ACQUISITIN CORPORA	75,000	$8	0.0%	$0.27	—	*W EXP 03/03/202	G40981105