Gagnon Advisors, LLC Long-Term Concentrated

CIK: 0001599466 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: Jul 28, 2021

Total Value ($000): $242,888 (100.0% shares, 0.0% debt)

Holdings (30)

CDNA CAREDX INC 9.7%

Value ($000) $23,483 Shares 344,886 Est. Cost $11.44 Unrealized +579.0%

AMRC AMERESCO INC 7.9%

Value ($000) $19,258 Shares 396,018 Est. Cost $9.00 Unrealized +512.2%

AOSL ALPHA AND OMEGA SEMICONDUCTORLTD 5.8%

Value ($000) $14,088 Shares 430,821 Est. Cost $11.09 Unrealized +196.2%

PCRX PACIRA BIOSCIENCES 5.6%

Value ($000) $13,588 Shares 193,860 Est. Cost $41.32 Unrealized +72.9%

BL BLACKLINE INC 5.5%

Value ($000) $13,425 Shares 123,843 Est. Cost $47.25 Unrealized +163.9%

AL AIR LEASE CORP 5.1%

Value ($000) $12,493 Shares 254,950 Est. Cost $28.22 Unrealized +47.9%

FIVN FIVE9 INC 4.8%

Value ($000) $11,549 Shares 73,878 Est. Cost $22.98 Unrealized +643.5%

— GENERAL FINANCE CORP 4.5%

Value ($000) $10,826 Shares 891,024 Est. Cost $4.50 Unrealized —

ONTO ONTO INNOVATION INC 4.0%

Value ($000) $9,833 Shares 149,648 Est. Cost $34.27 Unrealized +73.8%

— EVERBRIDGE INC 3.8%

Value ($000) $9,294 Shares 76,695 Est. Cost $62.87 Unrealized —

NVGS NAVIGATOR HOLDINGS LTD 3.6%

Value ($000) $8,667 Shares 973,781 Est. Cost $9.59 Unrealized +2.2%

— NEW RELIC INC 3.2%

Value ($000) $7,660 Shares 124,589 Est. Cost $40.57 Unrealized —

— LUMBER LIQUIDATORS HOLDINGS INC 3.0%

Value ($000) $7,225 Shares 287,619 Est. Cost $20.81 Unrealized —

BLFS BIOLIFE SOLUTIONS INC 2.9%

Value ($000) $7,011 Shares 194,750 Est. Cost $16.81 Unrealized +135.2%

— APOLLO ENDOSURGERY INC 2.7%

Value ($000) $6,616 Shares 1,200,769 Est. Cost $3.59 Unrealized —

EQIX EQUINIX INC 2.6%

Value ($000) $6,233 Shares 9,171 Est. Cost $267.23 Unrealized +133.7%

— CM LIFE SCIENCES INC 2.5%

Value ($000) $6,093 Shares 370,410 Est. Cost $10.88 Unrealized —

EPD ENTERPRISE PRODS PARTNERSL P 2.5%

Value ($000) $6,077 Shares 275,981 Est. Cost $23.48 Unrealized —

YEXT YEXT INC 2.5%

Value ($000) $6,026 Shares 416,133 Est. Cost $18.34 Unrealized -8.9%

— E2OPEN PARENT HOLDINGS INC 2.4%

Value ($000) $5,921 Shares 594,469 Est. Cost $9.96 Unrealized —

PROF PROFOUND MED CORP 2.3%

Value ($000) $5,584 Shares 277,252 Est. Cost $13.18 Unrealized +82.0%

— CM LIFE SCIENCES II INC 1.9%

Value ($000) $4,696 Shares 366,905 Est. Cost $12.80 Unrealized —

— SECUREWORKS CORP 1.9%

Value ($000) $4,687 Shares 350,335 Est. Cost $12.38 Unrealized —

PSIX POWER SOLUTIONS INTERNATIONAL INC 1.9%

Value ($000) $4,605 Shares 626,584 Est. Cost $22.30 Unrealized -73.1%

— CASTLIGHT HEALTH INC 1.8%

Value ($000) $4,467 Shares 2,958,279 Est. Cost $3.14 Unrealized —

DVN DEVON ENERGY CORP 1.6%

Value ($000) $3,906 Shares 178,783 Est. Cost $15.93 Unrealized 0.0%

CELC CELCUITY INC 1.3%

Value ($000) $3,270 Shares 228,035 Est. Cost $13.45 Unrealized +5.7%

— CNFINANCE HOLDINGS LIMITED 1.1%

Value ($000) $2,577 Shares 667,568 Est. Cost $4.31 Unrealized —

— TFF PHARMACEUTICALS INC 1.0%

Value ($000) $2,395 Shares 176,471 Est. Cost $18.47 Unrealized —

— QUMU CORP 0.5%

Value ($000) $1,335 Shares 197,414 Est. Cost $6.76 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CDNA	CAREDX INC	344,886	$23,483	9.7%	$11.44	+579.0%	COM	14167L103
AMRC	AMERESCO INC	396,018	$19,258	7.9%	$9.00	+512.2%	CLA	02361E108
AOSL	ALPHA AND OMEGA SEMICONDUCTORLTD	430,821	$14,088	5.8%	$11.09	+196.2%	SHS	G6331P104
PCRX	PACIRA BIOSCIENCES	193,860	$13,588	5.6%	$41.32	+72.9%	COM	695127100
BL	BLACKLINE INC	123,843	$13,425	5.5%	$47.25	+163.9%	COM	09239B109
AL	AIR LEASE CORP	254,950	$12,493	5.1%	$28.22	+47.9%	CL A	00912X302
FIVN	FIVE9 INC	73,878	$11,549	4.8%	$22.98	+643.5%	COM	338307101
—	GENERAL FINANCE CORP	891,024	$10,826	4.5%	$4.50	—	CL A	369822101
ONTO	ONTO INNOVATION INC	149,648	$9,833	4.0%	$34.27	+73.8%	COM	683344105
—	EVERBRIDGE INC	76,695	$9,294	3.8%	$62.87	—	COM	29978A104
NVGS	NAVIGATOR HOLDINGS LTD	973,781	$8,667	3.6%	$9.59	+2.2%	SHS	Y62132108
—	NEW RELIC INC	124,589	$7,660	3.2%	$40.57	—	COM	64829B100
—	LUMBER LIQUIDATORS HOLDINGS INC	287,619	$7,225	3.0%	$20.81	—	COM	55003T107
BLFS	BIOLIFE SOLUTIONS INC	194,750	$7,011	2.9%	$16.81	+135.2%	COM NEW	09062W204
—	APOLLO ENDOSURGERY INC	1,200,769	$6,616	2.7%	$3.59	—	COM	03767D108
EQIX	EQUINIX INC	9,171	$6,233	2.6%	$267.23	+133.7%	COM	29444U700
—	CM LIFE SCIENCES INC	370,410	$6,093	2.5%	$10.88	—	UNIT 9/1/2025	18978W208
EPD	ENTERPRISE PRODS PARTNERSL P	275,981	$6,077	2.5%	$23.48	—	COM	293792107
YEXT	YEXT INC	416,133	$6,026	2.5%	$18.34	-8.9%	CL A	98585N106
—	E2OPEN PARENT HOLDINGS INC	594,469	$5,921	2.4%	$9.96	—	COM CL A	29788T103
PROF	PROFOUND MED CORP	277,252	$5,584	2.3%	$13.18	+82.0%	COM NEW	74319B502
—	CM LIFE SCIENCES II INC	366,905	$4,696	1.9%	$12.80	—	UNIT 02/25/28	125842203
—	SECUREWORKS CORP	350,335	$4,687	1.9%	$12.38	—	CL A	81374A105
PSIX	POWER SOLUTIONS INTERNATIONAL INC	626,584	$4,605	1.9%	$22.30	-73.1%	COM	73933G202
—	CASTLIGHT HEALTH INC	2,958,279	$4,467	1.8%	$3.14	—	CL B	14862Q100
DVN	DEVON ENERGY CORP	178,783	$3,906	1.6%	$15.93	0.0%	COM	25179M103
CELC	CELCUITY INC	228,035	$3,270	1.3%	$13.45	+5.7%	COM	15102K100
—	CNFINANCE HOLDINGS LIMITED	667,568	$2,577	1.1%	$4.31	—	SPON ADS	18979T105
—	TFF PHARMACEUTICALS INC	176,471	$2,395	1.0%	$18.47	—	COM	87241J104
—	QUMU CORP	197,414	$1,335	0.5%	$6.76	—	COM	749063103